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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
909
−13 vs. Q2 2022
Portfolio value
$8.71B
−$826.7M (−8.7%) vs. Q2 2022
Filed
Nov 14, 2023
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GTACGlobal Technology Acquisition Corp. ICLASS A ORD238,623$2.41M<0.1%−23,888−9.1%ReducedHistory
Borealis Foods Inc.G6859L105SHS CL A238,623$2.42M<0.1%−23,888−9.1%Reduced–
JMACMaxpro Capital Acquisition Corp.CLASS A COM238,623$2.42M<0.1%−23,888−9.1%ReducedHistory
Ascendant Digital Acq Corp IG05157105CL A COM238,623$2.42M<0.1%−23,888−9.1%Reduced–
GoGreen Investments CorpG9461B101ORD SHS CL A238,623$2.42M<0.1%−23,888−9.1%Reduced–
CURRCurrenc Group Inc.CL A ORD SHS238,623$2.42M<0.1%−23,888−9.1%ReducedHistory
Thrive Acquisition CorporatiG7158C101CLASS A ORD238,623$2.42M<0.1%−23,888−9.1%Reduced–
GTIGraphjet TechnologyCLASS A ORD SHS238,623$2.42M<0.1%−23,888−9.1%ReducedHistory
ROSERose Hill Acquisition CorpCLASS A ORD238,623$2.42M<0.1%−23,888−9.1%ReducedHistory
OTECOceanTech Acquisitions I Corp.CLASS A COM238,623$2.43M<0.1%−23,888−9.1%ReducedHistory
Direct Selling Acquisitin Co25460L103CL A COM240,492$2.44M<0.1%−24,075−9.1%Reduced–
WCNWaste Connections, Inc.COM18,200$2.46M<0.1%+18,200NewHistory
DTRT Health Acquisition Corp23344T103COM CL A243,293$2.47M<0.1%−24,356−9.1%Reduced–
MEOHMethanex CorpCOM77,746$2.48M<0.1%+44,914+136.8%AddedHistory
APDAir Products & Chemicals, Inc.Stock10,705$2.49M<0.1%+5,831+119.6%AddedHistory
DHB Capital Corp23291W109CL A COM253,711$2.50M<0.1%−164,601−39.3%Reduced–
KBRKBR, Inc.COM57,801$2.50M<0.1%−16,279−22.0%ReducedHistory
PBFPBF Energy Inc.CL A71,058$2.50M<0.1%−7,905−10.0%ReducedHistory
Empowerment & Inclusion Capi29248N100COM CL A254,071$2.51M<0.1%−259,397−50.5%Reduced–
INSMINSMED IncCOM PAR $.01116,844$2.52M<0.1%−32,000−21.5%ReducedHistory
Bellus Health Inc New07987C204COM NEW239,368$2.53M<0.1%−60,000−20.0%Reduced–
INSPInspire Medical Systems, Inc.COM14,300$2.54M<0.1%+14,300NewHistory
RDNWRideNow Group, Inc.COM CL B150,000$2.54M<0.1%+50,000+50.0%AddedHistory
MRSNMersana Therapeutics, Inc.COM376,496$2.54M<0.1%−114,552−23.3%ReducedHistory
Ftac Parnassus Acquisitn Cor30319B108CLASS A COM260,815$2.56M<0.1%−26,110−9.1%Reduced–
SWTXSpringWorks Therapeutics, Inc.COM89,993$2.57M<0.1%+8,500+10.4%AddedHistory
DNZD & Z Media Acquisition Corp.COM CL A260,886$2.58M<0.1%00.0%UnchangedHistory
HIIIHudson Executive Investment Corp. IIICOM CL A263,123$2.59M<0.1%−26,452−9.1%ReducedHistory
PHICPopulation Health Investment Co., Inc.SHS CL A263,188$2.63M<0.1%−26,419−9.1%ReducedHistory
