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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
909
−13 vs. Q2 2022
Portfolio value
$8.71B
−$826.7M (−8.7%) vs. Q2 2022
Filed
Nov 14, 2023
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFSIPennyMac Financial Services, Inc.COM79,118$3.39M<0.1%−11,749−12.9%ReducedHistory
Bridgetown Holdings LtdG1355U113COM CL A339,067$3.40M<0.1%−33,943−9.1%Reduced–
SHWSherwin Williams CoCOM16,860$3.45M<0.1%+16,860NewHistory
OXYOccidental Petroleum CorpStock56,512$3.47M<0.1%+56,512NewHistory
KKR Acquisition Holding I Co48253T109COM CLASS A354,298$3.49M<0.1%−169,019−32.3%Reduced–
Corner Growth Acquisition Corp. 2G2426E104CLASS A ORD SHS350,000$3.55M<0.1%00.0%Unchanged–
VTRVentas, Inc.REIT88,499$3.56M<0.1%+24,830+39.0%AddedHistory
First Reserve Sustainable GW336169107CLASS A COM364,605$3.58M<0.1%−36,500−9.1%Reduced–
FRFirst Industrial Realty Trust IncCOM80,397$3.60M<0.1%−12,931−13.9%ReducedHistory
UMHUmh Properties, Inc.COM226,207$3.65M<0.1%+103,787+84.8%AddedHistory
HGVHilton Grand Vacations Inc.COM111,153$3.66M<0.1%+2,128+2.0%AddedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A152,240$3.66M<0.1%−90,123−37.2%ReducedHistory
ETREntergy CorpCOM36,543$3.68M<0.1%−52,042−58.7%ReducedHistory
Nubia Brand International Co67022R103CLASS A COM367,656$3.69M<0.1%−36,805−9.1%Reduced–
Counter Press Acquisition CorpG2542B117CLASS A ORD SHS367,656$3.71M<0.1%−36,805−9.1%Reduced–
Primavera Capital Acquist CoG7255E109SHS CL A373,325$3.71M<0.1%−38,202−9.3%Reduced–
Boa Acquisition Corp05601A109COM CL A374,325$3.72M<0.1%−37,473−9.1%Reduced–
Nightdragon Acquisition Corp65413D105CLASS A COM380,556$3.74M<0.1%−38,097−9.1%Reduced–
Rocket Internet GRWT Oprt CoG7613T103SHS CL A377,267$3.74M<0.1%−37,768−9.1%Reduced–
Forest Road Acquisition Cor34619V103CL A380,556$3.74M<0.1%−38,097−9.1%Reduced–
Gaming & Hospitality Acqu Co364681106COM CL A379,815$3.74M<0.1%−38,183−9.1%Reduced–
Patria Latin Amrcn Opprnty AG69454109CLASS A ORD SHS367,656$3.74M<0.1%−36,805−9.1%Reduced–
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS381,797$3.75M<0.1%−38,221−9.1%Reduced–
CFFSCF Acquisition Corp. VIICLASS A COM374,325$3.75M<0.1%−37,473−9.1%ReducedHistory
Southport Acquisition Corp84465L105CL A COM374,325$3.76M<0.1%−37,473−9.1%Reduced–
Global Consumer Acquisitn Co37892B108COM369,227$3.77M<0.1%00.0%Unchanged–
Airship AI Holdings, Inc.G1R25Q105CLASS A ORD SHS380,123$3.77M<0.1%−38,053−9.1%Reduced–
Ahren Acquisition Corp.G01322109CLASS A ORD SHS374,325$3.77M<0.1%−37,473−9.1%Reduced–
Bullpen Parlay Acquisition CG1792A100CLASS A ORD SHS374,325$3.77M<0.1%−37,473−9.1%Reduced–
Sculptor Acquisition Corp IG7T983103CL A COM374,325$3.77M<0.1%−37,473−9.1%Reduced–
