Skip to main content
Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
896
−38 vs. Q2 2023
Portfolio value
$1.76B
−$92.3M (−5.0%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Wetherby Asset Management Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SSLSasol LtdSPONSORED ADR29,239$399.7K<0.1%−1,628−5.3%ReducedHistory
MYRGMyr Group Inc.COM2,990$402.9K<0.1%−13−0.4%ReducedHistory
EPAMEPAM Systems, Inc.COM1,576$403.0K<0.1%+154+10.8%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF12,670$403.2K<0.1%+265+2.1%AddedConverted for a 5-for-1 split–
ORANYOrangeSPONSORED ADR35,348$406.1K<0.1%−37−0.1%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF10,546$407.6K<0.1%00.0%Unchanged–
BAXBaxter International IncStock10,823$408.5K<0.1%−6,427−37.3%ReducedHistory
APTVAptiv PLCSHS4,145$408.7K<0.1%+234+6.0%AddedHistory
ZBRAZebra Technologies CorpCL A1,735$410.4K<0.1%−123−6.6%ReducedHistory
KBHKB HomeCOM8,900$411.9K<0.1%+219+2.5%AddedHistory
TAPMolson Coors Beverage CoCL B6,481$412.1K<0.1%−99−1.5%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR193,518$412.2K<0.1%−31,576−14.0%ReducedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF9,046$413.3K<0.1%00.0%Unchanged–
FSVFirstService CorpCOM2,848$414.5K<0.1%+32+1.1%AddedHistory
Dimensional ETF Trust25434V765INTL HIGH PROFIT17,910$415.3K<0.1%00.0%Unchanged–
CMCanadian Imperial Bank of CommerceCOM10,784$416.4K<0.1%−1,191−9.9%ReducedHistory
CSGPCostar Group, Inc.COM5,419$416.7K<0.1%+383+7.6%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,495$417.6K<0.1%−182−6.8%ReducedHistory
GGenpact LTDSHS11,544$417.9K<0.1%−530−4.4%ReducedHistory
BATRKAtlanta Braves Holdings, Inc.COM SER C11,705$418.2K<0.1%+11,705NewHistory
WPCW. P. Carey Inc.COM7,747$419.0K<0.1%+405+5.5%AddedHistory
Barrick Gold Corp067901108COM28,927$420.9K<0.1%−1,491−4.9%Reduced–
STLDSteel Dynamics IncCOM3,930$421.4K<0.1%−12−0.3%ReducedHistory
DFSDiscover Financial ServicesCOM4,876$422.4K<0.1%−882−15.3%ReducedHistory
ORAOrmat Technologies, Inc.COM6,085$425.5K<0.1%+941+18.3%AddedHistory
PEverpure, Inc.CL A12,027$428.4K<0.1%+75+0.6%AddedHistory
TALTAL Education GroupSPONSORED ADS47,110$429.2K<0.1%−953−2.0%ReducedHistory
QGENQiagen N.V.SHS NEW10,617$430.0K<0.1%+1,236+13.2%AddedHistory
OTEXOpen Text CorpCOM12,255$430.2K<0.1%−836−6.4%ReducedHistory
STXSeagate Technology Holdings plcORD SHS6,545$431.6K<0.1%+373+6.0%AddedHistory
TSCOTractor Supply CoCOM2,131$432.7K<0.1%+47+2.3%AddedHistory
DGDollar General CorpCOM4,100$433.8K<0.1%+145+3.7%AddedHistory
MDBMongoDB, Inc.CL A1,271$439.6K<0.1%−26−2.0%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock2,459$440.3K<0.1%−72−2.8%ReducedHistory
SEDGSolaredge Technologies, Inc.COM3,401$440.5K<0.1%−368−9.8%ReducedHistory
JJacobs Solutions Inc.COM3,232$441.2K<0.1%+2+0.1%AddedHistory
HLNHaleon plcADR52,990$441.4K<0.1%+3,359+6.8%AddedHistory
