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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,779
+42 vs. Q4 2022
Portfolio value
$34.4B
+$3.31B (+10.6%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Mariner, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
KDKyndryl Holdings, Inc.Stock29,444$434.0K<0.1%+7,104+31.8%AddedHistory
CXTCrane NXT, Co.COM3,835$435.0K<0.1%−872−18.5%ReducedHistory
SYNASYNAPTICS IncStock3,960$440.0K<0.1%+171+4.5%AddedHistory
WSMWilliams Sonoma IncCOM3,614$440.0K<0.1%+941+35.2%AddedHistory
RCMR1 RCM Inc.COM29,395$441.0K<0.1%+3,434+13.2%AddedHistory
SPTSprout Social, Inc.COM CL A7,275$443.0K<0.1%+507+7.5%AddedHistory
FIVNFive9, Inc.COM6,161$444.0K<0.1%−1,935−23.9%ReducedHistory
BNLBroadstone Net Lease, Inc.COM26,246$446.0K<0.1%−1,037−3.8%ReducedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET11,025$446.0K<0.1%+30.0%Added–
EBEventbrite, Inc.COM CL A51,936$446.0K<0.1%+1,249+2.5%AddedHistory
MTArcelorMittalNY REGISTRY SH14,857$447.0K<0.1%+2,762+22.8%AddedHistory
KCKingsoft Cloud Holdings LtdADS50,651$450.0K<0.1%+7,523+17.4%AddedHistory
iShares Tr46435G672CORE INTL AGGR9,210$451.0K<0.1%+1,956+27.0%Added–
Cambria ETF Tr132061300CAMBRIA FGN SHR18,077$452.0K<0.1%00.0%Unchanged–
WCCWesco International IncCOM2,932$452.0K<0.1%−221−7.0%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM3,361$453.0K<0.1%−239−6.6%ReducedHistory
ROCKGibraltar Industries, Inc.COM9,409$456.0K<0.1%−261−2.7%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR4,870$458.0K<0.1%+1,316+37.0%AddedHistory
iShares Tr464287341GLOBAL ENERG ETF12,134$458.0K<0.1%+326+2.8%Added–
MDUMdu Resources Group IncStock15,058$459.0K<0.1%+870+6.1%AddedHistory
CATYCathay General BancorpCOM13,347$460.0K<0.1%+868+7.0%AddedHistory
Fidelity Covington Trust316092303CONSMR STAPLES10,206$461.0K<0.1%−1,506−12.9%Reduced–
CWTCalifornia Water Service GroupCOM7,932$461.0K<0.1%+470+6.3%AddedHistory
LGIHLGI Homes, Inc.COM4,042$461.0K<0.1%+240+6.3%AddedHistory
ITCIIntra-Cellular Therapies, Inc.COM8,521$462.0K<0.1%+1,914+29.0%AddedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A10,049$463.0K<0.1%+1,609+19.1%AddedHistory
ORTXOrchard Therapeutics plcSPON ADS NEW86,307$463.0K<0.1%+23,210+36.8%AddedConverted for a 1-for-10 splitHistory
THGHanover Insurance Group, Inc.COM3,614$464.0K<0.1%+156+4.5%AddedHistory
TWNKHostess Brands, Inc.CL A18,675$464.0K<0.1%+3,376+22.1%AddedHistory
RDFNRedfin CorpCOM51,477$464.0K<0.1%+8,719+20.4%AddedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT25,321$465.0K<0.1%+4,584+22.1%Added–
VRRMVerra Mobility CorpCL A COM STK27,539$466.0K<0.1%+4,025+17.1%AddedHistory
YETIYETI Holdings, Inc.COM11,667$466.0K<0.1%−3,346−22.3%ReducedHistory
GXOGXO Logistics, Inc.Stock9,259$467.0K<0.1%+3,682+66.0%AddedHistory
LNCLincoln National CorpCOM20,870$468.0K<0.1%−1,899−8.3%ReducedHistory
FOXFox CorpCL B COM14,995$469.0K<0.1%+3,990+36.3%AddedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$469.0K<0.1%00.0%Unchanged–
SMTCSemtech CorpStock19,406$471.0K<0.1%−1,965−9.2%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF13,146$471.0K<0.1%−255−1.9%Reduced–
First Tr Exchng Traded FD VI33740F581FT VEST NAS21,230$471.0K<0.1%+1,520+7.7%Added–
AXTAAxalta Coating Systems Ltd.COM15,569$471.0K<0.1%+4,624+42.2%AddedHistory
BEBloom Energy CorpCOM CL A23,634$471.0K<0.1%−759−3.1%ReducedHistory