ATAQAltimar Acquisition Corp. IIISHS CL A380,556$3.77M<0.1%−38,097−9.1%ReducedHistory
FISFidelity National Information Services, Inc.Stock50,000$3.78M<0.1%+50,000NewHistory
G Squared Ascend I IncG4204R109SHS CL A380,605$3.78M<0.1%−38,202−9.1%Reduced–
SCOAScION Tech Growth ICL A SHS378,894$3.78M<0.1%−38,071−9.1%ReducedHistory
KAIRKairos Acquisition Corp.CL A SHS379,815$3.78M<0.1%−38,183−9.1%ReducedHistory
DKNGDraftKings Inc.Stock250,000$3.79M<0.1%+250,000NewHistory
Genesis GRWT Tech Acqustn CoG3R23D102CLASS A ORD SHS374,325$3.79M<0.1%−37,473−9.1%Reduced–
Insu Acquisition Corp III457817104COM CL A381,687$3.80M<0.1%−38,371−9.1%Reduced–
HUNHuntsman CORPCOM155,050$3.81M<0.1%+155,050NewHistory
Artemis Strategic Invt Corp04303A103COM CL A381,797$3.82M<0.1%−38,221−9.1%Reduced–
MPRAMercato Partners Acquisition CorpCLASS A COM381,797$3.82M<0.1%−38,221−9.1%ReducedHistory
DEVSFDevvStream Corp.CLASS A COM381,797$3.83M<0.1%−38,221−9.1%ReducedHistory
FZTFAST Acquisition Corp. IICL A391,575$3.84M<0.1%−39,200−9.1%ReducedHistory
IQMDIntelligent Medicine Acquisition Corp.CLASS A COM381,797$3.85M<0.1%−38,221−9.1%ReducedHistory
M3-Brigade Acquisition III Corp.55407R103CL A COM381,797$3.85M<0.1%−38,221−9.1%Reduced–
LGVCLAMF Global Ventures Corp. ICLASS A ORD381,797$3.85M<0.1%−38,221−9.1%ReducedHistory
7 Acquisition CorpG80694105SHS CL A381,797$3.86M<0.1%−38,221−9.1%Reduced–
Arbor Rapha Cap Biohlds Corp03881F104CLASS A COM381,797$3.86M<0.1%−38,221−9.1%Reduced–
Green Visor Fin Tec Acq CorpG4166K100CLASS A ORD381,797$3.87M<0.1%−38,221−9.1%Reduced–
USCTRoth CH Acquisition Co.CLASS A ORD381,797$3.87M<0.1%−38,221−9.1%ReducedHistory
Innovative Intl Acqusitin CoG4809M109CLASS A ORD381,797$3.87M<0.1%−38,221−9.1%Reduced–
Hunt Companies AcquisitioG46482108CL ACOM381,797$3.88M<0.1%−38,221−9.1%Reduced–
Carney Technology Acqu Corp143636108CL A COMMON STK390,382$3.88M<0.1%−39,246−9.1%Reduced–
Fintech Evolution Acquis GroG3R19A104SHS CL A395,710$3.92M<0.1%−39,614−9.1%Reduced–
DISADisruptive Acquisition Corp ICLASS A ORD SHS398,501$3.96M<0.1%−39,894−9.1%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF50,000$3.97M<0.1%+50,000New–
Athlon Acquisition Corp04748A106COM CL A403,764$3.99M<0.1%−40,591−9.1%Reduced–
WRACWilliams Rowland Acquisition Corp.COM400,887$4.04M<0.1%−40,132−9.1%ReducedHistory
Social Capital Hedosopha HLDG8251L105SHS CL A405,273$4.05M<0.1%−119,795−22.8%Reduced–
VMG Consumer Acquisition Cor91842V102CLASS A COM405,660$4.07M<0.1%−40,610−9.1%Reduced–
ALORALSP Orchid Acquisition Corp ICLASS A ORD405,660$4.08M<0.1%−40,610−9.1%ReducedHistory
Iron Spark I Inc46301G103CLASS A COM413,612$4.09M<0.1%−41,406−9.1%Reduced–
