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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 13, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
2,624
+58 vs. Q3 2025
Portfolio value
$137.6B
+$3.27B (+2.4%) vs. Q3 2025
Filed
Feb 13, 2026
SEC
Holdings of First Trust Advisors LP in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
SONOSonos IncCOM13,704$240.6K<0.1%+13,704NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF9,663$241.0K<0.1%−2,769−22.3%Reduced–
Vanguard World FD921910691ESG US CORP BD3,815$242.7K<0.1%+57+1.5%Added–
FCBCFirst Community Bankshares IncCOM7,216$243.4K<0.1%−2,897−28.6%ReducedHistory
Hingham Instn SVGS Mass433323102COM861$244.5K<0.1%−344−28.5%Reduced–
TSTenaris SASPONSORED ADS6,392$245.8K<0.1%−1,590−19.9%ReducedHistory
USNAUsana Health Sciences IncCOM12,557$246.5K<0.1%+12,557NewHistory
FROGJFrog LtdStock3,948$246.6K<0.1%+3,948NewHistory
MSEXMiddlesex Water CoCOM4,904$247.3K<0.1%−1,839−27.3%ReducedHistory
YUMCYum China Holdings, Inc.COM5,181$247.3K<0.1%+421+8.8%AddedHistory
Janus Detroit STR Tr47103U753B-BBB CLO ETF5,190$247.6K<0.1%−197−3.7%Reduced–
FISIFinancial Institutions IncCOM8,025$250.1K<0.1%−3,150−28.2%ReducedHistory
MTRNMATERION CorpCOM2,014$250.4K<0.1%−5,344−72.6%ReducedHistory
NEXTNextDecade CorpCOM47,581$250.8K<0.1%−7,466−13.6%ReducedHistory
TPZTortoise Power & Energy Infrastructure Fund IncPOWER ENRGY INFR12,433$253.4K<0.1%−245−1.9%ReducedHistory
LINELineage, Inc.COM7,251$253.8K<0.1%−305−4.0%ReducedHistory
EMBJEmbraer S.A.ADR3,965$255.2K<0.1%+3,965NewHistory
First Tr Exchng Traded FD VI33740F557FT VEST NAS8,026$255.5K<0.1%+8,026New–
Fidelity High Dividend ETF316092840ETF4,512$255.8K<0.1%00.0%Unchanged–
LARLithium Argentina AGStock45,985$256.6K<0.1%+45,985NewHistory
BFSSaul Centers, Inc.COM8,149$256.9K<0.1%+8,149NewHistory
APGEApogee Therapeutics, Inc.COM3,418$258.0K<0.1%+3,418NewHistory
AMPXAmprius Technologies, Inc.COMMON STOCK32,744$258.4K<0.1%+2,066+6.7%AddedHistory
Vanguard Real Estate ETF922908553ETF2,953$261.3K<0.1%−27−0.9%Reduced–
GENIGenius Sports LtdSHARES CL A23,713$261.3K<0.1%−18,320−43.6%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF2,040$262.8K<0.1%−65−3.1%Reduced–
First Tr Exchng Traded FD VI33740F839FT VEST US EQT5,404$263.9K<0.1%+5,404New–
AXIAYAXIA Energia S.A.SPONSORED ADR28,822$264.0K<0.1%+10,259+55.3%AddedHistory
IBCPIndependent Bank CorpCOM NEW8,164$265.6K<0.1%−3,257−28.5%ReducedHistory
MCBSMetroCity Bankshares, Inc.COM10,028$266.1K<0.1%−4,030−28.7%ReducedHistory
BCVBancroft Fund LtdCOM12,086$267.1K<0.1%+2,670+28.4%AddedHistory
SRADSportradar Group AGCLASS A ORD SHS11,334$269.4K<0.1%−115,521−91.1%ReducedHistory
ANGIAngi Inc.CL A NEW20,864$269.8K<0.1%+20,864NewHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT5,276$272.0K<0.1%+5,276New–
SGHCSuper Group (SGHC) LtdORD SHS22,984$274.7K<0.1%−44,758−66.1%ReducedHistory
EGBNEagle Bancorp IncCOM12,825$274.7K<0.1%−5,726−30.9%ReducedHistory
BBDBank BradescoSP ADR PFD NEW82,975$276.3K<0.1%+9,284+12.6%AddedHistory
PHIPLDT Inc.SPONSORED ADR12,729$276.7K<0.1%+12,729NewHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI12,024$278.8K<0.1%−81−0.7%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD10,278$279.6K<0.1%+7+0.1%Added–