ENICEnel Chile S.A.SPONSORED ADR151,211$447.6K<0.1%+8,122+5.7%AddedHistory
HALOHalozyme Therapeutics, Inc.COM11,717$447.6K<0.1%−864−6.9%ReducedHistory
HWMHowmet Aerospace Inc.Stock9,682$447.8K<0.1%−34−0.3%ReducedHistory
GLGlobe Life Inc.COM4,130$449.1K<0.1%−18−0.4%ReducedHistory
ESLTElbit Systems LtdStock2,270$449.4K<0.1%+44+2.0%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD9,343$449.4K<0.1%+9,343New–
MOSMosaic CoCOM12,653$450.4K<0.1%+1,972+18.5%AddedHistory
ITGartner IncCOM1,314$451.5K<0.1%+8+0.6%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,469$454.4K<0.1%00.0%Unchanged–
Schwab U.S. Small-Cap ETF808524607ETF10,980$454.8K<0.1%+538+5.2%Added–
LYBLyondellBasell Industries N.V.SHS - A -4,825$456.9K<0.1%+134+2.9%AddedHistory
DLTRDollar Tree, Inc.COM4,298$457.5K<0.1%−76−1.7%ReducedHistory
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR19,124$460.9K<0.1%−7,435−28.0%ReducedHistory
VMCVulcan Materials COCOM2,293$463.2K<0.1%−196−7.9%ReducedHistory
BILIBilibili Inc.SPONS ADS REP Z33,645$463.3K<0.1%+20+0.1%AddedHistory
GENGen Digital Inc.Stock26,257$464.2K<0.1%+253+1.0%AddedHistory
DDominion Energy, IncStock10,470$467.7K<0.1%−409−3.8%ReducedHistory
NXPINXP Semiconductors N.V.COM2,345$468.8K<0.1%−152−6.1%ReducedHistory
CXCemex SAB de CVSPON ADR NEW72,247$469.6K<0.1%−196−0.3%ReducedHistory
FITBFifth Third BancorpCOM18,603$471.2K<0.1%+243+1.3%AddedHistory
RFRegions Financial CorpCOM27,627$475.2K<0.1%−109−0.4%ReducedHistory
MKLMarkel Group Inc.COM323$475.6K<0.1%+91+39.2%AddedHistory
ALGNAlign Technology IncCOM1,558$475.7K<0.1%−55−3.4%ReducedHistory
UNMUnum GroupStock9,753$479.8K<0.1%+16+0.2%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT43,884$482.3K<0.1%−967−2.2%ReducedHistory
WATWaters CorpCOM1,759$482.3K<0.1%+165+10.4%AddedHistory
VRSNVerisign IncCOM2,386$483.2K<0.1%+29+1.2%AddedHistory
MRVLMarvell Technology, Inc.COM8,988$486.5K<0.1%+592+7.1%AddedHistory
NMRNomura Holdings IncSPONSORED ADR121,223$487.3K<0.1%+3,700+3.1%AddedHistory
STESTERIS plcSHS USD2,232$489.7K<0.1%−85−3.7%ReducedHistory
TROWPrice T Rowe Group IncStock4,676$490.4K<0.1%−405−8.0%ReducedHistory
OTISOtis Worldwide CorpStock6,108$490.5K<0.1%−109−1.8%ReducedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD203,112$491.5K<0.1%+184+0.1%AddedHistory
ATRAptargroup, Inc.Stock3,939$492.5K<0.1%+60+1.5%AddedHistory
IEXIdex CorpCOM2,371$493.2K<0.1%−356−13.1%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR61,369$494.0K<0.1%+2,059+3.5%AddedHistory
LOGILogitech International S.A.SHS7,193$495.9K<0.1%+51+0.7%AddedHistory
CEGConstellation Energy CorpStock4,550$496.3K<0.1%+143+3.2%AddedHistory
IQVIQVIA Holdings Inc.Stock2,523$496.4K<0.1%−135−5.1%ReducedHistory
PWRQuanta Services, Inc.COM2,655$496.7K<0.1%−36−1.3%ReducedHistory
TFCTruist Financial CorpCOM17,497$500.6K<0.1%−2,430−12.2%ReducedHistory
HBANHuntington Bancshares IncCOM48,232$501.6K<0.1%−302−0.6%ReducedHistory
