Skip to main content
Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
896
−38 vs. Q2 2023
Portfolio value
$1.76B
−$92.3M (−5.0%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Wetherby Asset Management Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RCReady Capital CorpCOM28,332$286.4K<0.1%−93−0.3%ReducedHistory
LNCLincoln National CorpCOM11,610$286.7K<0.1%+344+3.1%AddedHistory
MOHMolina Healthcare, Inc.COM878$287.9K<0.1%−22−2.4%ReducedHistory
RCIRogers Communications IncCL B7,528$289.0K<0.1%−16−0.2%ReducedHistory
CNPCenterpoint Energy IncCOM10,793$289.8K<0.1%−135−1.2%ReducedHistory
TEAMAtlassian CorpCL A1,441$290.4K<0.1%−354−19.7%ReducedHistory
ALLYAlly Financial Inc.Stock10,941$291.9K<0.1%−194−1.7%ReducedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A12,092$292.3K<0.1%+2,862+31.0%AddedHistory
RSReliance, Inc.COM1,121$294.0K<0.1%−8−0.7%ReducedHistory
STAGSTAG Industrial, Inc.COM8,622$297.5K<0.1%+11+0.1%AddedHistory
BRK.BBerkshire Hathaway IncStock850$297.8K<0.1%−650−43.3%ReducedHistory
HUBSHubSpot IncCOM608$299.4K<0.1%+8+1.3%AddedHistory
SUISun Communities IncCOM2,537$300.2K<0.1%−254−9.1%ReducedHistory
NRGNRG Energy, Inc.Stock7,798$300.4K<0.1%+224+3.0%AddedHistory
TPRTapestry, Inc.COM10,449$300.4K<0.1%−9,719−48.2%ReducedHistory
MASMasco CorpCOM5,649$301.9K<0.1%−40−0.7%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,019$302.1K<0.1%−3−0.1%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,019$306.0K<0.1%+362+13.6%Added–
FLEXFlex Ltd.Stock11,343$306.0K<0.1%−433−3.7%ReducedHistory
SGOLabrdn Gold ETF TrustETF17,335$306.7K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR119,110$307.3K<0.1%+4,010+3.5%AddedHistory
JOEST JOE CoCOM5,704$309.9K<0.1%−21−0.4%ReducedHistory
LECOLincoln Electric Holdings IncCOM1,746$317.4K<0.1%−43−2.4%ReducedHistory
SNXTD Synnex CorpCOM3,184$318.0K<0.1%−72−2.2%ReducedHistory
MAAMid America Apartment Communities Inc.COM2,487$320.0K<0.1%−17−0.7%ReducedHistory
TDYTeledyne Technologies IncCOM785$320.7K<0.1%+73+10.3%AddedHistory
ILMNIllumina, Inc.COM2,346$322.1K<0.1%−458−16.3%ReducedHistory
FDSFactset Research Systems IncStock737$322.3K<0.1%+14+1.9%AddedHistory
FMSFresenius Medical Care AGSPONSORED ADR14,992$322.9K<0.1%−418−2.7%ReducedHistory
AEMAgnico Eagle Mines LtdStock7,139$324.5K<0.1%−321−4.3%ReducedHistory
BROBrown & Brown, Inc.Stock4,654$325.0K<0.1%−413−8.2%ReducedHistory
NBTBNBT Bancorp IncCOM10,304$326.5K<0.1%−68−0.7%ReducedHistory
Liberty Media Corp531229789Stock12,832$326.7K<0.1%+12,832New–
iShares Tr46434V456MSCI INTL QUALTY9,722$326.8K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,678$326.8K<0.1%00.0%Unchanged–
TTDTrade Desk, Inc.Stock4,185$327.1K<0.1%−19−0.5%ReducedHistory
FCNCAFirst Citizens Bancshares IncCL A237$327.1K<0.1%+3+1.3%AddedHistory
RMDResmed IncCOM2,216$327.7K<0.1%−190−7.9%ReducedHistory
DLBDolby Laboratories, Inc.COM CL A4,150$328.9K<0.1%+599+16.9%AddedHistory