SGIISeaport Global Acquisition II Corp.CLASS A COM262,486$2.63M<0.1%−26,277−9.1%ReducedHistory
LUVSouthwest Airlines CoCOM85,791$2.65M<0.1%+85,791NewHistory
Vision Sensing Acquisition C92838J103CLASS A COM262,486$2.66M<0.1%−26,277−9.1%Reduced–
PHYTPyrophyte Acquisition Corp.CL A ORD SHS262,511$2.67M<0.1%00.0%UnchangedHistory
PSAGProperty Solutions Acquisition Corp. IICOM CL A272,840$2.68M<0.1%−27,314−9.1%ReducedHistory
HIWHighwoods Properties, Inc.COM99,622$2.69M<0.1%+99,622NewHistory
ADER26 Capital Acquisition Corp.COM CL A272,208$2.69M<0.1%−27,250−9.1%ReducedHistory
AXGNAxogen, Inc.COM225,477$2.69M<0.1%+40,000+21.6%AddedHistory
SCOBScION Tech Growth IICL A SHS272,086$2.71M<0.1%−27,339−9.1%ReducedHistory
Glass Houses Acquisition Cor37714P103CLASS A COM275,741$2.71M<0.1%−27,604−9.1%Reduced–
Sanaby Health Acquisition Co79956P102CL A COM267,649$2.71M<0.1%00.0%Unchanged–
BSXBoston Scientific CorpStock70,005$2.71M<0.1%−63,000−47.4%ReducedHistory
SLAMSlam Corp.CL A SHS273,608$2.71M<0.1%−250,216−47.8%ReducedHistory
DOCSDoximity, Inc.CL A90,000$2.72M<0.1%−10,000−10.0%ReducedHistory
BCRXBiocryst Pharmaceuticals IncCOM216,327$2.73M<0.1%−20,000−8.5%ReducedHistory
Stardust Power Inc.G3934P102CL A SHS273,684$2.73M<0.1%−28,666−9.5%Reduced–
RVNCRevance Therapeutics, Inc.COM101,179$2.73M<0.1%−74,000−42.2%ReducedHistory
UTHRUnited Therapeutics CorpCOM13,162$2.76M<0.1%+4,900+59.3%AddedHistory
ROICRetail Opportunity Investments CorpCOM200,612$2.76M<0.1%−107,016−34.8%ReducedHistory
CCChemours CoStock112,121$2.76M<0.1%−81,373−42.1%ReducedHistory
SOSouthern CoStock41,059$2.79M<0.1%+41,059NewHistory
Kimbell Tiger Acquisition Co49436K106COM CL A275,741$2.80M<0.1%−27,604−9.1%Reduced–
Heartland Media Acquisition Corp.42237V108CL A COM280,744$2.81M<0.1%−28,105−9.1%Reduced–
Burtech Acquisition Corp123013104CLASS A COM280,744$2.81M<0.1%−28,105−9.1%Reduced–
Sound Point Acquisition CorpG8274F101CLASS A ORD SHS275,741$2.81M<0.1%−27,604−9.1%Reduced–
SSentinelOne, Inc.CL A110,000$2.81M<0.1%−50,000−31.3%ReducedHistory
Z-Work Acquisition Corp98880C102COM CL A285,150$2.81M<0.1%−28,667−9.1%Reduced–
NCLHNorwegian Cruise Line Holdings Ltd.SHS247,861$2.82M<0.1%00.0%UnchangedHistory
St Energy Transition I LtdG8465L107CL A ORD SHS280,744$2.82M<0.1%−28,105−9.1%Reduced–
Lead Edge Growth Oprtunts LTG54085108COM285,232$2.83M<0.1%−28,554−9.1%Reduced–
CMECME Group Inc.COM16,000$2.83M<0.1%+11,000+220.0%AddedHistory
CNGLCanna-Global Acquisition CorpCLASS A COM280,744$2.84M<0.1%−28,105−9.1%ReducedHistory
Southland Holdings, Inc.52473Y104COM286,348$2.85M<0.1%−28,666−9.1%Reduced–
Ap Acquisition CorpG04058106CL A ORD SHS280,744$2.85M<0.1%−28,105−9.1%Reduced–
