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Livermore
Livermore
ZHEN

Eagle Global Advisors LLC

SEC CIK
0001130787
Latest filing
Jul 30, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 25, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
215
−7 vs. Q2 2022
Portfolio value
$1.33B
−$25.1M (−1.8%) vs. Q2 2022
Filed
Oct 25, 2022
SEC
Holdings of Eagle Global Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Rice Acquisition Corp IIG75529126*W EXP 99/99/999152,912$49.0K<0.1%−20,522−11.8%Reduced–
NBISNebius Group N.V.Stock102,420$102.0K<0.1%00.0%UnchangedHistory
OFSOFS Capital CorpCOM15,060$124.0K<0.1%+4,170+38.3%AddedHistory
TRINTrinity Capital Inc.COM10,920$137.0K<0.1%+10,920NewHistory
TCPCBlackRock TCP Capital Corp.COM13,210$144.0K<0.1%00.0%UnchangedHistory
MFICMidCap Financial Investment CorpCOM NEW15,060$154.0K<0.1%+15,060NewHistory
OCSLOaktree Specialty Lending CorpCOM28,720$172.0K<0.1%−22,150−43.5%ReducedHistory
PNNTPennantpark Investment CorpCOM35,490$194.0K<0.1%−29,720−45.6%ReducedHistory
iShares Tr464288869MICRO-CAP ETF1,950$202.0K<0.1%−1,050−35.0%Reduced–
ORCLOracle CorpStock3,500$214.0K<0.1%00.0%UnchangedHistory
DOVDOVER CorpCOM1,847$215.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF4,510$226.0K<0.1%−700−13.4%Reduced–
CCAPCrescent Capital BDC, Inc.COM15,020$226.0K<0.1%−7,470−33.2%ReducedHistory
BXBlackstone Inc.COM2,900$243.0K<0.1%00.0%UnchangedHistory
CCitigroup IncStock5,850$244.0K<0.1%−1,500−20.4%ReducedHistory
EWBCEast West Bancorp IncCOM3,670$246.0K<0.1%−200−5.2%ReducedHistory
TXNTexas Instruments IncStock1,617$250.0K<0.1%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK11,030$251.0K<0.1%+11,030NewHistory
iShares Tr464287119MORNINGSTAR GRWT5,200$251.0K<0.1%−100−1.9%Reduced–
MAINMain Street Capital CORPCEF7,820$263.0K<0.1%+7,820NewHistory
EOGEOG Resources IncStock2,350$263.0K<0.1%−850−26.6%ReducedHistory
KRNTKornit Digital Ltd.SHS10,000$266.0K<0.1%−1,500−13.0%ReducedHistory
GBDCGolub Capital BDC, Inc.COM21,620$268.0K<0.1%+21,620NewHistory
iShares Core S&P 500 ETF464287200ETF762$273.0K<0.1%−10−1.3%Reduced–
CGBDCarlyle Secured Lending, Inc.COM23,960$274.0K<0.1%00.0%UnchangedHistory
AFCGAdvanced Flower Capital Inc.COM20,000$306.0K<0.1%+20,000NewHistory
OBDCBlue Owl Capital CorpCOM29,600$307.0K<0.1%+6,290+27.0%AddedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN15,330$308.0K<0.1%+80+0.5%Added–
OGNOrganon & Co.Stock13,243$310.0K<0.1%−213−1.6%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,806$313.0K<0.1%−300−9.7%Reduced–
ITWIllinois Tool Works IncStock1,766$319.0K<0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock683$323.0K<0.1%00.0%UnchangedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF830$333.0K<0.1%−5−0.6%ReducedHistory
ABTAbbott LaboratoriesStock3,470$336.0K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock2,534$340.0K<0.1%+275+12.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF6,120$343.0K<0.1%−490−7.4%Reduced–
KKellanovaStock4,950$345.0K<0.1%00.0%UnchangedHistory
FDUSFidus Investment CorpCOM20,080$345.0K<0.1%−8,570−29.9%ReducedHistory
NVCRNovoCure LtdORD SHS4,700$357.0K<0.1%00.0%UnchangedHistory
ESSEssex Property Trust, Inc.COM1,512$366.0K<0.1%−750−33.2%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF10,146$370.0K<0.1%−1,428−12.3%Reduced–
MMM3M CoStock3,345$370.0K<0.1%00.0%UnchangedHistory
ARESAres Management CorpCL A COM STK6,000$372.0K<0.1%00.0%UnchangedHistory
AMPAmeriprise Financial IncCOM1,480$373.0K<0.1%−10−0.7%ReducedHistory
iShares Tr464288612INTRM GOV CR ETF3,785$385.0K<0.1%−620−14.1%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF10,605$386.0K<0.1%−600−5.4%Reduced–
AUDCAudiocodes LtdORD17,800$388.0K<0.1%−5,000−21.9%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,221$401.0K<0.1%−200−14.1%Reduced–
LOWLowes Companies IncStock2,165$407.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF3,350$414.0K<0.1%00.0%Unchanged–
CMAComerica IncCOM5,827$414.0K<0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock2,050$430.0K<0.1%00.0%UnchangedHistory
BBDCBarings BDC, Inc.COM52,300$433.0K<0.1%+21,470+69.6%AddedHistory
iShares Tr46428743220 YR TR BD ETF4,375$448.0K<0.1%+4,375New–
PSECProspect Capital CorpCOM76,450$474.0K<0.1%+7,210+10.4%AddedHistory
TFCTruist Financial CorpCOM11,392$496.0K<0.1%−240,812−95.5%ReducedHistory
ADBEAdobe Inc.Stock1,828$503.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF3,092$510.0K<0.1%−151−4.7%Reduced–
VanEck ETF Trust92189F387SHRT HGH YLD MUN24,400$531.0K<0.1%−5,000−17.0%Reduced–
SEDGSolaredge Technologies, Inc.COM2,300$532.0K<0.1%00.0%UnchangedHistory
INMDInMode Ltd.SHS18,700$544.0K<0.1%+7,000+59.8%AddedHistory
PFEPfizer IncStock12,518$548.0K<0.1%−117,206−90.4%ReducedHistory
ARCCAres Capital CorpCEF39,800$672.0K0.1%00.0%UnchangedHistory
BIIBBiogen Inc.COM2,625$701.0K0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF6,800$713.0K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock17,692$714.0K0.1%00.0%UnchangedHistory
VRNTVerint Systems IncCOM21,500$722.0K0.1%00.0%UnchangedHistory
HESMHess Midstream LPCL A SHS29,950$764.0K0.1%−600−2.0%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD8,568$822.0K0.1%+575+7.2%Added–
WMTWalmart Inc.Stock6,581$854.0K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock6,784$856.0K0.1%00.0%UnchangedHistory
Sapiens Intl Corp N VG7T16G103SHS45,300$869.0K0.1%00.0%Unchanged–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR72,500$895.0K0.1%+72,500NewHistory
iShares Tr46429B655FLTG RATE NT ETF18,005$905.0K0.1%+18,005New–
VRNSVaronis Systems IncCOM34,200$907.0K0.1%−6,000−14.9%ReducedHistory
ADPAutomatic Data Processing IncStock4,028$911.0K0.1%−250−5.8%ReducedHistory
WLKPWestlake Chemical Partners LPCOM UNIT RP LP42,373$911.0K0.1%00.0%UnchangedHistory
OTEXOpen Text CorpCOM34,640$916.0K0.1%00.0%UnchangedHistory
FSKFS KKR Capital CorpCOM54,560$925.0K0.1%+7,520+16.0%AddedHistory
Rada Electr Inds LtdM81863124COM PAR NEW98,000$944.0K0.1%+5,000+5.4%Added–
WPPWPP plcADR23,980$988.0K0.1%−2,534−9.6%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF32,234$1.14M0.1%+4,400+15.8%Added–
iShares Tr464287184CHINA LG-CAP ETF46,050$1.19M0.1%−2,740−5.6%Reduced–
ZTSZoetis Inc.Stock8,178$1.21M0.1%00.0%UnchangedHistory
VNOMViper Energy, Inc.COM UNT RP INT42,747$1.23M0.1%+7,747+22.1%AddedHistory
Magic Software Enterprises L559166103ORD78,783$1.23M0.1%00.0%Unchanged–
RELXRELX PLCSPONSORED ADR54,650$1.33M0.1%−4,657−7.9%ReducedHistory
MNRLMNRL Sub Inc.CL A COM55,300$1.36M0.1%−500−0.9%ReducedHistory
SNNSmith & Nephew PLCSPDN ADR NEW59,900$1.39M0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD272,000$1.41M0.1%−15,000−5.2%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT90,122$1.41M0.1%+1,000+1.1%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR41,586$1.48M0.1%−1,519−3.5%ReducedHistory
INGING Groep NVSPONSORED ADR174,398$1.48M0.1%−2,040−1.2%ReducedHistory
ULUnilever PLCSPON ADR NEW34,240$1.50M0.1%−815−2.3%ReducedHistory
INFYInfosys LtdSPONSORED ADR89,000$1.51M0.1%00.0%UnchangedHistory
SAPSAP SEADR18,697$1.52M0.1%−3,239−14.8%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS31,280$1.54M0.1%+4,365+16.2%Added–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN21,310$1.54M0.1%00.0%UnchangedHistory
KOCoca Cola CoStock27,643$1.55M0.1%00.0%UnchangedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF14,950$1.64M0.1%+14,950New–

