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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 9, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,413
−47 vs. Q3 2022
Portfolio value
$84.1B
+$6.96B (+9.0%) vs. Q3 2022
Filed
Feb 9, 2023
SEC
Holdings of First Trust Advisors LP in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
UVSPUnivest Financial CorpCOM23,863$623.5K<0.1%+12,713+114.0%AddedHistory
KALUKaiser Aluminum CorpCOM PAR $0.018,234$625.5K<0.1%+1,438+21.2%AddedHistory
TALTAL Education GroupSPONSORED ADS89,678$632.2K<0.1%−105,999−54.2%ReducedHistory
TGTredegar CorpCOM61,879$632.4K<0.1%−4,263−6.4%ReducedHistory
IRTIndependence Realty Trust, Inc.COM37,563$633.3K<0.1%−57,964−60.7%ReducedHistory
DAVAEndava plcADS8,341$638.1K<0.1%+1,464+21.3%AddedHistory
UNTYUnity Bancorp IncCOM23,387$639.2K<0.1%+3,640+18.4%AddedHistory
WBWEIBO CorpSPONSORED ADR33,587$642.2K<0.1%−2,880−7.9%ReducedHistory
SBGISinclair, Inc.CL A41,454$643.0K<0.1%−99,146−70.5%ReducedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR18,628$648.6K<0.1%−42,802−69.7%ReducedHistory
REPXRiley Exploration Permian, Inc.COM22,157$652.1K<0.1%−4,968−18.3%ReducedHistory
HCMHUTCHMED (China) LtdSPONSORED ADS44,136$652.3K<0.1%−32,126−42.1%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF53,856$653.8K<0.1%−13,301−19.8%ReducedHistory
BWFGBankwell Financial Group, Inc.COM22,221$654.0K<0.1%+2,120+10.5%AddedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A48,016$654.9K<0.1%−38,250−44.3%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS51,294$655.0K<0.1%+6,227+13.8%AddedHistory
WASHWashington Trust Bancorp IncCOM14,018$661.4K<0.1%+7,495+114.9%AddedHistory
QSQuantumScape CorpCOM CL A117,250$664.8K<0.1%+49,270+72.5%AddedHistory
PAHCPhibro Animal Health CorpCL A COM50,018$670.7K<0.1%−3,476−6.5%ReducedHistory
CTBICommunity Trust Bancorp IncCOM14,622$671.6K<0.1%+7,822+115.0%AddedHistory
HOMBHome Bancshares IncCOM29,505$672.4K<0.1%−54,366−64.8%ReducedHistory
CNMDCONMED CorpCOM7,586$672.4K<0.1%+444+6.2%AddedHistory
BZKanzhun LtdSPONSORED ADS33,021$672.6K<0.1%−126,872−79.3%ReducedHistory
PCSBPCSB Financial CorpCOM35,449$674.9K<0.1%−2,466−6.5%ReducedHistory
BRKRBruker CorpCOM9,916$677.8K<0.1%−249,922−96.2%ReducedHistory
FORForestar Group Inc.COM44,056$678.9K<0.1%−3,060−6.5%ReducedHistory
KCKingsoft Cloud Holdings LtdADS177,277$679.0K<0.1%+10,830+6.5%AddedHistory
TMETencent Music Entertainment GroupSPON ADS82,432$682.5K<0.1%−115,396−58.3%ReducedHistory
BFCBank First CorpCOM7,369$684.0K<0.1%+3,911+113.1%AddedHistory
iShares Tr464288414NATIONAL MUN ETF6,483$684.1K<0.1%−2,077−24.3%Reduced–
XHRXenia Hotels & Resorts, Inc.COM51,935$684.5K<0.1%−345−0.7%ReducedHistory
DOUGDouglas Elliman Inc.COM168,614$686.3K<0.1%−9,375−5.3%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF3,209$688.4K<0.1%−1,335−29.4%Reduced–
IPIIntrepid Potash, Inc.COM23,885$689.6K<0.1%−1,891−7.3%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK128,748$690.1K<0.1%−8,947−6.5%ReducedHistory
GDSGDS Holdings LtdSPONSORED ADS33,671$694.3K<0.1%−231,761−87.3%ReducedHistory
QFINQfin Holdings, Inc.AMERICAN DEP34,122$694.7K<0.1%−24,324−41.6%ReducedHistory
PLTKPlaytika Holding Corp.COM82,695$703.7K<0.1%−59,859−42.0%ReducedHistory
FTDRFrontdoor, Inc.COM33,915$705.4K<0.1%−17,893−34.5%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF5,101$707.4K<0.1%−2,216−30.3%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF42,212$709.2K<0.1%+280+0.7%Added–
