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Livermore
Livermore
ZHEN

Sheets Smith Wealth Management

SEC CIK
0001157436
Latest filing
Jul 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 6, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
353
−132 vs. Q3 2023
Portfolio value
$702.9M
+$46.3M (+7.0%) vs. Q3 2023
Filed
Feb 6, 2024
SEC
Holdings of Sheets Smith Wealth Management in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DFSCWDEFSEC Technologies Inc.*W EXP 12/09/20235,000$4.89K<0.1%00.0%UnchangedHistory
NCPLNetcapital Inc.COM30,000$6.37K<0.1%00.0%UnchangedHistory
Alteryx, Inc.02156BAF0NOTE 1.000% 8/010,000$9.71K<0.1%00.0%Unchanged–
VRPXVirpax Pharmaceuticals, Inc.COM50,000$16.0K<0.1%+50,000NewHistory
CNTXContext Therapeutics Inc.COM20,000$22.6K<0.1%00.0%UnchangedHistory
AENTAlliance Entertainment Holding CorpCOM CLASS A25,000$23.2K<0.1%00.0%UnchangedHistory
Kwesst Micro Systems Inc501506604COM NEW35,000$29.5K<0.1%00.0%Unchanged–
OMQSOMNIQ Corp.COM50,000$32.5K<0.1%+50,000NewHistory
BMRBeamr Imaging Ltd.ORDINARY SHS25,000$36.3K<0.1%00.0%UnchangedHistory
SOPAQSociety Pass Incorporated.COM135,000$40.5K<0.1%00.0%UnchangedHistory
DORMDorman Products, Inc.COM16,499$49.5K<0.1%+16,499NewHistory
CVMCel Sci CorpCOM PAR NEW20,000$54.4K<0.1%+20,000NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW35,000$84.0K<0.1%00.0%UnchangedHistory
LTHMLivent Corp.COM15,272$96.0K<0.1%+15,272NewHistory
GEGeneral Electric CoStock31,019$96.2K<0.1%+31,019NewHistory
HTZHertz Global Holdings, IncCOM NEW10,939$113.7K<0.1%+10,939NewHistory
BWABorgwarner IncCOM17,429$125.1K<0.1%+17,429NewHistory
DLRDigital Realty Trust, Inc.COM17,108$145.1K<0.1%+17,108NewHistory
GSBDGoldman Sachs BDC, Inc.SHS10,100$148.0K<0.1%00.0%UnchangedHistory
FDXFedEx CorpStock23,571$162.4K<0.1%+23,571NewHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT21,295$163.8K<0.1%+21,295New–
PCNPIMCO Corporate & Income Strategy FundCOM13,750$170.6K<0.1%00.0%UnchangedHistory
BDNBrandywine Realty TrustSH BEN INT NEW32,041$173.0K<0.1%+3,862+13.7%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF16,650$191.0K<0.1%−18−0.1%Reduced–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU10,000$200.6K<0.1%00.0%Unchanged–
SPDR Series Trust78468R200ST STR RATE ETF6,590$201.6K<0.1%−3,265−33.1%Reduced–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL3,980$201.9K<0.1%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS4,957$202.8K<0.1%+4,957NewHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD4,053$206.9K<0.1%+4,053New–
VanEck ETF Trust92189H748CLO ETF4,000$208.5K<0.1%00.0%Unchanged–
DGDollar General CorpCOM1,589$216.0K<0.1%+1,589NewHistory
CARRCarrier Global CorpStock3,792$217.9K<0.1%00.0%UnchangedHistory
CLMTCalumet, Inc.UT LTD PARTNER12,202$218.1K<0.1%+1,225+11.2%AddedHistory
SSNCSS&C Technologies Holdings IncCOM3,600$220.0K<0.1%+3,600NewHistory
ITWIllinois Tool Works IncStock843$220.7K<0.1%+843NewHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,700$227.1K<0.1%−2,000−29.9%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF3,299$232.1K<0.1%−199−5.7%Reduced–
TGTTarget CorpStock1,631$232.3K<0.1%+1,631NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF461$233.9K<0.1%+461NewHistory
WisdomTree Tr97717W307US LARGECAP DIVD3,551$235.7K<0.1%−22−0.6%Reduced–
SPDR Series Trust78468R770ST STR R1K YLD2,352$236.9K<0.1%00.0%Unchanged–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,717$237.3K<0.1%00.0%Unchanged–
