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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
909
−13 vs. Q2 2022
Portfolio value
$8.71B
−$826.7M (−8.7%) vs. Q2 2022
Filed
Nov 14, 2023
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Mason Industrial Technolgy I57520Y106COM CL A474,512$4.65M0.1%−47,663−9.1%Reduced–
HCNEJaws Hurricane Acquisition CorpCLASS A COM477,246$4.65M0.1%−47,777−9.1%ReducedHistory
Colombier Acquisition Corp19533H108CL A477,246$4.66M0.1%−47,777−9.1%Reduced–
Fintech Acquisition Corp VI31811H106CLASS A COM467,890$4.66M0.1%−47,777−9.3%Reduced–
OKLOOklo Inc.COM CL A477,246$4.66M0.1%−47,777−9.1%ReducedHistory
Supernova Partn Acq Co III LG8T90F102SHS CL A470,606$4.66M0.1%−47,112−9.1%Reduced–
Social Leverage Acquisn Corp83363K102COM CL A474,455$4.66M0.1%−47,497−9.1%Reduced–
North Mountain Merger Corp661204107COM CL A465,162$4.67M0.1%−47,777−9.3%Reduced–
LCALandcadia Holdings IV, Inc.CLASS A COM475,387$4.67M0.1%−47,590−9.1%ReducedHistory
TBCPThunder Bridge Capital Partners III Inc.COM CL A474,298$4.67M0.1%−47,682−9.1%ReducedHistory
SCAQStratim Cloud Acquisition Corp.CLASS A COM475,386$4.67M0.1%−47,590−9.1%ReducedHistory
SOARVolato Group, Inc.CL A COM467,907$4.67M0.1%−46,842−9.1%ReducedHistory
Compute Health Acquisitin Co204833107COM CL A474,298$4.68M0.1%−47,682−9.1%Reduced–
AEONAEON Biopharma, Inc.CL A475,238$4.68M0.1%−47,777−9.1%ReducedHistory
APGBApollo Strategic Growth Capital IISHS CL A474,298$4.68M0.1%−47,682−9.1%ReducedHistory
L Catterton Asia AcquisitionG5346G125CLASS A ORD SHS471,491$4.68M0.1%−47,201−9.1%Reduced–
TRTLTortoiseEcofin Acquisition Corp. IIISHS CL A477,246$4.69M0.1%−47,777−9.1%ReducedHistory
Tech and Energy Transition87823R102CLASS A COM475,696$4.69M0.1%−47,621−9.1%Reduced–
One Equity Partners Open WTR68237L105CL A475,238$4.69M0.1%−47,777−9.1%Reduced–
Vectoiq Acquisition Corp II92244F109COM CL A475,238$4.69M0.1%−47,777−9.1%Reduced–
TPB Acquisition Corp IG8990L101COM CL A472,576$4.69M0.1%−47,309−9.1%Reduced–
Accelerate Acquisition Corp.00439D102COM CL A477,246$4.69M0.1%−47,777−9.1%Reduced–
BIOSBioPlus Acquisition Corp.CLASS A ORD SHS467,907$4.70M0.1%−46,842−9.1%ReducedHistory
Clarim Acquisition Corp18049C108COM CL A474,862$4.70M0.1%−47,739−9.1%Reduced–
RXR Acquisition Corp74981W107CLASS A COM477,247$4.70M0.1%−47,776−9.1%Reduced–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/2026477,246$4.70M0.1%−47,776−9.1%ReducedHistory
GNACGroup Nine Acquisition Corp.COM CL A475,238$4.70M0.1%−47,777−9.1%ReducedHistory
Monument Circle Acquisitn Co61531M101COM CL A475,238$4.70M0.1%−47,777−9.1%Reduced–
Senior Connect Acquisitn Cor81723H108COM CL A472,424$4.70M0.1%−47,395−9.1%Reduced–
