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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
906
+126 vs. Q1 2021
Portfolio value
$1.63B
+$317.8M (+24.2%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Wetherby Asset Management Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DCIDonaldson Co IncStock6,117$389.0K<0.1%00.0%UnchangedHistory
BSYBentley Systems IncCOM CL B6,000$389.0K<0.1%+6,000NewHistory
HRLHormel Foods CorpCOM8,168$390.0K<0.1%−1,436−15.0%ReducedHistory
DTEDte Energy CoCOM3,008$390.0K<0.1%+61+2.1%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,784$392.0K<0.1%+1,015+57.4%Added–
APOApollo Global Management, Inc.COM CL A6,308$392.0K<0.1%+6,308NewHistory
OXYOccidental Petroleum CorpStock12,554$393.0K<0.1%+222+1.8%AddedHistory
MASMasco CorpCOM6,678$393.0K<0.1%+1,736+35.1%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,155$394.0K<0.1%+1,955+61.1%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW28,797$395.0K<0.1%+14,988+108.5%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,678$397.0K<0.1%+26+1.6%Added–
MGMMGM Resorts InternationalStock9,305$397.0K<0.1%+821+9.7%AddedHistory
iShares Tr464287721U.S. TECH ETF4,000$398.0K<0.1%00.0%Unchanged–
BRBroadridge Financial Solutions, Inc.Stock2,470$399.0K<0.1%+47+1.9%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF7,871$399.0K<0.1%−1,471−15.7%Reduced–
LHLabcorp Holdings Inc.COM NEW1,446$399.0K<0.1%−210−12.7%ReducedHistory
EXPEExpedia Group, Inc.Stock2,445$400.0K<0.1%−7,700−75.9%ReducedHistory
CNCCentene CorpStock5,492$401.0K<0.1%−15−0.3%ReducedHistory
CCDCalamos Dynamic Convertible & Income FundCOM12,847$401.0K<0.1%+12,847NewHistory
STESTERIS plcSHS USD1,944$401.0K<0.1%+1,944NewHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR48,910$401.0K<0.1%+290+0.6%AddedHistory
JJacobs Solutions Inc.COM3,010$402.0K<0.1%+138+4.8%AddedHistory
TEAMAtlassian CorpCL A1,564$402.0K<0.1%+166+11.9%AddedHistory
OTEXOpen Text CorpCOM7,978$405.0K<0.1%+212+2.7%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1032,156$405.0K<0.1%00.0%UnchangedHistory
TALTAL Education GroupSPONSORED ADS16,097$406.0K<0.1%−841−5.0%ReducedHistory
IPInternational Paper CoCOM6,700$411.0K<0.1%+633+10.4%AddedHistory
KEPKorea Electric Power CorpSPONSORED ADR38,078$411.0K<0.1%−1,012−2.6%ReducedHistory
OTISOtis Worldwide CorpStock5,056$413.0K<0.1%+118+2.4%AddedHistory
QGENQiagen N.V.SHS NEW8,655$419.0K<0.1%−514−5.6%ReducedHistory
IMOImperial Oil LtdCOM NEW13,770$420.0K<0.1%+393+2.9%AddedHistory
LENLennar CorpCL A4,227$420.0K<0.1%+408+10.7%AddedHistory
RDFNRedfin CorpCOM6,617$420.0K<0.1%+62+0.9%AddedHistory
CHWCalamos Global Dynamic Income FundCOM38,373$421.0K<0.1%+38,373NewHistory
Vanguard Star FDS921909768VG TL INTL STK F6,415$421.0K<0.1%00.0%Unchanged–
BALLBALL CorpCOM5,239$424.0K<0.1%−35−0.7%ReducedHistory
PHIPLDT Inc.SPONSORED ADR16,203$426.0K<0.1%−995−5.8%ReducedHistory
MXIMMaxim Integrated Products IncCOM4,055$427.0K<0.1%+316+8.5%AddedHistory
DXCDXC Technology CoStock10,982$428.0K<0.1%−179−1.6%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF7,943$428.0K<0.1%+7,943New–