Sold out since Q2 2022 (20)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Eagle Global Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF11,155$519.0K<0.1%–
TSLXSixth Street Specialty Lending, Inc.COM16,410$304.0K<0.1%History
AERAerCap Holdings N.V.SHS6,044$247.0K<0.1%History
FCXFreeport-McMoran IncStock7,500$219.0K<0.1%History
WLKWestlake CorpCOM2,178$213.0K<0.1%History
AMGNAmgen IncStock870$212.0K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,550$211.0K<0.1%–
SCMStellus Capital Investment CorpCOM18,550$206.0K<0.1%History
YUMYum Brands IncStock1,780$202.0K<0.1%History
HTGCHercules Capital, Inc.COM12,710$171.0K<0.1%History
TPVGTriplePoint Venture Growth BDC Corp.COM11,780$150.0K<0.1%History
STTKShattuck Labs, Inc.COM10,891$44.0K<0.1%History
RMG Acquisition Corp IIIG76088122*W EXP 02/08/202401,965$32.0K<0.1%–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/202167,068$30.0K<0.1%–
Climate Real Impact Slutins187171111*W EXP 01/29/202162,637$28.0K<0.1%–
Diamondhead Holdings Corp25278L113*W EXP 01/28/202121,235$12.0K<0.1%–
Fortistar Sustainable Sol Co34962M114*W EXP 01/14/20260,390$8.00K<0.1%–
Sustainable Develp Acqu I Co86934L111*W EXP 02/04/20274,995$6.00K<0.1%–
Tishman Speyer Innovation Co88825H118*W EXP 02/11/20233,260$4.00K<0.1%–
ScION Tech Growth IG31067112*W EXP 11/01/20232,840$3.00K<0.1%–