Skip to main content
Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 9, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,413
−47 vs. Q3 2022
Portfolio value
$84.1B
+$6.96B (+9.0%) vs. Q3 2022
Filed
Feb 9, 2023
SEC
Holdings of First Trust Advisors LP in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NATHNathans Famous, Inc.COM6,923$465.3K<0.1%−483−6.5%ReducedHistory
RLGTRadiant Logistics, IncCOM92,175$469.2K<0.1%−7,987−8.0%ReducedHistory
ALTOAlto Ingredients, Inc.COM163,694$471.4K<0.1%−11,908−6.8%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM40,967$475.2K<0.1%−10,910−21.0%ReducedHistory
DEAEasterly Government Properties, Inc.COM33,392$476.5K<0.1%−79,087−70.3%ReducedHistory
KKRKKR & Co. Inc.COM10,312$478.7K<0.1%−244,330−96.0%ReducedHistory
LOCOEl Pollo Loco Holdings, Inc.COM48,291$481.0K<0.1%−3,292−6.4%ReducedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM41,497$483.0K<0.1%−11,984−22.4%ReducedHistory
Hingham Instn SVGS Mass433323102COM1,752$483.5K<0.1%+937+115.0%Added–
NUVNuveen Municipal Value Fund IncCOM56,353$484.6K<0.1%−8,913−13.7%ReducedHistory
CTRECareTrust REIT, Inc.COM26,127$485.4K<0.1%−90,612−77.6%ReducedHistory
MNSOMINISO Group Holding LtdSPONSORED ADS45,332$486.4K<0.1%+45,332NewHistory
HOODRobinhood Markets, Inc.Stock59,857$487.2K<0.1%+37,152+163.6%AddedHistory
ADUSAddus HomeCare CorpCOM4,918$489.3K<0.1%+4,918NewHistory
ONITOnity Group Inc.COM NEW16,053$490.9K<0.1%−3,624−18.4%ReducedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW47,593$491.2K<0.1%+12,149+34.3%AddedHistory
EMBCEmbecta Corp.Stock19,499$493.1K<0.1%+19,499NewHistory
PCHPotlatchdeltic CorpCOM11,228$493.9K<0.1%−34,471−75.4%ReducedHistory
FIZZNational Beverage CorpCOM10,632$494.7K<0.1%−10,870−50.6%ReducedHistory
SSDSimpson Manufacturing Co., Inc.COM5,588$495.4K<0.1%−32,021−85.1%ReducedHistory
CACCamden National CorpCOM11,884$495.4K<0.1%+6,328+113.9%AddedHistory
CVGICommercial Vehicle Group, Inc.COM73,049$497.5K<0.1%−5,149−6.6%ReducedHistory
ICFIICF International, Inc.Stock5,023$497.5K<0.1%−8,940−64.0%ReducedHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM30,775$498.2K<0.1%−876−2.8%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM12,338$500.4K<0.1%−160−1.3%ReducedHistory
RSVRReservoir Media, Inc.COM83,908$500.9K<0.1%−5,831−6.5%ReducedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS62,764$502.1K<0.1%−53,005−45.8%ReducedHistory
MCHBMechanics BancorpCL A18,300$505.6K<0.1%+9,102+99.0%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN14,008$506.0K<0.1%−33,576−70.6%ReducedHistory
ARHSArhaus, Inc.COM CL A52,087$507.8K<0.1%−3,619−6.5%ReducedHistory
Barrick Gold Corp067901108COM29,689$510.2K<0.1%−1,205−3.9%Reduced–
MHDBlackRock Muniholdings Fund, Inc.COM42,082$510.9K<0.1%−14,740−25.9%ReducedHistory
SPOTSpotify Technology S.A.Stock6,476$511.3K<0.1%−555−7.9%ReducedHistory
IQIInvesco Quality Municipal Income TrustCOM54,568$514.0K<0.1%−19,008−25.8%ReducedHistory
Hollysys Automation Tchngy LG45667105SHS31,309$514.4K<0.1%+31,309New–
FFFutureFuel Corp.COM63,500$516.3K<0.1%−4,413−6.5%ReducedHistory
BHEBenchmark Electronics IncCOM19,371$517.0K<0.1%−2,006−9.4%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT34,632$517.4K<0.1%+1,880+5.7%AddedHistory
FTITechnipFMC plcCOM42,773$521.4K<0.1%+42,773NewHistory
METCRamaco Resources, Inc.COM59,681$524.6K<0.1%−4,076−6.4%ReducedHistory
CZRCaesars Entertainment, Inc.COM12,640$525.8K<0.1%−82,179−86.7%ReducedHistory