Rice Acquisition Corp IIG75529100SHS CL A477,246$4.70M0.1%−47,777−9.1%Reduced–
PCPCPeriphas Capital Partnering CorpCOM CL A190,000$4.71M0.1%−19,101−9.1%ReducedHistory
BNAIBrand Engagement Network Inc.CLASS A ORD SHS475,696$4.71M0.1%−47,621−9.1%ReducedHistory
Tailwind Internatnal Acq CorG8662F101COM CL A474,697$4.71M0.1%−47,722−9.1%Reduced–
Blueriver Acquisition CorpG1261Q107SHS CL A475,238$4.71M0.1%−47,777−9.1%Reduced–
LVRALevere Holdings Corp.CLASS A ORD SHS475,943$4.71M0.1%−47,646−9.1%ReducedHistory
Pontem CorporationG71707106SHS CL A474,112$4.71M0.1%−47,663−9.1%Reduced–
SRESempraStock31,443$4.71M0.1%+31,443NewHistory
ROSSBPGC Acquisition Corp.SHS CL A476,006$4.72M0.1%−47,652−9.1%ReducedHistory
Colonnade Acquisition Corp IG2284B101SHS CL A475,696$4.72M0.1%−47,621−9.1%Reduced–
Esm Acquisition CorporationG3195H104SHS CL A475,696$4.72M0.1%−47,621−9.1%Reduced–
Independence Holdings CorpG4761A101CLASS A ORD SHS475,696$4.72M0.1%−47,621−9.1%Reduced–
WPCBWarburg Pincus Capital Corp I-BSHS CL A475,696$4.72M0.1%−47,621−9.1%ReducedHistory
AMHAmerican Homes 4 RentCL A143,857$4.72M0.1%+6,518+4.7%AddedHistory
LCWLearn CW Investment CorpCL A ORD SHS477,246$4.72M0.1%−47,777−9.1%ReducedHistory
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS475,696$4.72M0.1%−47,621−9.1%ReducedHistory
Live Oak Mobility Acquisi Co538126103COM CL A480,519$4.72M0.1%−48,104−9.1%Reduced–
Agile Growth Corp.G01202103CLASS A ORD475,696$4.72M0.1%−47,621−9.1%Reduced–
NOACNatural Order Acquisition Corp.COM473,107$4.73M0.1%−48,517−9.3%ReducedHistory
LDH Growth Corp IG54094100CLASS A ORD SHS476,866$4.73M0.1%−47,739−9.1%Reduced–
LHCLeo Holdings Corp. IICOM CL A474,673$4.73M0.1%−47,720−9.1%ReducedHistory
Proptech Investment Corp II743497109COM CL A475,238$4.73M0.1%−47,777−9.1%Reduced–
FCAXFortress Capital Acquisition CorpSHS CL A475,238$4.73M0.1%−47,777−9.1%ReducedHistory
TZP Strategies Acquistn CorpG91595101CL A SHS475,238$4.73M0.1%−47,777−9.1%Reduced–
CMCAFPiermont Valley Acquisition CorpCLASS A ORD SHS467,907$4.73M0.1%−46,842−9.1%ReducedHistory
VPC Impact Acquisition HldgG9460L126CLASS A ORD476,626$4.73M0.1%−47,715−9.1%Reduced–
Crucible Acquisition Corp22877P108COM CL A475,337$4.73M0.1%−47,777−9.1%Reduced–
Prospector Capital CorpG7273A105CL A474,876$4.74M0.1%−47,720−9.1%Reduced–
Powered BrandsG7209M108CL A475,238$4.74M0.1%−47,777−9.1%Reduced–
Prime Impact Acquisition IG61074103SHS CL A471,326$4.74M0.1%−53,755−10.2%Reduced–
Marblegate Acquisition Corp.56608A105COM CL A476,606$4.75M0.1%−47,712−9.1%Reduced–
NFNTInfinite Acquisition Corp.CL A ORD SHS475,377$4.75M0.1%−47,590−9.1%ReducedHistory
Lefteris Acquisition Corp52470X109COM CL A475,238$4.75M0.1%−47,777−9.1%Reduced–
