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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,779
+42 vs. Q4 2022
Portfolio value
$34.4B
+$3.31B (+10.6%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Mariner, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PUMPProPetro Holding Corp.COM14,111$101.0K<0.1%−186−1.3%ReducedHistory
SGSweetgreen, Inc.COM CL A12,902$101.0K<0.1%−1,738−11.9%ReducedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM12,250$101.0K<0.1%00.0%UnchangedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD19,237$102.0K<0.1%−3,043−13.7%ReducedHistory
Farfetch Ltd30744W107ORD SH CL A20,792$102.0K<0.1%+4,821+30.2%Added–
RLYBRallybio CorpCOM17,919$102.0K<0.1%+204+1.2%AddedHistory
GTXGarrett Motion Inc.Stock13,432$103.0K<0.1%+991+8.0%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,608$103.0K<0.1%00.0%UnchangedHistory
MTTRMatterport, Inc.COM CL A37,643$103.0K<0.1%+21,050+126.9%AddedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT13,010$104.0K<0.1%+431+3.4%AddedHistory
WSRWhitestone REITCOM11,453$105.0K<0.1%+277+2.5%AddedHistory
RKTRocket Companies, Inc.Stock11,754$106.0K<0.1%+11,754NewHistory
ADAMAdamas Trust, Inc.COM10,638$106.0K<0.1%+10,638NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A14,780$108.0K<0.1%+14,780NewHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR10,933$109.0K<0.1%−141−1.3%ReducedHistory
KPTIKaryopharm Therapeutics Inc.COM28,056$109.0K<0.1%+28,056NewHistory
Silvercrest Metals Inc828363101COM15,349$110.0K<0.1%+37+0.2%Added–
ARLOArlo Technologies, Inc.COM18,273$110.0K<0.1%+5,624+44.5%AddedHistory
LQDALiquidia CorpCOM NEW15,900$110.0K<0.1%+15,900NewHistory
MLSSMilestone Scientific Inc.COM NEW121,750$110.0K<0.1%00.0%UnchangedHistory
CDECoeur Mining, Inc.COM NEW27,704$111.0K<0.1%−844−3.0%ReducedHistory
RPT Realty74971D101SH BEN INT11,729$111.0K<0.1%+11,729New–
MERCMercer International Inc.COM11,422$112.0K<0.1%−409−3.5%ReducedHistory
TBPHTheravance Biopharma, Inc.COM10,339$112.0K<0.1%+10,339NewHistory
NSTGNS Wind Down Co., Inc.COM11,393$112.0K<0.1%−106−0.9%ReducedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT21,467$114.0K<0.1%−6,655−23.7%ReducedHistory
PACKRanpak Holdings Corp.COM CL A21,783$114.0K<0.1%+3,792+21.1%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM13,012$115.0K<0.1%−3,459−21.0%ReducedHistory
VIAVViavi Solutions Inc.COM10,643$115.0K<0.1%+10,643NewHistory
EGYVaalco Energy IncCOM NEW25,365$115.0K<0.1%+25,365NewHistory
ALITAlight, Inc. / DelawareCOM CL A12,610$116.0K<0.1%−984−7.2%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM14,920$117.0K<0.1%−2,986−16.7%ReducedHistory
SIDNational Steel CoSPONSORED ADR38,257$117.0K<0.1%+5,643+17.3%AddedHistory
SGHCSuper Group (SGHC) LtdORD SHS29,082$117.0K<0.1%+9,478+48.3%AddedHistory
STEMStem, Inc.CL A20,570$117.0K<0.1%+8,147+65.6%AddedHistory
JBLUJetBlue Airways CorpCOM16,256$118.0K<0.1%−602−3.6%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM11,480$118.0K<0.1%−3,388−22.8%ReducedHistory
JBIJanus International Group, Inc.COMMON STOCK11,975$118.0K<0.1%+11,975NewHistory
Credit Suisse Group225401108SPONSORED ADR132,412$118.0K<0.1%+59,077+80.6%Added–
TEOTelecom Argentina SASPON ADR REP B23,643$118.0K<0.1%+23,643NewHistory
BBDBank BradescoSP ADR PFD NEW45,971$120.0K<0.1%−23,375−33.7%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM27,340$120.0K<0.1%−2,545−8.5%ReducedHistory
