Whitebox Advisors LLC
- SEC CIK
- 0001257391
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 433
- +57 vs. Q2 2021
- Portfolio value
- $4.20B
- +$7.75M (+0.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Reserve Sustainable GW336169107 | CLASS A COM | 120,600 | $1.19M | <0.1% | 00.0% | Unchanged | – |
| CHAACatcha Investment Corp | SHS CL A | 122,600 | $1.20M | <0.1% | −2,400−1.9% | Reduced | History |
| JWNNordstrom Inc | Stock | 45,250 | $1.20M | <0.1% | +14,000+44.8% | Added | History |
| Power & Digital Infra Acq Co739190106 | COM CL A | 119,000 | $1.20M | <0.1% | +19,000+19.0% | Added | – |
| KRNLKernel Group Holdings, Inc. | CL A SHS | 123,700 | $1.21M | <0.1% | 00.0% | Unchanged | History |
| KAIRKairos Acquisition Corp. | CL A SHS | 125,000 | $1.21M | <0.1% | 00.0% | Unchanged | History |
| SOCSable Offshore Corp. | COM CL A | 125,000 | $1.22M | <0.1% | +25,000+25.0% | Added | History |
| Biotech Acquisition CompanyG1125A108 | CL A SHS | 125,000 | $1.22M | <0.1% | 00.0% | Unchanged | – |
| Jack Creek Investment Corp.G4989X115 | CL A SHS | 125,000 | $1.22M | <0.1% | +25,000+25.0% | Added | – |
| SCOBScION Tech Growth II | CL A SHS | 125,000 | $1.22M | <0.1% | 00.0% | Unchanged | History |
| Marlin Technology Corp.G58411102 | CL A SHS | 125,000 | $1.22M | <0.1% | 00.0% | Unchanged | – |
| SBEASBEA Merger Sub LLC | COM CL A | 125,000 | $1.22M | <0.1% | +4,983+4.2% | Added | History |
| Warrior Technologies Acqui C936273101 | COM CL A | 125,000 | $1.23M | <0.1% | 00.0% | Unchanged | – |
| Healthcare Capital Corp42228C101 | COM CL A | 125,000 | $1.23M | <0.1% | 00.0% | Unchanged | – |
| Nextgen Acquisition Corp IIG65317102 | CLASS A ORD SHS | 125,000 | $1.24M | <0.1% | 00.0% | Unchanged | – |
| Gores Holdings VII Inc38286T101 | COM CL A | 127,615 | $1.26M | <0.1% | 00.0% | Unchanged | – |
| Recharge Acquisition Corp756229100 | COM CL A | 133,998 | $1.33M | <0.1% | +31,003+30.1% | Added | – |
| Insight Acquisition Corp45784L209 | UNIT 99/99/9999 | 136,400 | $1.36M | <0.1% | +136,400 | New | – |
| Stardust Power Inc.G3934P102 | CL A SHS | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| FSNBFusion Acquisition Corp. II | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | History |
| ADER26 Capital Acquisition Corp. | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | History |
| CVIIChurchill Capital Corp VII | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | History |
| Mission Advancement Corp60501L101 | CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| CFIVCF Acquisition Corp. IV | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | History |
| One Equity Partners Open WTR68237L105 | CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| Catalyst Partnrs Acquisitn CG19550105 | CLASS A ORD SHS | 150,000 | $1.46M | <0.1% | +150,000 | New | – |
| Austerlitz Acquisition CorpG0633U101 | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| Monument Circle Acquisitn Co61531M101 | COM CL A | 150,000 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| Sustainable Develp Acqu I Co86934L103 | COM CL A | 150,000 | $1.46M | <0.1% | +1,537+1.0% | Added | – |
| Epiphany Technology Acquisit29429X109 | COM CL A | 150,000 | $1.47M | <0.1% | 00.0% | Unchanged | – |
| BSKYBig Sky Growth Partners, Inc. | CLASS A COM | 150,000 | $1.47M | <0.1% | +150,000 | New | History |
| OSIOsiris Acquisition Corp. | CL A | 150,000 | $1.47M | <0.1% | +150,000 | New | History |
| ALTUAltitude Acquisition Corp. | COM CL A | 150,000 | $1.48M | <0.1% | 00.0% | Unchanged | History |
| Gores Technology Partners II38287L107 | CLASS A COM | 150,000 | $1.48M | <0.1% | 00.0% | Unchanged | – |
| GIGINTERNATIONAL1 Inc37518W106 | COM | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | 146,000 | $1.48M | <0.1% | 00.0% | Unchanged | – |
