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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
2,329
−8 vs. Q4 2023
Portfolio value
$98.5B
+$6.88B (+7.5%) vs. Q4 2023
Filed
May 13, 2024
SEC
Holdings of First Trust Advisors LP in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM10,505$23.8K<0.1%−47−0.4%ReducedHistory
BTMBitcoin Depot Inc.COM26,690$50.6K<0.1%+26,690NewHistory
DHCDiversified Healthcare TrustCOM SH BEN INT24,697$60.8K<0.1%−41−0.2%ReducedHistory
INNSummit Hotel Properties, Inc.COM12,277$79.9K<0.1%−54−0.4%ReducedHistory
BDNBrandywine Realty TrustSH BEN INT NEW19,640$94.3K<0.1%−88−0.4%ReducedHistory
HMYHarmony Gold Mining Co LtdADR12,266$100.2K<0.1%−5,725−31.8%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM11,593$101.0K<0.1%−21,011−64.4%ReducedHistory
HLHecla Mining CoCOM22,683$109.1K<0.1%−3,962−14.9%ReducedHistory
XPEVXpeng Inc.ADS14,542$111.7K<0.1%−68,661−82.5%ReducedHistory
BLFYBlue Foundry BancorpCOM12,224$114.4K<0.1%−673−5.2%ReducedHistory
PDMPiedmont Realty Trust, Inc.COM CL A16,300$114.6K<0.1%+491+3.1%AddedHistory
HPPHudson Pacific Properties, Inc.COM18,274$117.9K<0.1%−2,384−11.5%ReducedHistory
ASTSAST SpaceMobile, Inc.COM CL A41,493$120.3K<0.1%+6,444+18.4%AddedHistory
IQIInvesco Quality Municipal Income TrustCOM12,433$120.4K<0.1%−13,753−52.5%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM11,687$122.1K<0.1%−9,110−43.8%ReducedHistory
WSBFWaterstone Financial, Inc.COM10,092$122.8K<0.1%−555−5.2%ReducedHistory
FLICFirst of Long Island CorpCOM11,078$122.9K<0.1%−610−5.2%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM10,331$124.8K<0.1%−10,974−51.5%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT12,353$126.6K<0.1%−5,964−32.6%ReducedHistory
REPLReplimune Group, Inc.COM15,771$128.8K<0.1%+3,968+33.6%AddedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM12,665$133.1K<0.1%−10,293−44.8%ReducedHistory
MVISMicrovision, Inc.COM NEW72,714$133.8K<0.1%+72,714NewHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM11,302$136.3K<0.1%−11,757−51.0%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,350$139.7K<0.1%+11,350NewHistory
EIMEaton Vance Municipal Bond FundCOM13,567$140.4K<0.1%+2,482+22.4%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM11,567$141.7K<0.1%−10,272−47.0%ReducedHistory
CARECarter Bankshares, Inc.COM NEW11,257$142.3K<0.1%−621−5.2%ReducedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT10,448$142.4K<0.1%+10,448NewHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM13,152$145.6K<0.1%−11,322−46.3%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT14,184$146.5K<0.1%+547+4.0%AddedHistory
FRSTPrimis Financial Corp.COM12,104$147.3K<0.1%−667−5.2%ReducedHistory
KGCKinross Gold CorpCOM24,192$148.3K<0.1%−11,920−33.0%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT12,129$148.5K<0.1%−13,039−51.8%ReducedHistory
CMBMFCambium Networks CorpSHS34,494$148.7K<0.1%+1,043+3.1%AddedHistory
GTNGray Media, IncCOM23,704$149.8K<0.1%−62,341−72.5%ReducedHistory
PACBPacific Biosciences of California, Inc.COM39,974$149.9K<0.1%+25,366+173.6%AddedHistory
BLEBlackRock Municipal Income Trust IICOM13,963$151.6K<0.1%−9,891−41.5%ReducedHistory
BWBBridgewater Bancshares IncCOM13,733$159.9K<0.1%−756−5.2%ReducedHistory