LPSNLiveperson IncCOM27,594$121.0K<0.1%−15,505−36.0%ReducedHistory
UISUnisys CorpCOM NEW31,327$122.0K<0.1%+31,327NewHistory
MBIMbia IncCOM13,142$122.0K<0.1%−2,726−17.2%ReducedHistory
TRTXTPG RE Finance Trust, Inc.COM16,952$123.0K<0.1%+276+1.7%AddedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM10,213$123.0K<0.1%00.0%UnchangedHistory
RFICohen & Steers Total Return Realty Fund IncCOM10,200$124.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST35,523$125.0K<0.1%−2,471−6.5%Reduced–
HBMHudbay Minerals Inc.COM23,997$126.0K<0.1%+5,471+29.5%AddedHistory
Bellus Health Inc New07987C204COM NEW17,473$126.0K<0.1%−2,780−13.7%Reduced–
BLUEbluebird bio, Inc.COM39,492$126.0K<0.1%+21,520+119.7%AddedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,624$127.0K<0.1%−2,340−18.0%ReducedHistory
CORRCorEnergy Infrastructure Trust, Inc.COM NEW99,163$127.0K<0.1%−46,357−31.9%ReducedHistory
TIMBTim S.A.SPONSORED ADR10,317$128.0K<0.1%−1,393−11.9%ReducedHistory
BHKBlackRock Core Bond TrustSHS BEN INT11,797$128.0K<0.1%+1,531+14.9%AddedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR15,810$129.0K<0.1%+3,163+25.0%AddedHistory
AURAAura Biosciences, Inc.COM13,922$129.0K<0.1%+13,922NewHistory
SLCAU.S. Silica Holdings, Inc.COM10,792$129.0K<0.1%−1,687−13.5%ReducedHistory
FCFFirst Commonwealth Financial CorpCOM10,482$130.0K<0.1%−367−3.4%ReducedHistory
NGNovagold Resources IncCOM NEW20,884$130.0K<0.1%+2,977+16.6%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD26,645$131.0K<0.1%+4,601+20.9%AddedHistory
CRD.ACrawford & CoCL A15,748$132.0K<0.1%+538+3.5%AddedHistory
OABIOmniAb, Inc.COM35,829$132.0K<0.1%+35,829NewHistory
SAFESafehold Inc.COM10,984$132.0K<0.1%+10,984NewHistory
GGRGogoro Inc.ORDINARY SHARES32,578$132.0K<0.1%+32,578NewHistory
EHTHeHealth, Inc.COM14,189$133.0K<0.1%+14,189NewHistory
ONTFON24 Inc.COM15,139$133.0K<0.1%+15,139NewHistory
Tortoiseecofin Acquisition CG8956E208UNIT 99/99/999913,000$133.0K<0.1%00.0%Unchanged–
TMETencent Music Entertainment GroupSPON ADS16,155$134.0K<0.1%−3,411−17.4%ReducedHistory
WUWestern Union COStock12,157$136.0K<0.1%−6,318−34.2%ReducedHistory
ESRTEmpire State Realty Trust, Inc.CL A20,895$136.0K<0.1%+9,971+91.3%AddedHistory
EVGOEVgo Inc.CL A COM17,647$137.0K<0.1%−715−3.9%ReducedHistory
STNEStoneCo Ltd.COM14,576$139.0K<0.1%−3,207−18.0%ReducedHistory
ECBKECB Bancorp, Inc.COM10,000$139.0K<0.1%00.0%UnchangedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF15,318$140.0K<0.1%+1,514+11.0%AddedHistory
NATNordic American Tankers LtdCOM35,269$140.0K<0.1%−767−2.1%ReducedHistory
MNTVMomentive Global Inc.COM15,080$140.0K<0.1%−2,189−12.7%ReducedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM15,706$141.0K<0.1%+3,975+33.9%AddedHistory
Starz Entertainment Corp535919401CL A VTG12,721$141.0K<0.1%+112+0.9%Added–
TWKSThoughtworks Holding, Inc.COM19,309$141.0K<0.1%−7,011−26.6%ReducedHistory
TGITriumph Group IncCOM12,279$142.0K<0.1%−729−5.6%ReducedHistory
MYDBlackRock Muniyield Fund, Inc.COM13,170$142.0K<0.1%−4,197−24.2%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A37,390$142.0K<0.1%+6,187+19.8%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A22,148$143.0K<0.1%+4,054+22.4%AddedHistory
KTFDWS Municipal Income TrustCOM16,186$144.0K<0.1%+2,109+15.0%AddedHistory
HPPHudson Pacific Properties, Inc.COM21,875$144.0K<0.1%+340+1.6%AddedHistory
HLMNHillman Solutions Corp.COM17,202$145.0K<0.1%+4,316+33.5%AddedHistory
TLRYTilray Brands, Inc.COM CL 257,244$145.0K<0.1%+7,775+15.7%AddedHistory