APXIAPx Acquisition Corp. ICLASS A ORD SHS280,744$2.85M<0.1%−28,105−9.1%ReducedHistory
VMCVulcan Materials COCOM18,083$2.85M<0.1%+18,083NewHistory
GRABGrab Holdings LtdCLASS A ORD1,086,000$2.86M<0.1%−36,708−3.3%ReducedHistory
Advanced Merger Partners Inc00777J109COM CL A290,346$2.86M<0.1%−29,066−9.1%Reduced–
NIONIO Inc.ADR182,673$2.88M<0.1%+182,673NewHistory
Lava Medtech Acquisition Cor519345102CLASS A COM286,348$2.88M<0.1%−28,666−9.1%Reduced–
Apeiron Capital Invest Corp03752A101CL A COM286,348$2.88M<0.1%−28,666−9.1%Reduced–
AEEAmeren CorpCOM36,245$2.92M<0.1%+36,245NewHistory
TMCITreace Medical Concepts, Inc.COM132,637$2.93M<0.1%−6,000−4.3%ReducedHistory
DINOHF Sinclair CorpCOM54,526$2.94M<0.1%−3,587−6.2%ReducedHistory
DALDelta Air Lines, Inc.COM NEW104,855$2.94M<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM44,168$2.95M<0.1%+32,911+292.4%AddedHistory
RWTRedwood Trust IncCOM516,638$2.97M<0.1%−192,574−27.2%ReducedHistory
SVF Investment Corp.G8601L102CL A SHS298,349$2.97M<0.1%−29,934−9.1%Reduced–
ACELAccel Entertainment, Inc.COM CL A1382,031$2.98M<0.1%−38,407−9.1%ReducedHistory
Spectral AI, Inc.77732R103COM CL A304,551$3.00M<0.1%−30,488−9.1%Reduced–
EVLVEvolv Technologies Holdings, Inc.COM CL A1,431,739$3.04M<0.1%−143,330−9.1%ReducedHistory
CTRECareTrust REIT, Inc.COM169,179$3.06M<0.1%+56,362+50.0%AddedHistory
Graf Acquisition Corp IV384272100COM320,103$3.12M<0.1%−32,585−9.2%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR46,316$3.17M<0.1%−940,058−95.3%ReducedHistory
Digital Transformatn Opt Cor25401K107CLASS A COM325,945$3.20M<0.1%−33,335−9.3%Reduced–
BEKEKE Holdings Inc.SPONSORED ADS182,986$3.21M<0.1%−165,838−47.5%ReducedHistory
RPT Realty74971D101SH BEN INT427,765$3.23M<0.1%+155,074+56.9%Added–
MNRLMNRL Sub Inc.CL A COM131,400$3.24M<0.1%+131,400NewHistory
GILDGilead Sciences, Inc.Stock53,000$3.27M<0.1%+53,000NewHistory
MTVCMotive Capital Corp IICL A ORD327,535$3.27M<0.1%−32,789−9.1%ReducedHistory
Altimeter Growth Corp 2G0371B109COM CL A331,212$3.28M<0.1%−33,241−9.1%Reduced–
Everest Consolidator Acq Cor29978K102CL A COM327,535$3.29M<0.1%−32,789−9.1%Reduced–
SBRASabra Health Care REIT, Inc.REIT251,789$3.30M<0.1%+7,544+3.1%AddedHistory
UBERUber Technologies, IncStock125,000$3.31M<0.1%−75,000−37.5%ReducedHistory
Armada Acquisition Corp. I04208V103COM334,072$3.31M<0.1%−33,444−9.1%Reduced–
HALOHalozyme Therapeutics, Inc.COM83,937$3.32M<0.1%−4,000−4.5%ReducedHistory
SEPASEP Acquisition Corp.CLASS A COM334,073$3.33M<0.1%−33,443−9.1%ReducedHistory
GCT Semiconductor Holding, Inc.20607V106COM CL A334,072$3.35M<0.1%−33,444−9.1%Reduced–
IQVIQVIA Holdings Inc.Stock18,504$3.35M<0.1%+6,154+49.8%AddedHistory
