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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,348
−65 vs. Q4 2022
Portfolio value
$86.6B
+$2.51B (+3.0%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of First Trust Advisors LP in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM11,787$18.5K<0.1%−880−6.9%ReducedHistory
IAGIamgold CorpCOM15,030$40.7K<0.1%+15,030NewHistory
DHCDiversified Healthcare TrustCOM SH BEN INT30,750$41.5K<0.1%−2,294−6.9%ReducedHistory
CYXTCyxtera Technologies, Inc.COMMON STOCK154,370$47.1K<0.1%+154,370NewHistory
HMYHarmony Gold Mining Co LtdADR19,285$79.1K<0.1%+939+5.1%AddedHistory
ASTSAST SpaceMobile, Inc.COM CL A16,049$81.5K<0.1%+16,049NewHistory
TMETencent Music Entertainment GroupSPON ADS10,636$88.1K<0.1%−71,796−87.1%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM22,032$89.2K<0.1%+22,032NewHistory
INNSummit Hotel Properties, Inc.COM13,744$96.2K<0.1%−992−6.7%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM14,896$96.2K<0.1%+353+2.4%Added–
RPT Realty74971D101SH BEN INT10,936$104.0K<0.1%−816−6.9%Reduced–
NUNu Holdings Ltd.ORD SHS CL A21,900$104.2K<0.1%−10,006−31.4%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A17,219$108.1K<0.1%−1,284−6.9%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD23,148$112.7K<0.1%−5,362−18.8%ReducedHistory
BBDBank BradescoSP ADR PFD NEW43,627$114.3K<0.1%−4,160−8.7%ReducedHistory
CODXCo-Diagnostics, Inc.COM82,313$121.8K<0.1%+6,276+8.3%AddedHistory
ABEVAmbev S.A.SPONSORED ADR43,285$122.1K<0.1%−3,266−7.0%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,703$127.0K<0.1%+20+0.1%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT12,057$131.5K<0.1%+283+2.4%AddedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM13,116$131.7K<0.1%−1,214−8.5%ReducedHistory
BLFYBlue Foundry BancorpCOM13,929$132.6K<0.1%−8,822−38.8%ReducedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM10,377$133.3K<0.1%+10,377NewHistory
FSRFisker Inc.CL A COM STK22,279$136.8K<0.1%−91,184−80.4%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM11,474$140.0K<0.1%−779−6.4%ReducedHistory
AGIAlamos Gold IncStock12,280$150.2K<0.1%+1,005+8.9%AddedHistory
BWBBridgewater Bancshares IncCOM13,868$150.3K<0.1%−8,647−38.4%ReducedHistory
BCATBlackRock Capital Allocation Term TrustCOM10,876$164.7K<0.1%+10,876NewHistory
CSTRCapStar Financial Holdings, Inc.COM10,949$165.9K<0.1%−6,935−38.8%ReducedHistory
FRBKRepublic First Bancorp IncCOM122,279$166.3K<0.1%+9,330+8.3%AddedHistory
WSBFWaterstone Financial, Inc.COM11,022$166.8K<0.1%−7,086−39.1%ReducedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM17,276$171.9K<0.1%−1,088−5.9%ReducedHistory
Yamana Gold Inc98462Y100COM30,211$176.7K<0.1%+2,950+10.8%Added–
XMTRXometry, Inc.CLASS A COM11,984$179.4K<0.1%−54,884−82.1%ReducedHistory
SRTSSensus Healthcare, Inc.COM34,469$179.6K<0.1%+2,194+6.8%AddedHistory
KGCKinross Gold CorpCOM38,262$180.2K<0.1%+2,377+6.6%AddedHistory
EBIXEbix IncCOM NEW13,694$180.6K<0.1%+1,931+16.4%AddedHistory
MCHBMechanics BancorpCL A10,104$181.8K<0.1%−8,196−44.8%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM16,468$182.4K<0.1%−970−5.6%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT21,030$194.1K<0.1%+8,293+65.1%AddedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM19,538$196.2K<0.1%−387−1.9%ReducedHistory
CANOCano Health, Inc.COM CL A216,342$196.9K<0.1%−220,014−50.4%ReducedHistory
