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First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,516
+11 vs. Q4 2021
Portfolio value
$97.8B
−$5.03B (−4.9%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of First Trust Advisors LP in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
INGNInogen IncCOM12,048$391.0K<0.1%+177+1.5%AddedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS59,300$396.0K<0.1%−2,758−4.4%ReducedHistory
PDPagerDuty, Inc.COM11,572$396.0K<0.1%−41,372−78.1%ReducedHistory
VCELVericel CorpCOM10,376$397.0K<0.1%−22,863−68.8%ReducedHistory
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM46,323$398.0K<0.1%−15,222−24.7%Reduced–
CTRNCiti Trends IncCOM13,104$401.0K<0.1%−1,790−12.0%ReducedHistory
SPDR Series Trust78464A516ST INTL BBG ETF15,415$401.0K<0.1%−10.0%Reduced–
FMBHFirst Mid Bancshares, Inc.COM10,408$401.0K<0.1%+2,014+24.0%AddedHistory
EOIEaton Vance Enhanced Equity Income FundCOM21,804$401.0K<0.1%−1,191−5.2%ReducedHistory
EBIXEbix IncCOM NEW12,108$401.0K<0.1%+2,255+22.9%AddedHistory
ONCBeOne Medicines Ltd.ADR2,134$402.0K<0.1%−100−4.5%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM25,575$403.0K<0.1%+1,946+8.2%AddedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM34,714$407.0K<0.1%−1,126−3.1%ReducedHistory
PLMRPalomar Holdings, Inc.Stock6,381$408.0K<0.1%−26,868−80.8%ReducedHistory
UPWheels Up Experience Inc.COMMON STOCK131,075$408.0K<0.1%+131,075NewHistory
RBCAARepublic Bancorp IncCL A9,191$413.0K<0.1%+664+7.8%AddedHistory
SCUSculptor Capital Management, Inc.COM CL A29,894$416.0K<0.1%−2,080−6.5%ReducedHistory
IVTInvenTrust Properties Corp.COM NEW13,650$420.0K<0.1%+13,650NewHistory
FATEFate Therapeutics IncCOM10,837$420.0K<0.1%+10,837NewHistory
First Tr Exchange-Traded Alp33734Y109COM SHS4,600$421.0K<0.1%00.0%Unchanged–
TIPTTiptree Inc.COM32,744$421.0K<0.1%−1,901−5.5%ReducedHistory
CTOSCustom Truck One Source, Inc.COM CL A50,305$422.0K<0.1%−122,093−70.8%ReducedHistory
OUSTOuster, Inc.COM94,657$426.0K<0.1%+94,657NewHistory
NBHNeuberger Municipal Fund Inc.COM32,209$428.0K<0.1%+1,182+3.8%AddedHistory
AXTIAxt IncCOM60,985$428.0K<0.1%−3,540−5.5%ReducedHistory
TALTAL Education GroupSPONSORED ADS143,213$431.0K<0.1%−6,662−4.4%ReducedHistory
CNKCinemark Holdings, Inc.COM24,974$432.0K<0.1%−1,178−4.5%ReducedHistory
HOVHovnanian Enterprises IncCL A NEW7,316$432.0K<0.1%−400−5.2%ReducedHistory
CPNGCoupang, Inc.CL A24,501$433.0K<0.1%+15,564+174.2%AddedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW21,147$433.0K<0.1%−1,708−7.5%ReducedHistory
CUROCURO Group Holdings Corp.COM33,173$433.0K<0.1%−949−2.8%ReducedHistory
UPWKUpwork, IncCOM18,725$435.0K<0.1%−32,207−63.2%ReducedHistory
RCKYRocky Brands, Inc.COM10,521$438.0K<0.1%−603−5.4%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM9,561$440.0K<0.1%+9,561NewHistory
ATLCAtlanticus Holdings CorpCOM8,506$441.0K<0.1%−309−3.5%ReducedHistory
AVNWAviat Networks, Inc.COM NEW14,597$449.0K<0.1%−821−5.3%ReducedHistory
BVSBioventus Inc.COM CL A31,895$450.0K<0.1%−1,851−5.5%ReducedHistory
STLAStellantis N.V.SHS27,535$451.0K<0.1%+27,535NewHistory
BEAMBeam Therapeutics Inc.COM7,955$456.0K<0.1%−875−9.9%ReducedHistory
WBWEIBO CorpSPONSORED ADR18,635$457.0K<0.1%−866−4.4%ReducedHistory
DNLIDenali Therapeutics Inc.COM14,224$458.0K<0.1%−923−6.1%ReducedHistory
