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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,460
−21 vs. Q2 2022
Portfolio value
$77.1B
−$3.86B (−4.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Trust Advisors LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EPMEvolution Petroleum CorpCOM80,762$562.0K<0.1%+80,762NewHistory
TCBKTrico BancsharesCOM12,667$566.0K<0.1%−1,596−11.2%ReducedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH30,660$567.0K<0.1%+431+1.4%Added–
CPNGCoupang, Inc.CL A34,192$570.0K<0.1%+13,098+62.1%AddedHistory
RLGTRadiant Logistics, IncCOM100,162$570.0K<0.1%+100,162NewHistory
QSQuantumScape CorpCOM CL A67,980$572.0K<0.1%−75,499−52.6%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM51,877$573.0K<0.1%−11,552−18.2%ReducedHistory
CNMDCONMED CorpCOM7,142$573.0K<0.1%−30,283−80.9%ReducedHistory
ZEUSOlympic Steel IncCOM25,172$574.0K<0.1%+11,225+80.5%AddedHistory
RPAYRepay Holdings CorpCOM CL A81,994$579.0K<0.1%+59,014+256.8%AddedHistory
BWFGBankwell Financial Group, Inc.COM20,101$585.0K<0.1%+20,101NewHistory
STBAS&T Bancorp IncCOM19,991$586.0K<0.1%+1,711+9.4%AddedHistory
DFHDream Finders Homes, Inc.COM CL A55,357$587.0K<0.1%+28,301+104.6%AddedHistory
METCRamaco Resources, Inc.COM63,757$587.0K<0.1%+63,757NewHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS45,067$594.0K<0.1%+26,791+146.6%AddedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM53,481$599.0K<0.1%−10,096−15.9%ReducedHistory
Bitfarms Ltd Com09173B107Stock572,463$601.0K<0.1%+1,915+0.3%Added–
SPOTSpotify Technology S.A.Stock7,031$607.0K<0.1%−27−0.4%ReducedHistory
AUDCAudiocodes LtdORD28,100$613.0K<0.1%+4,941+21.3%AddedHistory
AVKAdvent Convertible & Income FundCOM57,883$615.0K<0.1%−33,306−36.5%ReducedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US14,744$617.0K<0.1%+1,406+10.5%Added–
MLKNMillerknoll, Inc.COM39,744$620.0K<0.1%+20,252+103.9%AddedHistory
WBWEIBO CorpSPONSORED ADR36,467$624.0K<0.1%−7,761−17.5%ReducedHistory
TGTredegar CorpCOM66,142$624.0K<0.1%+27,752+72.3%AddedHistory
KMPRKEMPER CorpCOM15,145$625.0K<0.1%+78+0.5%AddedHistory
FSRFisker Inc.CL A COM STK83,037$627.0K<0.1%−93,755−53.0%ReducedHistory
AFCGAdvanced Flower Capital Inc.COM41,263$631.0K<0.1%+41,263NewHistory
ATHMAutohome Inc.SP ADS RP CL A22,077$635.0K<0.1%−37,160−62.7%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM56,822$639.0K<0.1%−12,633−18.2%ReducedHistory
ALTOAlto Ingredients, Inc.COM175,602$639.0K<0.1%+175,602NewHistory
EVCEntravision Communications CorpCL A161,670$642.0K<0.1%+69,980+76.3%AddedHistory
OSHOak Street Health, Inc.COM26,767$656.0K<0.1%+6,650+33.1%AddedHistory
CMPRCIMPRESS plcSHS EURO27,085$663.0K<0.1%+7,075+35.4%AddedHistory
KEXKirby CorpCOM10,921$664.0K<0.1%+10,921NewHistory
IQIInvesco Quality Municipal Income TrustCOM73,576$672.0K<0.1%−14,151−16.1%ReducedHistory
NADNuveen Quality Municipal Income FundCOM61,081$672.0K<0.1%−14,976−19.7%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF13,502$674.0K<0.1%−2,676−16.5%Reduced–
POWWOutdoor Holding CoCOM229,990$674.0K<0.1%+229,990NewHistory
ARGOArgo Group International Holdings, Inc.COM35,061$675.0K<0.1%−3,369−8.8%ReducedHistory
HCMHUTCHMED (China) LtdSPONSORED ADS76,262$676.0K<0.1%−3,576−4.5%ReducedHistory
EGYVaalco Energy IncCOM NEW155,571$678.0K<0.1%+155,571NewHistory