MMYTMakeMyTrip LtdStock8,189$200.4K<0.1%−53,461−86.7%ReducedHistory
BEKEKE Holdings Inc.SPONSORED ADS10,649$200.6K<0.1%−95,247−89.9%ReducedHistory
FCBCFirst Community Bankshares IncCOM8,109$203.1K<0.1%−5,130−38.7%ReducedHistory
AROWArrow Financial CorpCOM8,257$205.7K<0.1%−5,231−38.8%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM31,152$207.8K<0.1%+14,008+81.7%AddedHistory
RCMTRCM Technologies, Inc.COM NEW18,078$209.0K<0.1%+1,377+8.2%AddedHistory
EIMEaton Vance Municipal Bond FundCOM20,169$209.8K<0.1%−985−4.7%ReducedHistory
SVCService Properties TrustCOM SH BEN INT21,225$211.4K<0.1%−1,586−7.0%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM12,543$214.9K<0.1%−7,946−38.8%ReducedHistory
LACLithium Americas Corp.COM NEW10,190$221.7K<0.1%+10,190NewHistory
SPDR Series Trust78468R721STATE STREET SPD4,788$224.2K<0.1%+24+0.5%Added–
STHOStar HoldingsSHS BEN INT13,076$227.4K<0.1%+13,076NewHistory
WNS Hldgs Ltd92932M101SPON ADR2,442$227.5K<0.1%−37,737−93.9%Reduced–
FGBIFirst Guaranty Bancshares, Inc.COM14,549$228.0K<0.1%+1,107+8.2%AddedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM26,517$228.6K<0.1%−21,085−44.3%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM21,014$230.1K<0.1%+5,223+33.1%AddedHistory
CRNCCerence Inc.COM8,292$232.9K<0.1%−4,626−35.8%ReducedHistory
ALCAlcon IncStock3,293$233.8K<0.1%−39,779−92.4%ReducedHistory
FREEWhole Earth Brands, Inc.COM CL A91,655$234.6K<0.1%+6,990+8.3%AddedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF9,493$237.7K<0.1%+465+5.2%AddedConverted for a 2-for-1 split–
MRCYMercury Systems IncCOM4,656$238.0K<0.1%+4,656NewHistory
EYENational Vision Holdings, Inc.COM12,693$239.1K<0.1%−1,419−10.1%ReducedHistory
RPAYRepay Holdings CorpCOM CL A36,901$242.4K<0.1%+36,901NewHistory
HBNCHorizon Bancorp IncCOM21,950$242.8K<0.1%−13,903−38.8%ReducedHistory
RDYDr Reddys Laboratories LtdADR4,269$243.0K<0.1%−55,897−92.9%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF5,142$244.5K<0.1%−266−4.9%Reduced–
EPSNEpsilon Energy Ltd.COM45,982$245.5K<0.1%+3,509+8.3%AddedHistory
GOROGoldgroup Mining Inc.COM235,345$247.1K<0.1%+17,945+8.3%AddedHistory
CCBGCapital City Bank Group IncCOM8,473$248.3K<0.1%−5,369−38.8%ReducedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY5,292$248.8K<0.1%+5,292New–
GORVLazydays Holdings, Inc.COM21,320$248.8K<0.1%+1,625+8.3%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS3,100$249.9K<0.1%00.0%Unchanged–
Hingham Instn SVGS Mass433323102COM1,073$250.5K<0.1%−679−38.8%Reduced–
FMNBFarmers National Banc CorpCOM19,954$252.2K<0.1%−7,838−28.2%ReducedHistory
CATCCambridge BancorpCOM3,894$252.4K<0.1%−2,469−38.8%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM32,189$254.5K<0.1%−2,095−6.1%ReducedHistory
NGVCNatural Grocers by Vitamin Cottage, Inc.COM21,779$255.9K<0.1%+1,691+8.4%AddedHistory
FNKOFunko, Inc.COM CL A27,166$256.2K<0.1%−159,937−85.5%ReducedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG8,639$256.6K<0.1%+8,639New–
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT20,875$257.4K<0.1%+732+3.6%AddedHistory
NMINuveen Municipal Income Fund IncCOM27,689$259.1K<0.1%+6,281+29.3%AddedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK32,427$262.0K<0.1%+32,427NewHistory
CACCamden National CorpCOM7,278$263.4K<0.1%−4,606−38.8%ReducedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM15,631$264.6K<0.1%+15,631NewHistory