| Inflection Point Acqustn CorG47874105 | UNIT 09/21/2026 | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| Riverview Acquisition Corp.769395203 | UNIT 07/29/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Banner Acquisition Corp.06654K200 | UNIT 09/07/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Endurance Acquisition Corp.G3041W123 | UNIT 09/01/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | 150,033 | $1.49M | <0.1% | 00.0% | Unchanged | – |
| Belong Acquisition Corp.08069M201 | UNIT 03/23/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Trepont Acquisition Corp IG9095M101 | SHS CL A | 150,000 | $1.50M | <0.1% | +3,289+2.2% | Added | – |
| 10X Cap Venture Acqstn CorpG87076124 | UNIT 04/19/2028 | 150,000 | $1.50M | <0.1% | +150,000 | New | – |
| GX Acquisition Corp II36260F105 | CLASS A COM | 154,000 | $1.50M | <0.1% | 00.0% | Unchanged | – |
| FHLTUFuture Health ESG Corp. | UNIT 09/09/2026 | 150,000 | $1.50M | <0.1% | +150,000 | New | History |
| Jatt Acquisition CorpG50752115 | UNIT 99/99/9999 | 150,000 | $1.50M | <0.1% | +150,000 | New | – |
| Trump Media & Technology Group Corp.25400Q204 | UNIT 06/30/2028 | 150,000 | $1.52M | <0.1% | +150,000 | New | – |
| Eg Acquisition Corp26846A100 | COM CL A | 159,975 | $1.55M | <0.1% | +159,975 | New | – |
| LBTYALiberty Global Ltd. | SHS CL A | 52,700 | $1.57M | <0.1% | 00.0% | Unchanged | History |
| OPTUOptimum Communications, Inc. | CL A | 76,625 | $1.59M | <0.1% | +76,625 | New | History |
| KURIAlkuri Global Acquisition Corp. | COM CL A | 161,092 | $1.61M | <0.1% | −14,008−8.0% | Reduced | History |
| Spartacus Acquisition Corp84677L109 | CL A | 158,917 | $1.61M | <0.1% | −3,949−2.4% | Reduced | – |
| Oxus Acquisition CorpG6859L113 | UNIT 99/99/9999 | 160,000 | $1.63M | <0.1% | +160,000 | New | – |
| Sierra Lake Acquisition Corp.826332207 | UNIT 03/31/2028 | 163,766 | $1.63M | <0.1% | +163,766 | New | – |
| Spartan Acquisition Corp. III84677R106 | COM CL A | 168,310 | $1.66M | <0.1% | 00.0% | Unchanged | – |
| KWACKingswood Acquisition Corp. | COM CL A | 165,501 | $1.67M | <0.1% | −650.0% | Reduced | History |
| MBIMbia Inc | COM | 130,000 | $1.67M | <0.1% | 00.0% | Unchanged | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 115,481 | $1.69M | <0.1% | +19,000+19.7% | Added | – |
| Mason Industrial Technolgy I57520Y106 | COM CL A | 175,000 | $1.71M | <0.1% | 00.0% | Unchanged | – |
| KKR Acquisition Holding I Co48253T109 | COM CLASS A | 175,000 | $1.71M | <0.1% | 00.0% | Unchanged | – |
| VLATValor Latitude Acquisition Corp. | CLASS A ORD SHS | 175,000 | $1.71M | <0.1% | +175,000 | New | History |
| BZHBeazer Homes USA Inc | COM NEW | 100,000 | $1.73M | <0.1% | +100,000 | New | History |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 177,835 | $1.73M | <0.1% | +177,835 | New | History |
| OCAXOCA Acquisition Corp. | COM CL A | 175,000 | $1.73M | <0.1% | 00.0% | Unchanged | History |
| Austerlitz Acquisition CorpG0633D109 | SHS CL A | 175,000 | $1.74M | <0.1% | 00.0% | Unchanged | – |
| Pono Capital Corp732450200 | UNIT 09/30/2028 | 175,000 | $1.79M | <0.1% | +175,000 | New | – |
| Cohn Robbins Holdings CorpG23726105 | COM CL A | 183,000 | $1.80M | <0.1% | 00.0% | Unchanged | – |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 185,000 | $1.80M | <0.1% | +1,704+0.9% | Added | – |
| Interprivate IV Infratech PR46064T102 | CLASS A COM | 186,468 | $1.81M | <0.1% | 00.0% | Unchanged | – |
| VISNVistance Networks, Inc. | COM | 138,343 | $1.88M | <0.1% | +85,022+159.5% | Added | History |
| Digital Transformatn Opt Cor25401K107 | CLASS A COM | 198,400 | $1.92M | <0.1% | −1,600−0.8% | Reduced | – |