SUPNSupernus Pharmaceuticals, Inc.COM14,770$526.8K<0.1%−45,821−75.6%ReducedHistory
CATCCambridge BancorpCOM6,363$528.5K<0.1%+3,701+139.0%AddedHistory
First Tr Exchange-Traded Alp33735K108COM SHS5,795$529.8K<0.1%+10+0.2%Added–
FDBCFidelity D & D Bancorp IncCOM11,356$535.3K<0.1%−849−7.0%ReducedHistory
RLXRLX Technology Inc.SPONSORED ADS232,772$535.4K<0.1%−172,418−42.6%ReducedHistory
FMBHFirst Mid Bancshares, Inc.COM16,698$535.7K<0.1%+8,928+114.9%AddedHistory
WEXWEX Inc.COM3,281$536.9K<0.1%−68,901−95.5%ReducedHistory
HMNHorace Mann Educators CorpCOM14,412$538.6K<0.1%−87,886−85.9%ReducedHistory
SEESealed Air CorpCOM10,824$539.9K<0.1%−296,237−96.5%ReducedHistory
HBNCHorizon Bancorp IncCOM35,853$540.7K<0.1%+19,301+116.6%AddedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN24,859$544.0K<0.1%00.0%Unchanged–
EYENational Vision Holdings, Inc.COM14,112$547.0K<0.1%−24,201−63.2%ReducedHistory
ATHMAutohome Inc.SP ADS RP CL A17,906$547.9K<0.1%−4,171−18.9%ReducedHistory
PLXSPlexus CorpCOM5,335$549.1K<0.1%−10,639−66.6%ReducedHistory
FVCBFVCBankcorp, Inc.COM28,905$551.2K<0.1%−7,269−20.1%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF11,018$557.0K<0.1%−2,484−18.4%Reduced–
PLNTPlanet Fitness, Inc.CL A7,070$557.1K<0.1%−45,071−86.4%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW40,138$557.9K<0.1%+21,079+110.6%AddedHistory
UTIUniversal Technical Institute IncCOM83,044$558.1K<0.1%−5,771−6.5%ReducedHistory
LULufax Holding LtdADS REP SHS CL A287,836$558.4K<0.1%+139,070+93.5%AddedHistory
VERXVertex, Inc.Stock38,603$560.3K<0.1%+38,603NewHistory
NADNuveen Quality Municipal Income FundCOM47,748$563.4K<0.1%−13,333−21.8%ReducedHistory
PMTPennyMac Mortgage Investment TrustCOM45,513$563.9K<0.1%−50,375−52.5%ReducedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM49,808$564.3K<0.1%−28,114−36.1%ReducedHistory
LILAKLiberty Latin America Ltd.COM CL C74,922$569.4K<0.1%−320,921−81.1%ReducedHistory
APEIAmerican Public Education IncStock46,462$571.0K<0.1%−3,192−6.4%ReducedHistory
REIRing Energy, Inc.COM232,386$571.7K<0.1%+23,280+11.1%AddedHistory
RELLRichardson Electronics, Ltd.COM26,807$571.8K<0.1%−1,498−5.3%ReducedHistory
AZPNAspen Technology, Inc.COM2,795$574.1K<0.1%−559−16.7%ReducedHistory
TSPHTuSimple Holdings Inc.CL A350,811$575.3K<0.1%+227,762+185.1%AddedHistory
NBHCNational Bank Holdings CorpCL A13,715$577.0K<0.1%−46,389−77.2%ReducedHistory
IMMRImmersion CorpCOM82,419$579.4K<0.1%−5,994−6.8%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM51,127$581.3K<0.1%−15,450−23.2%ReducedHistory
KRNYKearny Financial Corp.COM57,392$582.5K<0.1%+30,997+117.4%AddedHistory
EBCEastern Bankshares, Inc.COM33,818$583.4K<0.1%−60,545−64.2%ReducedHistory
KWRQuaker Chemical CorpCOM3,500$584.1K<0.1%−8,944−71.9%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM39,935$584.6K<0.1%−364−0.9%ReducedHistory
ADNHAdvent Technologies Holdings, Inc.COM CL A324,478$587.2K<0.1%−9,698−2.9%ReducedHistory
RBCAARepublic Bancorp IncCL A14,351$587.2K<0.1%+7,673+114.9%AddedHistory
CAKECheesecake Factory IncCOM18,634$590.9K<0.1%−31,608−62.9%ReducedHistory
GSBCGreat Southern Bancorp, Inc.COM9,966$592.9K<0.1%+5,286+112.9%AddedHistory
HTHTH World Group LtdSPONSORED ADS13,986$593.3K<0.1%−10,699−43.3%ReducedHistory
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT34,875$593.6K<0.1%+1,480+4.4%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM53,082$595.0K<0.1%−14,949−22.0%ReducedHistory
