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Livermore
Livermore
ZHEN

Ionic Capital Management LLC

SEC CIK
0001386462
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
265
−63 vs. Q2 2021
Portfolio value
$668.4M
−$163.8M (−19.7%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Ionic Capital Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Aeva Technologies, Inc.00835Q111*W EXP 03/12/2021,544,123$3.09M0.5%−77,676−4.8%Reduced–
Whole Earth Brands, Inc.96684W126*W EXP 06/25/2022,051,976$3.18M0.5%−87,008−4.1%Reduced–
TPG Pace Ben Fin CorpG8990D117*W EXP 10/09/2021,617,236$3.20M0.5%+221,197+15.8%Added–
Volta Inc.92873V110*W EXP 08/26/2021,272,585$3.26M0.5%+1,272,585New–
Li-Cycle Holdings Corp.50202P113*W EXP 08/10/2021,373,687$3.30M0.5%+1,373,687New–
IronNet, Inc.46323Q113*W EXP 08/26/202741,925$3.39M0.5%+741,925New–
Granite Constr Inc387328AB3NOTE 2.750%11/0–$3.49M0.5%–––
PEOAdams Natural Resources Fund, Inc.COM223,666$3.51M0.5%+37,600+20.2%AddedHistory
WTWWillis Towers Watson PLCSHS15,392$3.58M0.5%+15,392NewHistory
Genius Sports LtdG3934V117COM518,577$3.70M0.6%+95,218+22.5%Added–
FREEWhole Earth Brands, Inc.COM CL A321,235$3.71M0.6%+128,660+66.8%AddedHistory
Joby Aviation, Inc.G65163118*W EXP 08/10/2021,658,808$3.73M0.6%+1,658,808New–
Vicarious Surgical Inc.92561V117*W EXP 08/05/2021,727,204$3.82M0.6%+1,727,204New–
Ouster, Inc.68989M111*W EXP 03/11/2022,447,554$3.87M0.6%−33,569−1.4%Reduced–
23ANDME Holding Co90138Q116*W EXP 06/16/2022,115,676$3.89M0.6%+26,319+1.3%Added–
Proterra Inc74374T117*W EXP 09/22/2021,521,878$3.99M0.6%+55,471+3.8%Added–
Infra and Energy Altrntive I45686J112*W EXP 03/27/2023,413,796$4.03M0.6%+507,202+17.5%Added–
Skillsoft Corp.83066P119*W EXP 06/11/2021,471,411$4.05M0.6%−44,739−3.0%Reduced–
FOXFox CorpCL B COM111,970$4.16M0.6%+52,900+89.6%AddedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/1–$4.17M0.6%–––
E2open Parent Holdings, Inc.29788T111*W EXP 02/04/2021,447,726$4.20M0.6%+109,431+8.2%Added–
Custom Truck One23204X111COM1,974,506$4.30M0.6%+14,109+0.7%Added–
Bowx Acquisition Corp103085114*W EXP 08/03/2022,070,774$4.31M0.6%−12,272−0.6%Reduced–
BODYWBeachbody Company, Inc.*W EXP 12/31/2023,700,626$4.40M0.7%+133,781+3.8%AddedHistory
Astra Space, Inc.04634X111EQUITY WRT1,887,325$4.48M0.7%+1,887,325New–
AvePoint, Inc.053604112EQUITY WRT2,470,646$4.85M0.7%+2,470,646New–
Social Capital Hedosopha HLDG8251L113*W EXP 09/26/2022,654,354$4.96M0.7%−525,393−16.5%Reduced–
Matterport, Inc.577096118EQUITY WRT645,722$5.02M0.8%+645,722New–
VVNTVivint Smart Home, Inc.COM CL A539,902$5.10M0.8%+97,259+22.0%AddedHistory
RAMPLiveRamp Holdings, Inc.COM110,000$5.20M0.8%+20,000+22.2%AddedHistory
