Skip to main content
Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 13, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
2,602
−22 vs. Q4 2025
Portfolio value
$140.0B
+$2.36B (+1.7%) vs. Q4 2025
Filed
May 13, 2026
SEC
Holdings of First Trust Advisors LP in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
FSPFranklin Street Properties CorpCOM10,138$6.74K<0.1%−2,230−18.0%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A24,897$14.5K<0.1%+24,897NewHistory
M-Tron Inds Inc55380K133RIGHT 04/15/202610,011$21.0K<0.1%+10,011New–
IQiQIYI, Inc.SPONSORED ADS16,331$22.0K<0.1%−3,098−15.9%ReducedHistory
SVCService Properties TrustCOM SH BEN INT20,062$27.2K<0.1%+76+0.4%AddedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD12,026$28.7K<0.1%+38+0.3%AddedHistory
GROYGold Royalty Corp.COMMON SHARES11,968$42.8K<0.1%+11,968NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW22,209$60.2K<0.1%−3,833−14.7%ReducedHistory
AHRTAH Realty Trust, Inc.COM11,485$63.2K<0.1%−5,321−31.7%ReducedHistory
INNSummit Hotel Properties, Inc.COM14,484$64.0K<0.1%−943−6.1%ReducedHistory
QSQuantumScape CorpCOM CL A12,072$77.0K<0.1%+12,072NewHistory
PAAIParadium.AI, Inc.COM37,822$82.1K<0.1%+307+0.8%AddedHistory
PHRPhreesia, Inc.COM10,467$87.7K<0.1%−40,445−79.4%ReducedHistory
NTSKNetskope IncCL A10,342$87.8K<0.1%+10,342NewHistory
ESRTEmpire State Realty Trust, Inc.CL A17,619$91.6K<0.1%+67+0.4%AddedHistory
COMPCompass, Inc.CL A12,654$92.5K<0.1%−154,678−92.4%ReducedHistory
WVEWave Life Sciences, Inc.SHS13,518$98.0K<0.1%+1,830+15.7%AddedHistory
ENICEnel Chile S.A.SPONSORED ADR25,835$101.8K<0.1%+8,139+46.0%AddedHistory
VMOInvesco Municipal Opportunity TrustCOM10,782$102.5K<0.1%+547+5.3%AddedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT10,075$104.9K<0.1%+10,075NewHistory
VKQInvesco Municipal TrustCOM11,390$108.4K<0.1%+277+2.5%AddedHistory
AEGAegon Ltd.AMER REG 1 CERT14,995$108.9K<0.1%−4,873−24.5%ReducedHistory
GRABGrab Holdings LtdCLASS A ORD30,325$111.0K<0.1%−272,538−90.0%ReducedHistory
SITCSITE Centers Corp.COM21,014$113.5K<0.1%+2,355+12.6%AddedHistory
LNKBLINKBANCORP, Inc.COMMON STOCK14,891$124.2K<0.1%−1,508−9.2%ReducedHistory
PONYPony AI Inc.SPONSORED ADS13,264$125.2K<0.1%+3,236+32.3%AddedHistory
SLDPSolid Power, Inc.CLASS A COM42,448$127.3K<0.1%+5,353+14.4%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A19,546$128.4K<0.1%−475−2.4%ReducedHistory
GENIGenius Sports LtdSHARES CL A29,824$132.1K<0.1%+6,111+25.8%AddedHistory
AMCXAMC Global Media Inc.CL A19,720$133.9K<0.1%+3,074+18.5%AddedHistory
OWLBlue Owl Capital Inc.COM CL A15,695$143.3K<0.1%−4,386−21.8%ReducedHistory
IQIInvesco Quality Municipal Income TrustCOM14,967$144.0K<0.1%+272+1.9%AddedHistory
EBSEmergent BioSolutions Inc.COM17,357$144.1K<0.1%+2,848+19.6%AddedHistory
REALTheRealReal, Inc.COM16,690$151.5K<0.1%−2,389−12.5%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM15,419$152.2K<0.1%−2,622−14.5%ReducedHistory
SSLSasol LtdSPONSORED ADR11,834$153.4K<0.1%+11,834NewHistory
NADNuveen Quality Municipal Income FundCOM13,840$159.2K<0.1%+508+3.8%AddedHistory
VBNKVersaBankCOM11,263$159.6K<0.1%−1,397−11.0%ReducedHistory
CALYCallaway Golf CoCOM11,762$163.3K<0.1%+11,762NewHistory
Centrais Elet Bras SA15235A102SPON ADS PFD B113,122$164.4K<0.1%+13,122New–
MYIBlackRock Muniyield Quality Fund III, Inc.COM15,751$165.5K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT13,637$166.1K<0.1%+529+4.0%AddedHistory