PCSBPCSB Financial CorpCOM37,915$680.0K<0.1%+37,915NewHistory
WWDWoodward, Inc.COM8,499$683.0K<0.1%+893+11.7%AddedHistory
BELFBBel Fuse IncCL B27,205$687.0K<0.1%+27,205NewHistory
CVLGCovenant Logistics Group, Inc.CL A23,931$687.0K<0.1%+23,931NewHistory
CENXCentury Aluminum CoCOM130,827$691.0K<0.1%+130,827NewHistory
FVCBFVCBankcorp, Inc.COM36,174$693.0K<0.1%+36,174NewHistory
UPWKUpwork, IncCOM50,949$694.0K<0.1%+36,353+249.1%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF41,932$700.0K<0.1%+5,000+13.5%Added–
LBRTLiberty Energy Inc.COM CL A55,354$702.0K<0.1%+4,048+7.9%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM66,577$706.0K<0.1%−16,506−19.9%ReducedHistory
AXTIAxt IncCOM105,330$706.0K<0.1%+45,725+76.7%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM68,031$710.0K<0.1%−19,018−21.8%ReducedHistory
PAHCPhibro Animal Health CorpCL A COM53,494$711.0K<0.1%+23,147+76.3%AddedHistory
UWMCUWM Holdings CorpCOM CL A243,494$713.0K<0.1%+243,494NewHistory
MTWManitowoc Co IncCOM NEW92,881$720.0K<0.1%+92,881NewHistory
XHRXenia Hotels & Resorts, Inc.COM52,280$721.0K<0.1%−1,285−2.4%ReducedHistory
HHyatt Hotels CorpCOM CL A8,930$723.0K<0.1%+8,930NewHistory
VIPSVipshop Holdings LtdSPONSORED ADS A86,266$725.0K<0.1%−4,065−4.5%ReducedHistory
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR13,094$725.0K<0.1%−267,866−95.3%ReducedHistory
BILIBilibili Inc.SPONS ADS REP Z47,445$727.0K<0.1%−2,326−4.7%ReducedHistory
IHRTiHeartMedia, Inc.COM CL A99,160$727.0K<0.1%+13,768+16.1%AddedHistory
DOUGDouglas Elliman Inc.COM177,989$730.0K<0.1%+177,989NewHistory
SCPLSciPlay CorpCL A62,145$731.0K<0.1%+25,346+68.9%AddedHistory
SDGRSchrodinger, Inc.COM29,296$732.0K<0.1%+18,853+180.5%AddedHistory
IRBTiRobot CorpCOM13,119$739.0K<0.1%−81,500−86.1%ReducedHistory
CHGGChegg, IncCOM35,144$740.0K<0.1%+35,144NewHistory
SENEASeneca Foods CorpCL A14,734$743.0K<0.1%+14,734NewHistory
JMSBJohn Marshall Bancorp, Inc.COM30,262$743.0K<0.1%+30,262NewHistory
EGRXEagle Pharmaceuticals, Inc.COM28,150$744.0K<0.1%+11,393+68.0%AddedHistory
BZHBeazer Homes USA IncCOM NEW77,325$748.0K<0.1%+33,201+75.2%AddedHistory
HDSNHudson Technologies IncCOM101,835$748.0K<0.1%+101,835NewHistory
SKTTanger Inc.COM54,768$749.0K<0.1%−3,586−6.1%ReducedHistory
QFINQfin Holdings, Inc.AMERICAN DEP58,446$749.0K<0.1%−3,942−6.3%ReducedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS115,769$758.0K<0.1%−5,447−4.5%ReducedHistory
RLJRLJ Lodging TrustCOM75,190$761.0K<0.1%−4,046−5.1%ReducedHistory
AVNWAviat Networks, Inc.COM NEW27,903$764.0K<0.1%+13,740+97.0%AddedHistory
ORRFOrrstown Financial Services IncCOM32,135$769.0K<0.1%+32,135NewHistory
BCBPBCB Bancorp IncCOM45,758$770.0K<0.1%+45,758NewHistory
ACNBAcnb CorpCOM25,667$771.0K<0.1%+25,667NewHistory
MLABMesa Laboratories IncCOM5,500$775.0K<0.1%+235+4.5%AddedHistory
DSEYDiversey Holdings, Ltd.ORD SHS159,640$776.0K<0.1%−86,104−35.0%ReducedHistory
ACMRACM Research, Inc.Stock62,605$780.0K<0.1%+29,163+87.2%AddedHistory
MGNIMagnite, Inc.COM118,651$780.0K<0.1%+91,552+337.8%AddedHistory
VNETVNET Group, Inc.SPONSORED ADS A141,996$781.0K<0.1%−6,670−4.5%ReducedHistory
ALCAlcon IncStock13,454$782.0K<0.1%−216,311−94.1%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF67,157$784.0K<0.1%−18,667−21.8%ReducedHistory
ESQEsquire Financial Holdings, Inc.COM20,924$786.0K<0.1%+20,924NewHistory
