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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,460
−21 vs. Q2 2022
Portfolio value
$77.1B
−$3.86B (−4.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Trust Advisors LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LNWOLight & Wonder, Inc.COM19,492$836.0K<0.1%−12,613−39.3%ReducedHistory
ESGREnstar Group LTDSHS4,937$837.0K<0.1%−13,960−73.9%ReducedHistory
CBTCabot CorpCOM13,157$841.0K<0.1%+3,507+36.3%AddedHistory
CTOCTO Realty Growth, Inc.COM45,091$845.0K<0.1%+14,680+48.3%AddedConverted for a 3-for-1 splitHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM77,922$846.0K<0.1%−30,226−27.9%ReducedHistory
LOBLive Oak Bancshares, Inc.COM27,752$849.0K<0.1%+731+2.7%AddedHistory
AMSFAmerisafe IncCOM18,234$852.0K<0.1%+18,234NewHistory
ELANElanco Animal Health IncCOM68,776$854.0K<0.1%−191,734−73.6%ReducedHistory
KRCKilroy Realty CorpCOM20,306$856.0K<0.1%−72,969−78.2%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT75,242$856.0K<0.1%−27,826−27.0%ReducedHistory
ONEWOneWater Marine Inc.CL A COM28,623$862.0K<0.1%+11,331+65.5%AddedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM49,580$866.0K<0.1%+9,895+24.9%AddedHistory
NPKNational Presto Industries IncCOM13,359$869.0K<0.1%+13,359NewHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF96,206$873.0K<0.1%−5,614−5.5%ReducedHistory
GCMGGCM Grosvenor Inc.COM CL A110,588$873.0K<0.1%+110,588NewHistory
KLICKulicke & Soffa Industries IncCOM22,665$873.0K<0.1%−2,643−10.4%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF8,560$878.0K<0.1%−145−1.7%Reduced–
GBCIGlacier Bancorp, Inc.COM17,960$882.0K<0.1%−24,593−57.8%ReducedHistory
HUTHut 8 Corp.Common Stock495,393$882.0K<0.1%+75,904+18.1%AddedHistory
NIEVirtus Equity & Convertible Income FundCOM43,581$885.0K<0.1%−2,405−5.2%ReducedHistory
EIGEmployers Holdings, Inc.COM25,658$885.0K<0.1%−2,526−9.0%ReducedHistory
DQDaqo New Energy Corp.SPNSRD ADS NEW16,682$885.0K<0.1%−439,663−96.3%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK137,695$887.0K<0.1%+57,333+71.3%AddedHistory
MCFTMasterCraft Boat Holdings, Inc.COM47,512$896.0K<0.1%+20,535+76.1%AddedHistory
TREXTrex Co IncCOM20,418$897.0K<0.1%+20,418NewHistory
RMRRMR Group Inc.CL A37,909$898.0K<0.1%+14,378+61.1%AddedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT81,950$905.0K<0.1%−5,434−6.2%ReducedHistory
PLPCPreformed Line Products CoCOM12,799$911.0K<0.1%+3,986+45.2%AddedHistory
JJacobs Solutions Inc.COM8,464$918.0K<0.1%−89,435−91.4%ReducedHistory
BGSB&G Foods, Inc.COM55,670$918.0K<0.1%−3,938−6.6%ReducedHistory
SHCSotera Health CoCOM134,771$919.0K<0.1%−65,455−32.7%ReducedHistory
RBBRBB BancorpCOM44,473$924.0K<0.1%+44,473NewHistory
SHBIShore Bancshares IncCOM53,485$926.0K<0.1%+53,485NewHistory
RUSHBRush Enterprises IncCL B19,428$931.0K<0.1%+19,428NewHistory
CYBECyberoptics CorpCOM17,332$932.0K<0.1%+6,286+56.9%AddedHistory
CYXTCyxtera Technologies, Inc.COMMON STOCK228,338$932.0K<0.1%+50,021+28.1%AddedHistory
TSPHTuSimple Holdings Inc.CL A123,049$935.0K<0.1%+33,762+37.8%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF4,544$939.0K<0.1%+363+8.7%Added–
HTBHomeTrust Bancshares, Inc.COM42,469$939.0K<0.1%+42,469NewHistory
MLCOMelco Resorts & Entertainment LTDADR142,248$943.0K<0.1%−10,347−6.8%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF7,317$943.0K<0.1%+218+3.1%Added–