ODPODP CorpCOM13,109$597.0K<0.1%−2,833−17.8%ReducedHistory
CANOCano Health, Inc.COM CL A436,356$597.8K<0.1%+436,356NewHistory
Dada Nexus Ltd23344D108ADS85,935$599.0K<0.1%−20,327−19.1%Reduced–
JFRNuveen Floating Rate Income FundCOM75,730$599.8K<0.1%+14,864+24.4%AddedHistory
CMBMFCambium Networks CorpSHS27,925$605.1K<0.1%−1,862−6.3%ReducedHistory
VNETVNET Group, Inc.SPONSORED ADS A106,861$605.9K<0.1%−35,135−24.7%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM13,949$607.1K<0.1%−7,482−34.9%ReducedHistory
ORRFOrrstown Financial Services IncCOM26,261$608.2K<0.1%−5,874−18.3%ReducedHistory
THRMGentherm IncCOM9,353$610.7K<0.1%−19,652−67.8%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM38,982$613.2K<0.1%+20,593+112.0%AddedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT50,799$613.7K<0.1%−24,443−32.5%ReducedHistory
ONCBeOne Medicines Ltd.ADR2,794$614.5K<0.1%+2,794NewHistory
HAFCHanmi Financial CorpCOM NEW24,876$615.7K<0.1%+13,296+114.8%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY17,407$619.2K<0.1%−50−0.3%ReducedHistory
AFCGAdvanced Flower Capital Inc.COM39,565$622.4K<0.1%−1,698−4.1%ReducedHistory

Sold out since Q3 2022 (215)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 215 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD5,678,677$143.9M0.2%–
TWTRTwitter, Inc.COM2,512,116$110.1M0.1%History
CLRContinental Resources, IncCOM1,304,387$87.1M0.1%History
CTXSCitrix Systems IncCOM695,338$72.3M0.1%History
TRIThomson Reuters CorpCOM NEW591,646$60.7M0.1%History
iShares Tr46434V1000-5YR INVT GR CP984,340$46.7M0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF518,661$39.3M0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF794,713$27.7M<0.1%–
First Tr Bick Index FD33733H107COM SHS1,158,548$27.5M<0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,467,948$27.2M<0.1%–
CHNGChange Healthcare Inc.COM745,883$20.5M<0.1%History
WATWaters CorpCOM63,257$17.0M<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS1,729,419$16.9M<0.1%History
Vanguard S&P 500 ETF922908363ETF51,123$16.8M<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF215,130$11.3M<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF51,132$11.2M<0.1%–
iShares Russell 2000 ETF464287655ETF67,837$11.2M<0.1%–
LFGArchaea Energy Inc.COM CL A600,724$10.8M<0.1%History
CERTCertara, Inc.COM679,379$9.02M<0.1%History
PRVAPrivia Health Group, Inc.COM210,961$7.18M<0.1%History
Two Harbors Investment Corp.90187B408COM NEW2,025,059$6.72M<0.1%–
TMXTerminix Global Holdings IncCOM172,676$6.61M<0.1%History
DPZDominos Pizza IncCOM20,125$6.24M<0.1%History
TDCTeradata CorpStock199,075$6.18M<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW62,460$5.97M<0.1%History
PPLIPeople IncCOM NEW102,058$5.65M<0.1%History
WNCWabash National CorpCOM359,680$5.60M<0.1%History
Tata MTRS Ltd876568502SPONSORED ADR207,347$5.03M<0.1%–
KNOPKNOT Offshore Partners LPCOM UNITS342,361$4.79M<0.1%History
BRMKBroadmark Realty Capital Inc.COM913,978$4.67M<0.1%History
SAHSonic Automotive IncCL A107,435$4.65M<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF50,370$4.53M<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF129,458$4.46M<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF75,826$4.44M<0.1%–
iShares Russell 1000 Value ETF464287598ETF32,485$4.42M<0.1%–
SRCLStericycle IncCOM102,140$4.30M<0.1%History
NENoble Corp plcEquities140,245$4.17M<0.1%History
DLOdLocal LtdCLASS A COM198,369$4.07M<0.1%History