DXLGDestination XL Group, Inc.COM144,994$786.0K<0.1%+144,994NewHistory
WWWWolverine World Wide IncCOM51,789$797.0K<0.1%−20,560−28.4%ReducedHistory
AZPNAspen Technology, Inc.COM3,354$799.0K<0.1%−73,183−95.6%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS197,828$803.0K<0.1%−11,914−5.7%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A21,854$815.0K<0.1%−1,027−4.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG48,144$816.0K<0.1%−10,285−17.6%Reduced–
HTHTH World Group LtdSPONSORED ADS24,685$828.0K<0.1%−1,169−4.5%ReducedHistory
CYRXCryoport, Inc.COM PAR $0.00134,010$828.0K<0.1%+24,294+250.0%AddedHistory
FIZZNational Beverage CorpCOM21,502$829.0K<0.1%−7,267−25.3%ReducedHistory
SMTCSemtech CorpStock28,211$830.0K<0.1%+20,266+255.1%AddedHistory
IBKRInteractive Brokers Group, Inc.Stock12,986$830.0K<0.1%+41+0.3%AddedHistory
SNBRQSleep Number CorpCOM24,634$833.0K<0.1%−455−1.8%ReducedHistory

Sold out since Q2 2022 (228)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 228 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MANTMantech International CorpCL A975,270$93.1M0.1%History
SLVMSylvamo CorpCOMMON STOCK2,218,081$72.5M0.1%History
PINGPing Identity Holding Corp.COM3,547,737$64.4M0.1%History
GSKGSK plcSPONSORED ADR1,417,176$61.7M0.1%History
FMSFresenius Medical Care AGSPONSORED ADR2,264,525$56.5M0.1%History
CAJPYCanon IncSPONSORED ADR2,445,037$55.5M0.1%History
Vonage Holdings Corp92886T201COM2,745,151$51.7M0.1%–
SWCHSwitch, Inc.CL A1,287,734$43.1M0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH1,021,525$32.3M<0.1%–
NKTRNektar TherapeuticsCOM7,834,551$29.8M<0.1%History
ZENZendesk, Inc.COM373,856$27.7M<0.1%History
BASECouchbase, Inc.COM1,578,889$25.9M<0.1%History
YAlleghany CorpCOM25,838$21.5M<0.1%History
MNDTMandiant, Inc.Stock966,248$21.1M<0.1%History
AVLRAvalara, Inc.COM275,505$19.5M<0.1%History
APOApollo Global Management, Inc.COM330,131$16.0M<0.1%History
CDKCDK Global, Inc.COM253,621$13.9M<0.1%History
CSIQCanadian Solar Inc.COM430,965$13.4M<0.1%History
BKIBlack Knight, Inc.COM148,695$9.72M<0.1%History
OSPNOneSpan Inc.COM786,862$9.36M<0.1%History
TNDMTandem Diabetes Care IncCOM NEW133,481$7.90M<0.1%History
OLPXOlaplex Holdings, Inc.COM426,888$6.01M<0.1%History
PSBPS Business Parks, Inc.COM30,483$5.71M<0.1%History
ACCAmerican Campus Communities IncCOM84,370$5.44M<0.1%History
BSXBoston Scientific CorpStock140,794$5.25M<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG145,615$5.18M<0.1%History
PBFXPBF Logistics LPUNIT LTD PTNR274,877$4.24M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT291,698$4.10M<0.1%History
EFXEquifax IncCOM22,332$4.08M<0.1%History
FHNFirst Horizon CorpCOM186,332$4.07M<0.1%History
VRMVroom, Inc.COM3,241,655$4.05M<0.1%History
BHVNBiohaven Ltd.COM26,784$3.90M<0.1%History
RTLRRattler Midstream LPCOM UNITS258,700$3.53M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM106,966$3.42M<0.1%History
NLSNNielsen Holdings plcSHS EUR146,760$3.41M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM53,916$3.38M<0.1%–
China Life Ins Co Ltd16939P106SPON ADR REP H387,950$3.35M<0.1%–
BSYBentley Systems IncCOM CL B96,453$3.21M<0.1%History
NIUNiu TechnologiesADS371,252$3.19M<0.1%History
CNRCore Natural Resources, Inc.COM59,790$2.95M<0.1%History
VRNTVerint Systems IncCOM59,427$2.52M<0.1%History
CRDOCredo Technology Group Holding LtdStock180,091$2.10M<0.1%History