Flexshares Tr33939L860QUALT DIVD IDX3,900$240.0K<0.1%00.0%Unchanged–
iShares Inc46434G764MSCI EMRG CHN4,350$241.1K<0.1%+38+0.9%Added–
WCCWesco International IncCOM1,387$241.2K<0.1%−160−10.3%ReducedHistory
HWMHowmet Aerospace Inc.Stock4,514$244.3K<0.1%+4,514NewHistory
ETNEaton Corp plcStock1,022$246.1K<0.1%00.0%UnchangedHistory
JFRNuveen Floating Rate Income FundCOM30,007$246.7K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock2,995$246.7K<0.1%−1,058−26.1%ReducedHistory
NVSNovartis AGADR2,450$247.4K<0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,310$252.1K<0.1%+431+49.0%Added–
MPWRMonolithic Power Systems, Inc.COM400$252.3K<0.1%+400NewHistory
KMIKinder Morgan, Inc.Stock14,397$254.0K<0.1%−8,309−36.6%ReducedHistory
EXRExtra Space Storage Inc.COM1,609$258.0K<0.1%+1,609NewHistory
iShares Tr464288638ISHS 5-10YR INVT5,000$260.0K<0.1%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF4,831$260.0K<0.1%00.0%Unchanged–
DODiamond Offshore Drilling, Inc.COM20,706$269.2K<0.1%+8,425+68.6%AddedHistory
NBIXNeurocrine Biosciences IncStock2,049$270.0K<0.1%+2,049NewHistory
TROWPrice T Rowe Group IncStock2,507$270.0K<0.1%−518−17.1%ReducedHistory
PROPROS Holdings, Inc.COM7,095$275.2K<0.1%+325+4.8%AddedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT11,036$275.8K<0.1%+114+1.0%Added–
CHYCalamos Convertible & High Income FundCOM SHS24,345$279.2K<0.1%−920−3.6%ReducedHistory
NJRNew Jersey Resources CorpStock6,300$280.9K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock22,216$287.3K<0.1%+16,499+288.6%AddedHistory
VRTXVertex Pharmaceuticals IncStock726$295.4K<0.1%+726NewHistory
ZTSZoetis Inc.Stock1,505$297.1K<0.1%−50−3.2%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW5,023$299.7K<0.1%−500−9.1%Reduced–
Vanguard Real Estate ETF922908553ETF3,454$305.2K<0.1%−348−9.2%Reduced–
ORIOld Republic International CorpCOM10,400$305.8K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock2,100$309.6K<0.1%+2,100NewHistory
AVGOBroadcom Inc.Stock283$316.4K<0.1%+11+4.0%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF6,282$318.0K<0.1%+4,787+320.2%Added–
AMATApplied Materials IncStock72,219$322.8K<0.1%+70,478+4,048.1%AddedHistory
WisdomTree Tr97717W521JAPAN OPPOR FD10,881$324.6K<0.1%+190+1.8%Added–
NFLXNetflix IncStock671$326.7K<0.1%+671NewHistory
ABTAbbott LaboratoriesStock2,971$327.0K<0.1%−661−18.2%ReducedHistory
Exchange Traded Concepts Tr301505558INDIA INTERNET &23,966$329.5K<0.1%+2,202+10.1%Added–
DDominion Energy, IncStock7,014$329.7K<0.1%−397−5.4%ReducedHistory
iShares Core S&P US Value ETF464287663ETF3,936$331.9K<0.1%+13+0.3%Added–
CCJCameco CorpStock7,720$332.7K<0.1%+7,720NewHistory
KVUEKenvue Inc.Stock15,474$333.2K<0.1%+3,191+26.0%AddedHistory
AMTAmerican Tower CorpREIT1,544$333.3K<0.1%00.0%UnchangedHistory
KNSLKinsale Capital Group, Inc.Stock1,031$345.3K<0.1%+10+1.0%AddedHistory
BCOBrinks CoCOM3,933$345.9K<0.1%+3,933NewHistory
ADBEAdobe Inc.Stock592$353.2K0.1%+592NewHistory
GNTXGentex CorpCOM10,852$354.4K0.1%−968−8.2%ReducedHistory
XYZBlock, Inc.CL A4,583$354.5K0.1%+4,583NewHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,645$363.7K0.1%+200+5.8%Added–
VALValaris LtdCL A5,373$368.4K0.1%+52+1.0%AddedHistory
FISVFiserv IncStock2,775$368.6K0.1%+2,775NewHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD4,619$370.2K0.1%−74−1.6%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF185,580$372.0K0.1%+170,575+1,136.8%Added–
