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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,460
−21 vs. Q2 2022
Portfolio value
$77.1B
−$3.86B (−4.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of First Trust Advisors LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
OCFCOceanfirst Financial CorpCOM22,462$419.0K<0.1%−2,726−10.8%ReducedHistory
CMPCompass Minerals International IncStock10,978$423.0K<0.1%−41,232−79.0%ReducedHistory
RLXRLX Technology Inc.SPONSORED ADS405,190$425.0K<0.1%−19,054−4.5%ReducedHistory
FUBOFuboTV Inc.COM120,024$426.0K<0.1%+65,577+120.4%AddedHistory
RELLRichardson Electronics, Ltd.COM28,305$427.0K<0.1%+28,305NewHistory
IIIInformation Services Group Inc.COM89,855$428.0K<0.1%+37,915+73.0%AddedHistory
SRTSSensus Healthcare, Inc.COM34,401$431.0K<0.1%+34,401NewHistory
SBSISouthside Bancshares IncCOM12,195$431.0K<0.1%−1,428−10.5%ReducedHistory
TRUPTrupanion, Inc.COM7,303$434.0K<0.1%−37,049−83.5%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM34,649$435.0K<0.1%−2,656−7.1%ReducedHistory
LYFTLyft, Inc.CL A COM33,137$436.0K<0.1%+19,063+135.4%AddedHistory
PANLPangaea Logistics Solutions Ltd.SHS94,385$436.0K<0.1%+58,001+159.4%AddedHistory
RSVRReservoir Media, Inc.COM89,739$438.0K<0.1%+89,739NewHistory
SONOSonos IncCOM31,681$440.0K<0.1%−25,762−44.8%ReducedHistory
NUNu Holdings Ltd.ORD SHS CL A100,122$441.0K<0.1%+55,395+123.9%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT16,280$443.0K<0.1%+827+5.4%AddedHistory
IIPRInnovative Industrial Properties IncCOM5,011$443.0K<0.1%−930−15.7%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT32,752$443.0K<0.1%−1,839−5.3%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM43,382$446.0K<0.1%−9,017−17.2%ReducedHistory
LZLegalzoom.com, Inc.COM52,005$446.0K<0.1%+52,005NewHistory
ETWOE2open Parent Holdings, Inc.COM CL A73,462$446.0K<0.1%+73,462NewHistory
OBKOrigin Bancorp, Inc.COM11,620$447.0K<0.1%−31,445−73.0%ReducedHistory
AEMAgnico Eagle Mines LtdStock10,629$449.0K<0.1%+4,576+75.6%AddedHistory
RPTRithm Property Trust Inc.COM59,793$449.0K<0.1%+59,793NewHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF9,129$450.0K<0.1%−2,581−22.0%Reduced–
SUMSummit Materials, Inc.CL A18,895$453.0K<0.1%−40,938−68.4%ReducedHistory
APEIAmerican Public Education IncStock49,654$454.0K<0.1%+49,654NewHistory
ONITOnity Group Inc.COM NEW19,677$458.0K<0.1%+19,677NewHistory
MRTXMirati Therapeutics, Inc.COM6,555$458.0K<0.1%+6,555NewHistory
LOCOEl Pollo Loco Holdings, Inc.COM51,583$460.0K<0.1%+22,517+77.5%AddedHistory
BLEBlackRock Municipal Income Trust IICOM46,028$460.0K<0.1%−6,820−12.9%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT47,105$460.0K<0.1%−9,194−16.3%ReducedHistory
PFCPremier Financial CorpCOM18,096$465.0K<0.1%−1,163−6.0%ReducedHistory
BBWBuild-A-Bear Workshop IncCOM35,258$470.0K<0.1%+35,258NewHistory
NATHNathans Famous, Inc.COM7,406$472.0K<0.1%+7,406NewHistory
BPMCBlueprint Medicines CorpCOM7,264$479.0K<0.1%−3,684−33.6%ReducedHistory
Barrick Gold Corp067901108COM30,894$479.0K<0.1%+15,850+105.4%Added–
ABEVAmbev S.A.SPONSORED ADR169,172$479.0K<0.1%+111,601+193.8%AddedHistory
VCYTVeracyte, Inc.COM28,891$480.0K<0.1%+16,281+129.1%AddedHistory
UTIUniversal Technical Institute IncCOM88,815$483.0K<0.1%+88,815NewHistory
XPXP Inc.CL A25,499$485.0K<0.1%+25,499NewHistory
IMMRImmersion CorpCOM88,413$485.0K<0.1%+88,413NewHistory