| African Gold Acquisition CorG0112R108 | SHS CL A | 198,400 | $1.93M | <0.1% | −1,600−0.8% | Reduced | – |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 198,400 | $1.93M | <0.1% | −1,600−0.8% | Reduced | – |
| Tailwind Two Acquisition CorG86613109 | SHS CL A | 198,400 | $1.93M | <0.1% | −1,600−0.8% | Reduced | – |
| HERAFTAC Hera Acquisition Corp. | CLASS A ORD SHS | 198,400 | $1.93M | <0.1% | −1,600−0.8% | Reduced | History |
| PONDAngel Pond Holdings Corp | SHS CL A | 200,000 | $1.93M | <0.1% | +200,000 | New | History |
| Forest Road Acquisition Cor34619V103 | CL A | 198,400 | $1.93M | <0.1% | −1,600−0.8% | Reduced | – |
| ROSSBPGC Acquisition Corp. | SHS CL A | 200,000 | $1.94M | <0.1% | 00.0% | Unchanged | History |
| UHGUnited Homes Group, Inc. | CL A | 200,000 | $1.94M | <0.1% | +125,000+166.7% | Added | History |
| LCALandcadia Holdings IV, Inc. | CLASS A COM | 200,000 | $1.95M | <0.1% | 00.0% | Unchanged | History |
| EOCWElliott Opportunity II Corp. | SHS CL A | 200,000 | $1.95M | <0.1% | +200,000 | New | History |
| JWSMFJaws Mustang Acquisition Corp | SHS CL A | 200,000 | $1.95M | <0.1% | +25,000+14.3% | Added | History |
| MBACM3-Brigade Acquisition II Corp. | COM CL A | 198,400 | $1.97M | <0.1% | −1,600−0.8% | Reduced | History |
| OIO-I Glass, Inc. | COM | 138,512 | $1.98M | <0.1% | +84,965+158.7% | Added | History |
| Software Acquisitn Grp Inc I83407J103 | COM CL A | 200,000 | $1.98M | <0.1% | +200,000 | New | – |
| SOHUSohu.com Ltd | SPONSORED ADS | 95,573 | $1.99M | <0.1% | +95,573 | New | History |
| MAQCMaquia Capital Acquisition Corp | CLASS A COM | 200,000 | $2.00M | <0.1% | +200,000 | New | History |
| TZP Strategies Acquistn CorpG91595101 | CL A SHS | 206,200 | $2.02M | <0.1% | +81,200+65.0% | Added | – |
| Artemis Strategic Invt Corp04303A202 | UNIT 09/30/2026 | 214,605 | $2.15M | 0.1% | +214,605 | New | – |
| Ares Acquisition CorporationG33032106 | COM CL A | 223,200 | $2.17M | 0.1% | −1,800−0.8% | Reduced | – |
| Environmental Impact Acqu Co29408N106 | COM CL A | 220,668 | $2.18M | 0.1% | +9,249+4.4% | Added | – |
| WPCBWarburg Pincus Capital Corp I-B | SHS CL A | 223,400 | $2.19M | 0.1% | −1,600−0.7% | Reduced | History |
| Macondray Cap Acquisitn CorpG5853A107 | CLASS A ORD SHS | 225,000 | $2.21M | 0.1% | +225,000 | New | – |
| OGNOrganon & Co. | Stock | 68,364 | $2.24M | 0.1% | −7,000−9.3% | Reduced | History |
| AKLIAkili, Inc. | CLASS A ORD SHS | 229,120 | $2.28M | 0.1% | 00.0% | Unchanged | History |
| CSTMConstellium SE | CL A SHS | 122,019 | $2.29M | 0.1% | −14,000−10.3% | Reduced | History |
| Forum Merger IV Corp349875104 | CLASS A COM | 237,286 | $2.32M | 0.1% | −1,914−0.8% | Reduced | – |
| KL Acquisition Corp49837C109 | COM CL A | 238,677 | $2.33M | 0.1% | −1,723−0.7% | Reduced | – |
| Esm Acquisition CorporationG3195H104 | SHS CL A | 248,000 | $2.42M | 0.1% | −2,000−0.8% | Reduced | – |
Options (212)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 212 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $343.3M | – |
| AALAmerican Airlines Group Inc. | Stock | $119.5M | – |
| iShares Russell 2000 ETF464287655 | ETF | $93.0M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $21.3M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $15.0M | – |
| PBFPBF Energy Inc. | CL A | $13.0M | – |
| ARK Innovation ETF00214Q104 | ETF | $11.1M | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | – | $869.0K |
| Latch, Inc.51818V114 | *W EXP 06/04/202 | – | $475.0K |
| Beauty Health Co88331L116 | EQUITY WRT | – | $434.0K |
| Gores Guggenheim, Inc.38286Q115 | *W EXP 03/25/202 | – | $404.0K |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | – | $350.0K |
| Hillman Solution431636117 | EQUITY WRT | – | $325.0K |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | – | $165.0K |
