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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,516
+11 vs. Q4 2021
Portfolio value
$97.8B
−$5.03B (−4.9%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of First Trust Advisors LP in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ONEWOneWater Marine Inc.CL A COM17,415$600.0K<0.1%+1,902+12.3%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF12,694$601.0K<0.1%−649−4.9%Reduced–
MLCOMelco Resorts & Entertainment LTDADR78,840$602.0K<0.1%−3,358−4.1%ReducedHistory
VCVisteon CorpCOM NEW5,538$604.0K<0.1%−654−10.6%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM43,611$604.0K<0.1%−1,254−2.8%ReducedHistory
EVCEntravision Communications CorpCL A94,667$607.0K<0.1%−5,496−5.5%ReducedHistory
PCBPCB BancorpCOM26,447$607.0K<0.1%−423−1.6%ReducedHistory
OPYOppenheimer Holdings IncCL A NON VTG14,008$610.0K<0.1%−813−5.5%ReducedHistory
GSHDGoosehead Insurance, Inc.COM CL A7,772$611.0K<0.1%−21,096−73.1%ReducedHistory
MBINMerchants BancorpCOM22,311$611.0K<0.1%+8,754+64.6%AddedHistory
OCFCOceanfirst Financial CorpCOM30,516$613.0K<0.1%+2,696+9.7%AddedHistory
First Tr Exchange-Traded Alp33735K108COM SHS5,747$613.0K<0.1%−184,254−97.0%Reduced–
TCBKTrico BancsharesCOM15,310$613.0K<0.1%+1,401+10.1%AddedHistory
SAMBoston Beer Co IncCL A1,586$616.0K<0.1%−49−3.0%ReducedHistory
BGCBGC Group, Inc.CL A140,200$617.0K<0.1%−91,299−39.4%ReducedHistory
HTHTH World Group LtdSPONSORED ADS18,770$619.0K<0.1%−180,502−90.6%ReducedHistory
VPGVishay Precision Group, Inc.COM19,323$621.0K<0.1%−1,121−5.5%ReducedHistory
PAHCPhibro Animal Health CorpCL A COM31,182$622.0K<0.1%−1,810−5.5%ReducedHistory
PLPCPreformed Line Products CoCOM9,821$623.0K<0.1%+9,821NewHistory
ATNIATN International, Inc.COM15,643$624.0K<0.1%+6,295+67.3%AddedHistory
HOODRobinhood Markets, Inc.Stock46,492$628.0K<0.1%−22,556−32.7%ReducedHistory
UEICUniversal Electronics IncCOM20,088$628.0K<0.1%−1,166−5.5%ReducedHistory
FIZZNational Beverage CorpCOM14,459$629.0K<0.1%−78,382−84.4%ReducedHistory
LPGDorian LPG Ltd.SHS USD43,478$630.0K<0.1%−2,464−5.4%ReducedHistory
BRKLBrookline Bancorp IncCOM39,857$631.0K<0.1%+1,597+4.2%AddedHistory
LSPDLightspeed Commerce Inc.SUB VTG SHS20,931$638.0K<0.1%+2,198+11.7%AddedHistory
VVXV2X, Inc.COM17,981$645.0K<0.1%−1,044−5.5%ReducedHistory
BPMCBlueprint Medicines CorpCOM10,106$646.0K<0.1%−44,007−81.3%ReducedHistory
LULufax Holding LtdADS REP SHS CL A116,277$648.0K<0.1%−5,408−4.4%ReducedHistory
MMSIMerit Medical Systems IncCOM9,762$649.0K<0.1%+1,513+18.3%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF34,350$653.0K<0.1%−364,757−91.4%Reduced–
CNOBConnectOne Bancorp, Inc.COM20,403$653.0K<0.1%+1,764+9.5%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM38,633$656.0K<0.1%−3,984−9.3%ReducedHistory
BLEBlackRock Municipal Income Trust IICOM53,284$656.0K<0.1%−5,472−9.3%ReducedHistory
CENTCentral Garden & Pet CoCOM14,947$657.0K<0.1%−867−5.5%ReducedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT45,757$660.0K<0.1%−162−0.4%ReducedHistory
CHCOCity Holding CoCOM8,397$661.0K<0.1%+534+6.8%AddedHistory
NUVANuvasive IncCOM11,709$664.0K<0.1%+620+5.6%AddedHistory
STWDStarwood Property Trust, Inc.COM27,498$665.0K<0.1%−121,086−81.5%ReducedHistory
SIDNational Steel CoSPONSORED ADR122,836$665.0K<0.1%−17,046−12.2%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A10,300$670.0K<0.1%+4,998+94.3%AddedHistory