First Tr Exchange-Traded Alp33735B108COM SHS2,228$280.7K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,906$280.8K<0.1%−17−0.3%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID5,443$280.9K<0.1%00.0%Unchanged–
PENGPenguin Solutions, Inc.Stock14,376$281.2K<0.1%+14,376NewHistory
EPSNEpsilon Energy Ltd.COM60,694$281.6K<0.1%+1,493+2.5%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW109,332$282.1K<0.1%−88,586−44.8%ReducedHistory
American Centy ETF Tr025072802INTL SMCP VLU3,002$282.1K<0.1%+3,002New–
MPBMid Penn Bancorp IncCOM9,103$282.4K<0.1%−3,589−28.3%ReducedHistory
INSPInspire Medical Systems, Inc.COM3,072$283.3K<0.1%+3,072NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS9,080$283.4K<0.1%+9,080NewHistory
XENEXenon Pharmaceuticals Inc.COM6,361$285.1K<0.1%+6,361NewHistory
iShares Core MSCI Eafe ETF46432F842ETF3,195$285.8K<0.1%−726−18.5%Reduced–
iShares Tr46435G193ESG AWRE USD ETF12,266$286.8K<0.1%−420−3.3%Reduced–
FOAFinance of America Companies Inc.CL A NEW11,974$289.9K<0.1%−4,431−27.0%ReducedHistory
PMTSCPI Card Group Inc.COM NEW19,801$290.7K<0.1%+566+2.9%AddedHistory
SCSCScansource, Inc.COM7,448$290.9K<0.1%+1,961+35.7%AddedHistory
ONONOn Holding AGStock6,276$291.7K<0.1%−50,496−88.9%ReducedHistory
SNVSynovus Financial CorpCOM NEW5,839$292.2K<0.1%−210,895−97.3%ReducedHistory
TBPHTheravance Biopharma, Inc.COM15,860$296.7K<0.1%+15,860NewHistory
Alps ETF Tr00162Q452ALERIAN MLP6,318$297.1K<0.1%00.0%Unchanged–
PSOPearson PLCSPONSORED ADR21,262$298.5K<0.1%+4,100+23.9%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM25,739$299.3K<0.1%+806+3.2%AddedHistory
OWLBlue Owl Capital Inc.COM CL A20,081$300.0K<0.1%+4,759+31.1%AddedHistory
MXLMaxlinear, IncCOM17,246$300.6K<0.1%+4,872+39.4%AddedHistory
HTBKHeritage Commerce CorpCOM25,032$300.6K<0.1%−9,706−27.9%ReducedHistory
DAYDayforce, Inc.COM4,352$301.0K<0.1%−13,212−75.2%ReducedHistory
REALTheRealReal, Inc.COM19,079$301.1K<0.1%+19,079NewHistory
BPREBluerock Private Real Estate FundCOM20,262$303.9K<0.1%+20,262NewHistory
MASIMasimo CorpCOM2,341$304.5K<0.1%−59,593−96.2%ReducedHistory
INMDInMode Ltd.SHS20,827$305.9K<0.1%+20,827NewHistory
HMYHarmony Gold Mining Co LtdADR15,457$307.6K<0.1%−495−3.1%ReducedHistory
PAYOPayoneer Global Inc.COM54,741$307.6K<0.1%−283,353−83.8%ReducedHistory
ECPGEncore Capital Group IncCOM5,665$307.9K<0.1%−93,152−94.3%ReducedHistory
FSBCFive Star BancorpCOM8,623$308.5K<0.1%−3,283−27.6%ReducedHistory
EQNREquinor ASASPONSORED ADR13,060$308.6K<0.1%−16,147−55.3%ReducedHistory
EMFTempleton Emerging Markets FundCOM18,203$310.0K<0.1%+18,203NewHistory
RCMTRCM Technologies, Inc.COM NEW15,229$311.4K<0.1%+369+2.5%AddedHistory
SNNSmith & Nephew PLCSPDN ADR NEW9,509$312.0K<0.1%−1,023−9.7%ReducedHistory
MBWMMercantile Bank CorpCOM6,493$312.3K<0.1%−2,539−28.1%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,222$312.4K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F326FT VEST U.S10,378$313.0K<0.1%00.0%Unchanged–
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,303$317.0K<0.1%−1,021−13.9%Reduced–
PAXSPIMCO Access Income FundSHS BENFIN INT20,734$317.2K<0.1%+4,997+31.8%AddedHistory
ESOAEnergy Services of America CORPCOM38,954$318.3K<0.1%+920+2.4%AddedHistory
BNY Mellon ETF Trust09661T826GLOBAL INFRASCTR7,893$318.4K<0.1%+268+3.5%Added–
MOFGMidWestOne Financial Group, Inc.COM8,271$318.4K<0.1%−3,326−28.7%ReducedHistory