MDUMdu Resources Group IncStock122,647$3.35M<0.1%+122,647NewHistory
NXPINXP Semiconductors N.V.COM22,958$3.39M<0.1%+22,958NewHistory

Options (51)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$34.4M–
AALAmerican Airlines Group Inc.Stock$21.2M–
TWTRTwitter, Inc.COM$2.71M–
iShares Tr464288513IBOXX HI YD ETF$2.59M–
State Street Financial Select Sector SPDR ETF81369Y605ETF$2.21M–
RIGTransocean Ltd.REGISTERED SHS$2.07M–
RCLRoyal Caribbean Cruises LtdCOM$1.88M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$1.72M–
DISHDISH Network CORPCL A$1.43M–
AAPLApple Inc.Stock$1.28M–
STWDStarwood Property Trust, Inc.COM$1.22M–
BBBY20230930-DK-Butterfly-1, Inc.COM$1.09M–
UALUnited Airlines Holdings, Inc.COM$976.0K–
NCLHNorwegian Cruise Line Holdings Ltd.SHS$904.0K–
EXPEExpedia Group, Inc.Stock$684.0K–
SIXSix Flags Entertainment CorpCOM$676.0K–
Safehold Inc.45031U101COM$623.0K–
LUMNLumen Technologies, Inc.Stock$621.0K–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$615.0K–
MMacy's, Inc.COM$606.0K–
FFord Motor CoStock$580.0K–
SVCService Properties TrustCOM SH BEN INT$515.0K–
DALDelta Air Lines, Inc.COM NEW$382.0K–
GSKGSK plcADR$381.0K–
XRXXerox Holdings CorpCOM NEW$363.0K–
NAVINavient CorpCOM$361.0K–
TGITriumph Group IncCOM$352.0K–
WYNNWynn Resorts LtdCOM$342.0K–
TREELendingTree, Inc.COM$338.0K–
HASIHA Sustainable Infrastructure Capital, Inc.COM$314.0K–
AFRMAffirm Holdings, Inc.COM CL A$309.0K–
LAMRLamar Advertising CoREIT$280.0K–
THCTenet Healthcare CorpCOM NEW$252.0K–
SHAKShake Shack Inc.CL A$250.0K–
CPRICapri Holdings LtdSHS$247.0K–
OMFOneMain Holdings, Inc.COM$235.0K–
CPECallon Petroleum CoCOM$232.0K–
FLYYSpirit Aviation Holdings, Inc.COM$216.0K–
ADTADT Inc.COM$182.0K–
MARMarriott International IncStock$135.0K–
HLTHilton Worldwide Holdings Inc.COM$107.0K–
NGLNGL Energy Partners LPCOM UNIT REPST$98.0K–
WTIW&T Offshore IncCOM$95.0K–
VICIVici Properties Inc.COM$89.0K–
DKNGDraftKings Inc.Stock$86.0K–
HHyatt Hotels CorpCOM CL A$59.0K–
RDNRadian Group IncCOM$56.0K–
RVNCRevance Therapeutics, Inc.COM$48.0K–
BTUPeabody Energy CorpCOM$38.0K–
OXYOccidental Petroleum CorpStock$16.0K–
RRCRange Resources CorpCOM$10.0K–

Sold out since Q2 2022 (121)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 121 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM7,174,697$462.6M4.8%History
CTXSCitrix Systems IncCOM4,228,313$410.9M4.3%History
Sailpoint Technologies Holdings, Inc.78781P105COM5,062,053$317.3M3.3%–
CDKCDK Global, Inc.COM5,289,369$289.7M3.0%History
MNDTMandiant, Inc.Stock12,632,820$275.6M2.9%History
Coherent Inc192479103COM959,674$255.5M2.7%–