KEPKorea Electric Power CorpSPONSORED ADR51,230$329.9K<0.1%−5,670−10.0%ReducedHistory
TWLOTwilio IncCL A5,639$330.1K<0.1%−586−9.4%ReducedHistory
NWGNatWest Group plcSPONS ADR56,641$330.2K<0.1%+1,861+3.4%AddedHistory
REXRRexford Industrial Realty, Inc.COM6,705$330.9K<0.1%+11+0.2%AddedHistory
KMIKinder Morgan, Inc.Stock20,124$333.7K<0.1%−1,800−8.2%ReducedHistory
DCIDonaldson Co IncStock5,595$333.7K<0.1%00.0%UnchangedHistory
QSRRestaurant Brands International Inc.COM5,020$334.4K<0.1%−657−11.6%ReducedHistory
CBTCabot CorpCOM4,835$334.9K<0.1%−291−5.7%ReducedHistory
RIVNRivian Automotive, Inc.Stock13,800$335.1K<0.1%+704+5.4%AddedHistory
BSYBentley Systems IncCOM CL B6,680$335.1K<0.1%00.0%UnchangedHistory
MTArcelorMittalNY REGISTRY SH13,479$337.4K<0.1%−141−1.0%ReducedHistory
DTEDte Energy CoCOM3,407$338.2K<0.1%−1,698−33.3%ReducedHistory
RTORentokil Initial PLCSPONSORED ADR9,149$339.0K<0.1%+326+3.7%AddedHistory
CAGConagra Brands Inc.Stock12,384$339.6K<0.1%−1,376−10.0%ReducedHistory
iShares S&P 100 ETF464287101ETF1,693$339.7K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock6,154$340.1K<0.1%−408−6.2%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF4,817$340.8K<0.1%−48−1.0%Reduced–
iShares Inc464286822MSCI MEXICO ETF5,860$341.2K<0.1%00.0%Unchanged–
UGIUgi CorpStock14,863$341.8K<0.1%+855+6.1%AddedHistory
TMHCTaylor Morrison Home CorpCOM8,042$342.7K<0.1%−164−2.0%ReducedHistory
ETF Ser Solutions26922A586AAM S&P EMRG19,018$343.8K<0.1%00.0%Unchanged–
GRMNGarmin LtdSHS3,269$343.9K<0.1%+145+4.6%AddedHistory
LPLALPL Financial Holdings Inc.COM1,449$344.4K<0.1%+220+17.9%AddedHistory
GGGGraco IncCOM4,748$346.0K<0.1%−209−4.2%ReducedHistory
CRLCharles River Laboratories International, Inc.COM1,770$346.9K<0.1%−139−7.3%ReducedHistory
BALLBALL CorpCOM6,993$348.1K<0.1%−2,019−22.4%ReducedHistory
AEEAmeren CorpCOM4,669$349.4K<0.1%−255−5.2%ReducedHistory
PHIPLDT Inc.SPONSORED ADR16,940$350.0K<0.1%+740+4.6%AddedHistory
AUAngloGold Ashanti PLCCOM SHS22,233$351.3K<0.1%+839+3.9%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM15,831$352.1K<0.1%+2,908+22.5%AddedHistory
HTHTH World Group LtdSPONSORED ADS9,130$360.0K<0.1%−605−6.2%ReducedHistory
ARWArrow Electronics, Inc.COM2,875$360.1K<0.1%−124−4.1%ReducedHistory
MEOHMethanex CorpCOM8,028$361.7K<0.1%−249−3.0%ReducedHistory
CAHCardinal Health IncStock4,196$364.3K<0.1%+93+2.3%AddedHistory
CMAComerica IncCOM8,773$364.5K<0.1%−378−4.1%ReducedHistory
IRIngersoll Rand Inc.COM5,733$365.3K<0.1%+24+0.4%AddedHistory
PHMPultegroup IncCOM4,959$367.2K<0.1%−100−2.0%ReducedHistory
VNOVornado Realty TrustSH BEN INT16,202$367.5K<0.1%+1,478+10.0%AddedHistory
MGMMGM Resorts InternationalStock10,006$367.8K<0.1%−736−6.9%ReducedHistory
KHCKraft Heinz CoStock10,984$369.5K<0.1%−34−0.3%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF36,621$370.6K<0.1%+154+0.4%AddedHistory