Games & Esports Exprnc Acq CG3731J119CLASS A ORD SHS467,907$4.75M0.1%−46,842−9.1%Reduced–
HPPHudson Pacific Properties, Inc.COM434,265$4.75M0.1%+304,310+234.2%AddedHistory
Chindata Group Hldgs Ltd16955F107ADS589,094$4.76M0.1%+589,094New–
GRNDGrindr Inc.SHS CL A459,569$4.77M0.1%−46,007−9.1%ReducedHistory
AEAEAltEnergy Acquisition CorpCOM CL A477,247$4.78M0.1%−47,776−9.1%ReducedHistory
XFINExcelFin Acquisition Corp.COM CL A477,246$4.78M0.1%−47,777−9.1%ReducedHistory
H.I.G. Acquisition Corp.G44898107COM CL A477,116$4.79M0.1%−47,965−9.1%Reduced–
World Quantum Growth AcquisiG5596W101SHS CL A477,246$4.79M0.1%−47,777−9.1%Reduced–
DCRDDecarbonization Plus Acquisition Corp IVCOM CL A477,246$4.80M0.1%−47,777−9.1%ReducedHistory
LF Capital Acquisition Corp. II50202D102CLASS A COM477,246$4.80M0.1%−47,777−9.1%Reduced–
Spindletop Health Acquisitio84854Q103COM CL A476,395$4.80M0.1%−48,628−9.3%Reduced–
Argus Capital Corp04026L105CLASS A COM477,246$4.80M0.1%−47,777−9.1%Reduced–
Nabors Energy Transition Cor629567108CL A COM477,246$4.80M0.1%−47,777−9.1%Reduced–
Athena Consumer Acq Corp04684M106CL A477,246$4.80M0.1%−47,777−9.1%Reduced–
McLaren Technology Acq Corp58176U109CLASS A COM477,246$4.81M0.1%−47,777−9.1%Reduced–
BCSABlockchain Coinvestors Acquisition Corp. ICLASS A ORD477,246$4.82M0.1%−47,777−9.1%ReducedHistory
Rigel Resource Acq CorpG7573M106CL A ORD SHS477,246$4.82M0.1%−47,777−9.1%Reduced–
ONYXOnyx Acquisition Co. ISHS CL A477,246$4.84M0.1%−47,777−9.1%ReducedHistory
Hollysys Automation Tchngy LG45667105SHS283,100$4.84M0.1%+283,100New–
Zeo Energy Corp.G3R95N103SHS CL A477,246$4.84M0.1%−47,777−9.1%Reduced–
NCACNewcourt Acquisition CorpCLASS A ORD SHS477,246$4.84M0.1%−47,777−9.1%ReducedHistory
Sustainable Develp Acqu I Co86934L103COM CL A491,386$4.84M0.1%−49,375−9.1%Reduced–
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS477,246$4.85M0.1%−47,777−9.1%Reduced–
Tevogen Inc.G8028L107CLASS A ORD477,246$4.85M0.1%−47,777−9.1%Reduced–
BDNBrandywine Realty TrustSH BEN INT NEW719,160$4.85M0.1%+427,184+146.3%AddedHistory
SPECSpectaire Holdings Inc.CLASS A ORD477,246$4.85M0.1%−47,777−9.1%ReducedHistory
GSKGSK plcADR165,076$4.86M0.1%+165,076NewHistory
Talon 1 Acquisition CorpG86656108CLASS A ORD477,246$4.86M0.1%−47,777−9.1%Reduced–
Avista Pub Acquisition CorpG07247102CLASS A ORD SHS477,246$4.87M0.1%−47,777−9.1%Reduced–
CONXCONX Corp.COM CL A487,994$4.88M0.1%−49,050−9.1%ReducedHistory
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM505,322$4.90M0.1%−51,599−9.3%ReducedHistory
SNYSanofiSPONSORED ADR129,076$4.91M0.1%+34,803+36.9%AddedHistory
FVIVFortress Value Acquisition Corp. IVCOM CL A499,404$4.91M0.1%−272,718−35.3%ReducedHistory