| Corner Growth Acquisitn CorpG2426E120 | *W EXP 04/09/202 | – | $137.0K |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | – | $133.0K |
| Investindustrial Acquisition Corp.G4771L113 | *W EXP 10/30/202 | – | $129.0K |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | – | $128.0K |
| Acropolis Infrastructure Acq005029111 | *W EXP 03/30/202 | – | $125.0K |
| Ouster, Inc.68989M111 | *W EXP 03/11/202 | – | $122.0K |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | – | $118.0K |
| Joby Aviation, Inc.G65163118 | *W EXP 08/10/202 | – | $115.0K |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | – | $114.0K |
| Empowerment & Inclusion Capi29248N118 | *W EXP 01/12/202 | – | $113.0K |
| Power & Digital Infra Acq Co739190114 | *W EXP 02/12/202 | – | $110.0K |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | – | $109.0K |
| Summit Healthcre Acquistn CoG8566R110 | *W EXP 06/03/202 | – | $108.0K |
| Healthcare Capital Corp42228C119 | *W EXP 12/31/202 | – | $104.0K |
| Decarbonization Plus Acqu II24279D113 | *W EXP 03/19/202 | – | $97.0K |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | – | $94.0K |
| Chavant Capital Acquisitn CoG2058L111 | *W EXP 99/99/999 | – | $90.0K |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | – | $89.0K |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | – | $88.0K |
| Perella Weinberg Partners71367G110 | *W EXP 12/31/202 | – | $84.0K |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | – | $83.0K |
| Black Spade Acquisition CoG11537118 | *W EXP 99/99/999 | – | $83.0K |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $81.0K |
| Stonebridge Acquisition CorpG85094129 | *W EXP 03/31/202 | – | $80.0K |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | – | $72.0K |
| DHB Capital Corp23291W117 | *W EXP 03/31/202 | – | $71.0K |
| Silver Crest Acquisition CorG81355128 | *W EXP 12/15/202 | – | $66.0K |
| Tailwind Two Acquisition CorG86613125 | *W EXP 03/09/202 | – | $66.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $66.0K |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | – | $65.0K |
| Pine Technology Acquisitn Co722850112 | *W EXP 03/31/202 | – | $65.0K |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | – | $64.0K |
| Global Consumer Acquisitn Co37892B116 | *W EXP 05/21/202 | – | $64.0K |
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | – | $63.0K |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | – | $63.0K |
| GIGINTERNATIONAL1 Inc37518W114 | *W EXP 04/19/202 | – | $63.0K |
| Forum Merger IV Corp349875112 | *W EXP 03/15/202 | – | $62.0K |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 03/13/202 | – | $60.0K |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | – | $59.0K |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | – | $58.0K |
| North Atlantic Acquisitn CorG66139125 | *W EXP 10/20/202 | – | $56.0K |
| Esm Acquisition CorporationG3195H112 | *W EXP 02/02/202 | – | $55.0K |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $55.0K |
| Elliott Opportunity II Corp.G30092111 | *W EXP 03/02/202 | – | $55.0K |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | – | $55.0K |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | – | $54.0K |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | – | $54.0K |
| Angel Pond Holdings CorpG0447J128 | *W EXP 99/99/999 | – | $53.0K |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | – | $52.0K |
| FTAC Hera Acquisition Corp.G3728Y111 | *W EXP 02/28/202 | – | $52.0K |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | – | $51.0K |
| Healthcare Services Acqu Cor42227K112 | *W EXP 99/99/999 | – | $50.0K |
| 26 Capital Acquisition Corp.90138P118 | *W EXP 12/31/202 | – | $50.0K |
| Landcadia Holdings IV, Inc.51477A112 | *W EXP 03/29/202 | – | $50.0K |