REIRing Energy, Inc.COM209,106$485.0K<0.1%+209,106NewHistory
CVSACovista Inc.COM13,402$489.0K<0.1%−71,151−84.1%ReducedHistory
COMPCompass, Inc.CL A211,211$490.0K<0.1%+211,211NewHistory
FDBCFidelity D & D Bancorp IncCOM12,205$492.0K<0.1%+12,205NewHistory
NKLANikola CorpCOM139,892$492.0K<0.1%−205,893−59.5%ReducedHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM31,651$493.0K<0.1%−2,077−6.2%ReducedHistory
STNEStoneCo Ltd.COM51,751$493.0K<0.1%+34,778+204.9%AddedHistory
JFRNuveen Floating Rate Income FundCOM60,866$494.0K<0.1%+40,520+199.2%AddedHistory
RNACCartesian Therapeutics, Inc.COM301,253$494.0K<0.1%+301,253NewHistory
First Tr Exchange-Traded Alp33735K108COM SHS5,785$495.0K<0.1%−28−0.5%Reduced–
ATNIATN International, Inc.COM12,860$496.0K<0.1%+1,296+11.2%AddedHistory
UNTYUnity Bancorp IncCOM19,747$496.0K<0.1%+19,747NewHistory
ABMDAbiomed IncCOM2,044$502.0K<0.1%−22,477−91.7%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS44,260$503.0K<0.1%+44,260NewHistory
Dada Nexus Ltd23344D108ADS106,262$503.0K<0.1%−5,003−4.5%Reduced–
HFWAHeritage Financial CorpCOM19,050$504.0K<0.1%−52,176−73.3%ReducedHistory
CMBMFCambium Networks CorpSHS29,787$504.0K<0.1%+29,787NewHistory
VCVisteon CorpCOM NEW4,785$507.0K<0.1%−613−11.4%ReducedHistory
EQRXEQRx, Inc.COM102,793$509.0K<0.1%+102,793NewHistory
MYGNMyriad Genetics IncCOM26,760$511.0K<0.1%+3,307+14.1%AddedHistory
REPXRiley Exploration Permian, Inc.COM27,125$515.0K<0.1%+1,625+6.4%AddedHistory
GPREGreen Plains Inc.COM17,743$516.0K<0.1%−974−5.2%ReducedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM51,580$517.0K<0.1%−17,027−24.8%ReducedHistory
MNManning & Napier, Inc.CL A42,253$518.0K<0.1%+42,253NewHistory
CNNECannae Holdings, Inc.COM25,215$521.0K<0.1%−342−1.3%ReducedHistory
NVCRNovoCure LtdORD SHS6,857$521.0K<0.1%+6,857NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM55,888$523.0K<0.1%−15,921−22.2%ReducedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM61,802$523.0K<0.1%−23,202−27.3%ReducedHistory
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT33,395$525.0K<0.1%+3,255+10.8%AddedHistory
AGNCAGNC Investment Corp.REIT62,536$527.0K<0.1%−949,225−93.8%ReducedHistory
FORForestar Group Inc.COM47,116$527.0K<0.1%+47,116NewHistory
BHEBenchmark Electronics IncCOM21,377$530.0K<0.1%−70,729−76.8%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF12,184$530.0K<0.1%−41−0.3%Reduced–
VVNTVivint Smart Home, Inc.COM CL A80,566$530.0K<0.1%+30,382+60.5%AddedHistory
ZYXIZynex IncCOM58,591$531.0K<0.1%+58,591NewHistory
VKQInvesco Municipal TrustCOM58,243$532.0K<0.1%−10,654−15.5%ReducedHistory
AIVApartment Investment & Management CoCL A72,827$532.0K<0.1%+20,946+40.4%AddedHistory
XPROExpro LtdCOM41,849$533.0K<0.1%+9,209+28.2%AddedHistory
ENVEnvestnet, Inc.COM12,012$533.0K<0.1%−33,949−73.9%ReducedHistory
BBDBank BradescoSP ADR PFD NEW145,067$534.0K<0.1%+93,009+178.7%AddedHistory
FIVEFive Below, IncCOM3,911$538.0K<0.1%−15,900−80.3%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY17,457$540.0K<0.1%+17,457NewHistory
RDFNRedfin CorpCOM92,532$540.0K<0.1%+41,558+81.5%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD4,055$541.0K<0.1%−456−10.1%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS199,944$542.0K<0.1%−8,865−4.2%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM40,299$545.0K<0.1%−2,369−5.6%ReducedHistory