CFCF Industries Holdings, Inc.COM5,885$504.6K<0.1%+328+5.9%AddedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A32,079$513.6K<0.1%+216+0.7%AddedHistory
APAAPA CorpStock12,551$515.8K<0.1%−785−5.9%ReducedHistory
ARCCAres Capital CorpCEF26,509$516.1K<0.1%+657+2.5%AddedHistory
iShares Tr464287150CORE S&P TTL STK5,490$517.1K<0.1%+509+10.2%Added–
GFIGold Fields LtdSPONSORED ADR47,874$519.9K<0.1%+4,723+10.9%AddedHistory
CHKPCheck Point Software Technologies LtdORD3,910$521.1K<0.1%+65+1.7%AddedHistory
FERGFerguson Enterprises Inc.SHS3,186$524.0K<0.1%−25−0.8%ReducedHistory
LKQLKQ CorpCOM10,623$525.9K<0.1%−366−3.3%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM5,730$528.0K<0.1%−123−2.1%ReducedHistory
BCEBce IncCOM NEW13,841$528.7K<0.1%−9,670−41.1%ReducedHistory
OKTAOkta, Inc.CL A6,493$529.2K<0.1%−589−8.3%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF5,074$529.5K<0.1%+5,074New–
PFGPrincipal Financial Group IncCOM7,350$529.7K<0.1%−136−1.8%ReducedHistory
IRMIron Mountain IncCOM8,918$530.2K<0.1%+113+1.3%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$531.5K<0.1%00.0%UnchangedHistory
iShares MSCI India ETF46429B598ETF12,019$531.5K<0.1%+5,660+89.0%Added–
VICIVici Properties Inc.COM18,276$531.8K<0.1%−3,513−16.1%ReducedHistory
LULUlululemon athletica inc.Stock1,380$532.1K<0.1%+17+1.2%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW15,708$532.2K<0.1%00.0%Unchanged–
AIGAmerican International Group, Inc.Stock8,836$535.5K<0.1%+76+0.9%AddedHistory

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q3 2023
SecurityClassPutsCalls
MELIMercadolibre IncCOM–$633.9K
MSFTMicrosoft CorpStock–$347.3K
CRWDCrowdStrike Holdings, Inc.Stock–$184.1K
TTDTrade Desk, Inc.Stock–$156.3K
AMZNAmazon Com IncStock–$152.5K
ABNBAirbnb, Inc.Stock–$150.9K
TSLATesla, Inc.Stock–$150.1K
PANWPalo Alto Networks IncStock–$140.7K
GOOGLAlphabet Inc.Stock–$130.9K
NVDANVIDIA CorpStock–$87.0K
AAPLApple Inc.Stock–$51.4K
SOFISoFi Technologies, Inc.Stock–$40.0K
NUNu Holdings Ltd.ORD SHS CL A–$36.3K

Sold out since Q2 2023 (68)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
LEVILevi Strauss & CoCL A COM STK88,003$1.27M0.1%History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS16,001$938.6K0.1%–
Vanguard Short-Term Bond ETF921937827ETF9,555$722.1K<0.1%–
Vanguard Real Estate ETF922908553ETF6,815$569.5K<0.1%–
Schwab US Tips ETF808524870ETF8,603$451.1K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF6,899$345.6K<0.1%–
PODDInsulet CorpStock1,170$337.4K<0.1%History
Vanguard Total International Bond ETF92203J407ETF6,816$333.2K<0.1%–
SESea LtdSPONSORD ADS5,711$331.5K<0.1%History
SPOTSpotify Technology S.A.Stock2,063$331.2K<0.1%History
ULTAUlta Beauty, Inc.Stock671$315.8K<0.1%History
HRLHormel Foods CorpCOM7,450$299.6K<0.1%History
OMCLOmnicell, Inc.COM3,939$290.2K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,560$283.5K<0.1%–