PRGPROG Holdings, Inc.Stock233,598$3.50M<0.1%History
SSPE.W. Scripps CoCL A NEW309,092$3.48M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A523,667$3.30M<0.1%History
INFAInformatica Inc.COM CL A161,389$3.24M<0.1%History
ChemoCentryx, Inc.16383L106COM61,975$3.20M<0.1%–
FIVNFive9, Inc.COM41,731$3.13M<0.1%History
DREDuke Realty CorpCOM NEW64,325$3.10M<0.1%History
BALYBally's CorpCOM155,889$3.08M<0.1%History
CVNACarvana Co.CL A145,694$2.96M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C39,490$2.91M<0.1%History
RWTRedwood Trust IncCOM505,727$2.90M<0.1%History
EEFTEuronet Worldwide, Inc.COM37,172$2.82M<0.1%History
First Tr Exchng Traded FD VI33740U836FT VEST NAS166,136$2.75M<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM203,029$2.75M<0.1%History
AVYAAvaya Holdings Corp.COM1,720,701$2.74M<0.1%History
First Tr Exchng Traded FD VI33740F557FT VEST NAS155,360$2.73M<0.1%–
GESGuess IncCOM185,594$2.72M<0.1%History
First Tr Exchng Traded FD VI33740F581FT VEST NAS144,720$2.72M<0.1%–
FLGTFulgent Genetics, Inc.COM70,865$2.70M<0.1%History
QVCGAOld QVC Group, Inc.COM SER A1,343,771$2.70M<0.1%History
PENGPenguin Solutions, Inc.SHS169,728$2.69M<0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS147,924$2.69M<0.1%–
ENVAEnova International, Inc.COM90,042$2.64M<0.1%History
Turquoise Hill Res Ltd900435207COM88,538$2.61M<0.1%–
UUnity Software Inc.COM81,330$2.59M<0.1%History
RCMR1 RCM Inc.COM139,654$2.59M<0.1%History
VODVodafone Group Public Ltd CoADR200,788$2.27M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM146,317$2.27M<0.1%History
SNCYSun Country Airlines Holdings, LLCCOM151,498$2.06M<0.1%History
PAYOPayoneer Global Inc.COM334,707$2.02M<0.1%History
QSRRestaurant Brands International Inc.COM37,401$1.99M<0.1%History
GOGOGogo Inc.COM160,147$1.94M<0.1%History
AAMIAcadian Asset Management Inc.COM129,991$1.94M<0.1%History
STRSTR Sub Inc.CLASS A COM81,359$1.80M<0.1%History
SPYSPDR S&P 500 ETF TrustETF4,963$1.77M<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/9999244,730$1.72M<0.1%History
ECOMChanneladvisor CorpCOM75,564$1.71M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF48,990$1.71M<0.1%–
VECOVeeco Instruments IncCOM93,058$1.71M<0.1%History
FORMFormfactor IncCOM66,856$1.68M<0.1%History
ARMKAramarkCOM52,720$1.65M<0.1%History
PLTRPalantir Technologies Inc.Stock201,689$1.64M<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT288,107$1.58M<0.1%History
VERVVerve Therapeutics, Inc.COM45,394$1.56M<0.1%History
MEOHMethanex CorpCOM48,756$1.55M<0.1%History
SWISolarWinds CorpCOM197,454$1.53M<0.1%History
TREELendingTree, Inc.COM63,407$1.51M<0.1%History
PRFTPerficient IncCOM23,051$1.50M<0.1%History
NEUENeueHealth, Inc.COM1,422,720$1.49M<0.1%History
BAPCredicorp LtdCOM11,987$1.47M<0.1%History
WSTWest Pharmaceutical Services IncCOM5,770$1.42M<0.1%History
PZZAPapa Johns International IncStock20,056$1.40M<0.1%History
NEONeogenomics IncCOM NEW153,441$1.32M<0.1%History
OPLNOPENLANE, Inc.COM117,106$1.31M<0.1%History
CSRCenterspaceCOM19,376$1.30M<0.1%History
RDNTRadNet, Inc.COM60,974$1.24M<0.1%History
BIOBio-Rad Laboratories, Inc.CL A2,917$1.22M<0.1%History
SPNTSiriusPoint LtdCOM230,177$1.14M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS68,549$1.13M<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW42,942$1.12M<0.1%History
BURLBurlington Stores, Inc.COM9,946$1.11M<0.1%History
CRSRCorsair Gaming, Inc.COM95,015$1.08M<0.1%History