PRPCCC Neuberger Principal Holdings IIISHS CL A413,435$4.11M<0.1%−41,550−9.1%ReducedHistory
FAFFirst American Financial CorpStock89,118$4.11M<0.1%+13,590+18.0%AddedHistory
ENPHEnphase Energy, Inc.Stock14,955$4.15M<0.1%−252−1.7%ReducedHistory
NEENextera Energy IncStock53,062$4.16M<0.1%−105,856−66.6%ReducedHistory
Protalix BioTherapeutics, Inc.74365AAJ0NOTE 7.500% 9/0–$4.20M<0.1%–––
Envoy Medical, Inc.03737A101COM CL A427,660$4.20M<0.1%−42,813−9.1%Reduced–
GTLSChart Industries IncCOM22,950$4.23M<0.1%+22,950NewHistory
Arena Fortify Acquisition Corp.04005A104CLASS A COM420,018$4.23M<0.1%00.0%Unchanged–
KL Acquisition Corp49837C109COM CL A427,526$4.23M<0.1%−42,980−9.1%Reduced–
Sunrun Inc.86771WAB1NOTE 2/0–$4.29M<0.1%–––
GLPIGaming & Leisure Properties, Inc.COM97,085$4.29M<0.1%+100.0%AddedHistory
BMACBlack Mountain Acquisition Corp.CL A COM429,521$4.31M<0.1%−42,999−9.1%ReducedHistory
AESAES CorpStock191,048$4.32M<0.1%−85,489−30.9%ReducedHistory
FTAAFTAC Athena Acquisition Corp.CL A SHS436,859$4.33M<0.1%−43,783−9.1%ReducedHistory
USOUnited States Oil Fund, LPUNITS67,000$4.37M0.1%+67,000NewHistory
TB SA Acquisition CorpG8657L105CLASS A ORD SHS444,247$4.40M0.1%−46,362−9.4%Reduced–
Mountain & Co I Acquisitn CoG6301J104CLASS A ORD429,521$4.40M0.1%−42,999−9.1%Reduced–
COPConocoPhillipsStock43,016$4.40M0.1%+26,816+165.5%AddedHistory
DHIHorton D R IncCOM65,534$4.41M0.1%+7,096+12.1%AddedHistory
VMRKVivmark ResidentialSH BEN INT65,779$4.42M0.1%−29,079−30.7%ReducedHistory
Forum Merger IV Corp349875104CLASS A COM451,971$4.44M0.1%−45,247−9.1%Reduced–
Build Acquisition Corp12008J105COM CLASS A462,042$4.54M0.1%−46,255−9.1%Reduced–
VLATValor Latitude Acquisition Corp.CLASS A ORD SHS463,105$4.57M0.1%−46,361−9.1%ReducedHistory
OVVOvintiv Inc.COM99,613$4.58M0.1%+67,513+210.3%AddedHistory
Gores Technology Partners IN382870103CLASS A COM467,890$4.60M0.1%−47,777−9.3%Reduced–
HZNPHorizon Therapeutics Public Ltd CoSHS74,347$4.60M0.1%−5,000−6.3%ReducedHistory
Orion Acquisition Corp68626A108COM CL A467,544$4.60M0.1%−46,805−9.1%Reduced–
PONDAngel Pond Holdings CorpSHS CL A468,407$4.60M0.1%−46,892−9.1%ReducedHistory
The Growth for Good Acqu CorG41522106CLASS A ORD SHS467,907$4.61M0.1%−46,842−9.1%Reduced–
CNDConcord Acquisition CorpCOM CL A459,569$4.62M0.1%−46,007−9.1%ReducedHistory
JAQCJupiter Acquisition CorpCL A477,247$4.62M0.1%−47,776−9.1%ReducedHistory
Ares Acquisition CorporationG33032106COM CL A466,089$4.63M0.1%−46,760−9.1%Reduced–
LSILife Storage, Inc.COM41,832$4.63M0.1%+12,218+41.3%AddedHistory
MSDAMSD Acquisition Corp.CLASS A ORD SHS467,907$4.63M0.1%−46,842−9.1%ReducedHistory
Investcorp India Acquistn CoG49219119UNIT 06/01/2028459,569$4.64M0.1%−46,007−9.1%Reduced–