ProShares Ultrashort S&P 50074347G416ETF10,000$371.1K<0.1%00.0%Unchanged–
EIXEdison InternationalStock5,873$371.7K<0.1%+298+5.3%AddedHistory
FNVFranco Nevada CorpStock2,789$372.3K<0.1%−162−5.5%ReducedHistory
MURMurphy Oil CorpCOM8,236$373.5K<0.1%+24+0.3%AddedHistory
SSNCSS&C Technologies Holdings IncCOM7,121$374.1K<0.1%+33+0.5%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS3,238$374.6K<0.1%−249−7.1%ReducedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B6,356$379.3K<0.1%−95−1.5%ReducedHistory
FMXMexican Economic Development IncSPON ADR UNITS3,485$380.4K<0.1%−391−10.1%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF7,631$380.4K<0.1%+10.0%Added–
EPDEnterprise Products Partners L.P.Stock13,926$381.1K<0.1%−1,942−12.2%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock5,607$381.5K<0.1%−76−1.3%ReducedHistory
BWXTBWX Technologies, Inc.COM5,141$385.5K<0.1%−438−7.9%ReducedHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW81,574$385.8K<0.1%+12,525+18.1%AddedHistory
MGAMagna International IncCOM7,320$392.4K<0.1%−191−2.5%ReducedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE11,270$393.3K<0.1%00.0%Unchanged–
TMETencent Music Entertainment GroupSPON ADS61,784$394.2K<0.1%−4,375−6.6%ReducedHistory
TRPTC Energy CorpCOM11,471$394.7K<0.1%−2,538−18.1%ReducedHistory
ANSSAnsys IncCOM1,327$394.8K<0.1%−3−0.2%ReducedHistory
ALBAlbemarle CorpStock2,324$395.2K<0.1%−424−15.4%ReducedHistory
ASRSoutheast Airport GroupSPON ADR SER B1,622$398.5K<0.1%−60−3.6%ReducedHistory

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q3 2023
SecurityClassPutsCalls
MELIMercadolibre IncCOM–$633.9K
MSFTMicrosoft CorpStock–$347.3K
CRWDCrowdStrike Holdings, Inc.Stock–$184.1K
TTDTrade Desk, Inc.Stock–$156.3K
AMZNAmazon Com IncStock–$152.5K
ABNBAirbnb, Inc.Stock–$150.9K
TSLATesla, Inc.Stock–$150.1K
PANWPalo Alto Networks IncStock–$140.7K
GOOGLAlphabet Inc.Stock–$130.9K
NVDANVIDIA CorpStock–$87.0K
AAPLApple Inc.Stock–$51.4K
SOFISoFi Technologies, Inc.Stock–$40.0K
NUNu Holdings Ltd.ORD SHS CL A–$36.3K

Sold out since Q2 2023 (68)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
LEVILevi Strauss & CoCL A COM STK88,003$1.27M0.1%History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS16,001$938.6K0.1%–
Vanguard Short-Term Bond ETF921937827ETF9,555$722.1K<0.1%–
Vanguard Real Estate ETF922908553ETF6,815$569.5K<0.1%–
Schwab US Tips ETF808524870ETF8,603$451.1K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF6,899$345.6K<0.1%–
PODDInsulet CorpStock1,170$337.4K<0.1%History
Vanguard Total International Bond ETF92203J407ETF6,816$333.2K<0.1%–
SESea LtdSPONSORD ADS5,711$331.5K<0.1%History
SPOTSpotify Technology S.A.Stock2,063$331.2K<0.1%History
ULTAUlta Beauty, Inc.Stock671$315.8K<0.1%History
HRLHormel Foods CorpCOM7,450$299.6K<0.1%History
OMCLOmnicell, Inc.COM3,939$290.2K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,560$283.5K<0.1%–