ZLABZai Lab LtdADR27,570$943.0K<0.1%−1,294−4.5%ReducedHistory
LGNDLigand Pharmaceuticals IncCOM NEW10,999$947.0K<0.1%−2,833−20.5%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR16,260$950.0K<0.1%+16,260NewHistory
SVCService Properties TrustCOM SH BEN INT182,999$950.0K<0.1%+77,325+73.2%AddedHistory
BLBDBlue Bird CorpCOM114,090$953.0K<0.1%−61,614−35.1%ReducedHistory
MBWMMercantile Bank CorpCOM32,332$961.0K<0.1%−1,069−3.2%ReducedHistory
ARTNAArtesian Resources CorpCL A20,034$964.0K<0.1%+20,034NewHistory
DBRGDigitalBridge Group, Inc.CL A NEW77,220$966.0K<0.1%−917−1.2%ReducedConverted for a 1-for-4 splitHistory
TALTAL Education GroupSPONSORED ADS195,677$967.0K<0.1%−9,201−4.5%ReducedHistory
ANFAbercrombie & Fitch CoCL A62,658$974.0K<0.1%−53,559−46.1%ReducedHistory
CCOClear Channel Outdoor Holdings, Inc.COM712,589$976.0K<0.1%−626,027−46.8%ReducedHistory
VSECVse CorpCOM27,594$977.0K<0.1%+27,594NewHistory
MDPediatrix Medical Group, Inc.COM59,377$980.0K<0.1%−47,614−44.5%ReducedHistory
PDPagerDuty, Inc.COM42,519$981.0K<0.1%+5,305+14.3%AddedHistory
THSTreeHouse Foods, Inc.COM23,132$981.0K<0.1%−66,091−74.1%ReducedHistory
VPGVishay Precision Group, Inc.COM33,225$983.0K<0.1%+14,393+76.4%AddedHistory
FMAOFarmers & Merchants Bancorp IncCOM36,580$983.0K<0.1%+36,580NewHistory
DXPEDXP Enterprises IncCOM NEW41,641$986.0K<0.1%+41,641NewHistory
NXRTNexPoint Residential Trust, Inc.COM21,431$990.0K<0.1%−25,001−53.8%ReducedHistory
TTWOTake Two Interactive Software IncCOM9,090$991.0K<0.1%−46,115−83.5%ReducedHistory
SIGASiga Technologies IncCOM96,904$998.0K<0.1%+96,904NewHistory
AVNSAvanos Medical, Inc.Stock45,846$999.0K<0.1%−307−0.7%ReducedHistory
WYNNWynn Resorts LtdCOM15,900$1.00M<0.1%−16,188−50.4%ReducedHistory
PKPark Hotels & Resorts Inc.COM88,949$1.00M<0.1%+38,909+77.8%AddedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM81,422$1.01M<0.1%+27,259+50.3%AddedHistory
NMAINuveen Multi-Asset Income FundCOM88,469$1.01M<0.1%−35,748−28.8%ReducedHistory
Yamana Gold Inc98462Y100COM224,524$1.01M<0.1%+19,216+9.4%Added–
PIMCO ETF Tr72201R866INTER MUN BD ACT20,228$1.01M<0.1%−1,128−5.3%Reduced–
ASIXAdvanSix Inc.COM31,612$1.01M<0.1%−10,637−25.2%ReducedHistory
Professional Hldg Corp743139107CL A COM39,285$1.02M<0.1%+39,285New–
IPIIntrepid Potash, Inc.COM25,776$1.02M<0.1%+25,776NewHistory
VERIVeritone, Inc.COM181,221$1.02M<0.1%+8,078+4.7%AddedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A70,492$1.02M<0.1%+70,492NewHistory
ADNHAdvent Technologies Holdings, Inc.COM CL A334,176$1.02M<0.1%+334,176NewHistory
HNIHni CorpStock38,675$1.02M<0.1%−22,527−36.8%ReducedHistory
STEPStepStone Group Inc.COM CL A42,198$1.03M<0.1%+2,280+5.7%AddedHistory
BMEZBlackRock Health Sciences Term TrustCOM SHS69,345$1.03M<0.1%−18,347−20.9%ReducedHistory
VSATViasat IncCOM34,399$1.04M<0.1%−29,635−46.3%ReducedHistory
CTEVClaritev CorpCOM368,652$1.05M<0.1%−456,880−55.3%ReducedHistory
VREVeris Residential, Inc.COM92,815$1.05M<0.1%−49,044−34.6%ReducedHistory
FTDRFrontdoor, Inc.COM51,808$1.06M<0.1%−23,162−30.9%ReducedHistory
STAAStaar Surgical CoCOM PAR $0.0114,963$1.06M<0.1%+10,665+248.1%AddedHistory
TFINTriumph Financial, Inc.COM19,458$1.06M<0.1%−15,030−43.6%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM8,780$1.06M<0.1%−17,637−66.8%ReducedHistory
CUZCousins Properties IncCOM NEW45,490$1.06M<0.1%−68,023−59.9%ReducedHistory