KEXKirby CorpCOM6,759$471.0K<0.1%−1,591−19.1%ReducedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF12,407$472.0K<0.1%−1,100−8.1%Reduced–
HIHillenbrand, Inc.COM9,993$474.0K<0.1%+18+0.2%AddedHistory
FTSFortis Inc.COM11,171$475.0K<0.1%+4,140+58.9%AddedHistory
NVSTEnvista Holdings CorpCOM11,621$475.0K<0.1%−37,865−76.5%ReducedHistory
PBAPembina Pipeline CorpCOM14,660$475.0K<0.1%+2,247+18.1%AddedHistory
GNRCGenerac Holdings Inc.Stock4,398$476.0K<0.1%+549+14.3%AddedHistory
LITELumentum Holdings Inc.COM8,821$476.0K<0.1%−2,598−22.8%ReducedHistory
FELEFranklin Electric Co IncCOM5,053$476.0K<0.1%+62+1.2%AddedHistory
CRNCCerence Inc.COM16,965$476.0K<0.1%+544+3.3%AddedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE4,888$477.0K<0.1%−173−3.4%Reduced–
WTMWhite Mountains Insurance Group LtdCOM347$478.0K<0.1%+7+2.1%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS35,170$480.0K<0.1%+1,700+5.1%AddedHistory
First Tr Exchng Traded FD VI33740U844FT VEST U.S14,920$480.0K<0.1%−234−1.5%Reduced–
REGRegency Centers CorpCOM7,854$480.0K<0.1%+2,186+38.6%AddedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,570$481.0K<0.1%−35−0.8%Reduced–
HBIHanesbrands Inc.COM91,529$481.0K<0.1%+13,493+17.3%AddedHistory
DVADavita Inc.COM5,946$482.0K<0.1%−1,331−18.3%ReducedHistory
iShares Tr46435U853BROAD USD HIGH13,572$482.0K<0.1%−5,117−27.4%Reduced–
CIVBCivista Bancshares, Inc.COM NO PAR28,534$482.0K<0.1%−8,275−22.5%ReducedHistory
AAPAdvance Auto Parts IncCOM3,971$483.0K<0.1%+182+4.8%AddedHistory
Tricon Residential Inc Com NPV89612W102COM62,295$483.0K<0.1%+2,840+4.8%Added–
NMIHNMI Holdings, Inc.COM21,677$484.0K<0.1%+995+4.8%AddedHistory
ESEEsco Technologies IncCOM5,073$484.0K<0.1%−116−2.2%ReducedHistory
INNSummit Hotel Properties, Inc.COM69,162$484.0K<0.1%+22,291+47.6%AddedHistory
FOURShift4 Payments, Inc.CL A6,412$486.0K<0.1%−10,671−62.5%ReducedHistory
EWBCEast West Bancorp IncCOM8,758$486.0K<0.1%+1,471+20.2%AddedHistory
SIRISirius XM Holdings Inc.COM122,551$486.0K<0.1%+38,237+45.4%AddedHistory
Global X Uranium ETF37954Y871ETF24,454$487.0K<0.1%−90.0%Reduced–
RITMRithm Capital Corp.REIT61,357$490.0K<0.1%+6,757+12.4%AddedHistory
FCNCAFirst Citizens Bancshares IncCL A505$490.0K<0.1%−83−14.1%ReducedHistory
PPLIPeople IncCOM NEW9,525$491.0K<0.1%+2,523+36.0%AddedHistory
LPLLG Display Co., Ltd.SPONS ADR REP77,217$492.0K<0.1%+5,947+8.3%AddedHistory
Shaw Communications Inc82028K200CL B CONV16,452$492.0K<0.1%+2,178+15.3%Added–
First Tr Exchange-Traded Alp33735K108COM SHS5,303$493.0K<0.1%+82+1.6%Added–
BEPCBrookfield Renewable CorpCL A SUB VTG14,129$493.0K<0.1%+1,060+8.1%AddedHistory
WisdomTree Tr97717W406US AI ENHANCED5,387$494.0K<0.1%−1,033−16.1%Reduced–
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,806$494.0K<0.1%−6,979−27.1%Reduced–
ETF Managers Tr26924G201PRIME CYBR SCRTY10,323$494.0K<0.1%+290+2.9%Added–
RDNRadian Group IncCOM22,448$496.0K<0.1%+3,082+15.9%AddedHistory
DKNGDraftKings Inc.Stock25,769$499.0K<0.1%−787−3.0%ReducedHistory
SIXSix Flags Entertainment CorpCOM18,714$499.0K<0.1%+1,753+10.3%AddedHistory
REZIResideo Technologies, Inc.Stock27,449$502.0K<0.1%+1,534+5.9%AddedHistory
EVBGEverbridge, Inc.COM14,474$502.0K<0.1%−51−0.4%ReducedHistory
SASRSandy Spring Bancorp IncCOM19,314$502.0K<0.1%+1,191+6.6%AddedHistory
SEESealed Air CorpCOM10,998$504.0K<0.1%−1,206−9.9%ReducedHistory
WIXWix.com Ltd.SHS5,056$504.0K<0.1%−267−5.0%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock3,561$505.0K<0.1%+104+3.0%AddedHistory