HZONHorizon Acquisition Corp IISHS CL A464,113$4.64M0.1%−46,596−9.1%ReducedHistory
Chenghe Acquisition Co.G2086M115UNIT 04/22/2027459,569$4.64M0.1%−46,007−9.1%Reduced–
THCPThunder Bridge Capital Partners IV, Inc.CLASS A COM477,622$4.65M0.1%−47,814−9.1%ReducedHistory

Options (51)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$34.4M–
AALAmerican Airlines Group Inc.Stock$21.2M–
TWTRTwitter, Inc.COM$2.71M–
iShares Tr464288513IBOXX HI YD ETF$2.59M–
State Street Financial Select Sector SPDR ETF81369Y605ETF$2.21M–
RIGTransocean Ltd.REGISTERED SHS$2.07M–
RCLRoyal Caribbean Cruises LtdCOM$1.88M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$1.72M–
DISHDISH Network CORPCL A$1.43M–
AAPLApple Inc.Stock$1.28M–
STWDStarwood Property Trust, Inc.COM$1.22M–
BBBY20230930-DK-Butterfly-1, Inc.COM$1.09M–
UALUnited Airlines Holdings, Inc.COM$976.0K–
NCLHNorwegian Cruise Line Holdings Ltd.SHS$904.0K–
EXPEExpedia Group, Inc.Stock$684.0K–
SIXSix Flags Entertainment CorpCOM$676.0K–
Safehold Inc.45031U101COM$623.0K–
LUMNLumen Technologies, Inc.Stock$621.0K–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$615.0K–
MMacy's, Inc.COM$606.0K–
FFord Motor CoStock$580.0K–
SVCService Properties TrustCOM SH BEN INT$515.0K–
DALDelta Air Lines, Inc.COM NEW$382.0K–
GSKGSK plcADR$381.0K–
XRXXerox Holdings CorpCOM NEW$363.0K–
NAVINavient CorpCOM$361.0K–
TGITriumph Group IncCOM$352.0K–
WYNNWynn Resorts LtdCOM$342.0K–
TREELendingTree, Inc.COM$338.0K–
HASIHA Sustainable Infrastructure Capital, Inc.COM$314.0K–
AFRMAffirm Holdings, Inc.COM CL A$309.0K–
LAMRLamar Advertising CoREIT$280.0K–
THCTenet Healthcare CorpCOM NEW$252.0K–
SHAKShake Shack Inc.CL A$250.0K–
CPRICapri Holdings LtdSHS$247.0K–
OMFOneMain Holdings, Inc.COM$235.0K–
CPECallon Petroleum CoCOM$232.0K–
FLYYSpirit Aviation Holdings, Inc.COM$216.0K–
ADTADT Inc.COM$182.0K–
MARMarriott International IncStock$135.0K–
HLTHilton Worldwide Holdings Inc.COM$107.0K–
NGLNGL Energy Partners LPCOM UNIT REPST$98.0K–
WTIW&T Offshore IncCOM$95.0K–
VICIVici Properties Inc.COM$89.0K–
DKNGDraftKings Inc.Stock$86.0K–
HHyatt Hotels CorpCOM CL A$59.0K–
RDNRadian Group IncCOM$56.0K–
RVNCRevance Therapeutics, Inc.COM$48.0K–
BTUPeabody Energy CorpCOM$38.0K–
OXYOccidental Petroleum CorpStock$16.0K–
RRCRange Resources CorpCOM$10.0K–

Sold out since Q2 2022 (121)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 121 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM7,174,697$462.6M4.8%History
CTXSCitrix Systems IncCOM4,228,313$410.9M4.3%History
Sailpoint Technologies Holdings, Inc.78781P105COM5,062,053$317.3M3.3%–
CDKCDK Global, Inc.COM5,289,369$289.7M3.0%History
MNDTMandiant, Inc.Stock12,632,820$275.6M2.9%History