ASTHAstrana Health, Inc.COM NEW27,303$1.06M<0.1%+977+3.7%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS18,487$1.07M<0.1%−40.0%Reduced–
FAFirst Advantage CorpCOM83,158$1.07M<0.1%+83,158NewHistory
PSMTPricesmart IncCOM18,531$1.07M<0.1%−2,166−10.5%ReducedHistory
PHRPhreesia, Inc.COM42,128$1.07M<0.1%+29,258+227.3%AddedHistory
CRSRCorsair Gaming, Inc.COM95,015$1.08M<0.1%+22,287+30.6%AddedHistory
NWLINational Western Life Group, Inc.CL A6,326$1.08M<0.1%+2,942+86.9%AddedHistory
AGNTAGNT, Inc.COM96,625$1.08M<0.1%+32,436+50.5%AddedHistory
State Street SPDR NYSE Technology ETF78464A102ETF11,532$1.08M<0.1%−3,232−21.9%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF29,742$1.08M<0.1%−14,407−32.6%Reduced–
FAROFaro Technologies IncCOM39,701$1.09M<0.1%−2,107−5.0%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM296,525$1.09M<0.1%−18,078−5.7%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM92,816$1.09M<0.1%−3,780−3.9%ReducedHistory
CTOSCustom Truck One Source, Inc.COM CL A188,147$1.10M<0.1%−71,573−27.6%ReducedHistory

Sold out since Q2 2022 (228)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 228 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MANTMantech International CorpCL A975,270$93.1M0.1%History
SLVMSylvamo CorpCOMMON STOCK2,218,081$72.5M0.1%History
PINGPing Identity Holding Corp.COM3,547,737$64.4M0.1%History
GSKGSK plcSPONSORED ADR1,417,176$61.7M0.1%History
FMSFresenius Medical Care AGSPONSORED ADR2,264,525$56.5M0.1%History
CAJPYCanon IncSPONSORED ADR2,445,037$55.5M0.1%History
Vonage Holdings Corp92886T201COM2,745,151$51.7M0.1%–
SWCHSwitch, Inc.CL A1,287,734$43.1M0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH1,021,525$32.3M<0.1%–
NKTRNektar TherapeuticsCOM7,834,551$29.8M<0.1%History
ZENZendesk, Inc.COM373,856$27.7M<0.1%History
BASECouchbase, Inc.COM1,578,889$25.9M<0.1%History
YAlleghany CorpCOM25,838$21.5M<0.1%History
MNDTMandiant, Inc.Stock966,248$21.1M<0.1%History
AVLRAvalara, Inc.COM275,505$19.5M<0.1%History
APOApollo Global Management, Inc.COM330,131$16.0M<0.1%History
CDKCDK Global, Inc.COM253,621$13.9M<0.1%History
CSIQCanadian Solar Inc.COM430,965$13.4M<0.1%History
BKIBlack Knight, Inc.COM148,695$9.72M<0.1%History
OSPNOneSpan Inc.COM786,862$9.36M<0.1%History
TNDMTandem Diabetes Care IncCOM NEW133,481$7.90M<0.1%History
OLPXOlaplex Holdings, Inc.COM426,888$6.01M<0.1%History
PSBPS Business Parks, Inc.COM30,483$5.71M<0.1%History
ACCAmerican Campus Communities IncCOM84,370$5.44M<0.1%History
BSXBoston Scientific CorpStock140,794$5.25M<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG145,615$5.18M<0.1%History
PBFXPBF Logistics LPUNIT LTD PTNR274,877$4.24M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT291,698$4.10M<0.1%History
EFXEquifax IncCOM22,332$4.08M<0.1%History
FHNFirst Horizon CorpCOM186,332$4.07M<0.1%History
VRMVroom, Inc.COM3,241,655$4.05M<0.1%History
BHVNBiohaven Ltd.COM26,784$3.90M<0.1%History
RTLRRattler Midstream LPCOM UNITS258,700$3.53M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM106,966$3.42M<0.1%History
NLSNNielsen Holdings plcSHS EUR146,760$3.41M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM53,916$3.38M<0.1%–
China Life Ins Co Ltd16939P106SPON ADR REP H387,950$3.35M<0.1%–
BSYBentley Systems IncCOM CL B96,453$3.21M<0.1%History
NIUNiu TechnologiesADS371,252$3.19M<0.1%History
CNRCore Natural Resources, Inc.COM59,790$2.95M<0.1%History
VRNTVerint Systems IncCOM59,427$2.52M<0.1%History
