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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
906
+126 vs. Q1 2021
Portfolio value
$1.63B
+$317.8M (+24.2%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Wetherby Asset Management Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ENICEnel Chile S.A.SPONSORED ADR10,781$32.0K<0.1%−7,311−40.4%ReducedHistory
URGUr-Energy IncCOM26,625$37.0K<0.1%00.0%UnchangedHistory
DCOYDecoy Therapeutics Inc.COM NEW39,746$42.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,481$73.0K<0.1%+16,481NewHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW16,425$77.0K<0.1%−7,824−32.3%ReducedHistory
TLMDSOC Telemed, Inc.COM CL A13,697$78.0K<0.1%+13,697NewHistory
KGCKinross Gold CorpCOM12,486$79.0K<0.1%−2,452−16.4%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR10,756$80.0K<0.1%−1,625−13.1%ReducedHistory
UGPUltrapar Holdings IncSP ADR REP COM22,071$83.0K<0.1%−1,927−8.0%ReducedHistory
BRF SA10552T107SPONSORED ADR15,253$83.0K<0.1%−1,509−9.0%Reduced–
EODAllspring Global Dividend Opportunity FundCOM14,771$85.0K<0.1%+14,771NewHistory
MCNXAI Madison Equity Premium Income FundCOM10,531$85.0K<0.1%+10,531NewHistory
IGRCbre Global Real Estate Income FundCOM10,725$94.0K<0.1%+10,725NewHistory
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS25,000$102.0K<0.1%+25,000NewHistory
USALiberty All Star Equity FundSH BEN INT11,598$105.0K<0.1%+11,598NewHistory
DBRGDigitalBridge Group, Inc.CL A COM13,466$106.0K<0.1%+13,466NewHistory
CPLGCorePoint Lodging Inc.COM10,000$107.0K<0.1%+10,000NewHistory
HTHersha Hospitality TrustPR SHS BEN INT10,000$108.0K<0.1%+10,000NewHistory
Enel Americas S A29274F104SPONSORED ADR15,664$113.0K<0.1%+449+3.0%Added–
NUVBNuvation Bio Inc.COM CL A12,385$115.0K<0.1%+12,385NewHistory
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS20,602$117.0K<0.1%−3,191−13.4%ReducedHistory
MVFBlackRock Munivest Fund, Inc.COM12,478$120.0K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM15,003$126.0K<0.1%+15,003NewHistory
RPAIRetail Properties of America, Inc.CL A11,118$127.0K<0.1%+109+1.0%AddedHistory
SWNSouthwestern Energy CoCOM23,210$132.0K<0.1%−166−0.7%ReducedHistory
ICLICL Group Ltd.SHS20,333$139.0K<0.1%+188+0.9%AddedHistory
ETRNMidstream Co LLCCOM16,571$141.0K<0.1%−357−2.1%ReducedHistory
Copel-ADR20441B605ADR24,941$144.0K<0.1%+24,941New–
TTDTrade Desk, Inc.Stock1,926$149.0K<0.1%+1,926NewHistory
ZNGAZynga IncCL A14,128$150.0K<0.1%+14,128NewHistory
DNPDNP Select Income Fund IncCOM15,073$158.0K<0.1%+281+1.9%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A12,088$158.0K<0.1%+199+1.7%AddedHistory
APLEApple Hospitality REIT, Inc.REIT10,431$159.0K<0.1%+35+0.3%AddedHistory
NOVNOV Inc.COM10,746$165.0K<0.1%+10,746NewHistory
China Life Ins Co Ltd16939P106SPON ADR REP H16,558$165.0K<0.1%+200+1.2%Added–
SVCService Properties TrustCOM SH BEN INT13,643$172.0K<0.1%−658−4.6%ReducedHistory
LUMNLumen Technologies, Inc.Stock12,729$173.0K<0.1%+12,729NewHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM20,200$173.0K<0.1%+20,200NewHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$174.0K<0.1%+12,500NewHistory