NADNuveen Quality Municipal Income FundCOM14,176$162.5K<0.1%−8,182−36.6%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD38,661$170.9K<0.1%−41−0.1%ReducedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock32,625$175.8K<0.1%+4,908+17.7%Added–
FFICFlushing Financial CorpCOM14,176$178.8K<0.1%−780−5.2%ReducedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM15,679$179.7K<0.1%−12,379−44.1%ReducedHistory
BZKanzhun LtdSPONSORED ADS10,463$183.4K<0.1%−538−4.9%ReducedHistory
SHBIShore Bancshares IncCOM16,257$187.0K<0.1%−894−5.2%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM19,233$192.5K<0.1%+1,874+10.8%AddedHistory
TZOOTravelzooCOM NEW19,005$193.5K<0.1%+575+3.1%AddedHistory
CCRDCoreCard CorpCOM17,698$195.6K<0.1%+535+3.1%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF16,164$196.4K<0.1%−14,529−47.3%ReducedHistory
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,768$200.2K<0.1%+4,768New–
VREVeris Residential, Inc.COM13,289$202.1K<0.1%−115,982−89.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI8,507$202.7K<0.1%+8,507New–
MSAMSA Safety IncCOM1,052$203.7K<0.1%−75,683−98.6%ReducedHistory
BHRBBurke & Herbert Financial Services Corp.COM3,643$204.1K<0.1%−201−5.2%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A14,455$206.4K<0.1%+1,597+12.4%AddedHistory
STNEStoneCo Ltd.COM12,475$207.2K<0.1%−79−0.6%ReducedHistory
AROWArrow Financial CorpCOM8,364$209.3K<0.1%−461−5.2%ReducedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM12,113$209.4K<0.1%−6,384−34.5%ReducedHistory
CCNECNB Financial CorpCOM10,308$210.2K<0.1%−506−4.7%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM21,807$212.0K<0.1%−1,455−6.3%ReducedHistory
PGCPeapack Gladstone Financial CorpCOM8,738$212.6K<0.1%−482−5.2%ReducedHistory
BGFVBig 5 Sporting Goods CorpCOM61,784$217.5K<0.1%+85+0.1%AddedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM24,772$218.1K<0.1%+5,902+31.3%AddedHistory
TGITriumph Group IncCOM14,652$220.4K<0.1%+2,300+18.6%AddedHistory
WASHWashington Trust Bancorp IncCOM8,352$224.5K<0.1%−461−5.2%ReducedHistory
INTRInter & Co, Inc.CLASS A COM40,144$229.2K<0.1%+40,144NewHistory
HGBLHeritage Global Inc.COM87,381$230.7K<0.1%+2,642+3.1%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF2,220$232.5K<0.1%+55+2.5%Added–
HAFCHanmi Financial CorpCOM NEW14,844$236.3K<0.1%−883−5.6%ReducedHistory
TUSKMammoth Energy Services, Inc.COM65,210$237.4K<0.1%+1,972+3.1%AddedHistory
HONEHarborOne Bancorp, Inc.COM NEW22,446$239.3K<0.1%−1,236−5.2%ReducedHistory
CACCamden National CorpCOM7,140$239.3K<0.1%−393−5.2%ReducedHistory
VALEVale S.A.SPONSORED ADS20,054$244.5K<0.1%−21−0.1%ReducedHistory
FMNBFarmers National Banc CorpCOM18,387$245.7K<0.1%−1,011−5.2%ReducedHistory
KAMNKAMAN CorpCOM5,386$247.1K<0.1%+5,386NewHistory
AGLagilon health, inc.COM40,770$248.7K<0.1%−604,984−93.7%ReducedHistory
NKLANikola CorpCOM242,148$251.8K<0.1%−1,141,899−82.5%ReducedHistory
EXTRExtreme Networks IncCOM21,825$251.9K<0.1%−126,801−85.3%ReducedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM16,453$256.4K<0.1%+658+4.2%AddedHistory
ASRTAssertio Holdings, Inc.COM NEW268,266$257.3K<0.1%+8,113+3.1%AddedHistory
PTONPeloton Interactive, Inc.CL A COM60,442$259.0K<0.1%+60,442NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF10,120$260.0K<0.1%+280+2.8%Added–
XPOXPO, Inc.COM2,138$260.9K<0.1%−814−27.6%ReducedHistory
TRSTTrustco Bank Corp N YCOM NEW9,329$262.7K<0.1%−515−5.2%ReducedHistory
MSBIMidland States Bancorp, Inc.COM10,547$265.0K<0.1%−598−5.4%ReducedHistory