CYBECyberoptics CorpCOM11,278$458.0K<0.1%−655−5.5%ReducedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM33,775$458.0K<0.1%−455−1.3%Reduced–
LOGCContextLogic Inc.COM CL A203,979$459.0K<0.1%+203,979NewHistory
KALVKalVista Pharmaceuticals, Inc.COM31,889$470.0K<0.1%−1,807−5.4%ReducedHistory
TGTredegar CorpCOM39,317$471.0K<0.1%−2,282−5.5%ReducedHistory
ZLABZai Lab LtdADR10,713$471.0K<0.1%−498−4.4%ReducedHistory
AUDCAudiocodes LtdORD18,460$472.0K<0.1%+8,116+78.5%AddedHistory
DFHDream Finders Homes, Inc.COM CL A27,728$474.0K<0.1%−1,609−5.5%ReducedHistory
KBALKimball International IncCL B56,131$474.0K<0.1%−3,273−5.5%ReducedHistory
CERTCertara, Inc.COM22,323$479.0K<0.1%+22,323NewHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM41,174$481.0K<0.1%−720−1.7%ReducedHistory
RVNCRevance Therapeutics, Inc.COM24,653$481.0K<0.1%−33,082−57.3%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,737$485.0K<0.1%−54−1.1%Reduced–
LGTYLogility Supply Chain Solutions, IncCL A23,252$485.0K<0.1%+4,061+21.2%AddedHistory
HCKTHackett Group, Inc.COM21,082$486.0K<0.1%+2,907+16.0%AddedHistory
SCPLSciPlay CorpCL A37,619$486.0K<0.1%−2,184−5.5%ReducedHistory
QFINQfin Holdings, Inc.AMERICAN DEP31,866$490.0K<0.1%−1,482−4.4%ReducedHistory
EIMEaton Vance Municipal Bond FundCOM42,904$493.0K<0.1%−7,180−14.3%ReducedHistory
CONNConns IncCOM32,149$495.0K<0.1%−1,577−4.7%ReducedHistory
HYHyster-Yale, Inc.CL A14,939$496.0K<0.1%−867−5.5%ReducedHistory
LACLithium Americas Corp.COM NEW12,917$497.0K<0.1%+12,917NewHistory
FUTUFutu Holdings LtdSPON ADS CL A15,622$509.0K<0.1%−726−4.4%ReducedHistory
GSATGlobalstar, Inc.COM346,990$510.0K<0.1%−905,417−72.3%ReducedHistory
AMRSAmyris, Inc.COM NEW117,262$511.0K<0.1%−48,374−29.2%ReducedHistory
CVETCovetrus, Inc.COM30,456$511.0K<0.1%−1,761−5.5%ReducedHistory
OPTUOptimum Communications, Inc.CL A41,105$513.0K<0.1%−2,461−5.6%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,127$516.0K<0.1%−76−1.8%Reduced–
AMKAssetMark Financial Holdings, Inc.COM23,202$516.0K<0.1%−297−1.3%ReducedHistory
FSBCFive Star BancorpCOM18,292$518.0K<0.1%+241+1.3%AddedHistory
GKOSGLAUKOS CorpCOM9,065$524.0K<0.1%+9,065NewHistory
Northeast BK Portland Me66405S100COM15,363$524.0K<0.1%−474−3.0%Reduced–
TBCHTurtle Beach CorpCOM NEW24,601$524.0K<0.1%−1,428−5.5%ReducedHistory
MDPediatrix Medical Group, Inc.COM22,353$525.0K<0.1%+22,353NewHistory
MPAAMotorcar Parts of America IncCOM29,445$525.0K<0.1%−1,709−5.5%ReducedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT8,383$526.0K<0.1%+1,556+22.8%AddedHistory
SABRSabre CorpCOM46,857$536.0K<0.1%−39,634−45.8%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS111,698$544.0K<0.1%+3,722+3.4%AddedHistory
FWRDForward Air CorpCOM5,571$545.0K<0.1%−24,778−81.6%ReducedHistory
ZEUSOlympic Steel IncCOM14,266$549.0K<0.1%−828−5.5%ReducedHistory
ACIWAci Worldwide, Inc.Stock17,527$552.0K<0.1%−1,490−7.8%ReducedHistory
BGFVBig 5 Sporting Goods CorpCOM32,368$555.0K<0.1%−1,883−5.5%ReducedHistory
WULFTerawulf Inc.COM66,395$558.0K<0.1%+66,395NewHistory
RMTRoyce Micro-Cap Trust, Inc.COM53,066$558.0K<0.1%−1,018−1.9%ReducedHistory
ARBKArgo Blockchain PlcADS56,724$559.0K<0.1%+18,175+47.1%AddedHistory
STBAS&T Bancorp IncCOM18,933$560.0K<0.1%+494+2.7%AddedHistory
IQiQIYI, Inc.SPONSORED ADS123,238$560.0K<0.1%−1,177−0.9%ReducedHistory
FORMFormfactor IncCOM13,411$564.0K<0.1%−26,206−66.1%ReducedHistory