CVLGCovenant Logistics Group, Inc.CL A20,611$712.5K<0.1%−3,320−13.9%ReducedHistory
HHyatt Hotels CorpCOM CL A7,915$715.9K<0.1%−1,015−11.4%ReducedHistory
STAAStaar Surgical CoCOM PAR $0.0114,865$721.5K<0.1%−98−0.7%ReducedHistory
MLCOMelco Resorts & Entertainment LTDADR62,764$721.8K<0.1%−79,484−55.9%ReducedHistory
ROICRetail Opportunity Investments CorpCOM48,067$722.4K<0.1%−49,095−50.5%ReducedHistory
OMCLOmnicell, Inc.COM14,342$723.1K<0.1%−7,705−34.9%ReducedHistory
NKLANikola CorpCOM335,194$724.0K<0.1%+195,302+139.6%AddedHistory
EVCEntravision Communications CorpCL A151,165$725.6K<0.1%−10,505−6.5%ReducedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A27,016$725.9K<0.1%−67,431−71.4%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT25,697$726.5K<0.1%+9,417+57.8%AddedHistory
KNKnowles CorpCOM44,529$731.2K<0.1%−184,404−80.5%ReducedHistory
OPTUOptimum Communications, Inc.CL A159,724$734.7K<0.1%+112,149+235.7%AddedHistory
AMTBAmerant Bancorp Inc.CL A27,560$739.7K<0.1%+14,729+114.8%AddedHistory
ZYXIZynex IncCOM53,423$743.1K<0.1%−5,168−8.8%ReducedHistory
UWMCUWM Holdings CorpCOM CL A227,675$753.6K<0.1%−15,819−6.5%ReducedHistory
BBWBuild-A-Bear Workshop IncCOM31,624$753.9K<0.1%−3,634−10.3%ReducedHistory
CPNGCoupang, Inc.CL A51,381$755.6K<0.1%+17,189+50.3%AddedHistory
RLJRLJ Lodging TrustCOM71,723$759.5K<0.1%−3,467−4.6%ReducedHistory
PRIPrimerica, Inc.Stock5,380$763.0K<0.1%−9,175−63.0%ReducedHistory
ONEWOneWater Marine Inc.CL A COM26,763$765.4K<0.1%−1,860−6.5%ReducedHistory
EGRXEagle Pharmaceuticals, Inc.COM26,259$767.5K<0.1%−1,891−6.7%ReducedHistory
CNOBConnectOne Bancorp, Inc.COM32,024$775.3K<0.1%+14,529+83.0%AddedHistory
CIMChimera Investment CorpCOM NEW141,393$777.7K<0.1%−213,286−60.1%ReducedHistory
NIEVirtus Equity & Convertible Income FundCOM42,769$779.7K<0.1%−812−1.9%ReducedHistory
OBDCBlue Owl Capital CorpCOM67,548$780.2K<0.1%−81,574−54.7%ReducedHistory
BILIBilibili Inc.SPONS ADS REP Z32,992$781.6K<0.1%−14,453−30.5%ReducedHistory
PFCPremier Financial CorpCOM29,024$782.8K<0.1%+10,928+60.4%AddedHistory
TTGTTechTarget, Inc.COM17,780$783.4K<0.1%+17,780NewHistory
TPCTutor Perini CorpCOM103,827$783.9K<0.1%−241,746−70.0%ReducedHistory
CTOCTO Realty Growth, Inc.COM42,966$785.4K<0.1%−2,125−4.7%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF10,694$787.4K<0.1%−5,952−35.8%Reduced–
ZEUSOlympic Steel IncCOM23,540$790.5K<0.1%−1,632−6.5%ReducedHistory
GCMGGCM Grosvenor Inc.COM CL A103,880$790.5K<0.1%−6,708−6.1%ReducedHistory
MTWManitowoc Co IncCOM NEW86,531$792.6K<0.1%−6,350−6.8%ReducedHistory
SENEASeneca Foods CorpCL A13,013$793.1K<0.1%−1,721−11.7%ReducedHistory
NHINational Health Investors IncCOM15,268$797.3K<0.1%−13,791−47.5%ReducedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A66,174$797.4K<0.1%−4,318−6.1%ReducedHistory
IMCRImmunocore Holdings plcADS13,975$797.7K<0.1%+13,975NewHistory
MGAMagna International IncCOM14,308$803.8K<0.1%−30,995−68.4%ReducedHistory
CWANClearwater Analytics Holdings, Inc.CL A42,926$804.9K<0.1%+42,926NewHistory
HLHecla Mining CoCOM145,530$809.1K<0.1%−207,658−58.8%ReducedHistory
ARVNArvinas, Inc.COM23,658$809.3K<0.1%+23,658NewHistory
MORNMorningstar, Inc.COM3,738$809.6K<0.1%−9,651−72.1%ReducedHistory
ICLICL Group Ltd.SHS111,877$810.0K<0.1%−125,624−52.9%ReducedHistory