ENPHEnphase Energy, Inc.Stock1,644$275.3K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,526$265.4K<0.1%History
PUKPrudential PLCADR9,361$265.1K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,305$265.0K<0.1%History
KKellanovaStock3,885$261.8K<0.1%History
EXASExact Sciences CorpCOM2,696$253.2K<0.1%History
TECHBIO-TECHNE CorpCOM3,092$252.4K<0.1%History
Vanguard Intl Equity Index F922042676GLB EX US ETF6,236$250.6K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,976$249.8K<0.1%–
RBLXRoblox CorpStock6,166$248.5K<0.1%History
PRTAProthena Corp Public Ltd CoSHS3,570$243.8K<0.1%History
DOCUDocuSign, Inc.Stock4,717$241.0K<0.1%History
PBAPembina Pipeline CorpCOM7,558$237.6K<0.1%History
PNWPinnacle West Capital CorpCOM2,868$233.6K<0.1%History
SNNSmith & Nephew PLCSPDN ADR NEW7,185$231.7K<0.1%History
CAVACava Group, Inc.COM5,600$229.3K<0.1%History
LVSLas Vegas Sands CorpCOM3,951$229.2K<0.1%History
iShares Tr46434V4070-5YR HI YL CP5,478$227.1K<0.1%–
DBXDropbox, Inc.CL A8,494$226.5K<0.1%History
SWKStanley Black & Decker, Inc.COM2,403$225.2K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,033$225.0K<0.1%History
PACPacific Airport GroupSPON ADS B1,211$216.4K<0.1%History
NINisource Inc.COM7,908$216.3K<0.1%History
iShares Tr464288885EAFE GRWTH ETF2,243$214.0K<0.1%–
UALUnited Airlines Holdings, Inc.COM3,872$212.5K<0.1%History
AFGAmerican Financial Group IncCOM1,788$212.3K<0.1%History
AVTAvnet IncCOM4,167$210.2K<0.1%History
HUBBHubbell IncCOM634$210.2K<0.1%History
MZTIMarzetti CoCOM1,041$209.3K<0.1%History
LSCCLattice Semiconductor CorpCOM2,151$206.6K<0.1%History
FEFirstenergy CorpCOM5,305$206.3K<0.1%History
DVADavita Inc.COM2,040$205.0K<0.1%History
MPTMedical Properties Trust IncCOM21,988$203.6K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,232$203.4K<0.1%History
SEICSEI Investments CoCOM3,410$203.3K<0.1%History
KMXCarMax IncCOM2,413$202.0K<0.1%History
JLLJones Lang Lasalle IncCOM1,288$200.7K<0.1%History
ALKAlaska Air Group, Inc.COM3,767$200.3K<0.1%History
AGCOAGCO CorpCOM1,524$200.3K<0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF5,940$200.2K<0.1%–
WBWEIBO CorpSPONSORED ADR14,053$184.2K<0.1%History
PLTRPalantir Technologies Inc.Stock10,254$157.2K<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS10,297$152.9K<0.1%History
APLEApple Hospitality REIT, Inc.REIT10,097$152.6K<0.1%History
PLUGPlug Power IncStock11,864$123.3K<0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM10,455$119.9K<0.1%History
LCIDLucid Group, Inc.COM17,053$117.5K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM10,350$116.4K<0.1%History
KEYKeycorpCOM12,386$114.4K<0.1%History
ZSZscaler, Inc.Stock603$88.2K<0.1%History
GGBGerdau S.A.SPON ADR REP PFD15,630$81.6K<0.1%History
BBBLACKBERRY LtdCOM10,469$57.9K<0.1%History
HBIHanesbrands Inc.COM10,592$48.1K<0.1%History
RENTRent the Runway, Inc.COM CL A10,271$20.3K<0.1%History