CSTMConstellium SECL A SHS295,210$5.54M0.8%−45,000−13.2%ReducedHistory
PFGCPerformance Food Group CoCOM121,399$5.64M0.8%+66,890+122.7%AddedHistory
Pegasystems Inc705573AB9NOTE 0.750% 3/0–$5.65M0.8%–––
CPRICapri Holdings LtdSHS119,552$5.79M0.9%+23,552+24.5%AddedHistory
Canoo Inc.13803R110*W EXP 12/21/2023,115,742$5.89M0.9%−103,734−3.2%Reduced–
Paysafe LtdG6964L115*W EXP 08/11/2023,184,614$5.89M0.9%−56,043−1.7%Reduced–
Alight, Inc. / Delaware01626W119Warrant / Rights1,970,931$6.01M0.9%+1,970,931New–
LKQLKQ CorpCOM120,000$6.04M0.9%−10,000−7.7%ReducedHistory
Butterfly Network, Inc.124155110*W EXP 05/27/2022,212,857$6.08M0.9%−61,245−2.7%Reduced–
Liberty Media Corp Del531229607COM C SIRIUSXM128,200$6.09M0.9%+79,200+161.6%Added–
BridgeBio Pharma, Inc.10806XAB8NOTE 2.500% 3/1–$6.22M0.9%–New–
Momentus Inc.60879E119*W EXP 05/15/2022,344,640$6.25M0.9%+2,344,640New–
Sailpoint Technologies Hldgs78781PAB1NOTE 0.125% 9/1–$6.42M1.0%–New–
Chesapeake Energy Corp165167172*W EXP 99/99/999202,638$6.62M1.0%−5,966−2.9%Reduced–
Faraday Future I307359117EQUITY WRT4,072,704$6.88M1.0%+4,072,704New–
Hostess Brands, Inc.44109J114*W EXP 11/04/2022,310,589$6.89M1.0%00.0%Unchanged–
Avaya Hldgs Corp05351XAB7NOTE 2.250% 6/1–$7.36M1.1%–––
Microvast Holdings, Inc.59516C114*W EXP 04/01/2023,493,918$7.37M1.1%+3,493,918New–
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$7.66M1.1%–––
Lightning Emotor53228T119EQUITY WRT4,769,218$7.68M1.1%+1,337,250+39.0%Added–
DXCDXC Technology CoStock239,932$8.06M1.2%+71,750+42.7%AddedHistory
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$8.83M1.3%–New–
Blue Owl Capital Inc09581B111*W EXP 05/19/2021,970,959$9.28M1.4%+798,588+68.1%Added–
The Lion Electric Company536221112*W EXP 05/06/2023,112,856$11.1M1.7%−125,031−3.9%Reduced–
SoFi Technologies, Inc.83406F110*W EXP 05/28/2021,889,515$11.8M1.8%+500,891+36.1%Added–
Cano Health, Inc.13781Y111*W EXP 06/03/2022,855,979$11.8M1.8%+452,750+18.8%Added–
AST SpaceMobile, Inc.00217D118*W EXP 04/06/2023,021,357$11.9M1.8%+48,443+1.6%Added–
indie Semiconductor, Inc.45569U119*W EXP 06/15/2023,399,358$12.0M1.8%+130,394+4.0%Added–
TNLTravel & Leisure Co.COM277,926$15.2M2.3%+100,641+56.8%AddedHistory
PAEPAE IncCOM CL A2,590,587$15.5M2.3%+118,703+4.8%AddedHistory
ZNGAZynga IncCL A2,709,123$20.4M3.1%+345,288+14.6%AddedHistory
Pershing Square Tontine Hldg71531R109COM CL A1,046,286$20.6M3.1%+1,046,286New–
Beauty Health Co88331L116EQUITY WRT1,581,894$22.9M3.4%+574,696+57.1%Added–
Occidental Pete Corp WT Exp 080327674599162Stock1,946,300$23.1M3.5%+541,193+38.5%Added–
LBTYKLiberty Global Ltd.SHS CL C954,202$28.1M4.2%+719,735+307.0%AddedHistory

