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Livermore
Livermore
ZHEN

Whitebox Advisors LLC

SEC CIK
0001257391
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Aug 26, 2026. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
796
+363 vs. Q3 2021
Portfolio value
$4.29B
+$91.6M (+2.2%) vs. Q3 2021
Filed
Aug 26, 2026
AmendedSECSEC
Holdings of Whitebox Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ROCLURoth CH Acquisition V Co.UNIT 12/10/202675,000$747.0K<0.1%+75,000NewHistory
St Energy Transition I LtdG8465L123UNIT 99/99/999975,000$751.0K<0.1%+75,000New–
Sagaliam Acquisition Corp78661R205UNIT 05/31/202875,000$752.0K<0.1%+75,000New–
Crescera Cap Acquisition CorG26507122UNIT 11/18/202675,000$752.0K<0.1%+75,000New–
Infinite Acquisition Corp.G48028115UNIT 99/99/999975,000$755.0K<0.1%+75,000New–
Tlgy Acquisition CorpG8656T117UNIT 99/99/999975,000$755.0K<0.1%+75,000New–
Drilling Tools International Corp77118V207UNIT 11/30/202875,000$758.0K<0.1%+75,000New–
NETC.UNabors Energy Transition Corp.UNIT 99/99/999975,000$761.0K<0.1%+75,000NewHistory
Gores Hldgs VIII Inc382863108CL A75,000$765.0K<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136207UNIT 04/01/202675,000$765.0K<0.1%+75,000New–
Green Visor Fin Tec Acq CorpG4166K118UNIT 11/08/202675,000$767.0K<0.1%+75,000New–
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/202200,000$768.0K<0.1%+200,000New–
Colombier Acquisition Corp19533H108CL A80,000$771.0K<0.1%00.0%Unchanged–
HIIIHudson Executive Investment Corp. IIICOM CL A79,700$775.0K<0.1%00.0%UnchangedHistory
Lakeshore Acquisition I Corp.G53521103ORDINARY SHARES80,000$789.0K<0.1%+20,000+33.3%Added–
Ibere PharmaceuticalsG46843101SHS CL A81,246$790.0K<0.1%+6,246+8.3%Added–
Sanaby Health Acquisition Co79956P102CL A COM80,000$794.0K<0.1%+80,000New–
OVVOvintiv Inc.COM24,430$823.0K<0.1%−72,334−74.8%ReducedHistory
Lazard Growth Acquisition CoG54035103SHS84,969$827.0K<0.1%00.0%Unchanged–
Skydeck Acquisition Corp.G82220123CLASS A ORD SHS84,641$830.0K<0.1%00.0%Unchanged–
Pathfinder Acquisition CorpG04119106CL A90,000$873.0K<0.1%00.0%Unchanged–
TYGOTigo Energy, Inc.COM90,000$891.0K<0.1%00.0%UnchangedHistory
Khosla Ventures Acqut Co III482506102COM CL A92,000$898.0K<0.1%−8,000−8.0%Reduced–
Estrella Immunopharma, Inc.89268A107COM90,952$901.0K<0.1%+90,952New–
NOVVNova Vision Acquisition CorpCOM91,156$906.0K<0.1%+91,156NewHistory
GETRGetaround, IncCL A COM95,100$922.0K<0.1%00.0%UnchangedHistory
BZHBeazer Homes USA IncCOM NEW40,308$936.0K<0.1%−59,692−59.7%ReducedHistory
Velocity Acquisition Corp92259E104COM CL A96,800$941.0K<0.1%−3,200−3.2%Reduced–
Tech and Energy Transition87823R102CLASS A COM98,400$956.0K<0.1%00.0%Unchanged–
Arctos Northstar Acquis CorpG0477L100SHS CL A98,000$957.0K<0.1%00.0%Unchanged–
DXCDXC Technology CoStock29,861$961.0K<0.1%+5,000+20.1%AddedHistory
NFYSEnphys Acquisition Corp.CL A ORD SHS100,000$964.0K<0.1%+100,000NewHistory
HPLTHome Plate Acquisition CorpCL A COM100,000$967.0K<0.1%+100,000NewHistory
Golden Arrow Merger Corp380799106CLASS A COM100,000$968.0K<0.1%00.0%Unchanged–