CORZCore Scientific, Inc.COMMON STOCK422,125$549.0K<0.1%−89,103−17.4%ReducedHistory
HAEHaemonetics CorpCOM7,442$551.0K<0.1%−1,738−18.9%ReducedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN24,859$551.0K<0.1%−5,000−16.7%Reduced–
NMCONuveen Municipal Credit Opportunities FundCOM51,482$551.0K<0.1%−11,278−18.0%ReducedHistory
WTMWhite Mountains Insurance Group LtdCOM423$551.0K<0.1%−3,982−90.4%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM65,266$552.0K<0.1%−11,630−15.1%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD107,002$553.0K<0.1%+66,628+165.0%AddedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN27,021$554.0K<0.1%−5,437−16.8%ReducedHistory
DAVAEndava plcADS6,877$554.0K<0.1%−434−5.9%ReducedHistory
NTRANatera, Inc.COM12,749$559.0K<0.1%+12,749NewHistory
ODPODP CorpCOM15,942$560.0K<0.1%+3,280+25.9%AddedHistory
Sapiens Intl Corp N VG7T16G103SHS29,201$560.0K<0.1%+29,201New–

Sold out since Q2 2022 (228)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 228 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MANTMantech International CorpCL A975,270$93.1M0.1%History
SLVMSylvamo CorpCOMMON STOCK2,218,081$72.5M0.1%History
PINGPing Identity Holding Corp.COM3,547,737$64.4M0.1%History
GSKGSK plcSPONSORED ADR1,417,176$61.7M0.1%History
FMSFresenius Medical Care AGSPONSORED ADR2,264,525$56.5M0.1%History
CAJPYCanon IncSPONSORED ADR2,445,037$55.5M0.1%History
Vonage Holdings Corp92886T201COM2,745,151$51.7M0.1%–
SWCHSwitch, Inc.CL A1,287,734$43.1M0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH1,021,525$32.3M<0.1%–
NKTRNektar TherapeuticsCOM7,834,551$29.8M<0.1%History
ZENZendesk, Inc.COM373,856$27.7M<0.1%History
BASECouchbase, Inc.COM1,578,889$25.9M<0.1%History
YAlleghany CorpCOM25,838$21.5M<0.1%History
MNDTMandiant, Inc.Stock966,248$21.1M<0.1%History
AVLRAvalara, Inc.COM275,505$19.5M<0.1%History
APOApollo Global Management, Inc.COM330,131$16.0M<0.1%History
CDKCDK Global, Inc.COM253,621$13.9M<0.1%History
CSIQCanadian Solar Inc.COM430,965$13.4M<0.1%History
BKIBlack Knight, Inc.COM148,695$9.72M<0.1%History
OSPNOneSpan Inc.COM786,862$9.36M<0.1%History
TNDMTandem Diabetes Care IncCOM NEW133,481$7.90M<0.1%History
OLPXOlaplex Holdings, Inc.COM426,888$6.01M<0.1%History
PSBPS Business Parks, Inc.COM30,483$5.71M<0.1%History
ACCAmerican Campus Communities IncCOM84,370$5.44M<0.1%History
BSXBoston Scientific CorpStock140,794$5.25M<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG145,615$5.18M<0.1%History
PBFXPBF Logistics LPUNIT LTD PTNR274,877$4.24M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT291,698$4.10M<0.1%History
EFXEquifax IncCOM22,332$4.08M<0.1%History
FHNFirst Horizon CorpCOM186,332$4.07M<0.1%History
VRMVroom, Inc.COM3,241,655$4.05M<0.1%History
BHVNBiohaven Ltd.COM26,784$3.90M<0.1%History
RTLRRattler Midstream LPCOM UNITS258,700$3.53M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM106,966$3.42M<0.1%History
NLSNNielsen Holdings plcSHS EUR146,760$3.41M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM53,916$3.38M<0.1%–
China Life Ins Co Ltd16939P106SPON ADR REP H387,950$3.35M<0.1%–
BSYBentley Systems IncCOM CL B96,453$3.21M<0.1%History
NIUNiu TechnologiesADS371,252$3.19M<0.1%History
CNRCore Natural Resources, Inc.COM59,790$2.95M<0.1%History
VRNTVerint Systems IncCOM59,427$2.52M<0.1%History
CRDOCredo Technology Group Holding LtdStock180,091$2.10M<0.1%History