SKINSkinHealth Systems Inc.COM CL A89,271$812.4K<0.1%−14,131−13.7%ReducedHistory
ATNIATN International, Inc.COM17,986$814.9K<0.1%+5,126+39.9%AddedHistory
ABCLAbCellera Biologics Inc.COM80,628$816.8K<0.1%+80,628NewHistory
JMSBJohn Marshall Bancorp, Inc.COM28,386$816.9K<0.1%−1,876−6.2%ReducedHistory
BGSB&G Foods, Inc.COM73,650$821.2K<0.1%+17,980+32.3%AddedHistory
FSRFisker Inc.CL A COM STK113,463$824.9K<0.1%+30,426+36.6%AddedHistory
AVNWAviat Networks, Inc.COM NEW26,448$824.9K<0.1%−1,455−5.2%ReducedHistory
XPEVXpeng Inc.ADS83,445$829.4K<0.1%−49,465−37.2%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT16,154$830.0K<0.1%−4,074−20.1%Reduced–
TCOMTrip.com Group LtdADS24,130$830.1K<0.1%−34,453−58.8%ReducedHistory
ACNBAcnb CorpCOM20,929$833.2K<0.1%−4,738−18.5%ReducedHistory
MCWMister Car Wash, Inc.COM90,502$835.3K<0.1%+50,055+123.8%AddedHistory
NMAINuveen Multi-Asset Income FundCOM72,771$836.1K<0.1%−15,698−17.7%ReducedHistory
BELFBBel Fuse IncCL B25,425$837.0K<0.1%−1,780−6.5%ReducedHistory
CERECerevel Therapeutics Holdings, Inc.COM26,813$845.7K<0.1%−32,121−54.5%ReducedHistory

Sold out since Q3 2022 (215)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 215 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD5,678,677$143.9M0.2%–
TWTRTwitter, Inc.COM2,512,116$110.1M0.1%History
CLRContinental Resources, IncCOM1,304,387$87.1M0.1%History
CTXSCitrix Systems IncCOM695,338$72.3M0.1%History
TRIThomson Reuters CorpCOM NEW591,646$60.7M0.1%History
iShares Tr46434V1000-5YR INVT GR CP984,340$46.7M0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF518,661$39.3M0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF794,713$27.7M<0.1%–
First Tr Bick Index FD33733H107COM SHS1,158,548$27.5M<0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,467,948$27.2M<0.1%–
CHNGChange Healthcare Inc.COM745,883$20.5M<0.1%History
WATWaters CorpCOM63,257$17.0M<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS1,729,419$16.9M<0.1%History
Vanguard S&P 500 ETF922908363ETF51,123$16.8M<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF215,130$11.3M<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF51,132$11.2M<0.1%–
iShares Russell 2000 ETF464287655ETF67,837$11.2M<0.1%–
LFGArchaea Energy Inc.COM CL A600,724$10.8M<0.1%History
CERTCertara, Inc.COM679,379$9.02M<0.1%History
PRVAPrivia Health Group, Inc.COM210,961$7.18M<0.1%History
Two Harbors Investment Corp.90187B408COM NEW2,025,059$6.72M<0.1%–
TMXTerminix Global Holdings IncCOM172,676$6.61M<0.1%History
DPZDominos Pizza IncCOM20,125$6.24M<0.1%History
TDCTeradata CorpStock199,075$6.18M<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW62,460$5.97M<0.1%History
PPLIPeople IncCOM NEW102,058$5.65M<0.1%History
WNCWabash National CorpCOM359,680$5.60M<0.1%History
Tata MTRS Ltd876568502SPONSORED ADR207,347$5.03M<0.1%–
KNOPKNOT Offshore Partners LPCOM UNITS342,361$4.79M<0.1%History
BRMKBroadmark Realty Capital Inc.COM913,978$4.67M<0.1%History
SAHSonic Automotive IncCL A107,435$4.65M<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF50,370$4.53M<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF129,458$4.46M<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF75,826$4.44M<0.1%–
iShares Russell 1000 Value ETF464287598ETF32,485$4.42M<0.1%–
SRCLStericycle IncCOM102,140$4.30M<0.1%History
NENoble Corp plcEquities140,245$4.17M<0.1%History
DLOdLocal LtdCLASS A COM198,369$4.07M<0.1%History
PRGPROG Holdings, Inc.Stock233,598$3.50M<0.1%History