KIIIKismet Acquisition Three Corp.CL A SHARES100,000$969.0K<0.1%00.0%UnchangedHistory
Eq Health Acquisition Corp26886A101COM CL A100,000$971.0K<0.1%00.0%Unchanged–
Fortistar Sustainable Sol Co34962M106COM CL A100,000$971.0K<0.1%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R101CL A SHS100,000$971.0K<0.1%00.0%Unchanged–
FRWPWP Forward Acquisition Corp. ICLASS A COM100,000$971.0K<0.1%00.0%UnchangedHistory
MSDAMSD Acquisition Corp.CLASS A ORD SHS98,199$971.0K<0.1%00.0%UnchangedHistory
Pontem CorporationG71707106SHS CL A99,200$972.0K<0.1%+1,200+1.2%Added–
Agile Growth Corp.G01202103CLASS A ORD100,000$972.0K<0.1%00.0%Unchanged–
SLAMSlam Corp.CL A SHS100,000$972.0K<0.1%00.0%UnchangedHistory
ELIQElectriq Power Holdings, Inc.COM CL A100,000$973.0K<0.1%00.0%UnchangedHistory
TWOAtwoCOM CL A100,000$973.0K<0.1%00.0%UnchangedHistory
BNAIBrand Engagement Network Inc.CLASS A ORD SHS100,000$973.0K<0.1%00.0%UnchangedHistory
Peridot Acquisition Corp. IIG7008B105SHS CL A100,000$973.0K<0.1%00.0%Unchanged–
Veea Inc.G7134L126CLASS A ORD SHS100,000$973.0K<0.1%00.0%Unchanged–
Z-Work Acquisition Corp98880C102COM CL A100,000$974.0K<0.1%00.0%Unchanged–
B Riley Prin 250 Merger Corp05602L104CLASS A COM100,000$974.0K<0.1%00.0%Unchanged–
NSTDNorthern Star Investment Corp. IVCOM CL A100,000$974.0K<0.1%00.0%UnchangedHistory
Sandbridge X2 Corp799792106COM CLASS A100,000$974.0K<0.1%00.0%Unchanged–
Tio Tech AG8T10C106CLASS A ORD SHS100,000$974.0K<0.1%00.0%Unchanged–
Joff Fintech Acquisition Cor46592C100COM CL A100,000$975.0K<0.1%00.0%Unchanged–
Science Strategic Acq Alpha808641104COM CL A100,000$975.0K<0.1%00.0%Unchanged–
NSTCNorthern Star Investment Corp. IIICOM CL A100,000$975.0K<0.1%00.0%UnchangedHistory
RXR Acquisition Corp74981W107CLASS A COM100,000$975.0K<0.1%00.0%Unchanged–
7GC & Co Holdings Inc81786A107COM CL A100,000$976.0K<0.1%00.0%Unchanged–
AEACAuthentic Equity Acquisition Corp.CL A SHS100,000$976.0K<0.1%00.0%UnchangedHistory
SCOAScION Tech Growth ICL A SHS100,000$976.0K<0.1%00.0%UnchangedHistory
FCAXFortress Capital Acquisition CorpSHS CL A100,000$976.0K<0.1%00.0%UnchangedHistory
ACAHAtlantic Coastal Acquisition Corp.CLASS A COM100,000$976.0K<0.1%00.0%UnchangedHistory
TCW Special Purpose Acqu Cor87301L106COM CL A100,000$976.0K<0.1%00.0%Unchanged–
Accretion Acquisition Corp00438Y107COM100,000$976.0K<0.1%+100,000New–
Clarim Acquisition Corp18049C108COM CL A100,000$977.0K<0.1%00.0%Unchanged–
VAQCVector Acquisition Corp IICL A SHS100,000$977.0K<0.1%00.0%UnchangedHistory
Sportstek Acquisition Corp849196100COM CL A100,000$977.0K<0.1%00.0%Unchanged–
Deep Lake Capital Acqustn CoG27029100CL A SHS100,000$978.0K<0.1%00.0%Unchanged–
G Squared Ascend II IncG42041106COM CL A100,000$978.0K<0.1%00.0%Unchanged–
Armada Acquisition Corp. I04208V103COM100,000$979.0K<0.1%+100,000New–
COOLCorner Growth Acquisition Corp.CL A SHS100,000$980.0K<0.1%00.0%UnchangedHistory
Haymaker Acquisition Corp II42087R108CLASS A COM100,000$980.0K<0.1%00.0%Unchanged–
DISADisruptive Acquisition Corp ICLASS A ORD SHS100,000$980.0K<0.1%00.0%UnchangedHistory