Options (59)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ionic Capital Management LLC in Q3 2021
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$7.39M$9.03M
NIONIO Inc.ADR$12.5M–
AMDAdvanced Micro Devices IncStock–$10.3M
PSFEPaysafe LtdORD$3.35M$4.15M
SRTAStrata Critical Medical, Inc.CL A COM$7.26M–
VanEck ETF Trust92189F106GOLD MINERS ETF$7.07M–
OWLBlue Owl Capital Inc.COM CL A$6.72M–
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.$5.38M$386.0K
Mudrick Capital Acqu Corp II62477L107COM CL A–$3.87M
MEHCQChrome Holding Co.CLASS A COM$1.24M$2.49M
OPENOpendoor Technologies Inc.COM$3.08M–
AVPTAvePoint, Inc.COM CL A–$2.97M
LILi Auto Inc.SPONSORED ADS$2.63M–
Bridgetown Holdings LtdG1355U113COM CL A–$2.56M
FSRFisker Inc.CL A COM STK$2.48M–
Far Peak Acquisition CorpG3312L103SHS CL A$895.0K$863.0K
SKILSkillsoft Corp.CL A$1.74M–
UWMCUWM Holdings CorpCOM CL A–$1.74M
VLTAVolta Inc.COM CL A$503.0K$1.15M
FOAFinance of America Companies Inc.COM CL A$1.49M–
PDDPDD Holdings Inc.SPONSORED ADS$1.36M–
Barrick Gold Corp067901108COM$1.35M–
CLVRClever Leaves Holdings Inc.COM$1.16M$2.00K
PRPBCC Neuberger Principal Holdings IISHS CL A–$1.16M
VIEWView, Inc.COM CL A$1.08M–
ACHRArcher Aviation Inc.Stock–$1.07M
Bakkt, Inc.G9441E100SHS CL A–$1.04M
Eve Holding, Inc.98907K103COM CL A–$1.02M
Citic Capital Acquisition CoG21513109COM CL A–$997.0K
CLFCleveland-Cliffs Inc.COM–$991.0K
SOFISoFi Technologies, Inc.Stock–$953.0K
Altimeter Growth CorpG0370L108CL A$790.0K$123.0K
Social Capital Hedosopha HLDG82514103SHS CL A–$767.0K
MPMP Materials Corp.COM CL A–$645.0K
POLPolished.com Inc.COM–$552.0K
FFAIFaraday Future Intelligent Electric Inc.COM–$477.0K
TMCTMC the metals Co Inc.COM–$446.0K
SNDLSNDL Inc.COM$413.0K–
AEVAAeva Technologies, Inc.COM–$363.0K
HRLHormel Foods CorpCOM$148.0K$148.0K
IRNTIronNet, Inc.COM–$256.0K
MILEMetromile, LLCCOM–$217.0K
BFIBurgerFi International, Inc.COM$170.0K–
CANOCano Health, Inc.COM CL A–$165.0K
Social Capital Hedosopha HLDG8251L105SHS CL A–$124.0K
OXYOccidental Petroleum CorpStock$101.0K–
TMPOTempo Automation Holdings, Inc.CL A–$99.0K
CELUCelularity IncCOM CL A–$89.0K
XOSXos, Inc.COMMON STOCK–$86.0K
SUNLSunlight Financial Holdings Inc.COMMON STOCK–$83.0K
ASTSAST SpaceMobile, Inc.COM CL A–$78.0K
JOBYJoby Aviation, Inc.COMMON STOCK–$66.0K
BARKBark, Inc.COM–$60.0K
ADNHAdvent Technologies Holdings, Inc.COM CL A$45.0K–
FTCVFintech Acquisition Corp VCOM CL A–$40.0K
ORGNOrigin Materials, Inc.COM–$14.0K
SHCRSharecare, Inc.COM CL A–$14.0K
OPFIOppFi Inc.COM CL A–$13.0K
MTTRMatterport, Inc.COM CL A–$2.00K

Sold out since Q2 2021 (152)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 152 by value last quarter.

