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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,505
+1 vs. Q3 2021
Portfolio value
$102.8B
+$9.80B (+10.5%) vs. Q3 2021
Filed
Feb 8, 2022
SEC
Holdings of First Trust Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH33,944$886.0K<0.1%+3,160+10.3%Added–
BLEBlackRock Municipal Income Trust IICOM58,756$890.0K<0.1%−36,256−38.2%ReducedHistory
PKPark Hotels & Resorts Inc.COM47,278$893.0K<0.1%+3,395+7.7%AddedHistory
LGILazard Global Total Return & Income Fund IncCOM44,232$894.0K<0.1%+360+0.8%AddedHistory
AMRSAmyris, Inc.COM NEW165,636$896.0K<0.1%−72,379−30.4%ReducedHistory
RGPResources Connection, Inc.COM50,605$903.0K<0.1%+6,653+15.1%AddedHistory
ESEEsco Technologies IncCOM10,055$905.0K<0.1%+2,039+25.4%AddedHistory
EATBrinker International, IncStock24,796$907.0K<0.1%+24,796NewHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN34,985$907.0K<0.1%−21,407−38.0%ReducedHistory
NYTNew York Times CoCL A18,810$909.0K<0.1%−104,872−84.8%ReducedHistory
CALYCallaway Golf CoCOM33,255$913.0K<0.1%−82,260−71.2%ReducedHistory
DRHDiamondRock Hospitality CoCOM95,246$915.0K<0.1%+56,180+143.8%AddedHistory
LILi Auto Inc.SPONSORED ADS28,588$918.0K<0.1%−45,006−61.2%ReducedHistory
VREVeris Residential, Inc.COM50,287$924.0K<0.1%−75,548−60.0%ReducedHistory
iShares Tr46434V423MSCI SAUDI ARBIA22,622$925.0K<0.1%+22,622New–
EBCEastern Bankshares, Inc.COM45,891$926.0K<0.1%+45,891NewHistory
RMAXRE/MAX Holdings, Inc.CL A30,644$934.0K<0.1%+3,786+14.1%AddedHistory
BVNBuenaventura Mining Co IncSPONSORED ADR127,742$935.0K<0.1%+18,113+16.5%AddedHistory
RVNCRevance Therapeutics, Inc.COM57,735$942.0K<0.1%+2,191+3.9%AddedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM95,687$944.0K<0.1%+824+0.9%AddedHistory
MVBFMVB Financial CorpCOM22,774$946.0K<0.1%+2,888+14.5%AddedHistory
ONEWOneWater Marine Inc.CL A COM15,513$946.0K<0.1%+1,917+14.1%AddedHistory
IBKRInteractive Brokers Group, Inc.Stock11,934$948.0K<0.1%+4,509+60.7%AddedHistory
ACBIAtlantic Capital Bancshares, Inc.COM32,938$948.0K<0.1%−4,707−12.5%ReducedHistory
EGRXEagle Pharmaceuticals, Inc.COM18,625$948.0K<0.1%+2,057+12.4%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF13,400$951.0K<0.1%+13,400New–
ETDEthan Allen Interiors IncCOM36,283$954.0K<0.1%+4,775+15.2%AddedHistory
SKMSK Telecom Co LtdSPONSORED ADR35,813$955.0K<0.1%+35,813NewHistory
LQDTLiquidity Services IncCOM43,303$956.0K<0.1%+5,306+14.0%AddedHistory
SGRYSurgery Partners, Inc.Stock18,048$964.0K<0.1%−66,381−78.6%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM56,626$965.0K<0.1%+22,590+66.4%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF17,710$966.0K<0.1%+384+2.2%Added–
CHUYChuy's Holdings, Inc.COM32,122$968.0K<0.1%+3,692+13.0%AddedHistory
DSKEDaseke, Inc.COM96,437$968.0K<0.1%+12,260+14.6%AddedHistory
HZOMarinemax IncCOM16,428$970.0K<0.1%−3,898−19.2%ReducedHistory
CORTCorcept Therapeutics IncCOM49,017$971.0K<0.1%+33,446+214.8%AddedHistory
FICOFair Isaac CorpCOM2,256$979.0K<0.1%+1,677+289.6%AddedHistory
VCTRVictory Capital Holdings, Inc.COM CL A26,802$979.0K<0.1%+3,717+16.1%AddedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM101,578$979.0K<0.1%+3,171+3.2%AddedHistory
KELYAKelly Services IncCL A58,448$980.0K<0.1%+7,226+14.1%AddedHistory