ENPHEnphase Energy, Inc.Stock1,644$275.3K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,526$265.4K<0.1%History
PUKPrudential PLCADR9,361$265.1K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,305$265.0K<0.1%History
KKellanovaStock3,885$261.8K<0.1%History
EXASExact Sciences CorpCOM2,696$253.2K<0.1%History
TECHBIO-TECHNE CorpCOM3,092$252.4K<0.1%History
Vanguard Intl Equity Index F922042676GLB EX US ETF6,236$250.6K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,976$249.8K<0.1%–
RBLXRoblox CorpStock6,166$248.5K<0.1%History
PRTAProthena Corp Public Ltd CoSHS3,570$243.8K<0.1%History
DOCUDocuSign, Inc.Stock4,717$241.0K<0.1%History
PBAPembina Pipeline CorpCOM7,558$237.6K<0.1%History
PNWPinnacle West Capital CorpCOM2,868$233.6K<0.1%History
SNNSmith & Nephew PLCSPDN ADR NEW7,185$231.7K<0.1%History
CAVACava Group, Inc.COM5,600$229.3K<0.1%History
LVSLas Vegas Sands CorpCOM3,951$229.2K<0.1%History
iShares Tr46434V4070-5YR HI YL CP5,478$227.1K<0.1%–
DBXDropbox, Inc.CL A8,494$226.5K<0.1%History
SWKStanley Black & Decker, Inc.COM2,403$225.2K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,033$225.0K<0.1%History
PACPacific Airport GroupSPON ADS B1,211$216.4K<0.1%History
NINisource Inc.COM7,908$216.3K<0.1%History
iShares Tr464288885EAFE GRWTH ETF2,243$214.0K<0.1%–
UALUnited Airlines Holdings, Inc.COM3,872$212.5K<0.1%History
AFGAmerican Financial Group IncCOM1,788$212.3K<0.1%History
AVTAvnet IncCOM4,167$210.2K<0.1%History
HUBBHubbell IncCOM634$210.2K<0.1%History
MZTIMarzetti CoCOM1,041$209.3K<0.1%History
LSCCLattice Semiconductor CorpCOM2,151$206.6K<0.1%History
FEFirstenergy CorpCOM5,305$206.3K<0.1%History
DVADavita Inc.COM2,040$205.0K<0.1%History
MPTMedical Properties Trust IncCOM21,988$203.6K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,232$203.4K<0.1%History
SEICSEI Investments CoCOM3,410$203.3K<0.1%History
KMXCarMax IncCOM2,413$202.0K<0.1%History
JLLJones Lang Lasalle IncCOM1,288$200.7K<0.1%History
ALKAlaska Air Group, Inc.COM3,767$200.3K<0.1%History
AGCOAGCO CorpCOM1,524$200.3K<0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF5,940$200.2K<0.1%–
WBWEIBO CorpSPONSORED ADR14,053$184.2K<0.1%History
PLTRPalantir Technologies Inc.Stock10,254$157.2K<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS10,297$152.9K<0.1%History
APLEApple Hospitality REIT, Inc.REIT10,097$152.6K<0.1%History
PLUGPlug Power IncStock11,864$123.3K<0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM10,455$119.9K<0.1%History
LCIDLucid Group, Inc.COM17,053$117.5K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM10,350$116.4K<0.1%History
KEYKeycorpCOM12,386$114.4K<0.1%History
ZSZscaler, Inc.Stock603$88.2K<0.1%History
GGBGerdau S.A.SPON ADR REP PFD15,630$81.6K<0.1%History
BBBLACKBERRY LtdCOM10,469$57.9K<0.1%History
HBIHanesbrands Inc.COM10,592$48.1K<0.1%History
RENTRent the Runway, Inc.COM CL A10,271$20.3K<0.1%History