YELPYelp IncCL A16,784$573.0K<0.1%+1,091+7.0%AddedHistory
BZKanzhun LtdSPONSORED ADS23,198$578.0K<0.1%−1,078−4.4%ReducedHistory
UVEUniversal Insurance Holdings, Inc.COM43,090$581.0K<0.1%−2,485−5.5%ReducedHistory
PFCPremier Financial CorpCOM19,160$581.0K<0.1%+1,672+9.6%AddedHistory
SHCSotera Health CoCOM26,937$583.0K<0.1%+26,937NewHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A23,468$587.0K<0.1%−1,092−4.4%ReducedHistory
AVNSAvanos Medical, Inc.Stock17,543$588.0K<0.1%−11,123−38.8%ReducedHistory
NBISNebius Group N.V.Stock31,185$591.0K<0.1%+13,801+79.4%AddedHistory
TREELendingTree, Inc.COM4,961$594.0K<0.1%+4,961NewHistory
WYNNWynn Resorts LtdCOM7,461$595.0K<0.1%+7,461NewHistory
ACMRACM Research, Inc.Stock28,854$597.0K<0.1%−91,038−75.9%ReducedConverted for a 3-for-1 splitHistory
TSPHTuSimple Holdings Inc.CL A49,080$599.0K<0.1%+49,080NewHistory

Sold out since Q4 2021 (127)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,929,400$654.0M0.6%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,721,952$651.9M0.6%–
MIMEMimecast LtdORD SHS2,779,159$221.1M0.2%History
XLNXXilinx IncCOM706,255$149.7M0.1%History
TRHCTabula Rasa HealthCare, Inc.COM3,467,436$52.0M0.1%History
BLUEbluebird bio, Inc.COM5,204,825$52.0M0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX978,474$45.1M<0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA827,799$44.4M<0.1%–
HFCHollyFrontier CorpCOM1,130,853$37.1M<0.1%History
PLTRPalantir Technologies Inc.Stock1,717,921$31.3M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP379,581$28.3M<0.1%–
SCSantander Consumer USA Holdings Inc.COM586,286$24.6M<0.1%History
Athene Holding Ltd.G0684D107CL A284,002$23.7M<0.1%–
CONECyrusOne Holdco LLCCOM203,736$18.3M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM501,211$17.5M<0.1%History
VODVodafone Group Public Ltd CoADR972,103$14.5M<0.1%History
GRABGrab Holdings LtdCLASS A ORD1,736,914$12.4M<0.1%History
NUANNuance Communications, Inc.COM209,425$11.6M<0.1%History
NCNOnCino, Inc.COM204,898$11.2M<0.1%History
INMDInMode Ltd.SHS151,965$10.7M<0.1%History
MTNVail Resorts IncCOM30,800$10.1M<0.1%History
BSYBentley Systems IncCOM CL B194,478$9.40M<0.1%History
PODDInsulet CorpStock34,611$9.21M<0.1%History
NTLAIntellia Therapeutics, Inc.COM71,282$8.43M<0.1%History
Shaw Communications Inc82028K200CL B CONV273,764$8.31M<0.1%–
PCORProcore Technologies, Inc.COM95,907$7.67M<0.1%History
NBRNabors Industries LtdSHS92,858$7.53M<0.1%History
CCMPCMC Materials, Inc.COM36,575$7.01M<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH86,762$6.44M<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM231,161$6.29M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA96,114$6.08M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C34,261$5.52M<0.1%History
MKTXMarketaxess Holdings IncCOM12,942$5.32M<0.1%History
STLSterling BancorpCOM198,966$5.13M<0.1%History
ASXCAsensus Surgical, Inc.COM4,365,319$4.85M<0.1%History
GCPGCP Applied Technologies Inc.COM149,418$4.73M<0.1%History
EIGEmployers Holdings, Inc.COM105,000$4.34M<0.1%History
GLBEGlobal-E Online Ltd.SHS65,170$4.13M<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT112,449$4.06M<0.1%History
KNOPKNOT Offshore Partners LPCOM UNITS296,720$3.96M<0.1%History
ROGRogers CorpCOM14,364$3.92M<0.1%History
BHP Group Ltd05545E209SPONSORED ADR65,060$3.89M<0.1%–