| Tishman Speyer Innovation Co88825H118 | *W EXP 02/11/202 | – | $50.0K |
| Kingswood Acquisition Corp.496861113 | *W EXP 05/01/202 | – | $48.0K |
| Valor Latitude Acquisitn CorG9460N122 | *W EXP 04/02/202 | – | $47.0K |
| Dila Capital Acquisition Cor254028111 | *W EXP 06/09/202 | – | $47.0K |
| Arqit Quantum Inc.G0567U119 | *W EXP 11/02/202 | – | $47.0K |
| Mason Industrial Technolgy I57520Y114 | *W EXP 99/99/999 | – | $42.0K |
| KKR Acquisition Holding I Co48253T117 | *W EXP 99/99/999 | – | $42.0K |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | – | $42.0K |
| Athlon Acquisition Corp04748A114 | *W EXP 01/12/202 | – | $41.0K |
| Biotech Acquisition CompanyG1125A116 | *W EXP 11/30/202 | – | $41.0K |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | – | $41.0K |
| Maquia Capital Acquisition C56564V119 | *W EXP 05/05/202 | – | $41.0K |
| Colonnade Acquisition Corp IG2284B119 | *W EXP 99/99/999 | – | $41.0K |
| Global Synergy Acquisit CorpG3934J122 | *W EXP 99/99/999 | – | $40.0K |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $39.0K |
| Cartesian Growth CorpG19276115 | *W EXP 02/26/202 | – | $38.0K |
| Clarus Therapeutics HLDNGS I18271L115 | *W EXP 08/11/202 | – | $38.0K |
| Artisan Acquisition CorpG0509L128 | *W EXP 03/26/202 | – | $38.0K |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | – | $37.0K |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | – | $37.0K |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | – | $37.0K |
| KL Acquisition Corp49837C117 | *W EXP 01/12/202 | – | $36.0K |
| Monument Circle Acquisitn Co61531M119 | *W EXP 01/14/202 | – | $36.0K |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | – | $36.0K |
| Gores Technology Partners II38287L115 | *W EXP 03/16/202 | – | $36.0K |
| Environmental Impact Acqu Co29408N114 | *W EXP 09/30/202 | – | $35.0K |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | – | $34.0K |
| Authentic Equity Acquistn CoG06607124 | *W EXP 01/20/202 | – | $34.0K |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | – | $34.0K |
| Fusion Acquisition Corp. II36118N110 | *W EXP 02/29/202 | – | $34.0K |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | – | $34.0K |
| Fortress Value Acquisi Corp34964K116 | *W EXP 03/18/202 | – | $33.0K |
Sold out since Q2 2021 (68)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $72.2M | 1.7% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $41.4M | 1.0% | – |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 5,845,980 | $35.1M | 0.8% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $30.3M | 0.7% | – |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $25.0M | 0.6% | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $18.2M | 0.4% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $18.2M | 0.4% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $14.9M | 0.4% | – |
| Li Auto Inc.G5479MAA3 | DEBT 0.250% 5/0 | – | $13.9M | 0.3% | – |
| Canadian Solar Inc.C15396AB7 | DEBT 2.500%10/0 | – | $11.9M | 0.3% | – |
| WLLWhiting Holdings LLC | COM NEW | 161,943 | $8.83M | 0.2% | History |
| NIO Inc.G6525FAC6 | DEBT 2/0 | – | $7.98M | 0.2% | – |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $6.83M | 0.2% | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $6.82M | 0.2% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $6.59M | 0.2% | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $6.58M | 0.2% | – |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $6.46M | 0.2% | – |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $6.45M | 0.2% | – |
| Protalix BioTherapeutics, Inc.74365AAD3 | NOTE 7.500%11/1 | – | $5.00M | 0.1% | – |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | – | $4.49M | 0.1% | – |
| Corner Growth Acquisitn CorpG2426E112 | UNIT 05/27/2026 | 400,000 | $4.02M | 0.1% | – |