FPIFarmland Partners Inc.COM48,780$671.0K<0.1%−2,406−4.7%ReducedHistory
HLMNHillman Solutions Corp.COM56,577$672.0K<0.1%+56,577NewHistory
GPREGreen Plains Inc.COM21,832$677.0K<0.1%−22,245−50.5%ReducedHistory
FOURShift4 Payments, Inc.CL A10,943$678.0K<0.1%+1,085+11.0%AddedHistory
SBSISouthside Bancshares IncCOM16,604$678.0K<0.1%−1,030−5.8%ReducedHistory
CTOCTO Realty Growth, Inc.COM10,244$679.0K<0.1%−503−4.7%ReducedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A75,931$683.0K<0.1%−19,708−20.6%ReducedHistory
RMRegional Management Corp.COM14,133$686.0K<0.1%−820−5.5%ReducedHistory
MPBMid Penn Bancorp IncCOM25,641$687.0K<0.1%−625−2.4%ReducedHistory
BZHBeazer Homes USA IncCOM NEW45,340$690.0K<0.1%−2,378−5.0%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM84,642$691.0K<0.1%−4,456−5.0%ReducedHistory
Sapiens Intl Corp N VG7T16G103SHS27,476$698.0K<0.1%+9,450+52.4%Added–
MCFTMasterCraft Boat Holdings, Inc.COM28,413$699.0K<0.1%−2,321−7.6%ReducedHistory
ITTItt Inc.COM9,310$700.0K<0.1%+9,310NewHistory
FFWMFirst Foundation Inc.COM28,848$701.0K<0.1%+7,833+37.3%AddedHistory
LQDTLiquidity Services IncCOM41,081$703.0K<0.1%−2,222−5.1%ReducedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG50,332$704.0K<0.1%−33−0.1%ReducedHistory
DIDIYDiDi Global Inc.SPONSORED ADS282,843$707.0K<0.1%−44,194−13.5%ReducedHistory
INVAInnoviva, Inc.COM36,691$710.0K<0.1%+36,691NewHistory
MRCYMercury Systems IncCOM11,047$712.0K<0.1%−213,501−95.1%ReducedHistory
DCOMDime Commercial Bancshares, Inc.COM20,679$715.0K<0.1%+1,906+10.2%AddedHistory
SYBTStock Yards Bancorp, Inc.COM13,551$717.0K<0.1%+1,214+9.8%AddedHistory
BUSEFirst Busey CorpCOM NEW28,348$718.0K<0.1%−10,473−27.0%ReducedHistory
SPHRSphere Entertainment Co.CL A8,648$720.0K<0.1%+606+7.5%AddedHistory
FTITechnipFMC plcCOM92,953$720.0K<0.1%−2,848−3.0%ReducedHistory
EPACEnerpac Tool Group CorpCL A COM32,993$722.0K<0.1%+2,255+7.3%AddedHistory
SPWHSportsman's Warehouse Holdings, Inc.COM67,668$723.0K<0.1%−3,253−4.6%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF5,387$725.0K<0.1%−18−0.3%Reduced–
CRCTCricut, Inc.COM CL A55,614$728.0K<0.1%−4,342−7.2%ReducedHistory
HAEHaemonetics CorpCOM11,555$731.0K<0.1%+2,903+33.6%AddedHistory
NWLINational Western Life Group, Inc.CL A3,477$732.0K<0.1%−202−5.5%ReducedHistory
EBFEnnis, Inc.COM39,892$737.0K<0.1%−2,481−5.9%ReducedHistory
SVCService Properties TrustCOM SH BEN INT84,085$742.0K<0.1%−95,549−53.2%ReducedHistory
SBOWSilverbow Resources, Inc.COM23,294$745.0K<0.1%−14,852−38.9%ReducedHistory
KEXKirby CorpCOM10,378$749.0K<0.1%−438,123−97.7%ReducedHistory
RMRRMR Group Inc.CL A24,110$750.0K<0.1%−1,252−4.9%ReducedHistory
RICKRci Hospitality Holdings, Inc.COM12,255$753.0K<0.1%−710−5.5%ReducedHistory
MYGNMyriad Genetics IncCOM30,156$760.0K<0.1%−52,893−63.7%ReducedHistory
FBNCFirst BancorpCOM18,187$760.0K<0.1%+1,548+9.3%AddedHistory
TRNTrinity Industries IncCOM22,157$761.0K<0.1%−1,294−5.5%ReducedHistory
HSKAHeska CorpCOM RESTRC NEW5,526$764.0K<0.1%−15,740−74.0%ReducedHistory
CHWYChewy, Inc.CL A18,792$766.0K<0.1%−4,763−20.2%ReducedHistory
KEKimball Electronics, Inc.Stock38,484$769.0K<0.1%−2,234−5.5%ReducedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN29,859$771.0K<0.1%00.0%Unchanged–
ECOMChanneladvisor CorpCOM46,507$771.0K<0.1%−2,541−5.2%ReducedHistory
SHAKShake Shack Inc.CL A11,375$772.0K<0.1%+4,972+77.7%AddedHistory