Invesco Exchange Traded FD T46137V597RAFI US 150010,180$381.7K0.1%+96+1.0%Added–
COPConocoPhillipsStock3,301$383.1K0.1%+10.0%AddedHistory
ENBEnbridge IncStock10,657$383.9K0.1%+475+4.7%AddedHistory
LMTLockheed Martin CorpStock864$391.8K0.1%+20+2.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock14,119$395.9K0.1%+7,404+110.3%AddedHistory
USBUS Bancorp DECOM NEW9,264$400.9K0.1%−1,749−15.9%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM457$401.4K0.1%+7+1.6%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF8,403$401.6K0.1%−1,616−16.1%Reduced–

Sold out since Q3 2023 (172)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 172 by value last quarter.

Positions of Sheets Smith Wealth Management sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
WBAWalgreens Boots Alliance, Inc.COM132,788$2.95M0.4%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS26,090$1.50M0.2%–
iShares Tr464288737GLB CNSM STP ETF12,388$706.9K0.1%–
ACGLArch Capital Group Ltd.Stock8,605$685.9K0.1%History
SLBSLB LimitedStock9,847$574.1K0.1%History
CHXChampionX CorpCOM14,883$530.1K0.1%History
GBXGreenbrier Companies IncStock10,886$435.4K0.1%History
SWAVShockwave Medical, Inc.COM2,000$398.2K0.1%History
CPAYCorpay, Inc.COM1,431$365.4K0.1%History
BCEBce IncCOM NEW7,345$280.6K<0.1%History
NEENextera Energy IncStock4,698$269.2K<0.1%History
iShares Russell Mid-Cap Growth ETF464287481ETF2,500$228.4K<0.1%–
FNVFranco Nevada CorpStock1,630$217.6K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF9,053$215.6K<0.1%–
TXNTexas Instruments IncStock1,272$202.3K<0.1%History
LASRNlight, Inc.COM17,967$186.9K<0.1%History
Flexshares Tr33939L662HIG YLD VL ETF4,063$161.5K<0.1%–
SPDR Series Trust78464A144ST STR CORPO ETF5,700$157.2K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF2,846$157.0K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF1,688$152.6K<0.1%–
iShares Core MSCI Total International Stock ETF46432F834ETF2,486$149.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF3,160$148.6K<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB7,172$148.2K<0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF5,511$144.4K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP2,950$141.6K<0.1%–
Alps ETF Tr00162Q387OSHARES US QUALT3,368$141.2K<0.1%–
DBX ETF Tr233051119XTRACKERS S&P SM6,098$140.5K<0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF2,365$139.4K<0.1%–
iShares Tr46435U432IBONDS DEC 255,000$130.4K<0.1%–
Vanguard Financials ETF92204A405ETF1,621$130.2K<0.1%–
iShares Tr46435G441ESG ADVNCD HY BD2,993$129.3K<0.1%–
SPDR Series Trust78464A672ST INTER ETF4,500$123.9K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF5,550$122.3K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF1,352$120.6K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST4,550$117.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB6,124$115.0K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF1,554$113.0K<0.1%–
iShares Core MSCI Emerging Markets ETF46434G103ETF2,357$112.2K<0.1%–
Schwab US Aggregate Bond ETF808524839ETF2,506$110.8K<0.1%–
iShares Tr46429B507MSCI IRELAND ETF2,000$108.1K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT1,000$105.4K<0.1%–
WisdomTree Tr97717W505US MIDCAP DIVID2,505$102.6K<0.1%–
iShares Tr464287556ISHARES BIOTECH824$100.8K<0.1%–