HOVHovnanian Enterprises IncCL A NEW7,716$982.0K<0.1%+993+14.8%AddedHistory
CANCanaan Inc.SPONSORED ADS190,783$983.0K<0.1%+57,482+43.1%AddedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF72,500$985.0K<0.1%+487+0.7%AddedHistory
RYNRayonier IncCOM24,419$985.0K<0.1%−296−1.2%ReducedHistory
ATRSAntares Pharma, Inc.COM275,837$985.0K<0.1%+34,189+14.1%AddedHistory
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM61,545$988.0K<0.1%+61,545New–
FNKOFunko, Inc.COM CL A52,658$990.0K<0.1%+15,248+40.8%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF19,835$991.0K<0.1%−737−3.6%Reduced–
CRGYCrescent Energy CoCL A COM78,274$993.0K<0.1%+78,274NewHistory
AVNSAvanos Medical, Inc.Stock28,666$994.0K<0.1%+28,666NewHistory
LIILennox International IncCOM3,076$998.0K<0.1%−13,203−81.1%ReducedHistory
MQMarqeta, Inc.CLASS A COM58,259$1.00M<0.1%+58,259NewHistory
DHILDiamond Hill Investment Group IncCOM NEW5,146$1.00M<0.1%+592+13.0%AddedHistory
PAEPAE IncCOM CL A101,205$1.00M<0.1%+12,551+14.2%AddedHistory
CASSCass Information Systems IncCOM25,592$1.01M<0.1%+2,321+10.0%AddedHistory
Petrochina Co Ltd71646E100SPONSORED ADR22,824$1.01M<0.1%+18,365+411.9%Added–
XHRXenia Hotels & Resorts, Inc.COM55,772$1.01M<0.1%+2,626+4.9%AddedHistory
RICKRci Hospitality Holdings, Inc.COM12,965$1.01M<0.1%+1,573+13.8%AddedHistory
FLICFirst of Long Island CorpCOM46,972$1.01M<0.1%+5,041+12.0%AddedHistory
AATAmerican Assets Trust, Inc.COM27,034$1.01M<0.1%+406+1.5%AddedHistory
BEKEKE Holdings Inc.SPONSORED ADS50,633$1.02M<0.1%−57,612−53.2%ReducedHistory
FSPFranklin Street Properties CorpCOM171,418$1.02M<0.1%+17,811+11.6%AddedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK87,255$1.02M<0.1%+9,360+12.0%AddedHistory
MGNIMagnite, Inc.COM58,531$1.02M<0.1%+34,777+146.4%AddedHistory
BHFBrighthouse Financial, Inc.COM19,776$1.02M<0.1%−559−2.7%ReducedHistory
OLPOne Liberty Properties IncCOM29,031$1.02M<0.1%+3,533+13.9%AddedHistory
DCTDuck Creek Technologies, Inc.SHS34,132$1.03M<0.1%+34,132NewHistory
RLJRLJ Lodging TrustCOM74,995$1.04M<0.1%+2,670+3.7%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM64,895$1.05M<0.1%−46,065−41.5%ReducedHistory
CTRECareTrust REIT, Inc.COM45,855$1.05M<0.1%+4,340+10.5%AddedHistory
TRNSTranscat IncCOM11,343$1.05M<0.1%+1,466+14.8%AddedHistory
BYByline Bancorp, Inc.COM38,354$1.05M<0.1%+5,094+15.3%AddedHistory
NBISNebius Group N.V.Stock17,384$1.05M<0.1%−5,764−24.9%ReducedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM155,566$1.05M<0.1%+19,408+14.3%AddedHistory
BUSEFirst Busey CorpCOM NEW38,821$1.05M<0.1%+255+0.7%AddedHistory
COLLCollegium Pharmaceutical, IncCOM56,511$1.06M<0.1%+5,841+11.5%AddedHistory
IBCPIndependent Bank CorpCOM NEW44,389$1.06M<0.1%+4,491+11.3%AddedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK71,296$1.06M<0.1%+71,296NewHistory
BGCBGC Group, Inc.CL A231,499$1.08M<0.1%+231,499NewHistory
ELFe.l.f. Beauty, Inc.COM32,453$1.08M<0.1%−522−1.6%ReducedHistory
KOPKoppers Holdings Inc.COM34,595$1.08M<0.1%+4,224+13.9%AddedHistory
ELMEElme CommunitiesSH BEN INT41,969$1.08M<0.1%−27,288−39.4%ReducedHistory
MSBIMidland States Bancorp, Inc.COM43,788$1.09M<0.1%+4,176+10.5%AddedHistory
DEAEasterly Government Properties, Inc.COM47,494$1.09M<0.1%+30,377+177.5%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF3,742$1.10M<0.1%+136+3.8%Added–