PSBPS Business Parks, Inc.COM1,236,136$231.3M2.4%History
Vonage Holdings Corp92886T201COM11,680,985$220.1M2.3%–
WBTWelbilt, Inc.COM9,109,158$216.9M2.3%History
CCMPCMC Materials, Inc.COM790,829$138.0M1.4%History
Cornerstone Building Brands, Inc.21925D109COM5,108,814$125.1M1.3%–
MTORMeritor, Inc.COM1,857,505$67.5M0.7%History
TPTXTurning Point Therapeutics, Inc.COM775,000$58.3M0.6%History
POLYPlantronics IncCOM1,062,886$42.2M0.4%History
MANTMantech International CorpCL A407,507$38.9M0.4%History
HRTXHeron Therapeutics, Inc.COM10,145,000$28.3M0.3%History
Pershing Square Tontine Hldg71531R109COM CL A1,263,939$25.2M0.3%–
Chegg, Inc163092AF6NOTE 9/0–$24.2M0.3%–
YAlleghany CorpCOM21,175$17.6M0.2%History
PRPBCC Neuberger Principal Holdings IISHS CL A1,544,477$15.4M0.2%History
GCPGCP Applied Technologies Inc.COM380,754$11.9M0.1%History
PPGPPG Industries IncStock99,060$11.3M0.1%History
LILi Auto Inc.SPONSORED ADS278,797$10.7M0.1%History
CECelanese CorpStock87,847$10.3M0.1%History
Cohn Robbins Holdings CorpG23726105COM CL A1,014,891$10.1M0.1%–
WALDWaldencast plcCLASS A ORD SHS1,011,151$9.96M0.1%History
SPGIS&P Global Inc.Stock24,000$8.09M0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$7.98M0.1%–
HCMHUTCHMED (China) LtdSPONSORED ADS575,174$7.27M0.1%History
Kensington Cap Acq Corp IVG52519157UNIT 99/99/9999707,806$6.80M0.1%–
BOACBluescape Opportunities Acquisition Corp.SHS640,218$6.34M0.1%History
DPCM Cap Inc23344P101COM CL A577,366$5.72M0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF80,000$5.72M0.1%–
FDXFedEx CorpStock24,530$5.56M0.1%History
JJacobs Solutions Inc.COM42,602$5.42M0.1%History
QFINQfin Holdings, Inc.AMERICAN DEP305,186$5.28M0.1%History
E Merge Technology Acquisiti26873Y104COM CL A523,015$5.22M0.1%–
Go Acquisition Corp362019101COM523,015$5.22M0.1%–
Equity Distr Acquisition Cor29465E106COM CL A525,062$5.22M0.1%–
PMVCPMV Consumer Acquisition Corp.COM523,015$5.19M0.1%History
Silver Crest Acquisition CorG81355102CL A SHS524,020$5.17M0.1%–
AKLIAkili, Inc.CLASS A ORD SHS519,885$5.14M0.1%History
RVACRiverview Acquisition Corp.CLASS A COM510,069$5.08M0.1%History
iShares Tr464287556ISHARES BIOTECH40,000$4.71M<0.1%–
KRNLKernel Group Holdings, Inc.CL A SHS470,895$4.62M<0.1%History
JCIJohnson Controls International plcStock90,952$4.36M<0.1%History
LEALear CorpCOM NEW33,806$4.26M<0.1%History
Redball Acquisition CorpG7417R105COM CL A416,005$4.14M<0.1%–
AEA-Bridges Impact Corp.G01046104SHS CL A410,029$4.07M<0.1%–
ESRTEmpire State Realty Trust, Inc.CL A578,302$4.07M<0.1%History
Software Acquisitn Grp Inc I83407J103COM CL A406,078$4.06M<0.1%–
PROKProkidney Corp.CLASS A ORD SHS362,372$3.61M<0.1%History