CROXCrocs, Inc.COM3,994$505.0K<0.1%+611+18.1%AddedHistory
FNBFNB CorpCOM43,596$506.0K<0.1%+1,824+4.4%AddedHistory
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP9,761$506.0K<0.1%−20,601−67.9%Reduced–
AAONAaon, Inc.COM PAR $0.0045,233$506.0K<0.1%−94−1.8%ReducedHistory
TRTNTriton International LtdCL A8,001$506.0K<0.1%+4,763+147.1%AddedHistory
VMIValmont Industries IncCOM1,587$507.0K<0.1%+87+5.8%AddedHistory
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI20,187$507.0K<0.1%+5,216+34.8%Added–
Flexshares Tr33939L795STOXX GLOBR INF9,819$510.0K<0.1%00.0%Unchanged–
CHDNChurchill Downs IncCOM1,984$510.0K<0.1%+101+5.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI20,504$510.0K<0.1%+4,799+30.6%Added–

Sold out since Q4 2022 (171)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 171 by value last quarter.

Positions of Mariner, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Innovator ETFs Trust45782C565US EQTY ULTRA BU263,303$7.30M<0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED331,393$6.11M<0.1%–
Invesco Exch Traded FD Tr II46138E446PURBETA US AGG208,103$4.53M<0.1%–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML127,497$4.23M<0.1%–
Cambria ETF Tr132061839TRINITY160,682$4.01M<0.1%–
ProShares Tr74348A210SHRT RUSSELL2000173,089$3.98M<0.1%–
Global X FDS37954Y384CYBRSCURTY ETF125,479$2.60M<0.1%–
VanEck ETF Trust92189F692PHARMACEUTCL ETF24,398$1.90M<0.1%–
iShares Tr464288737GLB CNSM STP ETF28,210$1.68M<0.1%–
BXCBlueLinx Holdings Inc.COM NEW23,519$1.67M<0.1%History
SJISouth Jersey Industries IncCOM44,296$1.57M<0.1%History
PSTLPostal Realty Trust, Inc.CL A101,556$1.48M<0.1%History
SIVBSVB Financial GroupCOM5,978$1.38M<0.1%History
CAJPYCanon IncSPONSORED ADR48,937$1.06M<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE60,151$964.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF41,298$876.0K<0.1%–
Meridian Bioscience Inc589584101COM24,795$823.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US18,650$795.0K<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF28,147$746.0K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM12,561$713.0K<0.1%–
AVEOAveo Pharmaceuticals, Inc.COM NEW47,691$713.0K<0.1%History
iShares Tr464288711GLOB UTILITS ETF11,265$678.0K<0.1%–
INFIInfinity Pharmaceuticals, Inc.COM1,210,990$672.0K<0.1%History
Signature BK New York N Y82669G104COM5,708$658.0K<0.1%–
Victory Portfolios II92647N824VCSHS US EQ INCM10,111$628.0K<0.1%–
PAYSPaysign, Inc.COM236,116$609.0K<0.1%History
Atlas CorpY0436Q109SHARES38,229$586.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,479$552.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT30,862$516.0K<0.1%–
STORStore Capital LLCCOM16,088$516.0K<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM29,352$481.0K<0.1%History
NVCRNovoCure LtdORD SHS6,252$459.0K<0.1%History
LHCGLHC Group, IncCOM2,832$458.0K<0.1%History
Franklin Templeton ETF Tr35473P553US CORE BOND ETF21,520$456.0K<0.1%–
Professional Hldg Corp743139107CL A COM16,054$445.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,990$412.0K<0.1%–
New York Life Invts Active E45409F827MACKAY MUN INTER16,507$398.0K<0.1%–
UNFIUnited Natural Foods IncCOM10,248$397.0K<0.1%History
Nushares ETF Tr67092P805NUVEEN ESG INTL14,842$383.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM89,432$377.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,826$356.0K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,959$351.0K<0.1%–