Gaming & Hospitality Acqu Co364681106COM CL A100,000$981.0K<0.1%+16,188+19.3%Added–
Silver Crest Acquisition CorG81355102CL A SHS100,000$981.0K<0.1%00.0%Unchanged–
Bannix Acquisition Corp066644105COM100,000$981.0K<0.1%+100,000New–
Ithax Acquisition CorpG49775102CL A SHS100,000$982.0K<0.1%00.0%Unchanged–
Jaws Juggernaut Acquisitn CoG50735102CLASS A ORD SHS100,000$983.0K<0.1%00.0%Unchanged–
BMACBlack Mountain Acquisition Corp.CL A COM100,000$983.0K<0.1%+100,000NewHistory
Bright Lights Acquisition Co10920K101COM CL A100,000$985.0K<0.1%00.0%Unchanged–
Galata Acquisition CorpG3R23A108SHS CL A100,000$989.0K<0.1%00.0%Unchanged–
PRPBCC Neuberger Principal Holdings IISHS CL A100,000$990.0K<0.1%00.0%UnchangedHistory
Artisan Acquisition CorpG0509L102CLASS A ORD SHS100,000$991.0K<0.1%00.0%Unchanged–
Athena Consumer Acq Corp04684M106CL A100,000$991.0K<0.1%+100,000New–
NCACNewcourt Acquisition CorpCLASS A ORD SHS100,000$991.0K<0.1%+100,000NewHistory
Zeo Energy Corp.G3R95N103SHS CL A100,000$992.0K<0.1%+100,000New–
ROSERose Hill Acquisition CorpCLASS A ORD100,000$992.0K<0.1%+100,000NewHistory
Target Global Acquisi I CorpG8675N117UNIT 99/99/9999100,000$996.0K<0.1%+100,000New–
ATEKUAthena Technology Acquisition Corp. IIUNIT 99/99/9999100,000$997.0K<0.1%+100,000NewHistory
Fold Holdings, Inc.29103K209UNIT 10/19/2028100,000$997.0K<0.1%+100,000New–
XBP Global Holdings, Inc.12520C109CLASS A COM100,000$998.0K<0.1%00.0%Unchanged–
OCEAOcean Biomedical, Inc.CLASS A COM100,000$999.0K<0.1%+100,000NewHistory
Battery Future Acquisition CG0888J116UNIT 99/99/9999100,000$1.00M<0.1%+100,000New–
Emerging Markets Horizon CorG3033X113UNIT 99/99/9999100,000$1.00M<0.1%+100,000New–
Healthcare AI Acquisition Corp.G4373K125UNIT 12/07/2026100,000$1.00M<0.1%+100,000New–
Sculptor Acquisition Corp IG7T983129UNIT 99/99/9999100,000$1.00M<0.1%+100,000New–
SHAPUSpree Acquisition Corp. 1 LtdUNIT 99/99/9999100,000$1.00M<0.1%+100,000NewHistory
Aries I Acquisition CorpG0542N107CLASS A ORD SHS100,200$1.00M<0.1%00.0%Unchanged–
SVF Investment Corp.G8601L102CL A SHS100,000$1.00M<0.1%00.0%Unchanged–
Forbion European Acqustn CorG3619H128UNIT 12/10/2026100,000$1.00M<0.1%+100,000New–

Options (24)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Whitebox Advisors LLC in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$308.7M–
AALAmerican Airlines Group Inc.Stock$122.6M–
Invesco QQQ Trust Series I46090E103ETF$119.4M–
ARK Innovation ETF00214Q104ETF$18.9M–
AMCAMC Entertainment Holdings, Inc.CL A COM$15.2M–
TRIPTripAdvisor, Inc.COM$13.6M–
PBFPBF Energy Inc.CL A$13.0M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$12.1M–
BYNDBeyond Meat, Inc.COM$3.26M–
HTZWWHertz Global Holdings, IncCommon Stock–$906.0K
Arqit Quantum Inc.G0567U119*W EXP 11/02/202–$348.0K
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/202–$262.0K
Ermenegildo Zegna N.V.N30577113*W EXP 12/17/202–$151.0K
ASTLWAlgoma Steel Group Inc.*W EXP 10/19/202–$136.0K
Holley Inc.43538H111*W EXP 11/30/202–$99.0K
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/999–$91.0K
Kingswood Acquisition Corp.496861113*W EXP 05/01/202–$41.0K