Mogo Inc60800C109COM265,269$772.0K<0.1%+85,022+47.2%Added–
TBRGTruBridge, Inc.COM22,458$774.0K<0.1%−1,304−5.5%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM43,278$775.0K<0.1%−954−2.2%ReducedHistory
ESRTEmpire State Realty Trust, Inc.CL A79,258$778.0K<0.1%−2,923−3.6%ReducedHistory
ADTNADTRAN Holdings, Inc.COM42,342$781.0K<0.1%+13,503+46.8%AddedHistory
IIMInvesco Value Municipal Income TrustCOM56,106$782.0K<0.1%−520−0.9%ReducedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH31,135$783.0K<0.1%−2,809−8.3%Reduced–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US13,659$790.0K<0.1%−860−5.9%Reduced–
SHOEShoe Station Group IncCOM27,130$791.0K<0.1%−1,270−4.5%ReducedHistory
REXRex American Resources CorpCOM7,987$796.0K<0.1%−537−6.3%ReducedHistory
HHCHoward Hughes CorpCOM7,718$800.0K<0.1%−13,479−63.6%ReducedHistory
RGPResources Connection, Inc.COM46,877$803.0K<0.1%−3,728−7.4%ReducedHistory
RMAXRE/MAX Holdings, Inc.CL A28,965$803.0K<0.1%−1,679−5.5%ReducedHistory

Sold out since Q4 2021 (127)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,929,400$654.0M0.6%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,721,952$651.9M0.6%–
MIMEMimecast LtdORD SHS2,779,159$221.1M0.2%History
XLNXXilinx IncCOM706,255$149.7M0.1%History
TRHCTabula Rasa HealthCare, Inc.COM3,467,436$52.0M0.1%History
BLUEbluebird bio, Inc.COM5,204,825$52.0M0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX978,474$45.1M<0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA827,799$44.4M<0.1%–
HFCHollyFrontier CorpCOM1,130,853$37.1M<0.1%History
PLTRPalantir Technologies Inc.Stock1,717,921$31.3M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP379,581$28.3M<0.1%–
SCSantander Consumer USA Holdings Inc.COM586,286$24.6M<0.1%History
Athene Holding Ltd.G0684D107CL A284,002$23.7M<0.1%–
CONECyrusOne Holdco LLCCOM203,736$18.3M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM501,211$17.5M<0.1%History
VODVodafone Group Public Ltd CoADR972,103$14.5M<0.1%History
GRABGrab Holdings LtdCLASS A ORD1,736,914$12.4M<0.1%History
NUANNuance Communications, Inc.COM209,425$11.6M<0.1%History
NCNOnCino, Inc.COM204,898$11.2M<0.1%History
INMDInMode Ltd.SHS151,965$10.7M<0.1%History
MTNVail Resorts IncCOM30,800$10.1M<0.1%History
BSYBentley Systems IncCOM CL B194,478$9.40M<0.1%History
PODDInsulet CorpStock34,611$9.21M<0.1%History
NTLAIntellia Therapeutics, Inc.COM71,282$8.43M<0.1%History
Shaw Communications Inc82028K200CL B CONV273,764$8.31M<0.1%–
PCORProcore Technologies, Inc.COM95,907$7.67M<0.1%History
NBRNabors Industries LtdSHS92,858$7.53M<0.1%History
CCMPCMC Materials, Inc.COM36,575$7.01M<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH86,762$6.44M<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM231,161$6.29M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA96,114$6.08M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C34,261$5.52M<0.1%History
MKTXMarketaxess Holdings IncCOM12,942$5.32M<0.1%History
STLSterling BancorpCOM198,966$5.13M<0.1%History
ASXCAsensus Surgical, Inc.COM4,365,319$4.85M<0.1%History
GCPGCP Applied Technologies Inc.COM149,418$4.73M<0.1%History
EIGEmployers Holdings, Inc.COM105,000$4.34M<0.1%History
GLBEGlobal-E Online Ltd.SHS65,170$4.13M<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT112,449$4.06M<0.1%History
KNOPKNOT Offshore Partners LPCOM UNITS296,720$3.96M<0.1%History
ROGRogers CorpCOM14,364$3.92M<0.1%History