GEF.BGreif, IncCL B3,968$275.9K<0.1%+256+6.9%AddedHistory
HBNCHorizon Bancorp IncCOM21,635$277.6K<0.1%−1,192−5.2%ReducedHistory
EVCEntravision Communications CorpCL A171,599$281.4K<0.1%+5,190+3.1%AddedHistory
DLYDoubleLine Yield Opportunities FundCOM17,707$282.2K<0.1%+17,707NewHistory
MIRMMirum Pharmaceuticals, Inc.COM11,265$283.0K<0.1%+11,265NewHistory
SWKStanley Black & Decker, Inc.COM2,916$285.6K<0.1%−143,864−98.0%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS26,002$291.0K<0.1%+26,002NewHistory
NVMINova Ltd.COM1,682$298.4K<0.1%+1,682NewHistory
KLXEKLX Energy Services Holdings, Inc.COM NEW38,589$298.7K<0.1%+1,167+3.1%AddedHistory
AUAngloGold Ashanti PLCCOM SHS13,435$299.0K<0.1%−7,691−36.4%ReducedHistory
ZIPZiprecruiter, Inc.CL A26,482$304.3K<0.1%+26,482NewHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM15,765$307.3K<0.1%+15,765NewHistory
ACDCProFrac Holding Corp.CLASS A COM37,174$310.8K<0.1%+37,174NewHistory
MNSBMainStreet Bancshares, Inc.COM17,167$311.8K<0.1%+30.0%AddedHistory

Sold out since Q4 2023 (122)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 122 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
SPLKSplunk IncCOM838,501$127.7M0.1%History
MSEXMiddlesex Water CoCOM1,214,004$79.7M0.1%History
TXNMTXNM Energy IncCOM1,587,169$66.0M0.1%History
QGENQiagen N.V.SHS NEW1,383,766$60.1M0.1%History
GRFSGrifols SASP ADR REP B NVT4,684,749$54.2M0.1%History
BNTXBioNTech SESPONSORED ADS416,891$44.0M<0.1%History
SRPTSarepta Therapeutics, Inc.COM432,350$41.7M<0.1%History
AGIOAgios Pharmaceuticals, Inc.COM1,818,643$40.5M<0.1%History
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,572,108$35.0M<0.1%–
MMIMarcus & Millichap, Inc.COM612,983$26.8M<0.1%History
RGPResources Connection, Inc.COM1,704,381$24.2M<0.1%History
OSPNOneSpan Inc.COM2,233,975$23.9M<0.1%History
MOVMovado Group IncCOM793,756$23.9M<0.1%History
ACHCAcadia Healthcare Company, Inc.COM236,964$18.4M<0.1%History
WSTWest Pharmaceutical Services IncCOM51,531$18.1M<0.1%History
LTHMLivent Corp.COM909,159$16.3M<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK633,049$14.6M<0.1%History
ERIIEnergy Recovery, Inc.COM655,763$12.4M<0.1%History
CPECallon Petroleum CoCOM332,220$10.8M<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,368,047$10.6M<0.1%History
IMGNImmunoGen, Inc.COM307,539$9.12M<0.1%History
ESLTElbit Systems LtdStock39,974$8.48M<0.1%History
CHDChurch & Dwight Co IncCOM80,288$7.59M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C89,935$7.25M<0.1%History
CTLTCatalent, Inc.COM110,851$4.98M<0.1%History
CBRECbre Group, Inc.CL A53,337$4.97M<0.1%History
PGTIPGT Innovations, Inc.COM117,268$4.77M<0.1%History
JOYYJOYY Inc.ADS REPSTG COM A116,319$4.62M<0.1%History
FGF&G Annuities & Life, Inc.COMMON STOCK98,614$4.54M<0.1%History
RIGTransocean Ltd.REGISTERED SHS639,989$4.06M<0.1%History
TPCTutor Perini CorpCOM436,796$3.97M<0.1%History
Healthpeak Properties, Inc.71943U104COM272,306$3.62M<0.1%–
DISHDISH Network CORPCL A593,439$3.42M<0.1%History
KRTXKaruna Therapeutics, Inc.COM10,020$3.17M<0.1%History
TIMBTim S.A.SPONSORED ADR161,760$2.99M<0.1%History
FLYWFlywire CorpCOM VTG128,319$2.97M<0.1%History
MDRXVeradigm Inc.COM278,876$2.93M<0.1%History
FROFrontline plcCOM137,922$2.77M<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A75,445$2.52M<0.1%History