COUPCoupa Software IncCOM4,438$351.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock11,535$347.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS11,891$337.0K<0.1%History
CERSCerus CorpCOM86,375$315.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM7,740$314.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,087$313.0K<0.1%History
ONEWOneWater Marine Inc.CL A COM10,574$302.0K<0.1%History
BWBBridgewater Bancshares IncCOM16,838$299.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A36,520$287.0K<0.1%History
PPBIPacific Premier Bancorp IncCOM8,916$281.0K<0.1%History
MCBSMetroCity Bankshares, Inc.COM12,507$271.0K<0.1%History
Nushares ETF Tr67092P888NUVEEN ESG EMRGN10,533$268.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE12,193$266.0K<0.1%–
WWayfair Inc.CL A8,011$263.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM30,037$260.0K<0.1%History
DDSDillard's, Inc.CL A767$248.0K<0.1%History
GDSGDS Holdings LtdSPONSORED ADS12,001$247.0K<0.1%History
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID11,104$244.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT11,006$244.0K<0.1%–
CVICVR Energy IncCOM7,738$243.0K<0.1%History
MSAMSA Safety IncCOM1,656$239.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,066$236.0K<0.1%History
NARIInari Medical, Inc.Stock3,681$234.0K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG4,543$234.0K<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,866$233.0K<0.1%–
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF10,482$232.0K<0.1%–
AFYAAfya LtdCL A COM14,867$232.0K<0.1%History
SPFISouth Plains Financial, Inc.COM8,425$232.0K<0.1%History
SAFESafehold Inc.COM8,084$231.0K<0.1%History
ASGLiberty All Star Growth Fund Inc.COM46,310$228.0K<0.1%History
EVAEnviva, LLCCOM4,228$224.0K<0.1%History
MODVModivCare IncCOM2,479$222.0K<0.1%History
VXRTVaxart, Inc.COM NEW231,204$222.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW14,488$221.0K<0.1%History
SNXTD Synnex CorpCOM2,333$221.0K<0.1%History
SLGSL Green Realty CorpCOM6,554$221.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR11,388$219.0K<0.1%History
MRTXMirati Therapeutics, Inc.COM4,795$217.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP6,270$214.0K<0.1%–
OPNTOpiant Pharmaceuticals, Inc.COM10,550$214.0K<0.1%History
UMPQUmpqua Holdings CorpCOM11,963$214.0K<0.1%History
CMPCompass Minerals International IncStock5,160$212.0K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM730$212.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM3,538$211.0K<0.1%History
STRSitio Royalties Corp.CLASS A COM7,208$208.0K<0.1%History
RAPTRAPT Therapeutics, Inc.COM10,474$207.0K<0.1%History
SPSP Plus CorpCOM5,952$207.0K<0.1%History
NTNXNutanix, Inc.Stock7,894$206.0K<0.1%History
Clearway Energy, Inc.18539C105CL A6,901$206.0K<0.1%–
CHWYChewy, Inc.CL A5,534$205.0K<0.1%History
SMPLSimply Good Foods CoCOM5,393$205.0K<0.1%History
AATAmerican Assets Trust, Inc.COM7,754$205.0K<0.1%History
SILKSilk Road Medical IncCOM3,873$205.0K<0.1%History
AEAdams Resources & Energy, Inc.COM NEW5,210$203.0K<0.1%History
LTCLTC Properties IncREIT5,686$202.0K<0.1%History
WSBFWaterstone Financial, Inc.COM11,732$202.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM15,770$199.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM71,756$180.0K<0.1%History