CALCaleres IncCOM15,989$168.5K<0.1%+2,261+16.5%AddedHistory
ANGIAngi Inc.CL A NEW24,958$171.0K<0.1%+4,094+19.6%AddedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM16,899$173.7K<0.1%00.0%UnchangedHistory
CRMDCorMedix Inc.COM25,818$175.3K<0.1%−4,293−14.3%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM16,146$177.3K<0.1%+16,146NewHistory
KELYAKelly Services IncCL A20,728$183.4K<0.1%+5,028+32.0%AddedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT27,672$183.7K<0.1%−250−0.9%ReducedHistory
FFICFlushing Financial CorpCOM12,043$185.0K<0.1%−1,348−10.1%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A18,678$187.2K<0.1%+1,835+10.9%AddedHistory
HNRGHallador Energy CoStock11,531$187.7K<0.1%+11,531NewHistory
WRDWeRide Inc.ADR23,278$188.3K<0.1%+4,646+24.9%AddedHistory
SLPSimulations Plus, Inc.COM16,207$191.6K<0.1%−2,587−13.8%ReducedHistory
PLGOPelagos Insurance Capital LtdCOM10,398$198.7K<0.1%+10,398NewHistory
SONOSonos IncCOM14,859$199.1K<0.1%+1,155+8.4%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF16,278$200.7K<0.1%+305+1.9%AddedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP2,059$200.9K<0.1%+2,059NewHistory
VSNTVersant Media Group, Inc.COM CL A5,438$201.3K<0.1%+5,438NewHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I2,764$202.1K<0.1%+2,764New–
ELPCEnergy Co of ParanaSPONSORED ADS16,945$202.3K<0.1%−1,206−6.6%ReducedHistory
First Tr Exchng Traded FD VI33740F631FT VEST US4,771$202.9K<0.1%+4,771New–
NESRNational Energy Services Reunited Corp.SHS9,460$203.1K<0.1%+9,460NewHistory
iShares Tr464287580US CONSUM DISCRE2,097$203.2K<0.1%+2,097New–
RMRRMR Group Inc.CL A13,411$207.5K<0.1%+2,147+19.1%AddedHistory
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF3,255$208.0K<0.1%−35−1.1%Reduced–
AUPHAurinia Pharmaceuticals Inc.COM14,065$208.4K<0.1%+1,883+15.5%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW110,066$209.1K<0.1%+734+0.7%AddedHistory
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV2,551$209.5K<0.1%00.0%Unchanged–
BEKEKE Holdings Inc.SPONSORED ADS14,000$209.6K<0.1%+3,073+28.1%AddedHistory
FSMFortuna Mining Corp.Stock21,314$211.7K<0.1%+21,314NewHistory
RTORentokil Initial PLCSPONSORED ADR6,738$212.1K<0.1%+6,738NewHistory
SMASmartStop Self Storage REIT, Inc.COMMON STOCK7,031$212.9K<0.1%+28+0.4%AddedHistory
LARLithium Argentina AGStock32,017$213.9K<0.1%−13,968−30.4%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF8,653$214.6K<0.1%−1,010−10.5%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF1,679$215.1K<0.1%00.0%Unchanged–
AURAurora Innovation, Inc.CLASS A COM52,230$215.2K<0.1%+8,477+19.4%AddedHistory
RRBIRed River Bancshares IncCOM2,382$215.4K<0.1%+2,382NewHistory
Vanguard Industrials ETF92204A603ETF695$217.0K<0.1%+695New–
Fidelity High Dividend ETF316092840ETF3,951$218.3K<0.1%−561−12.4%Reduced–
WMGWarner Music Group Corp.COM CL A8,617$220.1K<0.1%−2,597−23.2%ReducedHistory
Hingham Instn SVGS Mass433323102COM772$220.7K<0.1%−89−10.3%Reduced–
CRICarters IncCOM6,200$221.7K<0.1%−4,889−44.1%ReducedHistory
RKTRocket Companies, Inc.Stock15,634$222.8K<0.1%−2,706−14.8%ReducedHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW37,106$223.7K<0.1%+4,972+15.5%AddedHistory
TKTeekay Corp LtdSHS18,356$224.1K<0.1%+18,356NewHistory
IRMDIradimed CorpCOM2,341$225.3K<0.1%+2,341NewHistory
FISIFinancial Institutions IncCOM7,190$228.0K<0.1%−835−10.4%ReducedHistory
JHXJames Hardie Industries plcStock12,118$229.5K<0.1%−296,163−96.1%ReducedHistory