Beard Energy Transition Acq07402Q101CL A COM491,302$4.94M0.1%−49,184−9.1%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock30,000$4.94M0.1%00.0%UnchangedHistory
JWSMFJaws Mustang Acquisition CorpSHS CL A506,141$5.03M0.1%−278,380−35.5%ReducedHistory
Churchill Capital Corp V17144T107COM CL A508,639$5.04M0.1%−263,537−34.1%Reduced–
Social Capital Hedosopha HLDG82514103SHS CL A504,436$5.05M0.1%−201,040−28.5%Reduced–

Options (51)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$34.4M–
AALAmerican Airlines Group Inc.Stock$21.2M–
TWTRTwitter, Inc.COM$2.71M–
iShares Tr464288513IBOXX HI YD ETF$2.59M–
State Street Financial Select Sector SPDR ETF81369Y605ETF$2.21M–
RIGTransocean Ltd.REGISTERED SHS$2.07M–
RCLRoyal Caribbean Cruises LtdCOM$1.88M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$1.72M–
DISHDISH Network CORPCL A$1.43M–
AAPLApple Inc.Stock$1.28M–
STWDStarwood Property Trust, Inc.COM$1.22M–
BBBY20230930-DK-Butterfly-1, Inc.COM$1.09M–
UALUnited Airlines Holdings, Inc.COM$976.0K–
NCLHNorwegian Cruise Line Holdings Ltd.SHS$904.0K–
EXPEExpedia Group, Inc.Stock$684.0K–
SIXSix Flags Entertainment CorpCOM$676.0K–
Safehold Inc.45031U101COM$623.0K–
LUMNLumen Technologies, Inc.Stock$621.0K–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$615.0K–
MMacy's, Inc.COM$606.0K–
FFord Motor CoStock$580.0K–
SVCService Properties TrustCOM SH BEN INT$515.0K–
DALDelta Air Lines, Inc.COM NEW$382.0K–
GSKGSK plcADR$381.0K–
XRXXerox Holdings CorpCOM NEW$363.0K–
NAVINavient CorpCOM$361.0K–
TGITriumph Group IncCOM$352.0K–
WYNNWynn Resorts LtdCOM$342.0K–
TREELendingTree, Inc.COM$338.0K–
HASIHA Sustainable Infrastructure Capital, Inc.COM$314.0K–
AFRMAffirm Holdings, Inc.COM CL A$309.0K–
LAMRLamar Advertising CoREIT$280.0K–
THCTenet Healthcare CorpCOM NEW$252.0K–
SHAKShake Shack Inc.CL A$250.0K–
CPRICapri Holdings LtdSHS$247.0K–
OMFOneMain Holdings, Inc.COM$235.0K–
CPECallon Petroleum CoCOM$232.0K–
FLYYSpirit Aviation Holdings, Inc.COM$216.0K–
ADTADT Inc.COM$182.0K–
MARMarriott International IncStock$135.0K–
HLTHilton Worldwide Holdings Inc.COM$107.0K–
NGLNGL Energy Partners LPCOM UNIT REPST$98.0K–
WTIW&T Offshore IncCOM$95.0K–
VICIVici Properties Inc.COM$89.0K–
DKNGDraftKings Inc.Stock$86.0K–
HHyatt Hotels CorpCOM CL A$59.0K–
RDNRadian Group IncCOM$56.0K–
RVNCRevance Therapeutics, Inc.COM$48.0K–
BTUPeabody Energy CorpCOM$38.0K–
OXYOccidental Petroleum CorpStock$16.0K–
RRCRange Resources CorpCOM$10.0K–

Sold out since Q2 2022 (121)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 121 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM7,174,697$462.6M4.8%History
CTXSCitrix Systems IncCOM4,228,313$410.9M4.3%History
Sailpoint Technologies Holdings, Inc.78781P105COM5,062,053$317.3M3.3%–
CDKCDK Global, Inc.COM5,289,369$289.7M3.0%History