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/999–$32.0K
Bowlero Corp10258P110*W EXP 03/01/202–$28.0K
Redbox Entertainment Inc-a75724T111Warrant / Rights–$26.0K
Heliogen, Inc.42329E113*W EXP 99/99/999–$26.0K
East Stone Acquisition CorpG2911D116*W EXP 12/31/202–$20.0K
VPC Impact Acqu Holdi III IN91835J116*W EXP 09/03/202–$18.0K
HYMCWHycroft Mining Holding Corp*W EXP 02/12/202–$8.00K

Sold out since Q3 2021 (86)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Whitebox Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
NCL Corp Ltd62886HAT8NOTE 6.000% 5/1–$131.3M3.1%–
XOGExtraction Oil & Gas, Inc.COM548,279$30.9M0.7%History
Wayfair Inc.94419LAD3NOTE 1.125%11/0–$14.4M0.3%–
RingCentral, Inc.76680RAF4NOTE 3/0–$6.90M0.2%–
Encore Cap Group Inc292554AK8NOTE 3.250% 3/1–$3.71M0.1%–
Verde Clean Fuels, Inc.15130M201UNIT 02/04/2026355,500$3.57M0.1%–
Cardlytics, Inc.14161WAB1NOTE 1.000% 9/1–$3.57M0.1%–
BILLBILL Holdings, Inc.Stock13,259$3.54M0.1%History
Decarbonization Plus Acquisition Corp IVG2773W129UNIT 07/15/2026350,000$3.53M0.1%–
World Quantum Growth AcquisiG5596W119UNIT 99/99/9999350,000$3.52M0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/9999350,000$3.49M0.1%–
Seven Oaks Acquisition Corp81787X106COM CL A350,000$3.48M0.1%–
PPLIPeople IncCOM NEW25,126$3.27M0.1%History
Vedanta Limited92242Y100SPONSORED ADR205,900$3.15M0.1%–
Global System Dynamics, Inc.37653T207UNIT 04/01/2024300,000$3.04M0.1%–
DTRT Health Acquisition Corp23344T202UNIT 08/31/2029300,000$3.03M0.1%–
Bilander Acquisition Corp.09001T205UNIT 05/19/2026300,000$3.00M0.1%–
Eagle Bulk Shipping Inc.269442AB5CONVERTIBLE BOND–$2.97M0.1%–
Clovis Oncology, Inc.189464AE0NOTE 4.500% 8/0–$2.94M0.1%–
GIGCAPITAL4 Inc37518G101COM275,000$2.71M0.1%–
Gigcapital 5 Inc37519U208UNIT 99/99/9999250,000$2.57M0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A257,500$2.56M0.1%–
Kensington Capital AcquisitiG5251K111UNIT 99/99/9999250,000$2.55M0.1%–
Williams Rowland Acquisition Corp.96951B201UNIT 99/99/9999250,000$2.54M0.1%–
Artemis Strategic Invt Corp04303A202UNIT 09/30/2026214,605$2.15M0.1%–
Pono Capital Corp732450200UNIT 09/30/2028175,000$1.79M<0.1%–
Sierra Lake Acquisition Corp.826332207UNIT 03/31/2028163,766$1.63M<0.1%–
Oxus Acquisition CorpG6859L113UNIT 99/99/9999160,000$1.63M<0.1%–
Spartacus Acquisition Corp84677L109CL A158,917$1.61M<0.1%–
KURIAlkuri Global Acquisition Corp.COM CL A161,092$1.61M<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/2028150,000$1.52M<0.1%–
Jatt Acquisition CorpG50752115UNIT 99/99/9999150,000$1.50M<0.1%–
FHLTUFuture Health ESG Corp.UNIT 09/09/2026150,000$1.50M<0.1%History
10X Cap Venture Acqstn CorpG87076124UNIT 04/19/2028150,000$1.50M<0.1%–
Belong Acquisition Corp.08069M201UNIT 03/23/2026150,000$1.49M<0.1%–
Endurance Acquisition Corp.G3041W123UNIT 09/01/2026150,000$1.49M<0.1%–
Banner Acquisition Corp.06654K200UNIT 09/07/2026150,000$1.49M<0.1%–
Riverview Acquisition Corp.769395203UNIT 07/29/2026150,000$1.49M<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/2026150,000$1.48M<0.1%–