Coherent Inc192479103COM959,674$255.5M2.7%–
PSBPS Business Parks, Inc.COM1,236,136$231.3M2.4%History
Vonage Holdings Corp92886T201COM11,680,985$220.1M2.3%–
WBTWelbilt, Inc.COM9,109,158$216.9M2.3%History
CCMPCMC Materials, Inc.COM790,829$138.0M1.4%History
Cornerstone Building Brands, Inc.21925D109COM5,108,814$125.1M1.3%–
MTORMeritor, Inc.COM1,857,505$67.5M0.7%History
TPTXTurning Point Therapeutics, Inc.COM775,000$58.3M0.6%History
POLYPlantronics IncCOM1,062,886$42.2M0.4%History
MANTMantech International CorpCL A407,507$38.9M0.4%History
HRTXHeron Therapeutics, Inc.COM10,145,000$28.3M0.3%History
Pershing Square Tontine Hldg71531R109COM CL A1,263,939$25.2M0.3%–
Chegg, Inc163092AF6NOTE 9/0–$24.2M0.3%–
YAlleghany CorpCOM21,175$17.6M0.2%History
PRPBCC Neuberger Principal Holdings IISHS CL A1,544,477$15.4M0.2%History
GCPGCP Applied Technologies Inc.COM380,754$11.9M0.1%History
PPGPPG Industries IncStock99,060$11.3M0.1%History
LILi Auto Inc.SPONSORED ADS278,797$10.7M0.1%History
CECelanese CorpStock87,847$10.3M0.1%History
Cohn Robbins Holdings CorpG23726105COM CL A1,014,891$10.1M0.1%–
WALDWaldencast plcCLASS A ORD SHS1,011,151$9.96M0.1%History
SPGIS&P Global Inc.Stock24,000$8.09M0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$7.98M0.1%–
HCMHUTCHMED (China) LtdSPONSORED ADS575,174$7.27M0.1%History
Kensington Cap Acq Corp IVG52519157UNIT 99/99/9999707,806$6.80M0.1%–
BOACBluescape Opportunities Acquisition Corp.SHS640,218$6.34M0.1%History
DPCM Cap Inc23344P101COM CL A577,366$5.72M0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF80,000$5.72M0.1%–
FDXFedEx CorpStock24,530$5.56M0.1%History
JJacobs Solutions Inc.COM42,602$5.42M0.1%History
QFINQfin Holdings, Inc.AMERICAN DEP305,186$5.28M0.1%History
E Merge Technology Acquisiti26873Y104COM CL A523,015$5.22M0.1%–
Go Acquisition Corp362019101COM523,015$5.22M0.1%–
Equity Distr Acquisition Cor29465E106COM CL A525,062$5.22M0.1%–
PMVCPMV Consumer Acquisition Corp.COM523,015$5.19M0.1%History
Silver Crest Acquisition CorG81355102CL A SHS524,020$5.17M0.1%–
AKLIAkili, Inc.CLASS A ORD SHS519,885$5.14M0.1%History
RVACRiverview Acquisition Corp.CLASS A COM510,069$5.08M0.1%History
iShares Tr464287556ISHARES BIOTECH40,000$4.71M<0.1%–
KRNLKernel Group Holdings, Inc.CL A SHS470,895$4.62M<0.1%History
JCIJohnson Controls International plcStock90,952$4.36M<0.1%History
LEALear CorpCOM NEW33,806$4.26M<0.1%History
Redball Acquisition CorpG7417R105COM CL A416,005$4.14M<0.1%–
AEA-Bridges Impact Corp.G01046104SHS CL A410,029$4.07M<0.1%–
ESRTEmpire State Realty Trust, Inc.CL A578,302$4.07M<0.1%History
Software Acquisitn Grp Inc I83407J103COM CL A406,078$4.06M<0.1%–