AVTRAvantor, Inc.COM29,376$230.3K<0.1%−2,085,539−98.6%ReducedHistory
BPREBluerock Private Real Estate FundCOM14,034$233.1K<0.1%−6,228−30.7%ReducedHistory
PEBKPeoples Bancorp of North Carolina IncCOM6,018$235.7K<0.1%+6,018NewHistory
SYNASYNAPTICS IncStock3,375$236.4K<0.1%−8,718−72.1%ReducedHistory
WASHWashington Trust Bancorp IncCOM7,113$238.0K<0.1%−778−9.9%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF1,128$241.0K<0.1%−461−29.0%Reduced–
PSOPearson PLCSPONSORED ADR18,371$241.2K<0.1%−2,891−13.6%ReducedHistory
Vanguard World FD921910691ESG US CORP BD3,843$241.5K<0.1%+28+0.7%Added–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 504,456$243.1K<0.1%−1,102−19.8%Reduced–
LIVNLivaNova PLCSHS3,826$243.2K<0.1%+3,826NewHistory
IBCPIndependent Bank CorpCOM NEW7,316$243.6K<0.1%−848−10.4%ReducedHistory

Sold out since Q4 2025 (136)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 136 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
First Trust Financials Alphadex Fund33734X135ETF12,683,088$765.4M0.6%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH16,901,242$760.7M0.6%–
CFLTConfluent, Inc.CLASS A COM3,716,584$112.4M0.1%History
CADECadence BancorporationEQUITY US CM2,171,915$93.0M0.1%History
EXASExact Sciences CorpCOM802,119$81.5M0.1%History
PNFPPinnacle Financial Partners, Inc.COM640,304$61.1M<0.1%History
CMAComerica IncCOM483,971$42.1M<0.1%History
RPDRapid7, Inc.COM2,326,056$35.4M<0.1%History
iShares Tr464287689RUSSELL 3000 ETF71,474$27.6M<0.1%–
CCOICogent Communications Holdings, Inc.COM NEW1,177,398$25.4M<0.1%History
FRHCFreedom Holding Corp.COM204,723$24.9M<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF1,966,427$22.1M<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP216,354$20.8M<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L13,936$17.4M<0.1%–
CIVICivitas Resources, Inc.EQUITY US CM542,440$14.7M<0.1%History
CDTXCidara Therapeutics, Inc.COM NEW59,551$13.2M<0.1%History
QGENQiagen N.V.COMMON STOCK270,044$12.1M<0.1%History
SPTSprout Social, Inc.COM CL A1,028,538$11.6M<0.1%History
AVDLAvadel Pharmaceuticals PLCStock513,928$11.1M<0.1%History
iShares Tr464287622RUS 1000 ETF23,129$8.64M<0.1%–
REVGREV Group, Inc.COM141,430$8.60M<0.1%History
FOLDAmicus Therapeutics, Inc.COM533,507$7.60M<0.1%History
DOMOHuckleberry.ai, Inc.Stock748,246$6.31M<0.1%History
First Tr Exchng Traded FD VI33740U612VEST US EQUITY M177,495$5.87M<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH59,533$5.43M<0.1%–
ALEXAlexander & Baldwin, Inc.COM262,270$5.41M<0.1%History
GTGoodyear Tire & Rubber CoCOM525,020$4.60M<0.1%History
TELFYTelefonica S ASPONSORED ADR1,113,624$4.51M<0.1%History
PTONPeloton Interactive, Inc.CL A COM700,702$4.32M<0.1%History
ELFe.l.f. Beauty, Inc.COM55,140$4.19M<0.1%History
New Gold Inc Cda644535106COM461,552$4.02M<0.1%–
COURCoursera, Inc.COM536,354$3.95M<0.1%History
PENNPENN Entertainment, Inc.COM258,169$3.81M<0.1%History
THSTreeHouse Foods, Inc.COM157,016$3.70M<0.1%History
PLYMPlymouth Industrial REIT, Inc.COM169,135$3.70M<0.1%History
MGNIMagnite, Inc.COM199,872$3.24M<0.1%History
Cyberark Software LtdM2682V108SHS6,958$3.10M<0.1%–
iShares MSCI India ETF46429B598ETF56,566$3.06M<0.1%–
FSCOFS Credit Opportunities Corp.COMMON STOCK472,685$2.98M<0.1%History
SBETSharplink, Inc.COM NEW331,371$2.96M<0.1%History
PRKSUnited Parks & Resorts Inc.COM79,982$2.90M<0.1%History