UDRUDR, Inc.COM72,200$3.32M<0.1%History
CSXCSX CorpStock113,029$3.29M<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR45,000$3.11M<0.1%History
NVDANVIDIA CorpStock19,233$2.92M<0.1%History
ALVAutoliv IncCOM39,400$2.82M<0.1%History
ULCCFrontier Group Holdings, Inc.COM298,025$2.79M<0.1%History
iShares Tr464287515EXPANDED TECH10,000$2.70M<0.1%–
Mudrick Capital Acqu Corp II62477L107COM CL A262,798$2.65M<0.1%–
XBP Global Holdings, Inc.12520C109CLASS A COM257,374$2.60M<0.1%–
IG Acquisition Corp.449534106COM CL A262,541$2.60M<0.1%–
Global Synergy Acquisit CorpG3934J106CL A SHS260,473$2.59M<0.1%–
VSTVistra Corp.Stock111,539$2.55M<0.1%History
Ithax Acquisition CorpG49775102CL A SHS252,788$2.52M<0.1%–
IAAIAA, Inc.COM76,442$2.50M<0.1%History
Founder SpacG3661E106CLASS A ORD SHS241,829$2.43M<0.1%–
Ribbit Leap LtdG7552B105SHS CL A238,370$2.36M<0.1%–
NUVANuvasive IncCOM45,407$2.23M<0.1%History
QT Imaging Holdings, Inc.37519U109COMMON STOCK210,009$2.12M<0.1%–
INCYIncyte CorpCOM27,289$2.07M<0.1%History
JYACJiya Acquisition Corp.COM CL A205,900$2.03M<0.1%History
TROXTronox Holdings plcSHS120,376$2.02M<0.1%History
ONTOnterris, Inc.COM57,108$1.93M<0.1%History
SRRASierra Oncology, Inc.COM NEW33,735$1.85M<0.1%History
Chardan Nextech Acquisition Corp.159561109CLASS A COM180,483$1.83M<0.1%–
EDConsolidated Edison IncStock19,161$1.82M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,690$1.60M<0.1%History
FSTFAST Acquisition Corp.COM CL A154,425$1.56M<0.1%History
BNLBroadstone Net Lease, Inc.COM76,056$1.56M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM66,635$1.42M<0.1%History
MTNVail Resorts IncCOM6,080$1.33M<0.1%History
Cleantech Acquisition Corp18453L107COM131,256$1.32M<0.1%–
LENLennar CorpCL A18,715$1.32M<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK404,607$1.19M<0.1%History
LGIHLGI Homes, Inc.COM13,383$1.16M<0.1%History
SHF Holdings, Inc.66538L105CLASS A COM101,115$1.07M<0.1%–
ISEEIVERIC bio, Inc.COM109,750$1.06M<0.1%History
GTYGetty Realty CorpCOM39,281$1.04M<0.1%History
Pine Is Acquisition Corp722615101CL A105,013$1.04M<0.1%–
BPMCBlueprint Medicines CorpCOM20,390$1.03M<0.1%History
FFord Motor CoStock89,064$991.0K<0.1%History
SHLSShoals Technologies Group, Inc.CL A59,985$989.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG27,473$978.0K<0.1%History
LIILennox International IncCOM4,691$969.0K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B9,107$761.0K<0.1%History
RXDXPrometheus Biosciences, Inc.COM24,000$678.0K<0.1%History
ALBOAlbireo Pharma, Inc.COM30,401$604.0K<0.1%History
NTSTNETSTREIT Corp.COM30,625$578.0K<0.1%History
PHMPultegroup IncCOM12,932$512.0K<0.1%History