ALLYAlly Financial Inc.Stock8,602$429.0K<0.1%+31+0.4%AddedHistory
AKAMAkamai Technologies IncCOM3,680$429.0K<0.1%+327+9.8%AddedHistory
XECCimarex Energy CoCOM5,954$431.0K<0.1%−76−1.3%ReducedHistory
APTVAptiv PLCSHS2,740$431.0K<0.1%+397+16.9%AddedHistory
CLBCore Laboratories Inc.COM11,074$431.0K<0.1%+12+0.1%AddedHistory
VLOValero Energy CorpStock5,540$432.0K<0.1%+724+15.0%AddedHistory
KDPKeurig Dr Pepper Inc.COM12,281$433.0K<0.1%+4,123+50.5%AddedHistory
LULUlululemon athletica inc.Stock1,191$434.0K<0.1%+279+30.6%AddedHistory
NXGNXG NextGen Infrastructure Income FundCOM8,971$434.0K<0.1%+8,971NewHistory
VRSKVerisk Analytics, Inc.COM2,498$436.0K<0.1%+631+33.8%AddedHistory
KMXCarMax IncCOM3,426$442.0K<0.1%−159−4.4%ReducedHistory
VMEOVimeo, Inc.COMMON STOCK9,008$442.0K<0.1%+9,008NewHistory
AIGAmerican International Group, Inc.Stock9,322$444.0K<0.1%−41−0.4%ReducedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A22,235$446.0K<0.1%−966−4.2%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR42,501$446.0K<0.1%−2,004−4.5%Reduced–
PEGPublic Service Enterprise Group IncCOM7,490$447.0K<0.1%−101−1.3%ReducedHistory
EOGEOG Resources IncStock5,398$450.0K<0.1%+217+4.2%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF2,814$451.0K<0.1%+2,814New–
CAGConagra Brands Inc.Stock12,485$454.0K<0.1%+2,339+23.1%AddedHistory
ETF Ser Solutions26922A594AAM S&P 50015,000$454.0K<0.1%+15,000New–
RAREUltragenyx Pharmaceutical Inc.COM4,757$454.0K<0.1%+4,757NewHistory
MROMarathon Oil CorpCOM33,320$454.0K<0.1%+201+0.6%AddedHistory
CTASCintas CorpStock1,192$455.0K<0.1%+99+9.1%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF7,848$458.0K<0.1%+7,848New–
RQICohen & Steers Quality Income Realty Fund IncCEF29,172$458.0K<0.1%+6,438+28.3%AddedHistory
FTNTFortinet, Inc.Stock1,927$459.0K<0.1%+109+6.0%AddedHistory
FIVNFive9, Inc.COM2,502$459.0K<0.1%+2,502NewHistory
NDAQNasdaq, Inc.COM2,610$459.0K<0.1%+340+15.0%AddedHistory
GIBCgi IncCL A5,066$459.0K<0.1%+199+4.1%AddedHistory
Shaw Communications Inc82028K200CL B CONV15,891$460.0K<0.1%+448+2.9%Added–
MLMMartin Marietta Materials IncCOM1,310$461.0K<0.1%+183+16.2%AddedHistory
PIIPolaris Inc.Stock3,374$462.0K<0.1%+5+0.1%AddedHistory
MAAMid America Apartment Communities Inc.COM2,763$465.0K<0.1%+917+49.7%AddedHistory
HALHalliburton CoStock20,154$466.0K<0.1%+292+1.5%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,700$466.0K<0.1%00.0%Unchanged–
Schwab Fundamental U.S. Large Company ETF808524771ETF8,556$468.0K<0.1%+8,556New–
ROKURoku, IncCOM CL A1,020$468.0K<0.1%−36−3.4%ReducedHistory
EQNREquinor ASASPONSORED ADR22,054$468.0K<0.1%+473+2.2%AddedHistory
CLHClean Harbors IncCOM5,041$470.0K<0.1%+5,041NewHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT35,998$471.0K<0.1%+770+2.2%AddedHistory
DGXQuest Diagnostics IncCOM3,571$471.0K<0.1%+150+4.4%AddedHistory
KEYKeycorpCOM22,849$472.0K<0.1%+224+1.0%AddedHistory
CHKPCheck Point Software Technologies LtdORD4,066$472.0K<0.1%+58+1.4%AddedHistory
BCEBce IncCOM NEW9,571$472.0K<0.1%+263+2.8%AddedHistory