MNDTMandiant, Inc.Stock12,632,820$275.6M2.9%History
Coherent Inc192479103COM959,674$255.5M2.7%–
PSBPS Business Parks, Inc.COM1,236,136$231.3M2.4%History
Vonage Holdings Corp92886T201COM11,680,985$220.1M2.3%–
WBTWelbilt, Inc.COM9,109,158$216.9M2.3%History
CCMPCMC Materials, Inc.COM790,829$138.0M1.4%History
Cornerstone Building Brands, Inc.21925D109COM5,108,814$125.1M1.3%–
MTORMeritor, Inc.COM1,857,505$67.5M0.7%History
TPTXTurning Point Therapeutics, Inc.COM775,000$58.3M0.6%History
POLYPlantronics IncCOM1,062,886$42.2M0.4%History
MANTMantech International CorpCL A407,507$38.9M0.4%History
HRTXHeron Therapeutics, Inc.COM10,145,000$28.3M0.3%History
Pershing Square Tontine Hldg71531R109COM CL A1,263,939$25.2M0.3%–
Chegg, Inc163092AF6NOTE 9/0–$24.2M0.3%–
YAlleghany CorpCOM21,175$17.6M0.2%History
PRPBCC Neuberger Principal Holdings IISHS CL A1,544,477$15.4M0.2%History
GCPGCP Applied Technologies Inc.COM380,754$11.9M0.1%History
PPGPPG Industries IncStock99,060$11.3M0.1%History
LILi Auto Inc.SPONSORED ADS278,797$10.7M0.1%History
CECelanese CorpStock87,847$10.3M0.1%History
Cohn Robbins Holdings CorpG23726105COM CL A1,014,891$10.1M0.1%–
WALDWaldencast plcCLASS A ORD SHS1,011,151$9.96M0.1%History
SPGIS&P Global Inc.Stock24,000$8.09M0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$7.98M0.1%–
HCMHUTCHMED (China) LtdSPONSORED ADS575,174$7.27M0.1%History
Kensington Cap Acq Corp IVG52519157UNIT 99/99/9999707,806$6.80M0.1%–
BOACBluescape Opportunities Acquisition Corp.SHS640,218$6.34M0.1%History
DPCM Cap Inc23344P101COM CL A577,366$5.72M0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF80,000$5.72M0.1%–
FDXFedEx CorpStock24,530$5.56M0.1%History
JJacobs Solutions Inc.COM42,602$5.42M0.1%History
QFINQfin Holdings, Inc.AMERICAN DEP305,186$5.28M0.1%History
E Merge Technology Acquisiti26873Y104COM CL A523,015$5.22M0.1%–
Go Acquisition Corp362019101COM523,015$5.22M0.1%–
Equity Distr Acquisition Cor29465E106COM CL A525,062$5.22M0.1%–
PMVCPMV Consumer Acquisition Corp.COM523,015$5.19M0.1%History
Silver Crest Acquisition CorG81355102CL A SHS524,020$5.17M0.1%–
AKLIAkili, Inc.CLASS A ORD SHS519,885$5.14M0.1%History
RVACRiverview Acquisition Corp.CLASS A COM510,069$5.08M0.1%History
iShares Tr464287556ISHARES BIOTECH40,000$4.71M<0.1%–
KRNLKernel Group Holdings, Inc.CL A SHS470,895$4.62M<0.1%History
JCIJohnson Controls International plcStock90,952$4.36M<0.1%History
LEALear CorpCOM NEW33,806$4.26M<0.1%History
Redball Acquisition CorpG7417R105COM CL A416,005$4.14M<0.1%–
AEA-Bridges Impact Corp.G01046104SHS CL A410,029$4.07M<0.1%–
ESRTEmpire State Realty Trust, Inc.CL A578,302$4.07M<0.1%History
Software Acquisitn Grp Inc I83407J103COM CL A406,078$4.06M<0.1%–