Avidity Biosciences, Inc.05370A108COM39,890$2.88M<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT54,325$2.85M<0.1%History
ARLOArlo Technologies, Inc.COM189,382$2.65M<0.1%History
PWPPerella Weinberg PartnersCLASS A COM147,352$2.55M<0.1%History
NTLAIntellia Therapeutics, Inc.COM276,855$2.49M<0.1%History
CHWYChewy, Inc.CL A70,832$2.34M<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS58,281$2.30M<0.1%History
AGIOAgios Pharmaceuticals, Inc.COM78,656$2.14M<0.1%History
AINAlbany International CorpCL A41,360$2.10M<0.1%History
CWANClearwater Analytics Holdings, Inc.CL A84,524$2.04M<0.1%History
Clearway Energy, Inc.18539C105CL A56,649$1.78M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE53,374$1.71M<0.1%–
FGF&G Annuities & Life, Inc.COMMON STOCK54,685$1.69M<0.1%History
Magic Software Enterprises L559166103ORD65,315$1.68M<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE80,930$1.67M<0.1%–
OPRAOpera LtdSPONSORED ADS116,642$1.65M<0.1%History
MICCMagnum Ice Cream Co N.V.ORD SHS95,670$1.53M<0.1%History
AKBAAkebia Therapeutics, Inc.COM941,657$1.52M<0.1%History
QUBTQuantum Computing Inc.COM140,267$1.44M<0.1%History
ACLXArcellx, Inc.COMMON STOCK20,896$1.36M<0.1%History
ELMEElme CommunitiesSH BEN INT77,215$1.34M<0.1%History
UDMYUdemy, Inc.COM221,292$1.29M<0.1%History
PDPagerDuty, Inc.COM94,328$1.24M<0.1%History
BLFSBiolife Solutions IncCOM NEW50,354$1.22M<0.1%History
JAMFJamf Holding Corp.COM91,943$1.20M<0.1%History
MIAXMiami International Holdings, Inc.COM21,671$961.8K<0.1%History
AVPTAvePoint, Inc.COM CL A65,722$912.9K<0.1%History
RUMRUM Group Inc.Stock142,589$901.2K<0.1%History
KRUSKura Sushi USA, Inc.CL A COM16,620$869.7K<0.1%History
SHAKShake Shack Inc.CL A10,501$852.4K<0.1%History
QDELQuidelOrtho CorpCOM29,005$828.4K<0.1%History
GEOGeo Group IncCOM50,170$808.7K<0.1%History
ABXAbacus Global Management, Inc.CL A92,739$792.9K<0.1%History
HCKTHackett Group, Inc.COM40,373$792.5K<0.1%History
FWDIForward Industries, Inc.COM NEW112,816$745.7K<0.1%History
HIHillenbrand, Inc.COM23,209$736.2K<0.1%History
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN53,958$635.6K<0.1%History
ECVTEcovyst Inc.COM65,027$632.7K<0.1%History
PCHPotlatchdeltic CorpCOM15,118$601.4K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM21,738$558.5K<0.1%History
First Tr Exchng Traded FD VI33740U844FT VEST U.S12,617$541.9K<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A NEW338,507$528.1K<0.1%History
SMMTSummit Therapeutics Inc.COM28,115$491.7K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST4,696$488.7K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,198$429.5K<0.1%–
First Tr Exch Traded FD III33739P822NEW YORK MUNI15,424$411.7K<0.1%–
RDVTRed Violet, Inc.COM7,061$402.1K<0.1%History
BF.ABrown Forman CorpCL A14,907$392.2K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW15,730$373.9K<0.1%History
CHPTChargePoint Holdings, Inc.Stock55,626$369.4K<0.1%History
First Tr Exchng Traded FD VI33740F375FT CBOE EQU BUFF12,019$365.4K<0.1%–
Capital Group Dividend Growe14021L109SHS ETF10,167$362.4K<0.1%–
Morgan Stanley ETF Trust61774R833EATON VANCE FLTG7,000$346.3K<0.1%–
DJTTrump Media & Technology Group Corp.Stock25,836$342.1K<0.1%History
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH9,025$319.0K<0.1%–
MOFGMidWestOne Financial Group, Inc.COM8,271$318.4K<0.1%History
First Tr Exchng Traded FD VI33740F326FT VEST U.S10,378$313.0K<0.1%–
MASIMasimo CorpCOM2,341$304.5K<0.1%History
DAYDayforce, Inc.COM4,352$301.0K<0.1%History