PROKProkidney Corp.CLASS A ORD SHS362,372$3.61M<0.1%History
UDRUDR, Inc.COM72,200$3.32M<0.1%History
CSXCSX CorpStock113,029$3.29M<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR45,000$3.11M<0.1%History
NVDANVIDIA CorpStock19,233$2.92M<0.1%History
ALVAutoliv IncCOM39,400$2.82M<0.1%History
ULCCFrontier Group Holdings, Inc.COM298,025$2.79M<0.1%History
iShares Tr464287515EXPANDED TECH10,000$2.70M<0.1%–
Mudrick Capital Acqu Corp II62477L107COM CL A262,798$2.65M<0.1%–
XBP Global Holdings, Inc.12520C109CLASS A COM257,374$2.60M<0.1%–
IG Acquisition Corp.449534106COM CL A262,541$2.60M<0.1%–
Global Synergy Acquisit CorpG3934J106CL A SHS260,473$2.59M<0.1%–
VSTVistra Corp.Stock111,539$2.55M<0.1%History
Ithax Acquisition CorpG49775102CL A SHS252,788$2.52M<0.1%–
IAAIAA, Inc.COM76,442$2.50M<0.1%History
Founder SpacG3661E106CLASS A ORD SHS241,829$2.43M<0.1%–
Ribbit Leap LtdG7552B105SHS CL A238,370$2.36M<0.1%–
NUVANuvasive IncCOM45,407$2.23M<0.1%History
QT Imaging Holdings, Inc.37519U109COMMON STOCK210,009$2.12M<0.1%–
INCYIncyte CorpCOM27,289$2.07M<0.1%History
JYACJiya Acquisition Corp.COM CL A205,900$2.03M<0.1%History
TROXTronox Holdings plcSHS120,376$2.02M<0.1%History
ONTOnterris, Inc.COM57,108$1.93M<0.1%History
SRRASierra Oncology, Inc.COM NEW33,735$1.85M<0.1%History
Chardan Nextech Acquisition Corp.159561109CLASS A COM180,483$1.83M<0.1%–
EDConsolidated Edison IncStock19,161$1.82M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,690$1.60M<0.1%History
FSTFAST Acquisition Corp.COM CL A154,425$1.56M<0.1%History
BNLBroadstone Net Lease, Inc.COM76,056$1.56M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM66,635$1.42M<0.1%History
MTNVail Resorts IncCOM6,080$1.33M<0.1%History
Cleantech Acquisition Corp18453L107COM131,256$1.32M<0.1%–
LENLennar CorpCL A18,715$1.32M<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK404,607$1.19M<0.1%History
LGIHLGI Homes, Inc.COM13,383$1.16M<0.1%History
SHF Holdings, Inc.66538L105CLASS A COM101,115$1.07M<0.1%–
ISEEIVERIC bio, Inc.COM109,750$1.06M<0.1%History
GTYGetty Realty CorpCOM39,281$1.04M<0.1%History
Pine Is Acquisition Corp722615101CL A105,013$1.04M<0.1%–
BPMCBlueprint Medicines CorpCOM20,390$1.03M<0.1%History
FFord Motor CoStock89,064$991.0K<0.1%History
SHLSShoals Technologies Group, Inc.CL A59,985$989.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG27,473$978.0K<0.1%History
LIILennox International IncCOM4,691$969.0K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B9,107$761.0K<0.1%History
RXDXPrometheus Biosciences, Inc.COM24,000$678.0K<0.1%History
ALBOAlbireo Pharma, Inc.COM30,401$604.0K<0.1%History
NTSTNETSTREIT Corp.COM30,625$578.0K<0.1%History
PHMPultegroup IncCOM12,932$512.0K<0.1%History