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH9,025$319.0K<0.1%+2,465+37.6%Added–
IVTInvenTrust Properties Corp.COM NEW11,366$320.6K<0.1%+84+0.7%AddedHistory
EZPWEzcorp IncCL A NON VTG16,619$322.7K<0.1%+2,697+19.4%AddedHistory
HBTHBT Financial, Inc.COM12,504$323.2K<0.1%−4,966−28.4%ReducedHistory
ESPEspey Mfg & Electronics CorpCOM6,866$323.6K<0.1%+404+6.3%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 505,558$329.5K<0.1%+1,605+40.6%Added–
RVSBRiverview Bancorp IncCOM65,646$329.5K<0.1%+1,026+1.6%AddedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,073$331.4K<0.1%+176+2.6%Added–
VIPSVipshop Holdings LtdSPONSORED ADS A18,857$333.6K<0.1%+4,055+27.4%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,589$334.2K<0.1%+1+0.1%Added–
PGZPrincipal Real Estate Income FundSHS BEN INT33,721$337.5K<0.1%−2,107−5.9%ReducedHistory
DJTTrump Media & Technology Group Corp.Stock25,836$342.1K<0.1%−3,236−11.1%ReducedHistory
SLPSimulations Plus, Inc.COM18,794$342.6K<0.1%+7,738+70.0%AddedHistory
WMGWarner Music Group Corp.COM CL A11,214$343.9K<0.1%+11,214NewHistory

Sold out since Q3 2025 (119)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 119 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
First Tr Exchange-Traded FD33734X150INDLS PROD DUR9,981,455$779.2M0.6%–
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX7,199,549$712.3M0.5%–
ULUnilever PLCSPON ADR NEW791,098$46.9M<0.1%History
ALEAllete IncCOM NEW684,529$45.5M<0.1%History
KKellanovaStock487,831$40.0M<0.1%History
First Tr Exch TRD Alphdx FD33737J232SWITZLND ALPHA428,728$32.9M<0.1%–
IPGInterpublic Group of Companies, Inc.COM740,332$20.7M<0.1%History
WKCWorld Kinect CorpCOM715,794$18.6M<0.1%History
COOPMaverick Merger Sub 2, LLCCOM87,014$18.3M<0.1%History
PROPROS Holdings, Inc.COM547,903$12.6M<0.1%History
TGNATegna IncCOM380,463$7.73M<0.1%History
VTLEVital Energy, Inc.COM430,429$7.27M<0.1%History
MRUSMerus N.V.COM72,987$6.87M<0.1%History
SCSSteelcase IncCL A329,776$5.67M<0.1%History
PINCPremier, Inc.CL A195,559$5.44M<0.1%History
CABOCable One, Inc.COM25,758$4.56M<0.1%History
AMWDAmerican Woodmark CorpCOM64,839$4.33M<0.1%History
Aris Water Solutions, Inc.04041L106CLASS A COM166,196$4.10M<0.1%–
DNUTKrispy Kreme, Inc.COM1,008,295$3.90M<0.1%History
OXMOxford Industries IncCOM95,262$3.86M<0.1%History
HOSHornbeck Offshore Services, Inc.Stock557,638$3.66M<0.1%History
SPRYARS Pharmaceuticals, Inc.COM352,943$3.55M<0.1%History
MFAMfa Financial, Inc.COM365,212$3.36M<0.1%History
LNWOLight & Wonder, Inc.COM39,465$3.31M<0.1%History
HELEHelen of Troy LtdStock127,173$3.20M<0.1%History
ULHUniversal Logistics Holdings, Inc.COM136,107$3.19M<0.1%History
XPELXPEL, Inc.COM88,329$2.92M<0.1%History
CODICompass Diversified HoldingsSH BEN INT439,421$2.91M<0.1%History
ALGTAllegiant Travel COCOM45,682$2.78M<0.1%History
CDNACareDx, Inc.COM188,445$2.74M<0.1%History
HAEHaemonetics CorpCOM53,425$2.60M<0.1%History
ODPODP CorpCOM92,808$2.58M<0.1%History
UCTTUltra Clean Holdings, Inc.COM93,907$2.56M<0.1%History
IARTIntegra Lifesciences Holdings CorpCOM NEW169,080$2.42M<0.1%History
QNSTQuinstreet, IncCOM155,102$2.40M<0.1%History
RVLVRevolve Group, Inc.CL A104,747$2.23M<0.1%History
VSTSVestis CorpCOM SHS483,003$2.19M<0.1%History
CLOVClover Health Investments, Corp.COM CL A702,981$2.15M<0.1%History
SABRSabre CorpCOM1,166,889$2.14M<0.1%History