TTWOTake Two Interactive Software IncCOM2,239$267.1K<0.1%−1,002−30.9%ReducedHistory
PRPHProPhase Labs, Inc.COM35,105$267.5K<0.1%+2,678+8.3%AddedHistory
CPSSConsumer Portfolio Services, Inc.COM25,030$267.6K<0.1%+1,431+6.1%AddedHistory
TRUPTrupanion, Inc.COM6,243$267.8K<0.1%−23,917−79.3%ReducedHistory
ALTOAlto Ingredients, Inc.COM180,078$270.1K<0.1%+16,384+10.0%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM25,730$271.5K<0.1%−18,110−41.3%ReducedHistory
APEIAmerican Public Education IncStock50,300$272.6K<0.1%+3,838+8.3%AddedHistory
UFIUnifi IncCOM NEW33,644$274.9K<0.1%+2,594+8.4%AddedHistory
BFKBlackRock Municipal Income TrustSH BEN INT26,970$275.4K<0.1%−3,256−10.8%ReducedHistory
FMBHFirst Mid Bancshares, Inc.COM10,225$278.3K<0.1%−6,473−38.8%ReducedHistory
WPMWheaton Precious Metals Corp.COM5,817$280.1K<0.1%−72−1.2%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF2,684$281.0K<0.1%−178−6.2%Reduced–
NFBKNorthfield Bancorp, Inc.COM23,868$281.2K<0.1%−15,114−38.8%ReducedHistory
HAFCHanmi Financial CorpCOM NEW15,237$283.0K<0.1%−9,639−38.7%ReducedHistory

Sold out since Q4 2022 (177)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX41,561,578$710.3M0.8%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS24,612,706$688.2M0.8%–
CINFCincinnati Financial CorpCOM1,573,553$161.1M0.2%History
COUPCoupa Software IncCOM1,052,693$83.3M0.1%History
KNBEKnowBe4, Inc.CL A3,236,769$80.2M0.1%History
First Tr Exch TRD Alphdx FD33737J133BRAZIL ALPHADEX5,230,511$54.8M0.1%–
AQUAEvoqua Water Technologies Corp.COM1,249,670$49.5M0.1%History
DCPDCP Midstream, LPCOM UT LTD PTN1,169,678$45.4M0.1%History
SGFYSignify Health, Inc.CL A COM1,008,250$28.9M<0.1%History
RBBNRibbon Communications Inc.COM6,040,443$16.8M<0.1%History
TLSTelos CorpCOM3,163,002$16.1M<0.1%History
iShares Tr4642874571 3 YR TREAS BD190,027$15.4M<0.1%–
TYLTyler Technologies IncCOM47,720$15.4M<0.1%History
RMDResmed IncCOM73,184$15.2M<0.1%History
DOMOHuckleberry.ai, Inc.Stock1,036,335$14.8M<0.1%History
Signature BK New York N Y82669G104COM92,774$10.7M<0.1%–
GNKGenco Shipping & Trading LtdSHS663,456$10.2M<0.1%History
SWBISmith & Wesson Brands, Inc.COM1,132,867$9.83M<0.1%History
SMPStandard Motor Products, Inc.Stock278,702$9.70M<0.1%History
STESTERIS plcSHS USD52,182$9.64M<0.1%History
SIVBSVB Financial GroupCOM33,276$7.66M<0.1%History
UMPQUmpqua Holdings CorpCOM420,813$7.51M<0.1%History
DNAGinkgo Bioworks Holdings, Inc.CL A SHS4,120,856$6.96M<0.1%History
LNCLincoln National CorpCOM215,436$6.62M<0.1%History
ARQQArqit Quantum Inc.ORDINARY SHARES1,699,646$6.13M<0.1%History
SAMBoston Beer Co IncCL A17,974$5.92M<0.1%History
BYNDBeyond Meat, Inc.COM473,543$5.83M<0.1%History
NVCRNovoCure LtdORD SHS78,639$5.77M<0.1%History
NCNOnCino, Inc.COM213,240$5.64M<0.1%History
FRPTFreshpet, Inc.Stock103,088$5.44M<0.1%History
SJISouth Jersey Industries IncCOM150,725$5.36M<0.1%History
Allego N V Ord ShsN0796A100Stock1,676,252$5.26M<0.1%–
ARGXArgenx SESPONSORED ADR13,648$5.17M<0.1%History
IAAIAA, Inc.COM127,412$5.10M<0.1%History
PYCRPaycor HCM, Inc.COM201,337$4.93M<0.1%History
ROCCBaytex Energy USA, Inc.COM99,356$4.02M<0.1%History
STORStore Capital LLCCOM121,376$3.89M<0.1%History
Safehold Inc.45031U101COM501,150$3.82M<0.1%–
GHGuardant Health, Inc.COM122,947$3.34M<0.1%History
NARIInari Medical, Inc.Stock52,552$3.34M<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A233,355$3.34M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM167,435$3.11M<0.1%History