FHNFirst Horizon CorpCOM10,379$179.0K<0.1%+10,379NewHistory
CERSCerus CorpCOM30,997$183.0K<0.1%00.0%UnchangedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS12,380$186.0K<0.1%+1,290+11.6%AddedHistory
ABEVAmbev S.A.SPONSORED ADR55,529$191.0K<0.1%+712+1.3%AddedHistory
TMETencent Music Entertainment GroupSPON ADS12,795$198.0K<0.1%−1,673−11.6%ReducedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR11,894$199.0K<0.1%+11,894NewHistory
RJFRaymond James Financial IncCOM1,541$200.0K<0.1%+1,541NewHistory
RNGRingCentral, Inc.CL A687$200.0K<0.1%−14−2.0%ReducedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS23,690$201.0K<0.1%+5,201+28.1%AddedHistory
ATHMAutohome Inc.SP ADS RP CL A3,140$201.0K<0.1%−959−23.4%ReducedHistory
RITMRithm Capital Corp.REIT19,177$203.0K<0.1%+8,979+88.0%AddedHistory
FFIVF5, Inc.Stock1,090$203.0K<0.1%−66−5.7%ReducedHistory
TTWOTake Two Interactive Software IncCOM1,144$203.0K<0.1%−92−7.4%ReducedHistory
LIILennox International IncCOM580$203.0K<0.1%−70−10.8%ReducedHistory
MURMurphy Oil CorpCOM8,727$203.0K<0.1%−2,562−22.7%ReducedHistory
APAAPA CorpStock9,426$204.0K<0.1%+9,426NewHistory
HEI.AHeico CorpCL A1,638$204.0K<0.1%−373−18.5%ReducedHistory
GBIOGeneration Bio Co.COM7,594$204.0K<0.1%+7,594NewHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,211$205.0K<0.1%+1,211NewHistory
WBWEIBO CorpSPONSORED ADR3,923$206.0K<0.1%−277−6.6%ReducedHistory
DALDelta Air Lines, Inc.COM NEW4,754$206.0K<0.1%−562−10.6%ReducedHistory
CAHCardinal Health IncStock3,635$208.0K<0.1%−270−6.9%ReducedHistory
BXBlackstone Inc.COM2,140$208.0K<0.1%+2,140NewHistory
NLYAnnaly Capital Management IncCOM23,405$208.0K<0.1%+23,405NewHistory
MFGMizuho Financial Group IncSPONSORED ADR73,505$209.0K<0.1%+14,684+25.0%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF3,029$210.0K<0.1%00.0%Unchanged–
PBProsperity Bancshares IncCOM2,925$210.0K<0.1%+2,925NewHistory
DVADavita Inc.COM1,755$211.0K<0.1%+1,755NewHistory
PNWPinnacle West Capital CorpCOM2,570$211.0K<0.1%−14−0.5%ReducedHistory
AZPNASPENTECH CorpCOM1,532$211.0K<0.1%+146+10.5%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS2,249$211.0K<0.1%+2,249NewHistory
MKTXMarketaxess Holdings IncCOM458$212.0K<0.1%−90−16.4%ReducedHistory
LECOLincoln Electric Holdings IncCOM1,609$212.0K<0.1%+1,609NewHistory
ASRSoutheast Airport GroupSPON ADR SER B1,145$212.0K<0.1%+1,145NewHistory
NFGNational Fuel Gas CoStock4,099$214.0K<0.1%+4,099NewHistory
ETEnergy Transfer LPCOM UT LTD PTN20,109$214.0K<0.1%+4,909+32.3%AddedHistory
AJGArthur J. Gallagher & Co.COM1,530$214.0K<0.1%+1,530NewHistory
VMRKVivmark ResidentialSH BEN INT2,786$215.0K<0.1%+2,786NewHistory
EPREpr PropertiesCOM SH BEN INT4,080$215.0K<0.1%+4,080NewHistory
MDBMongoDB, Inc.CL A594$215.0K<0.1%−988−62.5%ReducedHistory
ONEM1Life Healthcare IncCOM6,503$215.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF2,031$216.0K<0.1%+2,031New–
iShares Tr46434V464LOW CA OP MS ETF1,307$217.0K<0.1%+1,307New–
IAUiShares Gold TrustETF6,474$218.0K<0.1%+6,474NewHistory