Positions of Ionic Capital Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439110*W EXP 08/04/2022,527,188$40.2M4.8%–
STEMStem, Inc.COM1,138,398$27.0M3.3%History
Clover Health Investments, Corp.18914F111*W EXP 04/21/2024,220,397$21.5M2.6%–
Property Solutions Acquisiti74348Q116*W EXP 03/20/2023,702,455$14.8M1.8%–
Tuscan Hldgs Corp90069K112*W EXP 04/01/2022,623,447$10.9M1.3%–
Stable RD Acquisition Corp85236Q117*W EXP 05/15/2022,260,800$9.49M1.1%–
Arrival GroupL0423Q116*W EXP 03/24/2022,158,042$9.28M1.1%–
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/0–$8.93M1.1%–
Apex Technology Acquisition03768F110*W EXP 09/18/2022,463,444$8.38M1.0%–
NBRNabors Industries LtdSHS71,087$8.12M1.0%History
Twitter, Inc.90184LAF9NOTE 0.250% 6/1–$7.74M0.9%–
iQIYI, Inc.46267XAD0NOTE 2.000% 4/0–$5.63M0.7%–
iQIYI, Inc.46267XAE8NOTE 4.000%12/1–$5.54M0.7%–
Pure Storage Inc74624MAB8NOTE 0.125% 4/1–$5.26M0.6%–
Hims & Hers Health, Inc.433000114*W EXP 01/20/2021,355,996$4.54M0.5%–
Holicity Inc435063110*W EXP 08/04/2021,210,204$4.27M0.5%–
Gores Holdings VI Inc38286R113*W EXP 08/24/202701,525$4.20M0.5%–
Foley Trasimene Acquistn Cor34431F112*W EXP 05/26/2021,763,606$3.67M0.4%–
CM Life Sciences Inc18978W117*W EXP 09/04/202729,021$3.35M0.4%–
Skillz Inc83067L117*W EXP 02/26/202315,950$3.22M0.4%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$2.96M0.4%–
Peridot Acquisition Corp.G7008A107*W EXP 11/30/2021,044,026$2.83M0.3%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026275,000$2.73M0.3%–
Tortoise Acquisition Corp IIG89554128*W EXP 06/14/2021,186,835$2.58M0.3%–
Lyft, Inc.55087PAB0NOTE 1.500% 5/1–$2.57M0.3%–
Climate Change Crisis Real I18716C118*W EXP 09/15/202592,799$2.42M0.3%–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/0–$2.33M0.3%–
Gores Hldgs V Inc382864106COM CL A215,186$2.17M0.3%–
Falcon Capital Acquisitn Cor30606L116*W EXP 08/20/2021,142,941$2.05M0.2%–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM422,884$1.87M0.2%History
D8 Holdings CorpG2614K128*W EXP 08/05/2021,081,650$1.80M0.2%–
iQIYI, Inc.46267XAB4NOTE 3.750%12/0–$1.61M0.2%–
BM Technologies, Inc.05591L115*W EXP 01/04/202602,829$1.55M0.2%–
10X Capital Venture Acqu Cor88025V115*W EXP 10/29/202859,948$1.51M0.2%–
UBERUber Technologies, IncStock30,000$1.50M0.2%History
Alussa Energy Acquisition Corp.G0232J119*W EXP 10/31/202708,760$1.50M0.2%–
GOOGLAlphabet Inc.Stock600$1.47M0.2%History
Reinvent Technology PartnersG7483N103*W EXP 09/16/202729,557$1.43M0.2%–
NWSNews CorpCL B57,213$1.39M0.2%History
CANGCango Inc.ADS246,767$1.38M0.2%History
Union Acquisition Corp. IIG9402Q126*W EXP 04/01/2021,473,059$1.34M0.2%–
Social Capital Hedosopha HLDG82514111*W EXP 09/26/202528,901$1.28M0.2%–
DOYUDouYu International Holdings LtdSPONSORED ADS183,280$1.25M0.2%History
Paya Holdings Inc.70434P111*W EXP 10/16/202454,693$1.24M0.1%–
OneG7000X121*W EXP 08/17/202529,796$1.22M0.1%–
Kismet Acquisition One CorpG52753111*W EXP 99/99/999934,367$1.12M0.1%–
Rice Acquisition Corp762594117*W EXP 10/26/202191,925$1.09M0.1%–
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF81,056$1.06M0.1%History
PANWPalo Alto Networks IncStock2,652$984.0K0.1%History
Landcadia Holdings III Inc51476H100COM CL A75,000$930.0K0.1%–
Legato Merger Corp.52473X114*W EXP 12/31/202500,000$922.0K0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/202162,417$853.0K0.1%–