Macquarie Global Infrastruct55608D101COM125,576$2.85M<0.1%–
GTLSChart Industries IncCOM22,866$2.63M<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR136,740$2.63M<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW1171,260$2.61M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS322,375$2.57M<0.1%–
ALRMAlarm.com Holdings, Inc.COM48,505$2.40M<0.1%History
IRTCiRhythm Holdings, Inc.COM25,283$2.37M<0.1%History
CRDOCredo Technology Group Holding LtdStock176,210$2.35M<0.1%History
GFFGriffon CorpCOM65,280$2.34M<0.1%History
SICPSilvergate Capital CorpCL A125,474$2.18M<0.1%History
BTIBritish American Tobacco p.l.c.SPONSORED ADR52,800$2.11M<0.1%History
BEAMBeam Therapeutics Inc.COM52,584$2.06M<0.1%History
TRIPTripAdvisor, Inc.COM105,501$1.90M<0.1%History
RYAAYRyanair Holdings PLCSPONSORED ADR25,211$1.88M<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A241,147$1.86M<0.1%History
CDMOAvid Bioservices, Inc.COM134,196$1.85M<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A161,589$1.81M<0.1%History
ACTEnact Holdings, Inc.COM73,905$1.78M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF41,710$1.71M<0.1%–
PHIPLDT Inc.SPONSORED ADR74,805$1.71M<0.1%History
VCYTVeracyte, Inc.COM66,639$1.58M<0.1%History
TVTXTravere Therapeutics, Inc.COM72,743$1.53M<0.1%History
PCRXPacira BioSciences, Inc.COM36,491$1.41M<0.1%History
EEExcelerate Energy, Inc.CL A COM55,947$1.40M<0.1%History
BPMCBlueprint Medicines CorpCOM31,597$1.38M<0.1%History
Adamas Trust, Inc.649604501COM PAR $.02512,326$1.31M<0.1%–
GICGlobal Industrial CoCOM55,043$1.30M<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF22,230$1.29M<0.1%–
MLNKMeridianLink, Inc.COMMON STOCK92,954$1.28M<0.1%History
BMBLBumble Inc.COM CL A55,605$1.17M<0.1%History
BBIOBridgeBio Pharma, Inc.COM152,241$1.16M<0.1%History
GMEGameStop Corp.Stock59,802$1.10M<0.1%History
LYELLyell Immunopharma, Inc.COM307,389$1.07M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF5,467$1.05M<0.1%–
LMNDLemonade, Inc.Stock76,342$1.04M<0.1%History
ACDCProFrac Holding Corp.CLASS A COM40,224$1.01M<0.1%History
IQiQIYI, Inc.SPONSORED ADS187,201$992.2K<0.1%History
AIMCAltra Industrial Motion Corp.COM15,915$950.9K<0.1%History
MRTXMirati Therapeutics, Inc.COM20,857$945.0K<0.1%History
Atlas CorpY0436Q109SHARES57,861$887.6K<0.1%–
Professional Hldg Corp743139107CL A COM31,935$885.9K<0.1%–
MOMOHello Group Inc.ADS96,393$865.6K<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM26,813$845.7K<0.1%History
ABCLAbCellera Biologics Inc.COM80,628$816.8K<0.1%History
MORNMorningstar, Inc.COM3,738$809.6K<0.1%History
ARVNArvinas, Inc.COM23,658$809.3K<0.1%History
CWANClearwater Analytics Holdings, Inc.CL A42,926$804.9K<0.1%History
IMCRImmunocore Holdings plcADS13,975$797.7K<0.1%History
TTGTTechTarget, Inc.COM17,780$783.4K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z32,992$781.6K<0.1%History
OBDCBlue Owl Capital CorpCOM67,548$780.2K<0.1%History
PRIPrimerica, Inc.Stock5,380$763.0K<0.1%History
KNKnowles CorpCOM44,529$731.2K<0.1%History
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A27,016$725.9K<0.1%History
NKLANikola CorpCOM335,194$724.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR62,764$721.8K<0.1%History
STAAStaar Surgical CoCOM PAR $0.0114,865$721.5K<0.1%History
HHyatt Hotels CorpCOM CL A7,915$715.9K<0.1%History