VRNTVerint Systems IncCOM104,602$2.12M<0.1%History
ALKTAlkami Technology, Inc.Stock81,872$2.03M<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A51,627$1.99M<0.1%History
UNITUniti Group Inc.COM SHS315,605$1.93M<0.1%History
GSHDGoosehead Insurance, Inc.COM CL A24,259$1.81M<0.1%History
GBCIGlacier Bancorp, Inc.COM36,740$1.79M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A57,752$1.63M<0.1%History
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS125,176$1.62M<0.1%History
IASIntegral Ad Science Holding Corp.COM146,573$1.49M<0.1%History
MTSRMetsera, Inc.COM27,691$1.45M<0.1%History
WGOWinnebago Industries IncCOM42,519$1.42M<0.1%History
ROGRogers CorpCOM17,318$1.39M<0.1%History
OPTUOptimum Communications, Inc.CL A569,385$1.37M<0.1%History
PBPBPotbelly CorpCOM80,280$1.37M<0.1%History
LBLandBridge Co LLCCL A24,681$1.32M<0.1%History
JBSJBS N.V.ADR84,083$1.26M<0.1%History
ACVAACV Auctions Inc.COM CL A120,978$1.20M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A362,427$1.18M<0.1%History
PARPar Technology CorpCOM29,662$1.17M<0.1%History
NPOEnpro Inc.COM4,807$1.09M<0.1%History
VIAVia Transportation, Inc.COM CL A21,768$1.05M<0.1%History
SEMRSEMrush Holdings, Inc.CL A COM141,446$1.00M<0.1%History
ENOVEnovis CORPCOM30,543$926.7K<0.1%History
PDFSPDF Solutions IncCOM34,767$897.7K<0.1%History
NVCRNovoCure LtdORD SHS68,470$884.6K<0.1%History
MNDYmonday.com Ltd.SHS4,378$848.0K<0.1%History
ARVNArvinas, Inc.COM98,263$837.2K<0.1%History
KAIKadant IncCOM2,741$815.7K<0.1%History
NNENano Nuclear Energy Inc.COM21,144$815.3K<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS29,041$812.0K<0.1%History
SPSCSPS Commerce IncCOM7,603$791.8K<0.1%History
SMPLSimply Good Foods CoCOM30,105$747.2K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A17,284$738.7K<0.1%History
NABLN-able, Inc.COMMON STOCK93,068$725.9K<0.1%History
IBRXImmunityBio, Inc.COM271,832$668.7K<0.1%History
SVVSavers Value Village, Inc.COM49,908$661.3K<0.1%History
LEGNLegend Biotech CorpSPONSORED ADS20,208$659.0K<0.1%History
KSPIJoint Stock Co Kaspi.kzSPONSORED ADS7,495$612.2K<0.1%History
TWSTTwist Bioscience CorpCOM20,413$574.4K<0.1%History
KLARKlarna Group plcStock14,362$526.4K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW40,730$494.5K<0.1%History
EEExcelerate Energy, Inc.CL A COM17,964$452.5K<0.1%History
VGVenture Global, Inc.COM CL A28,872$409.7K<0.1%History
XPEVXpeng Inc.ADS16,587$388.5K<0.1%History
LIVNLivaNova PLCSHS7,402$387.7K<0.1%History
OSOneStream, Inc.CL A18,986$349.9K<0.1%History
NTGRNetgear, Inc.COM8,670$280.8K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR9,859$259.6K<0.1%History
ACNBAcnb CorpCOM5,812$256.0K<0.1%History
LILi Auto Inc.SPONSORED ADS9,675$245.2K<0.1%History
BSVNBank7 Corp.COM5,203$240.7K<0.1%History
ETDEthan Allen Interiors IncCOM8,171$240.7K<0.1%History
VBTXVeritex Holdings, Inc.COM6,890$231.0K<0.1%History
BlackRock ETF Trust09290C848ISHARES INTL DIV8,165$228.5K<0.1%–
First BK Williamstown New Je31931U102COM13,764$224.2K<0.1%–
PEBKPeoples Bancorp of North Carolina IncCOM7,296$223.7K<0.1%History
PLGOPelagos Insurance Capital LtdCOM12,316$223.5K<0.1%History
BMRCBank of Marin BancorpCOM9,065$220.1K<0.1%History
BSRRSierra BancorpCOM7,543$218.1K<0.1%History
IMKTAIngles Markets IncCL A3,113$216.5K<0.1%History
MSBIMidland States Bancorp, Inc.COM12,581$215.6K<0.1%History