TITNTitan Machinery Inc.COM32,623$1.10M<0.1%+4,126+14.5%AddedHistory
iShares Tr464288414NATIONAL MUN ETF9,489$1.10M<0.1%+290+3.2%Added–
EGOEldorado Gold CorpCOM118,337$1.11M<0.1%+6,911+6.2%AddedHistory
BZHBeazer Homes USA IncCOM NEW47,718$1.11M<0.1%+5,896+14.1%AddedHistory
ACREAres Commercial Real Estate CorpCOM76,245$1.11M<0.1%+9,421+14.1%AddedHistory
SHOEShoe Station Group IncCOM28,400$1.11M<0.1%+3,146+12.5%AddedHistory
AGFirst Majestic Silver CorpCOM100,851$1.12M<0.1%+10,014+11.0%AddedHistory
EMFTempleton Emerging Markets FundCOM70,058$1.12M<0.1%+841+1.2%AddedHistory
MOVMovado Group IncCOM26,868$1.12M<0.1%+2,863+11.9%AddedHistory
CRAICra International, Inc.COM12,048$1.13M<0.1%+1,553+14.8%AddedHistory
TDYTeledyne Technologies IncCOM2,588$1.13M<0.1%−12,773−83.2%ReducedHistory
ADCAgree Realty CorpCOM15,876$1.13M<0.1%+896+6.0%AddedHistory
CVICVR Energy IncCOM68,610$1.15M<0.1%−50,065−42.2%ReducedHistory
UBAUrstadt Biddle Properties IncCL A54,242$1.16M<0.1%+6,409+13.4%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF7,003$1.16M<0.1%+202+3.0%Added–

Sold out since Q3 2021 (176)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,807,984$590.8M0.6%–
CLDRCloudera, Inc.COM4,779,653$76.3M0.1%History
First Tr Bick Index FD33733H107COM SHS1,551,822$53.0M0.1%–
PPDPPD, Inc.COM674,268$31.5M<0.1%History
FIVNFive9, Inc.COM158,048$25.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM136,478$20.5M<0.1%History
MDLAMedallia, Inc.COM564,299$19.1M<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW314,502$18.9M<0.1%–
ELANElanco Animal Health IncCOM518,166$16.5M<0.1%History
XECCimarex Energy CoCOM176,812$15.4M<0.1%History
CoreSite Realty Corp21870Q105COM106,964$14.8M<0.1%–
Zix Corp98974P100COM1,583,289$11.2M<0.1%–
NTRSNorthern Trust CorpCOM101,842$11.0M<0.1%History
SPCEVirgin Galactic Holdings, IncCOM407,236$10.3M<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM306,001$9.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM74,241$9.08M<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A356,045$8.76M<0.1%History
FOXFox CorpCL B COM229,065$8.50M<0.1%History
XMQualtrics International Inc.COM CL A184,708$7.89M<0.1%History
CVACovanta Holding CorpCOM385,566$7.76M<0.1%History
TRSTrimas CorpCOM NEW214,758$6.95M<0.1%History
BMBLBumble Inc.COM CL A131,680$6.58M<0.1%History
iShares Inc46434G764MSCI EMRG CHN107,251$6.50M<0.1%–
ANATAmerican National Group IncCOM NEW31,832$6.02M<0.1%History
MSAMSA Safety IncCOM40,292$5.87M<0.1%History
INVAInnoviva, Inc.COM349,317$5.84M<0.1%History
BYNDBeyond Meat, Inc.COM54,201$5.71M<0.1%History
MRTNMarten Transport LtdCOM363,108$5.70M<0.1%History
VRMVroom, Inc.COM255,927$5.65M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW291,799$5.55M<0.1%History
INOVInovalon Holdings, Inc.COM CL A131,963$5.32M<0.1%History
SSentinelOne, Inc.CL A95,127$5.10M<0.1%History
FTDRFrontdoor, Inc.COM120,998$5.07M<0.1%History
ALXAlexanders IncCOM19,291$5.03M<0.1%History
Vedanta Limited92242Y100SPONSORED ADR324,493$4.96M<0.1%–
WMKWeis Markets IncCOM91,286$4.80M<0.1%History
PBIPitney Bowes IncCOM645,924$4.66M<0.1%History
FRGFranchise Group, Inc.COM129,338$4.58M<0.1%History
DCBODocebo Inc.COM62,233$4.54M<0.1%History
GWBGreat Western Bancorp, Inc.COM137,939$4.52M<0.1%History
HTLDHeartland Express IncCOM280,655$4.50M<0.1%History