Insight Acquisition Corp45784L209UNIT 99/99/9999136,400$1.36M<0.1%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS125,000$1.24M<0.1%–
Seaport Global Acquisitn Cor812227106COM CL A110,928$1.12M<0.1%–
Bannix Acquisition Corp066644204UNIT 07/31/2026100,000$1.03M<0.1%–
JAMFJamf Holding Corp.COM26,000$1.00M<0.1%History
Leo Holdings III CorpG5463T108SHS CL A100,000$994.0K<0.1%–
AURAurora Innovation, Inc.CLASS A ORD SHS100,000$993.0K<0.1%History
Armada Acquisition Corp. I04208V202UNIT 08/13/2026100,000$992.0K<0.1%–
Home Plate Acquisition Corp43734R202UNIT 09/30/2026100,000$986.0K<0.1%–
Tradeup Acquisition Corp89268A206UNIT 10/15/202790,952$923.0K<0.1%–
APAAPA CorpStock42,484$910.0K<0.1%History
CTACKing LLC Merger Sub, LLCSHS CL A106,879$835.0K<0.1%History
Nova Vision Acquisition CorpG6759A126UNIT 07/20/202680,000$818.0K<0.1%–
Isos Acquisition CorporationG4962C112SHARES CL A80,000$798.0K<0.1%–
Alpha Healthcare Acqu Corp I02073F203UNIT 04/01/202675,000$745.0K<0.1%–
Healthwell Acquisition Corp42227R208UNIT 08/05/202875,000$745.0K<0.1%–
VPC Impact Acqu Holdi III IN91835J108COM CL A75,000$743.0K<0.1%–
Live Oak Crestview Climate A538086208UNIT 99/99/999975,600$742.0K<0.1%–
Altimar Acquisition Corp IIG03709105SHS CL A75,000$739.0K<0.1%–
B Riley Principal 150 Merger05601V103COM CL A75,000$731.0K<0.1%–
CF Acquisition Corp VI12521J103COM CL A73,000$709.0K<0.1%–
Montes Archimedes Acquisitio612657106COM CL A66,500$622.0K<0.1%–
HHG Capital CorpG4R23P137UNIT 02/25/202655,000$564.0K<0.1%–
PHP Ventures Acquisition Cor69291C205UNIT 01/01/202355,000$563.0K<0.1%–
Aesther Healthcare Acqstn Co00809L205UNIT 09/14/202650,000$507.0K<0.1%–
Argus Capital Corp04026L204UNIT 08/31/202850,000$505.0K<0.1%–
CIIG Capital Partners II, Inc.12561U208UNIT 02/28/202850,000$504.0K<0.1%–
Thimble Point Acquisition Co88408P107COM CL A50,300$500.0K<0.1%–
Northern Genesis Acquisition66516U101COMMON STOCK50,000$497.0K<0.1%–
SILVERspac Inc.G8136V120UNIT 09/09/202650,000$497.0K<0.1%–
890 5th Ave Partners Inc28250A105COM CL A50,000$496.0K<0.1%–
VOSOVirtuoso Acquisition Corp.COM CL A50,000$496.0K<0.1%History
Athena Technology Acquisi Co04687A109COM CLASS A50,000$496.0K<0.1%–
CF Acquisition Corp V12520R106CL A50,000$495.0K<0.1%–
CCAIUCascadia Acquisition Corp.UNIT 09/30/202850,000$492.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW73,400$465.0K<0.1%–
Solid Power, Inc.24279D105CLASS A COM46,000$462.0K<0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS40,000$400.0K<0.1%–
Roman DBDR Tech Acquisition77584N101COM CL A38,400$388.0K<0.1%–
VLNValens Semiconductor Ltd.ORDINARY SHARES49,445$366.0K<0.1%History
APMIUAxonPrime Infrastructure Acquisition CorpUNIT 05/31/202830,000$297.0K<0.1%History
BHILBenson Hill, Inc.COMMON STOCK40,000$285.0K<0.1%History
Direct Selling Acquisitin Co25460L202UNIT 99/99/999925,000$252.0K<0.1%–
TPBAUTPB Acquisition Corp IUNIT 08/09/202625,000$249.0K<0.1%History
Blue Whale Acquisition CorpG1330M111UNIT 07/30/202620,000$199.0K<0.1%–
SHPWShapeways Holdings, Inc.COMMON STOCK25,000$193.0K<0.1%History
Soar Technology Acquisn CorpG82472104UNIT 99/99/999910,000$102.0K<0.1%–