PROKProkidney Corp.CLASS A ORD SHS362,372$3.61M<0.1%History
UDRUDR, Inc.COM72,200$3.32M<0.1%History
CSXCSX CorpStock113,029$3.29M<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR45,000$3.11M<0.1%History
NVDANVIDIA CorpStock19,233$2.92M<0.1%History
ALVAutoliv IncCOM39,400$2.82M<0.1%History
ULCCFrontier Group Holdings, Inc.COM298,025$2.79M<0.1%History
iShares Tr464287515EXPANDED TECH10,000$2.70M<0.1%–
Mudrick Capital Acqu Corp II62477L107COM CL A262,798$2.65M<0.1%–
XBP Global Holdings, Inc.12520C109CLASS A COM257,374$2.60M<0.1%–
IG Acquisition Corp.449534106COM CL A262,541$2.60M<0.1%–
Global Synergy Acquisit CorpG3934J106CL A SHS260,473$2.59M<0.1%–
VSTVistra Corp.Stock111,539$2.55M<0.1%History
Ithax Acquisition CorpG49775102CL A SHS252,788$2.52M<0.1%–
IAAIAA, Inc.COM76,442$2.50M<0.1%History
Founder SpacG3661E106CLASS A ORD SHS241,829$2.43M<0.1%–
Ribbit Leap LtdG7552B105SHS CL A238,370$2.36M<0.1%–
NUVANuvasive IncCOM45,407$2.23M<0.1%History
QT Imaging Holdings, Inc.37519U109COMMON STOCK210,009$2.12M<0.1%–
INCYIncyte CorpCOM27,289$2.07M<0.1%History
JYACJiya Acquisition Corp.COM CL A205,900$2.03M<0.1%History
TROXTronox Holdings plcSHS120,376$2.02M<0.1%History
ONTOnterris, Inc.COM57,108$1.93M<0.1%History
SRRASierra Oncology, Inc.COM NEW33,735$1.85M<0.1%History
Chardan Nextech Acquisition Corp.159561109CLASS A COM180,483$1.83M<0.1%–
EDConsolidated Edison IncStock19,161$1.82M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,690$1.60M<0.1%History
FSTFAST Acquisition Corp.COM CL A154,425$1.56M<0.1%History
BNLBroadstone Net Lease, Inc.COM76,056$1.56M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM66,635$1.42M<0.1%History
MTNVail Resorts IncCOM6,080$1.33M<0.1%History
Cleantech Acquisition Corp18453L107COM131,256$1.32M<0.1%–
LENLennar CorpCL A18,715$1.32M<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK404,607$1.19M<0.1%History
LGIHLGI Homes, Inc.COM13,383$1.16M<0.1%History
SHF Holdings, Inc.66538L105CLASS A COM101,115$1.07M<0.1%–
ISEEIVERIC bio, Inc.COM109,750$1.06M<0.1%History
GTYGetty Realty CorpCOM39,281$1.04M<0.1%History
Pine Is Acquisition Corp722615101CL A105,013$1.04M<0.1%–
BPMCBlueprint Medicines CorpCOM20,390$1.03M<0.1%History
FFord Motor CoStock89,064$991.0K<0.1%History
SHLSShoals Technologies Group, Inc.CL A59,985$989.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG27,473$978.0K<0.1%History
LIILennox International IncCOM4,691$969.0K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B9,107$761.0K<0.1%History
RXDXPrometheus Biosciences, Inc.COM24,000$678.0K<0.1%History
ALBOAlbireo Pharma, Inc.COM30,401$604.0K<0.1%History
NTSTNETSTREIT Corp.COM30,625$578.0K<0.1%History
PHMPultegroup IncCOM12,932$512.0K<0.1%History