TRIPTripAdvisor, Inc.COM130,665$4.42M<0.1%History
CSODCornerstone OnDemand IncCOM75,538$4.33M<0.1%History
KSUKansas City SouthernCOM NEW15,862$4.29M<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD219,928$4.09M<0.1%History
GIIIG III Apparel Group LtdCOM142,309$4.03M<0.1%History
STMPStamps.com IncCOM NEW12,006$3.96M<0.1%History
CCCCC4 Therapeutics, Inc.COM STK86,952$3.88M<0.1%History
Kirkland Lake Gold Ltd49741E100COM92,463$3.85M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF119,195$3.83M<0.1%–
MATVMativ Holdings, Inc.COM110,249$3.82M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN439,559$3.57M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS165,331$3.49M<0.1%History
POLYPlantronics IncCOM134,729$3.46M<0.1%History
ZIPZiprecruiter, Inc.CL A123,945$3.42M<0.1%History
RPAIRetail Properties of America, Inc.CL A258,138$3.33M<0.1%History
GFFGriffon CorpCOM133,673$3.29M<0.1%History
MDPediatrix Medical Group, Inc.COM110,710$3.15M<0.1%History
HQYHealthequity, Inc.COM47,150$3.05M<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM110,227$2.94M<0.1%History
PACBPacific Biosciences of California, Inc.COM114,037$2.91M<0.1%History
SAFMSanderson Farms IncCOM14,988$2.82M<0.1%History
DRNADicerna Pharmaceuticals IncCOM134,599$2.71M<0.1%History
AMWDAmerican Woodmark CorpCOM41,432$2.71M<0.1%History
FATEFate Therapeutics IncCOM45,618$2.70M<0.1%History
ARNCArconic CorpCOM85,637$2.70M<0.1%History
AZZAzz IncCOM49,601$2.64M<0.1%History
AROCArchrock, Inc.COM318,618$2.63M<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS168,240$2.62M<0.1%–
HCCIHeritage-Crystal Clean, Inc.COM85,825$2.49M<0.1%History
GBXGreenbrier Companies IncStock57,679$2.48M<0.1%History
TUPTupperware Brands CorpCOM115,443$2.44M<0.1%History
HEIHeico CorpCOM18,385$2.42M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD66,790$2.37M<0.1%History
CNXNPC Connection IncCOM53,378$2.35M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR76,170$2.29M<0.1%History
NTGRNetgear, Inc.COM71,826$2.29M<0.1%History
TSEOQTrinseo PLCSHS41,914$2.26M<0.1%History
Echo Global Logistics, Inc.27875T101COM45,987$2.19M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM138,383$2.19M<0.1%–
SSPE.W. Scripps CoCL A NEW121,079$2.19M<0.1%History
ACLSAxcelis Technologies IncStock46,433$2.18M<0.1%History
AZPNASPENTECH CorpCOM17,677$2.17M<0.1%History
SRNESorrento Therapeutics, Inc.COM NEW282,917$2.16M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,231$2.08M<0.1%–
WWWW International, Inc.COM107,668$1.97M<0.1%History
VERVEREIT, Inc.COM42,555$1.93M<0.1%History
VCRAVocera Communications, Inc.COM41,381$1.89M<0.1%History
RGNXREGENXBIO Inc.COM43,067$1.80M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM28,754$1.79M<0.1%History
HURNHuron Consulting Group Inc.Stock31,065$1.61M<0.1%History
BRMKBroadmark Realty Capital Inc.COM158,342$1.56M<0.1%History
IDEXIdeanomics, Inc.COM790,443$1.56M<0.1%History
GESGuess IncCOM73,316$1.54M<0.1%History
LADRLadder Capital CorpCL A134,948$1.49M<0.1%History
MCFContango Oil & Gas CoCOM NEW319,488$1.46M<0.1%History
MTRNMATERION CorpCOM20,804$1.43M<0.1%History
TRTootsie Roll Industries IncCOM46,002$1.40M<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA28,875$1.36M<0.1%History
NBHCNational Bank Holdings CorpCL A33,441$1.35M<0.1%History