CRDOCredo Technology Group Holding LtdStock180,091$2.10M<0.1%History
Meridian Bioscience Inc589584101COM66,118$2.01M<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR24,005$2.01M<0.1%History
IMKTAIngles Markets IncCL A21,666$1.88M<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF65,807$1.81M<0.1%–
PLABPhotronics IncCOM92,628$1.80M<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK124,881$1.68M<0.1%History
SPTNSpartanNash CoCOM55,701$1.68M<0.1%History
SOLEmeren Group LtdSPONSORED ADS325,735$1.55M<0.1%History
CVETCovetrus, Inc.COM69,131$1.43M<0.1%History
UTLUnitil CorpCOM23,922$1.41M<0.1%History
BANCBanc of California, Inc.COM79,076$1.39M<0.1%History
PRDOPerdoceo Education CorpCOM116,651$1.37M<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF50,595$1.35M<0.1%–
AGMFederal Agricultural Mortgage CorpCL C13,824$1.35M<0.1%History
DGIIDigi International IncCOM54,297$1.31M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW47,052$1.31M<0.1%–
UECUranium Energy CorpCOM422,305$1.30M<0.1%History
ARAYAccuray IncCOM647,620$1.27M<0.1%History
NICNicolet Bankshares IncCOM17,185$1.24M<0.1%History
EFCEllington Financial Inc.COM84,575$1.24M<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A47,154$1.24M<0.1%History
MYEMyers Industries IncCOM54,232$1.23M<0.1%History
GEOGeo Group IncCOM186,048$1.23M<0.1%History
NXQuanex Building Products CORPCOM49,876$1.14M<0.1%History
FNKOFunko, Inc.COM CL A50,665$1.13M<0.1%History
TILEInterface IncCOM88,735$1.11M<0.1%History
CCRNCross Country Healthcare IncCOM53,030$1.10M<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS32,444$1.08M<0.1%History
MCBMetropolitan Bank Holding Corp.COM15,496$1.08M<0.1%History
ABTXAllegiance Bancshares, Inc.COM28,279$1.07M<0.1%History
CLFDClearfield, Inc.COM17,125$1.06M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM35,565$1.06M<0.1%History
KELYAKelly Services IncCL A51,571$1.02M<0.1%History
IMXIInternational Money Express, Inc.COM49,697$1.02M<0.1%History
HWKNHawkins IncCOM28,043$1.01M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM142,629$1.00M<0.1%History
CRAICra International, Inc.COM11,000$983.0K<0.1%History
BXCBlueLinx Holdings Inc.COM NEW14,588$975.0K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A28,196$963.0K<0.1%History
GRCGorman Rupp CoCOM33,888$959.0K<0.1%History
RGPResources Connection, Inc.COM46,434$946.0K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM84,967$926.0K<0.1%History
AVDAmerican Vanguard CorpCOM40,235$899.0K<0.1%History
HRHealthcare Realty Trust IncCOM32,643$888.0K<0.1%History
CPFCentral Pacific Financial CorpCOM NEW41,112$882.0K<0.1%History
RFPResolute Forest Products Inc.COM68,852$879.0K<0.1%History
CYHCommunity Health Systems IncCOM232,464$872.0K<0.1%History
ACREAres Commercial Real Estate CorpCOM70,785$866.0K<0.1%History
TRIPTripAdvisor, Inc.COM47,170$840.0K<0.1%History
WSRWhitestone REITCOM77,602$834.0K<0.1%History
BYByline Bancorp, Inc.COM34,968$832.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR17,726$827.0K<0.1%–
ESTAEstablishment Labs Holdings Inc.COM15,126$823.0K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM9,720$822.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW4,732$822.0K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS17,946$804.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM45,739$802.0K<0.1%History
CSTRCapStar Financial Holdings, Inc.COM37,345$733.0K<0.1%History