Meridian Bioscience Inc589584101COM66,118$2.01M<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR24,005$2.01M<0.1%History
IMKTAIngles Markets IncCL A21,666$1.88M<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF65,807$1.81M<0.1%–
PLABPhotronics IncCOM92,628$1.80M<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK124,881$1.68M<0.1%History
SPTNSpartanNash CoCOM55,701$1.68M<0.1%History
SOLEmeren Group LtdSPONSORED ADS325,735$1.55M<0.1%History
CVETCovetrus, Inc.COM69,131$1.43M<0.1%History
UTLUnitil CorpCOM23,922$1.41M<0.1%History
BANCBanc of California, Inc.COM79,076$1.39M<0.1%History
PRDOPerdoceo Education CorpCOM116,651$1.37M<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF50,595$1.35M<0.1%–
AGMFederal Agricultural Mortgage CorpCL C13,824$1.35M<0.1%History
DGIIDigi International IncCOM54,297$1.31M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW47,052$1.31M<0.1%–
UECUranium Energy CorpCOM422,305$1.30M<0.1%History
ARAYAccuray IncCOM647,620$1.27M<0.1%History
NICNicolet Bankshares IncCOM17,185$1.24M<0.1%History
EFCEllington Financial Inc.COM84,575$1.24M<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A47,154$1.24M<0.1%History
MYEMyers Industries IncCOM54,232$1.23M<0.1%History
GEOGeo Group IncCOM186,048$1.23M<0.1%History
NXQuanex Building Products CORPCOM49,876$1.14M<0.1%History
FNKOFunko, Inc.COM CL A50,665$1.13M<0.1%History
TILEInterface IncCOM88,735$1.11M<0.1%History
CCRNCross Country Healthcare IncCOM53,030$1.10M<0.1%History
AOSLAlpha & Omega Semiconductor LtdSHS32,444$1.08M<0.1%History
MCBMetropolitan Bank Holding Corp.COM15,496$1.08M<0.1%History
ABTXAllegiance Bancshares, Inc.COM28,279$1.07M<0.1%History
CLFDClearfield, Inc.COM17,125$1.06M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM35,565$1.06M<0.1%History
KELYAKelly Services IncCL A51,571$1.02M<0.1%History
IMXIInternational Money Express, Inc.COM49,697$1.02M<0.1%History
HWKNHawkins IncCOM28,043$1.01M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM142,629$1.00M<0.1%History
CRAICra International, Inc.COM11,000$983.0K<0.1%History
BXCBlueLinx Holdings Inc.COM NEW14,588$975.0K<0.1%History
KNTKKinetik Holdings Inc.COM NEW CL A28,196$963.0K<0.1%History
GRCGorman Rupp CoCOM33,888$959.0K<0.1%History
RGPResources Connection, Inc.COM46,434$946.0K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM84,967$926.0K<0.1%History
AVDAmerican Vanguard CorpCOM40,235$899.0K<0.1%History
HRHealthcare Realty Trust IncCOM32,643$888.0K<0.1%History
CPFCentral Pacific Financial CorpCOM NEW41,112$882.0K<0.1%History
RFPResolute Forest Products Inc.COM68,852$879.0K<0.1%History
CYHCommunity Health Systems IncCOM232,464$872.0K<0.1%History
ACREAres Commercial Real Estate CorpCOM70,785$866.0K<0.1%History
TRIPTripAdvisor, Inc.COM47,170$840.0K<0.1%History
WSRWhitestone REITCOM77,602$834.0K<0.1%History
BYByline Bancorp, Inc.COM34,968$832.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR17,726$827.0K<0.1%–
ESTAEstablishment Labs Holdings Inc.COM15,126$823.0K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM9,720$822.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW4,732$822.0K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS17,946$804.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM45,739$802.0K<0.1%History
CSTRCapStar Financial Holdings, Inc.COM37,345$733.0K<0.1%History