CLBCore Laboratories Inc.COM140,701$2.48M<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF215,969$2.48M<0.1%–
AEHRAehr Test SystemsCOM89,009$2.36M<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS267,002$2.31M<0.1%History
ADTNADTRAN Holdings, Inc.COM312,686$2.30M<0.1%History
PSMTPricesmart IncCOM29,888$2.26M<0.1%History
AXNXAxonics, Inc.COM36,332$2.26M<0.1%History
BVHBluegreen Vacations Holding CorpCLASS A25,359$1.90M<0.1%History
Allego N V Ord ShsN0796A100Stock1,354,505$1.83M<0.1%–
RVMDRevolution Medicines, Inc.COM61,554$1.77M<0.1%History
HUTHut 8 Corp.COM126,006$1.68M<0.1%History
NWLINational Western Life Group, Inc.CL A3,471$1.68M<0.1%History
MXLMaxlinear, IncCOM63,730$1.51M<0.1%History
ESMTEngageSmart, Inc.COMMON STOCK63,253$1.45M<0.1%History
GEVOGevo, Inc.COM PAR1,201,033$1.39M<0.1%History
XPELXPEL, Inc.COM25,070$1.35M<0.1%History
MSGSMadison Square Garden Sports Corp.CL A7,321$1.33M<0.1%History
Sapiens Intl Corp N VG7T16G103SHS45,979$1.33M<0.1%–
MTNVail Resorts IncCOM6,031$1.29M<0.1%History
ALCAlcon IncStock16,111$1.26M<0.1%History
RHRHCOM4,199$1.22M<0.1%History
SIXSix Flags Entertainment CorpCOM48,400$1.21M<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF25,513$1.17M<0.1%–
SYNASYNAPTICS IncStock10,159$1.16M<0.1%History
TNKTeekay Tankers Ltd.CL A20,835$1.04M<0.1%History
INSTInstructure Holdings, Inc.COM37,900$1.02M<0.1%History
GWHESS Tech, Inc.CL SHS864,688$985.7K<0.1%History
LESLLeslie's, Inc.COM128,673$889.1K<0.1%History
AMNAmn Healthcare Services IncCOM11,674$874.1K<0.1%History
EOSEEos Energy Enterprises, Inc.COM CL A789,999$861.1K<0.1%History
MNSOMINISO Group Holding LtdSPONSORED ADS41,554$847.7K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW17,307$756.1K<0.1%History
FSRFisker Inc.CL A COM STK409,372$716.4K<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF2,992$709.8K<0.1%–
DHDefinitive Healthcare Corp.CLASS A COM61,223$608.6K<0.1%History
FISFidelity National Information Services, Inc.Stock9,432$566.6K<0.1%History
ULBIUltralife CorpCOM81,668$557.0K<0.1%History
NEOGNeogen CorpCOM27,009$543.1K<0.1%History
VIAVViavi Solutions Inc.COM53,520$538.9K<0.1%History
SITMSITIME CorpCOM4,408$538.1K<0.1%History
OPRAOpera LtdSPONSORED ADS40,228$532.2K<0.1%History
GPCRStructure Therapeutics Inc.SPONSORED ADS12,967$528.5K<0.1%History
RWTRedwood Trust IncCOM71,091$526.8K<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES890,885$521.0K<0.1%History
WPMWheaton Precious Metals Corp.COM10,503$518.2K<0.1%History
WLYJohn Wiley & Sons, Inc.CL A15,974$507.0K<0.1%History
SMMTSummit Therapeutics Inc.COM170,189$444.2K<0.1%History
PYCRPaycor HCM, Inc.COM20,498$442.6K<0.1%History
FTCIFTC Solar, Inc.COM624,776$432.8K<0.1%History
AYXAlteryx, Inc.COM CL A8,445$398.3K<0.1%History
EGLEEagle Bulk Shipping Inc.COM6,638$367.7K<0.1%History
DGIIDigi International IncCOM14,002$364.1K<0.1%History
TSTenaris SASPONSORED ADS10,314$358.5K<0.1%History
FOXFFox Factory Holding CorpCOM4,991$336.8K<0.1%History
PDFSPDF Solutions IncCOM9,822$315.7K<0.1%History
BMBLBumble Inc.COM CL A21,331$314.4K<0.1%History
ETWOE2open Parent Holdings, Inc.COM CL A70,100$307.7K<0.1%History
KWKennedy-Wilson Holdings, Inc.COM24,855$307.7K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF5,950$307.2K<0.1%–
YEXTYext, Inc.COM51,185$301.5K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE21,471$278.9K<0.1%–