SSPE.W. Scripps CoCL A NEW309,092$3.48M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A523,667$3.30M<0.1%History
INFAInformatica Inc.COM CL A161,389$3.24M<0.1%History
ChemoCentryx, Inc.16383L106COM61,975$3.20M<0.1%–
FIVNFive9, Inc.COM41,731$3.13M<0.1%History
DREDuke Realty CorpCOM NEW64,325$3.10M<0.1%History
BALYBally's CorpCOM155,889$3.08M<0.1%History
CVNACarvana Co.CL A145,694$2.96M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C39,490$2.91M<0.1%History
RWTRedwood Trust IncCOM505,727$2.90M<0.1%History
EEFTEuronet Worldwide, Inc.COM37,172$2.82M<0.1%History
First Tr Exchng Traded FD VI33740U836FT VEST NAS166,136$2.75M<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM203,029$2.75M<0.1%History
AVYAAvaya Holdings Corp.COM1,720,701$2.74M<0.1%History
First Tr Exchng Traded FD VI33740F557FT VEST NAS155,360$2.73M<0.1%–
GESGuess IncCOM185,594$2.72M<0.1%History
First Tr Exchng Traded FD VI33740F581FT VEST NAS144,720$2.72M<0.1%–
FLGTFulgent Genetics, Inc.COM70,865$2.70M<0.1%History
QVCGAOld QVC Group, Inc.COM SER A1,343,771$2.70M<0.1%History
PENGPenguin Solutions, Inc.SHS169,728$2.69M<0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS147,924$2.69M<0.1%–
ENVAEnova International, Inc.COM90,042$2.64M<0.1%History
Turquoise Hill Res Ltd900435207COM88,538$2.61M<0.1%–
UUnity Software Inc.COM81,330$2.59M<0.1%History
RCMR1 RCM Inc.COM139,654$2.59M<0.1%History
VODVodafone Group Public Ltd CoADR200,788$2.27M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM146,317$2.27M<0.1%History
SNCYSun Country Airlines Holdings, LLCCOM151,498$2.06M<0.1%History
PAYOPayoneer Global Inc.COM334,707$2.02M<0.1%History
QSRRestaurant Brands International Inc.COM37,401$1.99M<0.1%History
GOGOGogo Inc.COM160,147$1.94M<0.1%History
AAMIAcadian Asset Management Inc.COM129,991$1.94M<0.1%History
STRSTR Sub Inc.CLASS A COM81,359$1.80M<0.1%History
SPYSPDR S&P 500 ETF TrustETF4,963$1.77M<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/9999244,730$1.72M<0.1%History
ECOMChanneladvisor CorpCOM75,564$1.71M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF48,990$1.71M<0.1%–
VECOVeeco Instruments IncCOM93,058$1.71M<0.1%History
FORMFormfactor IncCOM66,856$1.68M<0.1%History
ARMKAramarkCOM52,720$1.65M<0.1%History
PLTRPalantir Technologies Inc.Stock201,689$1.64M<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT288,107$1.58M<0.1%History
VERVVerve Therapeutics, Inc.COM45,394$1.56M<0.1%History
MEOHMethanex CorpCOM48,756$1.55M<0.1%History
SWISolarWinds CorpCOM197,454$1.53M<0.1%History
TREELendingTree, Inc.COM63,407$1.51M<0.1%History
PRFTPerficient IncCOM23,051$1.50M<0.1%History
NEUENeueHealth, Inc.COM1,422,720$1.49M<0.1%History
BAPCredicorp LtdCOM11,987$1.47M<0.1%History
WSTWest Pharmaceutical Services IncCOM5,770$1.42M<0.1%History
PZZAPapa Johns International IncStock20,056$1.40M<0.1%History
NEONeogenomics IncCOM NEW153,441$1.32M<0.1%History
OPLNOPENLANE, Inc.COM117,106$1.31M<0.1%History
CSRCenterspaceCOM19,376$1.30M<0.1%History
RDNTRadNet, Inc.COM60,974$1.24M<0.1%History
BIOBio-Rad Laboratories, Inc.CL A2,917$1.22M<0.1%History
SPNTSiriusPoint LtdCOM230,177$1.14M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS68,549$1.13M<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW42,942$1.12M<0.1%History
BURLBurlington Stores, Inc.COM9,946$1.11M<0.1%History
CRSRCorsair Gaming, Inc.COM95,015$1.08M<0.1%History