PMLPIMCO Municipal Income Fund IICOM15,600$146.0K<0.1%−1,000−6.0%ReducedHistory
CENXCentury Aluminum CoCOM14,664$147.0K<0.1%+14,664NewHistory
EADAllspring Income Opportunities FundINC OPPTY FD23,287$147.0K<0.1%−853−3.5%ReducedHistory
TFSLTFS Financial CORPCOM11,656$147.0K<0.1%+11,656NewHistory
ZTRVirtus Total Return Fund Inc.COM22,897$148.0K<0.1%+411+1.8%AddedHistory
HCMHUTCHMED (China) LtdSPONSORED ADS11,325$148.0K<0.1%+200+1.8%AddedHistory
MBCMasterBrand, Inc.COMMON STOCK18,556$149.0K<0.1%+1,056+6.0%AddedHistory
CSANCosan S.A.ADS12,570$149.0K<0.1%+12,570NewHistory
HAYWHayward Holdings, Inc.COM12,885$151.0K<0.1%+1,237+10.6%AddedHistory
DBRGDigitalBridge Group, Inc.CL A NEW12,666$151.0K<0.1%−2,383−15.8%ReducedHistory
BRKLBrookline Bancorp IncCOM14,381$151.0K<0.1%+14,381NewHistory

Sold out since Q4 2022 (171)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 171 by value last quarter.

Positions of Mariner, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Innovator ETFs Trust45782C565US EQTY ULTRA BU263,303$7.30M<0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED331,393$6.11M<0.1%–
Invesco Exch Traded FD Tr II46138E446PURBETA US AGG208,103$4.53M<0.1%–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML127,497$4.23M<0.1%–
Cambria ETF Tr132061839TRINITY160,682$4.01M<0.1%–
ProShares Tr74348A210SHRT RUSSELL2000173,089$3.98M<0.1%–
Global X FDS37954Y384CYBRSCURTY ETF125,479$2.60M<0.1%–
VanEck ETF Trust92189F692PHARMACEUTCL ETF24,398$1.90M<0.1%–
iShares Tr464288737GLB CNSM STP ETF28,210$1.68M<0.1%–
BXCBlueLinx Holdings Inc.COM NEW23,519$1.67M<0.1%History
SJISouth Jersey Industries IncCOM44,296$1.57M<0.1%History
PSTLPostal Realty Trust, Inc.CL A101,556$1.48M<0.1%History
SIVBSVB Financial GroupCOM5,978$1.38M<0.1%History
CAJPYCanon IncSPONSORED ADR48,937$1.06M<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE60,151$964.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF41,298$876.0K<0.1%–
Meridian Bioscience Inc589584101COM24,795$823.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US18,650$795.0K<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF28,147$746.0K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM12,561$713.0K<0.1%–
AVEOAveo Pharmaceuticals, Inc.COM NEW47,691$713.0K<0.1%History
iShares Tr464288711GLOB UTILITS ETF11,265$678.0K<0.1%–
INFIInfinity Pharmaceuticals, Inc.COM1,210,990$672.0K<0.1%History
Signature BK New York N Y82669G104COM5,708$658.0K<0.1%–
Victory Portfolios II92647N824VCSHS US EQ INCM10,111$628.0K<0.1%–
PAYSPaysign, Inc.COM236,116$609.0K<0.1%History
Atlas CorpY0436Q109SHARES38,229$586.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,479$552.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT30,862$516.0K<0.1%–
STORStore Capital LLCCOM16,088$516.0K<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM29,352$481.0K<0.1%History
NVCRNovoCure LtdORD SHS6,252$459.0K<0.1%History
LHCGLHC Group, IncCOM2,832$458.0K<0.1%History
Franklin Templeton ETF Tr35473P553US CORE BOND ETF21,520$456.0K<0.1%–
Professional Hldg Corp743139107CL A COM16,054$445.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,990$412.0K<0.1%–
New York Life Invts Active E45409F827MACKAY MUN INTER16,507$398.0K<0.1%–
UNFIUnited Natural Foods IncCOM10,248$397.0K<0.1%History
Nushares ETF Tr67092P805NUVEEN ESG INTL14,842$383.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM89,432$377.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,826$356.0K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,959$351.0K<0.1%–