| Chiasma, Inc16706W102 | COM | 808,104 | $3.82M | 0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 353,500 | $3.51M | 0.1% | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 21,323 | $3.17M | 0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 299,198 | $2.99M | 0.1% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $2.88M | 0.1% | – |
| Summit Healthcre Acquistn CoG8566R128 | UNIT 06/03/2026 | 250,000 | $2.50M | 0.1% | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $2.47M | 0.1% | – |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 245,610 | $2.45M | 0.1% | – |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 200,000 | $2.03M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Angel Pond Holdings CorpG0447J110 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 200,000 | $1.99M | <0.1% | – |
| Kismet Acquisition One CorpG52753103 | SHS | 200,000 | $1.98M | <0.1% | – |
| Rotor Acquisition Corp77879W105 | COM | 188,622 | $1.88M | <0.1% | – |
| Valor Latitude Acquisitn CorG9460N114 | UNIT 04/02/2026 | 175,000 | $1.74M | <0.1% | – |
| Flyexclusive Inc.26846A209 | UNIT 99/99/9999 | 159,975 | $1.60M | <0.1% | – |
| Catalyst Partnrs Acquisitn CG19550113 | UNIT 99/99/9999 | 150,000 | $1.51M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 150,000 | $1.51M | <0.1% | – |
| Osiris Acquisition Corp.68829A202 | UNIT 99/99/9999 | 150,000 | $1.49M | <0.1% | – |
| Big Sky Growth Partners, Inc.08954L201 | UNIT 04/01/2026 | 126,100 | $1.26M | <0.1% | – |
| ETSYEtsy Inc | COM | 5,600 | $1.15M | <0.1% | History |
| Tricida, Inc.89610FAB7 | NOTE 3.500% 5/1 | – | $1.09M | <0.1% | – |
| Data Knights Acquisition Cor237699202 | UNIT 05/06/2026 | 100,000 | $1.03M | <0.1% | – |
| Northern Lights Acquisitn Co66538L204 | UNIT 11/01/2027 | 100,000 | $1.01M | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735128 | UNIT 06/17/2026 | 100,000 | $1.01M | <0.1% | – |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 100,000 | $1.00M | <0.1% | – |
| G Squared Ascend II IncG42041114 | UNIT 99/99/9999 | 100,000 | $1.00M | <0.1% | – |
| Tio Tech AG8T10C122 | UNIT 04/12/2028 | 100,000 | $1.00M | <0.1% | – |
| Artisan Acquisition CorpG0509L110 | UNIT 03/26/2026 | 100,000 | $996.0K | <0.1% | – |
| B Riley Prin 250 Merger Corp05602L203 | UNIT 04/06/2026 | 100,000 | $995.0K | <0.1% | – |
| Centricus Acquisition CorpG2072Q104 | CL A SHS | 100,000 | $990.0K | <0.1% | – |
| Locust Walk Acquisition Corp54015L103 | COM CL A | 100,000 | $989.0K | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | <0.1% | – |
| Dila Capital Acquisition Cor254028202 | UNIT 99/99/9999 | 75,200 | $757.0K | <0.1% | – |
| Orion Biotech Opportuntes CoG6780C125 | UNIT 04/15/2025 | 75,000 | $754.0K | <0.1% | – |
| Skydeck Acquisition Corp.G82220107 | UNIT 05/13/2026 | 75,105 | $751.0K | <0.1% | – |
| Lakeshore Acquisition I Corp.G53521129 | UNIT 06/04/2026 | 60,000 | $613.0K | <0.1% | – |
| ZTAQUZimmer Energy Transition Acquisition Corp. | UNIT 06/16/2026 | 54,584 | $554.0K | <0.1% | History |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 50,000 | $505.0K | <0.1% | – |
| Jaws Hurricane Acquisitn Cor47201B202 | UNIT 06/08/2026 | 50,000 | $503.0K | <0.1% | – |
| Velocity Acquisition Corp92259E203 | UNIT 99/99/9999 | 51,987 | $502.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 50,000 | $497.0K | <0.1% | – |
| PBIPitney Bowes Inc | COM | 48,000 | $421.0K | <0.1% | History |
| Ca Healthcare Acquisition Co12510W107 | COM CL A | 40,000 | $395.0K | <0.1% | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 25,000 | $249.0K | <0.1% | – |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 10,200 | $106.0K | <0.1% | – |
| Rice Acquisition Corp IIG75529118 | UNIT 99/99/9999 | 10,000 | $102.0K | <0.1% | – |