PIMCO ETF Tr72201R874SHTRM MUN BD ACT2,025$99.1K<0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF2,000$98.1K<0.1%–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF4,000$97.9K<0.1%–
iShares Tr464287622RUS 1000 ETF415$97.5K<0.1%–
Global X FDS37954Y673US INFR DEV ETF3,201$97.2K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF1,968$95.4K<0.1%–
iShares Tr46435G243ESG AWRE 1 5 YR3,896$92.6K<0.1%–
iShares Tr46435U440USD GRN BOND ETF2,027$91.5K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF2,470$91.1K<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF263$90.7K<0.1%–
iShares Core High Dividend ETF46429B663ETF917$90.7K<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF2,000$90.6K<0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET2,550$89.5K<0.1%–
Vanguard S&P 500 ETF922908363ETF225$88.2K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,508$87.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF3,500$85.2K<0.1%–
SPDR Series Trust78464A607ST STR DOW REIT1,024$84.9K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S1,191$79.0K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI3,500$77.6K<0.1%–
iShares Tr464287762US HLTHCARE ETF286$77.2K<0.1%–
DBX ETF Tr233051747XTRCK JP MRG ESG4,116$73.1K<0.1%–
DBX ETF Tr233051218XTRACKERS MSCI2,660$71.4K<0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF377$71.3K<0.1%–
iShares Tr464287119MORNINGSTAR GRWT1,175$70.1K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF1,636$68.3K<0.1%–
iShares U.S. Medical Devices ETF464288810ETF1,395$67.7K<0.1%–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF870$67.0K<0.1%–
Schwab Fundamental International Equity ETF808524755ETF2,100$66.5K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF648$61.4K<0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF435$57.3K<0.1%–
Invesco S&P 500 Quality ETF46137V241ETF1,112$55.6K<0.1%–
iShares Tr464288356CALIF MUN BD ETF1,007$55.2K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF752$54.9K<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT1,140$54.9K<0.1%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF338$54.0K<0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF573$51.8K<0.1%–
iShares Russell 1000 Value ETF464287598ETF340$51.6K<0.1%–
iShares Core MSCI Europe ETF46434V738ETF988$49.1K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF1,292$49.0K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF745$48.6K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF344$46.6K<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY1,927$43.3K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB2,179$40.8K<0.1%–
iShares MSCI USA Min Vol Factor ETF46429B697ETF557$40.3K<0.1%–
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 20271,847$39.5K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL500$39.5K<0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF967$37.9K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY1,633$36.7K<0.1%–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB1,804$36.3K<0.1%–
DBX ETF Tr233051226XTRACKERS MSCI E1,574$35.9K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF1,012$35.5K<0.1%–
iShares Tr464287721U.S. TECH ETF333$34.9K<0.1%–
iShares Tr464288307MRGSTR MD CP GRW593$33.9K<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF236$33.8K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF490$33.2K<0.1%–
iShares Tr464288687PFD AND INCM SEC1,100$33.2K<0.1%–
iShares Tr464288570ESG MSCI KLD ETF400$32.6K<0.1%–