Camber Energy Inc13200M508COM4,531,619$3.85M<0.1%–
FIGSFIGS, Inc.CL A137,185$3.78M<0.1%History
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS172,195$3.68M<0.1%History
ROKURoku, IncCOM CL A15,954$3.64M<0.1%History
STAAStaar Surgical CoCOM PAR $0.0135,458$3.24M<0.1%History
ADNHAdvent Technologies Holdings, Inc.COM CL A438,161$3.07M<0.1%History
ARVNArvinas, Inc.COM36,893$3.03M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A81,971$2.96M<0.1%History
Macquarie Infrastructure Cor55608B105COM810,455$2.96M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A67,489$2.93M<0.1%–
ZNTLZentalis Pharmaceuticals, Inc.COM32,932$2.77M<0.1%History
POWLPowell Industries IncStock91,438$2.70M<0.1%History
MCFEMcAfee Corp.COM CL A103,637$2.67M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF10,246$2.47M<0.1%–
LTHLife Time Group Holdings, Inc.COMMON STOCK140,335$2.42M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF54,935$2.36M<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A60,125$2.28M<0.1%History
NVCRNovoCure LtdORD SHS27,455$2.06M<0.1%History
EVAEnviva, LLCCOM UNIT27,501$1.94M<0.1%History
GILTGilat Satellite Networks LtdSHS NEW262,320$1.85M<0.1%History
GPGreenpower Motor Co Inc.COM NEW189,899$1.80M<0.1%History
OSHOak Street Health, Inc.COM50,512$1.67M<0.1%History
CDNACareDx, Inc.COM36,253$1.65M<0.1%History
NEONeogenomics IncCOM NEW47,264$1.61M<0.1%History
BBCPConcrete Pumping Holdings, Inc.COM196,463$1.61M<0.1%History
LYTSLsi Industries IncCOM230,141$1.58M<0.1%History
LPROOpen Lending CorpCOM63,172$1.42M<0.1%History
LPSNLiveperson IncCOM38,578$1.38M<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG36,637$1.36M<0.1%History
O2MICRO International Limite67107W100SPONS ADR285,312$1.29M<0.1%–
DOUGDouglas Elliman Inc.COM107,060$1.23M<0.1%History
PLTKPlaytika Holding Corp.COM69,368$1.20M<0.1%History
CBATCBAK Energy Technology LtdCOM758,315$1.18M<0.1%History
MNTVMomentive Global Inc.COM55,448$1.17M<0.1%History
EMFTempleton Emerging Markets FundCOM70,058$1.12M<0.1%History
DCTDuck Creek Technologies, Inc.SHS34,132$1.03M<0.1%History
PAEPAE IncCOM CL A101,205$1.00M<0.1%History
MQMarqeta, Inc.CLASS A COM58,259$1.00M<0.1%History
HZOMarinemax IncCOM16,428$970.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR35,813$955.0K<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF13,400$951.0K<0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM32,938$948.0K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA22,622$925.0K<0.1%–
LWLamb Weston Holdings, Inc.Stock13,968$885.0K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM61,327$788.0K<0.1%History
PBAPembina Pipeline CorpCOM25,334$769.0K<0.1%History
SUNWSunworks, Inc.COM NEW248,637$763.0K<0.1%History
FLOWSPX FLOW, Inc.COM8,718$754.0K<0.1%History
XNCRXencor IncCOM17,894$718.0K<0.1%History
EDITEditas Medicine, Inc.COM26,456$702.0K<0.1%History
DOORMasonite International CorpCOM5,817$686.0K<0.1%History
Del Taco Restaurants, Inc.245496104COM54,902$684.0K<0.1%–
PARRPar Pacific Holdings, Inc.COM NEW34,641$571.0K<0.1%History
TWSTTwist Bioscience CorpCOM7,144$553.0K<0.1%History
FRPTFreshpet, Inc.Stock5,356$510.0K<0.1%History
BDSIBiodelivery Sciences International IncCOM160,264$497.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM21,777$468.0K<0.1%History
KDKyndryl Holdings, Inc.Stock25,363$459.0K<0.1%History