Meridian Bioscience Inc589584101COM66,118$2.01M<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR24,005$2.01M<0.1%History
IMKTAIngles Markets IncCL A21,666$1.88M<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF65,807$1.81M<0.1%–
PLABPhotronics IncCOM92,628$1.80M<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK124,881$1.68M<0.1%History
SPTNSpartanNash CoCOM55,701$1.68M<0.1%History
SOLEmeren Group LtdSPONSORED ADS325,735$1.55M<0.1%History
CVETCovetrus, Inc.COM69,131$1.43M<0.1%History
UTLUnitil CorpCOM23,922$1.41M<0.1%History
BANCBanc of California, Inc.COM79,076$1.39M<0.1%History
PRDOPerdoceo Education CorpCOM116,651$1.37M<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF50,595$1.35M<0.1%–
AGMFederal Agricultural Mortgage CorpCL C13,824$1.35M<0.1%History
DGIIDigi International IncCOM54,297$1.31M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW47,052$1.31M<0.1%–
UECUranium Energy CorpCOM422,305$1.30M<0.1%History
ARAYAccuray IncCOM647,620$1.27M<0.1%History
NICNicolet Bankshares IncCOM17,185$1.24M<0.1%History
EFCEllington Financial Inc.COM84,575$1.24M<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A47,154$1.24M<0.1%History
MYEMyers Industries IncCOM54,232$1.23M<0.1%History
GEOGeo Group IncCOM186,048$1.23M<0.1%History
NXQuanex Building Products CORPCOM49,876$1.14M<0.1%History
FNKOFunko, Inc.COM CL A50,665$1.13M<0.1%History
TILEInterface IncCOM88,735$1.11M<0.1%History
CCRNCross Country Healthcare IncCOM53,030$1.10M<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS32,444$1.08M<0.1%History
MCBMetropolitan Bank Holding Corp.COM15,496$1.08M<0.1%History
ABTXAllegiance Bancshares, Inc.COM28,279$1.07M<0.1%History
CLFDClearfield, Inc.COM17,125$1.06M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM35,565$1.06M<0.1%History
KELYAKelly Services IncCL A51,571$1.02M<0.1%History
IMXIInternational Money Express, Inc.COM49,697$1.02M<0.1%History
HWKNHawkins IncCOM28,043$1.01M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM142,629$1.00M<0.1%History
CRAICra International, Inc.COM11,000$983.0K<0.1%History
BXCBlueLinx Holdings Inc.COM NEW14,588$975.0K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A28,196$963.0K<0.1%History
GRCGorman Rupp CoCOM33,888$959.0K<0.1%History
RGPResources Connection, Inc.COM46,434$946.0K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM84,967$926.0K<0.1%History
AVDAmerican Vanguard CorpCOM40,235$899.0K<0.1%History
HRHealthcare Realty Trust IncCOM32,643$888.0K<0.1%History
CPFCentral Pacific Financial CorpCOM NEW41,112$882.0K<0.1%History
RFPResolute Forest Products Inc.COM68,852$879.0K<0.1%History
CYHCommunity Health Systems IncCOM232,464$872.0K<0.1%History
ACREAres Commercial Real Estate CorpCOM70,785$866.0K<0.1%History
TRIPTripAdvisor, Inc.COM47,170$840.0K<0.1%History
WSRWhitestone REITCOM77,602$834.0K<0.1%History
BYByline Bancorp, Inc.COM34,968$832.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR17,726$827.0K<0.1%–
ESTAEstablishment Labs Holdings Inc.COM15,126$823.0K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM9,720$822.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW4,732$822.0K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS17,946$804.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM45,739$802.0K<0.1%History
CSTRCapStar Financial Holdings, Inc.COM37,345$733.0K<0.1%History