BHP Group Ltd05545E209SPONSORED ADR65,060$3.89M<0.1%–
Camber Energy Inc13200M508COM4,531,619$3.85M<0.1%–
FIGSFIGS, Inc.CL A137,185$3.78M<0.1%History
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS172,195$3.68M<0.1%History
ROKURoku, IncCOM CL A15,954$3.64M<0.1%History
STAAStaar Surgical CoCOM PAR $0.0135,458$3.24M<0.1%History
ADNHAdvent Technologies Holdings, Inc.COM CL A438,161$3.07M<0.1%History
ARVNArvinas, Inc.COM36,893$3.03M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A81,971$2.96M<0.1%History
Macquarie Infrastructure Cor55608B105COM810,455$2.96M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A67,489$2.93M<0.1%–
ZNTLZentalis Pharmaceuticals, Inc.COM32,932$2.77M<0.1%History
POWLPowell Industries IncStock91,438$2.70M<0.1%History
MCFEMcAfee Corp.COM CL A103,637$2.67M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF10,246$2.47M<0.1%–
LTHLife Time Group Holdings, Inc.COMMON STOCK140,335$2.42M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF54,935$2.36M<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A60,125$2.28M<0.1%History
NVCRNovoCure LtdORD SHS27,455$2.06M<0.1%History
EVAEnviva, LLCCOM UNIT27,501$1.94M<0.1%History
GILTGilat Satellite Networks LtdSHS NEW262,320$1.85M<0.1%History
GPGreenpower Motor Co Inc.COM NEW189,899$1.80M<0.1%History
OSHOak Street Health, Inc.COM50,512$1.67M<0.1%History
CDNACareDx, Inc.COM36,253$1.65M<0.1%History
NEONeogenomics IncCOM NEW47,264$1.61M<0.1%History
BBCPConcrete Pumping Holdings, Inc.COM196,463$1.61M<0.1%History
LYTSLsi Industries IncCOM230,141$1.58M<0.1%History
LPROOpen Lending CorpCOM63,172$1.42M<0.1%History
LPSNLiveperson IncCOM38,578$1.38M<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG36,637$1.36M<0.1%History
O2MICRO International Limite67107W100SPONS ADR285,312$1.29M<0.1%–
DOUGDouglas Elliman Inc.COM107,060$1.23M<0.1%History
PLTKPlaytika Holding Corp.COM69,368$1.20M<0.1%History
CBATCBAK Energy Technology LtdCOM758,315$1.18M<0.1%History
MNTVMomentive Global Inc.COM55,448$1.17M<0.1%History
EMFTempleton Emerging Markets FundCOM70,058$1.12M<0.1%History
DCTDuck Creek Technologies, Inc.SHS34,132$1.03M<0.1%History
PAEPAE IncCOM CL A101,205$1.00M<0.1%History
MQMarqeta, Inc.CLASS A COM58,259$1.00M<0.1%History
HZOMarinemax IncCOM16,428$970.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR35,813$955.0K<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF13,400$951.0K<0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM32,938$948.0K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA22,622$925.0K<0.1%–
LWLamb Weston Holdings, Inc.Stock13,968$885.0K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM61,327$788.0K<0.1%History
PBAPembina Pipeline CorpCOM25,334$769.0K<0.1%History
SUNWSunworks, Inc.COM NEW248,637$763.0K<0.1%History
FLOWSPX FLOW, Inc.COM8,718$754.0K<0.1%History
XNCRXencor IncCOM17,894$718.0K<0.1%History
EDITEditas Medicine, Inc.COM26,456$702.0K<0.1%History
DOORMasonite International CorpCOM5,817$686.0K<0.1%History
Del Taco Restaurants, Inc.245496104COM54,902$684.0K<0.1%–
PARRPar Pacific Holdings, Inc.COM NEW34,641$571.0K<0.1%History
TWSTTwist Bioscience CorpCOM7,144$553.0K<0.1%History
FRPTFreshpet, Inc.Stock5,356$510.0K<0.1%History
BDSIBiodelivery Sciences International IncCOM160,264$497.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM21,777$468.0K<0.1%History
KDKyndryl Holdings, Inc.Stock25,363$459.0K<0.1%History