HAINHain Celestial Group IncCOM5,430$218.0K<0.1%+56+1.0%AddedHistory
Discovery Inc25470F302COM SER C7,539$218.0K<0.1%−3,741−33.2%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,647$219.0K<0.1%+2,647New–
MELIMercadolibre IncCOM142$221.0K<0.1%+142NewHistory
BOKFBok Financial CorpCOM NEW2,549$221.0K<0.1%00.0%UnchangedHistory
GLOClough Global Opportunities FundSH BEN INT18,250$221.0K<0.1%+18,250NewHistory
NBIXNeurocrine Biosciences IncStock2,278$222.0K<0.1%−20−0.9%ReducedHistory
DOXAmdocs LtdSHS2,871$222.0K<0.1%−133−4.4%ReducedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT27,130$222.0K<0.1%+189+0.7%AddedHistory
XRAYDentsply Sirona Inc.Stock3,525$223.0K<0.1%+73+2.1%AddedHistory
REGRegency Centers CorpCOM3,486$223.0K<0.1%+3,486NewHistory
STAGSTAG Industrial, Inc.COM5,996$224.0K<0.1%+5,996NewHistory
JHGJanus Henderson Group Ltd.ORD SHS5,765$224.0K<0.1%+5,765NewHistory
ALKAlaska Air Group, Inc.COM3,714$224.0K<0.1%+73+2.0%AddedHistory
KSSKOHLS CorpStock4,075$225.0K<0.1%+4+0.1%AddedHistory
UALUnited Airlines Holdings, Inc.COM4,300$225.0K<0.1%+23+0.5%AddedHistory
HUBSHubSpot IncCOM387$226.0K<0.1%+387NewHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q2 2021
SecurityClassPutsCalls
AMZNAmazon Com IncStock–$1.72M
SHOPShopify Inc.Stock–$877.0K
PYPLPayPal Holdings, Inc.Stock–$729.0K
DOCUDocuSign, Inc.Stock–$699.0K
VVisa Inc.Stock–$585.0K
GOOGAlphabet Inc.Stock–$501.0K
MELIMercadolibre IncCOM–$467.0K
JPMJPMorgan Chase & CoStock–$389.0K
TWLOTwilio IncCL A–$355.0K
ZSZscaler, Inc.Stock–$346.0K
MSFTMicrosoft CorpStock–$325.0K
MDBMongoDB, Inc.CL A–$289.0K
CRWDCrowdStrike Holdings, Inc.Stock–$251.0K
ROKURoku, IncCOM CL A–$230.0K
TEAMAtlassian CorpCL A–$205.0K
BACBank of America CorpStock–$186.0K
MAMastercard IncStock–$183.0K
DISWalt Disney CoStock–$176.0K
ETSYEtsy IncCOM–$165.0K
AAPLApple Inc.Stock–$164.0K
TTDTrade Desk, Inc.Stock–$155.0K
METAMeta Platforms, Inc.Stock–$104.0K

Sold out since Q1 2021 (20)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM5,483$1.19M0.1%–
iShares Tr464288588MBS ETF8,929$968.0K0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B26,339$520.0K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT8,400$429.0K<0.1%–
QRVOQorvo, Inc.Stock2,066$377.0K<0.1%History
SSNCSS&C Technologies Holdings IncCOM4,377$305.0K<0.1%History
CPBCAMPBELL'S CoCOM5,397$272.0K<0.1%History
CGCarlyle Group Inc.COM7,343$270.0K<0.1%History
ESLTElbit Systems LtdStock1,839$263.0K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,068$260.0K<0.1%–
GHGuardant Health, Inc.COM1,623$248.0K<0.1%History
ARGXArgenx SESPONSORED ADR859$237.0K<0.1%History
CIBGrupo Cibest S.A.SPON ADR PREF6,679$214.0K<0.1%History
Varian Med Sys Inc92220P105COM1,194$211.0K<0.1%–
RGENRepligen CorpCOM1,065$207.0K<0.1%History
BHCBausch Health Companies Inc.Stock6,476$206.0K<0.1%History
Companhia Paranaense Energ C20441B407SPON ADR PFD131,390$165.0K<0.1%–
LXPLXP Industrial TrustCOM10,286$114.0K<0.1%History
Colony Cap Inc New19626G108CL A COM14,905$97.0K<0.1%–
FTITechnipFMC plcCOM10,674$82.0K<0.1%History