LEN.BLennar CorpCL B10,418$849.0K0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE17,952$839.0K0.1%–
Sustainable Opportnts Acq CoG8598Y117*W EXP 99/99/999574,259$827.0K0.1%–
TPG Pace Tech OpportunitiesG8990Y129*W EXP 10/09/202439,800$770.0K0.1%–
Decarbonization Plus Acqu Co242797116*W EXP 10/02/202323,428$741.0K0.1%–
IMVTImmunovant, Inc.COM70,000$740.0K0.1%History
Osprey Technlgy Aquistion Co68839R120*W EXP 10/30/202416,420$712.0K0.1%–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS40,635$692.0K0.1%History
BHP Group Ltd05545E209SPONSORED ADR10,399$621.0K0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202653,100$562.0K0.1%–
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202850,000$513.0K0.1%–
Nextgen Acquisition CorpG65305123*W EXP 10/06/202273,556$506.0K0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999950,000$505.0K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202650,000$502.0K0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/999950,000$501.0K0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202850,189$501.0K0.1%–
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/202850,000$500.0K0.1%–
RMG Acquisition Corp IIIG76088114UNIT 02/08/202650,000$500.0K0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202650,000$499.0K0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202550,000$498.0K0.1%–
TB SA Acquisition CorpG8657L113UNIT 03/25/202850,000$497.0K0.1%–
Revolution Accelertn Acqu Co76156P114*W EXP 12/01/202230,589$461.0K0.1%–
Comsovereign Hldg Corp205650112*W EXP 12/18/202398,166$455.0K0.1%–
FG New Amer Acquisition Corp30259V114*W EXP 08/31/202202,327$445.0K0.1%–
NRXPNRX Pharmaceuticals, Inc.COM35,721$415.0K<0.1%History
Liv Cap Acquisition CorpG5510C116*W EXP 12/13/202416,718$396.0K<0.1%–
GX Acquisition Corp36251A115*W EXP 05/24/202285,062$388.0K<0.1%–
PAVmed Inc.70387R122*W EXP 04/30/20277,066$374.0K<0.1%–
RDWRedwire CorpSHS CL A36,000$371.0K<0.1%History
Landcadia Holdings III Inc51476H118*W EXP 10/01/202135,522$366.0K<0.1%–
CONX Corp.212873111*W EXP 10/30/202259,539$350.0K<0.1%–
Spartan Acquisition Corp II846775112*W EXP 11/28/202186,660$336.0K<0.1%–
New Beginnings Acquisition C64222H118*W EXP 11/01/202273,110$317.0K<0.1%–
Churchill Capital Corp IV171439102CL A10,879$314.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202630,300$303.0K<0.1%–
Rodgers Silicon Valley Aq Co774873111*W EXP 11/30/20228,975$298.0K<0.1%–
Sports Entertainment Acqu Co84918M114*W EXP 10/30/202129,788$283.0K<0.1%–
Bionano Genomics, Inc.09075F115*W EXP 08/21/20268,930$276.0K<0.1%–
HIMSHims & Hers Health, Inc.Stock25,249$275.0K<0.1%History
Taboola.com Ltd.M8744T114*W EXP 06/29/20285,255$264.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999925,000$256.0K<0.1%–
Qell Acquisition CorpG7307X113*W EXP 10/01/202155,605$249.0K<0.1%–
Sandbridge Acquisition Corp799793112*W EXP 09/14/202174,714$245.0K<0.1%–
Fusion Acquisition Corp36118H113*W EXP 06/01/202152,551$214.0K<0.1%–
Global Synergy Acquisit CorpG3934J122*W EXP 99/99/999264,107$209.0K<0.1%–
Digital Media Solutions, Inc.25401G114*W EXP 07/15/202146,604$208.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202620,813$207.0K<0.1%–
Lionheart Acquisition Corp I53625R112*W EXP 02/14/202205,000$195.0K<0.1%–