ZLABZai Lab LtdADR2,677$474.0K<0.1%+36+1.4%AddedHistory
FSVFirstService CorpCOM2,801$480.0K<0.1%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM14,483$482.0K<0.1%+882+6.5%AddedHistory
iShares Tr464287556ISHARES BIOTECH2,960$484.0K<0.1%+2,960New–
STXSeagate Technology Holdings plcORD SHS5,517$485.0K<0.1%+470+9.3%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF1,345$486.0K<0.1%+125+10.2%Added–
NTAPNetApp, Inc.Stock5,965$488.0K<0.1%+836+16.3%AddedHistory
PTENPatterson Uti Energy IncCOM49,279$490.0K<0.1%−181−0.4%ReducedHistory
BKRBaker Hughes CoCL A21,486$491.0K<0.1%+601+2.9%AddedHistory
PFGPrincipal Financial Group IncCOM7,791$492.0K<0.1%+104+1.4%AddedHistory
HIGHartford Insurance Group, Inc.Stock7,982$495.0K<0.1%−49−0.6%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -4,813$495.0K<0.1%−1,654−25.6%ReducedHistory
ARCCAres Capital CorpCEF25,466$499.0K<0.1%+25,466NewHistory
ALCAlcon IncStock7,104$499.0K<0.1%−552−7.2%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR40,837$499.0K<0.1%+1,015+2.5%AddedHistory
LBTYKLiberty Global Ltd.SHS CL C18,441$499.0K<0.1%−46,153−71.5%ReducedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q2 2021
SecurityClassPutsCalls
AMZNAmazon Com IncStock–$1.72M
SHOPShopify Inc.Stock–$877.0K
PYPLPayPal Holdings, Inc.Stock–$729.0K
DOCUDocuSign, Inc.Stock–$699.0K
VVisa Inc.Stock–$585.0K
GOOGAlphabet Inc.Stock–$501.0K
MELIMercadolibre IncCOM–$467.0K
JPMJPMorgan Chase & CoStock–$389.0K
TWLOTwilio IncCL A–$355.0K
ZSZscaler, Inc.Stock–$346.0K
MSFTMicrosoft CorpStock–$325.0K
MDBMongoDB, Inc.CL A–$289.0K
CRWDCrowdStrike Holdings, Inc.Stock–$251.0K
ROKURoku, IncCOM CL A–$230.0K
TEAMAtlassian CorpCL A–$205.0K
BACBank of America CorpStock–$186.0K
MAMastercard IncStock–$183.0K
DISWalt Disney CoStock–$176.0K
ETSYEtsy IncCOM–$165.0K
AAPLApple Inc.Stock–$164.0K
TTDTrade Desk, Inc.Stock–$155.0K
METAMeta Platforms, Inc.Stock–$104.0K

Sold out since Q1 2021 (20)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM5,483$1.19M0.1%–
iShares Tr464288588MBS ETF8,929$968.0K0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B26,339$520.0K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT8,400$429.0K<0.1%–
QRVOQorvo, Inc.Stock2,066$377.0K<0.1%History
SSNCSS&C Technologies Holdings IncCOM4,377$305.0K<0.1%History
CPBCAMPBELL'S CoCOM5,397$272.0K<0.1%History
CGCarlyle Group Inc.COM7,343$270.0K<0.1%History
ESLTElbit Systems LtdStock1,839$263.0K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,068$260.0K<0.1%–
GHGuardant Health, Inc.COM1,623$248.0K<0.1%History
ARGXArgenx SESPONSORED ADR859$237.0K<0.1%History
CIBGrupo Cibest S.A.SPON ADR PREF6,679$214.0K<0.1%History
Varian Med Sys Inc92220P105COM1,194$211.0K<0.1%–
RGENRepligen CorpCOM1,065$207.0K<0.1%History
BHCBausch Health Companies Inc.Stock6,476$206.0K<0.1%History
Companhia Paranaense Energ C20441B407SPON ADR PFD131,390$165.0K<0.1%–
LXPLXP Industrial TrustCOM10,286$114.0K<0.1%History
Colony Cap Inc New19626G108CL A COM14,905$97.0K<0.1%–
FTITechnipFMC plcCOM10,674$82.0K<0.1%History