COUPCoupa Software IncCOM4,438$351.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock11,535$347.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS11,891$337.0K<0.1%History
CERSCerus CorpCOM86,375$315.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM7,740$314.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,087$313.0K<0.1%History
ONEWOneWater Marine Inc.CL A COM10,574$302.0K<0.1%History
BWBBridgewater Bancshares IncCOM16,838$299.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A36,520$287.0K<0.1%History
PPBIPacific Premier Bancorp IncCOM8,916$281.0K<0.1%History
MCBSMetroCity Bankshares, Inc.COM12,507$271.0K<0.1%History
Nushares ETF Tr67092P888NUVEEN ESG EMRGN10,533$268.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE12,193$266.0K<0.1%–
WWayfair Inc.CL A8,011$263.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM30,037$260.0K<0.1%History
DDSDillard's, Inc.CL A767$248.0K<0.1%History
GDSGDS Holdings LtdSPONSORED ADS12,001$247.0K<0.1%History
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID11,104$244.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT11,006$244.0K<0.1%–
CVICVR Energy IncCOM7,738$243.0K<0.1%History
MSAMSA Safety IncCOM1,656$239.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,066$236.0K<0.1%History
NARIInari Medical, Inc.Stock3,681$234.0K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG4,543$234.0K<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,866$233.0K<0.1%–
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF10,482$232.0K<0.1%–
AFYAAfya LtdCL A COM14,867$232.0K<0.1%History
SPFISouth Plains Financial, Inc.COM8,425$232.0K<0.1%History
SAFESafehold Inc.COM8,084$231.0K<0.1%History
ASGLiberty All Star Growth Fund Inc.COM46,310$228.0K<0.1%History
EVAEnviva, LLCCOM4,228$224.0K<0.1%History
MODVModivCare IncCOM2,479$222.0K<0.1%History
VXRTVaxart, Inc.COM NEW231,204$222.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW14,488$221.0K<0.1%History
SNXTD Synnex CorpCOM2,333$221.0K<0.1%History
SLGSL Green Realty CorpCOM6,554$221.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR11,388$219.0K<0.1%History
MRTXMirati Therapeutics, Inc.COM4,795$217.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP6,270$214.0K<0.1%–
OPNTOpiant Pharmaceuticals, Inc.COM10,550$214.0K<0.1%History
UMPQUmpqua Holdings CorpCOM11,963$214.0K<0.1%History
CMPCompass Minerals International IncStock5,160$212.0K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM730$212.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM3,538$211.0K<0.1%History
STRSitio Royalties Corp.CLASS A COM7,208$208.0K<0.1%History
RAPTRAPT Therapeutics, Inc.COM10,474$207.0K<0.1%History
SPSP Plus CorpCOM5,952$207.0K<0.1%History
NTNXNutanix, Inc.Stock7,894$206.0K<0.1%History
Clearway Energy, Inc.18539C105CL A6,901$206.0K<0.1%–
CHWYChewy, Inc.CL A5,534$205.0K<0.1%History
SMPLSimply Good Foods CoCOM5,393$205.0K<0.1%History
AATAmerican Assets Trust, Inc.COM7,754$205.0K<0.1%History
SILKSilk Road Medical IncCOM3,873$205.0K<0.1%History
AEAdams Resources & Energy, Inc.COM NEW5,210$203.0K<0.1%History
LTCLTC Properties IncREIT5,686$202.0K<0.1%History
WSBFWaterstone Financial, Inc.COM11,732$202.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM15,770$199.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM71,756$180.0K<0.1%History