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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,505
+1 vs. Q3 2021
Portfolio value
$102.8B
+$9.80B (+10.5%) vs. Q3 2021
Filed
Feb 8, 2022
SEC
Holdings of First Trust Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DCOMDime Commercial Bancshares, Inc.COM18,773$660.0K<0.1%+284+1.5%AddedHistory
HAINHain Celestial Group IncCOM15,628$666.0K<0.1%−7,688−33.0%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD177,726$667.0K<0.1%−37,350−17.4%ReducedHistory
WHDCactus, Inc.CL A17,543$669.0K<0.1%−208−1.2%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM44,865$669.0K<0.1%+116+0.3%AddedHistory
PAHCPhibro Animal Health CorpCL A COM32,992$674.0K<0.1%+3,994+13.8%AddedHistory
DNLIDenali Therapeutics Inc.COM15,147$676.0K<0.1%−65,306−81.2%ReducedHistory
EVCEntravision Communications CorpCL A100,163$679.0K<0.1%+12,470+14.2%AddedHistory
EIMEaton Vance Municipal Bond FundCOM50,084$680.0K<0.1%+1,805+3.7%AddedHistory
Mag Silver Corp55903Q104COM43,545$682.0K<0.1%+5,492+14.4%Added–
SCUSculptor Capital Management, Inc.COM CL A31,974$683.0K<0.1%+4,533+16.5%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF13,343$684.0K<0.1%+481+3.7%Added–
TBBKBancorp, Inc.COM27,034$684.0K<0.1%+1,960+7.8%AddedHistory
Del Taco Restaurants, Inc.245496104COM54,902$684.0K<0.1%+6,784+14.1%Added–
LULufax Holding LtdADS REP SHS CL A121,685$685.0K<0.1%+38,947+47.1%AddedHistory
DOORMasonite International CorpCOM5,817$686.0K<0.1%−54−0.9%ReducedHistory
OPYOppenheimer Holdings IncCL A NON VTG14,821$687.0K<0.1%+1,744+13.3%AddedHistory
VCVisteon CorpCOM NEW6,192$688.0K<0.1%−7,407−54.5%ReducedHistory
MLKNMillerknoll, Inc.COM17,592$689.0K<0.1%−42,941−70.9%ReducedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A24,560$693.0K<0.1%−6,873−21.9%ReducedHistory
TCOMTrip.com Group LtdADS28,231$695.0K<0.1%−587,078−95.4%ReducedHistory
TBRGTruBridge, Inc.COM23,762$696.0K<0.1%+2,937+14.1%AddedHistory
CBTCabot CorpCOM12,457$700.0K<0.1%+12,457NewHistory
EDITEditas Medicine, Inc.COM26,456$702.0K<0.1%−56,864−68.2%ReducedHistory
BEAMBeam Therapeutics Inc.COM8,830$704.0K<0.1%−76,276−89.6%ReducedHistory
OPTUOptimum Communications, Inc.CL A43,566$705.0K<0.1%−150,733−77.6%ReducedHistory
ZLABZai Lab LtdADR11,211$705.0K<0.1%+5,535+97.5%AddedHistory
TRNTrinity Industries IncCOM23,451$708.0K<0.1%−302−1.3%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A16,348$708.0K<0.1%+9,264+130.8%AddedHistory
FSRFisker Inc.CL A COM STK45,403$714.0K<0.1%+7,732+20.5%AddedHistory
AVDAmerican Vanguard CorpCOM43,657$716.0K<0.1%+5,464+14.3%AddedHistory
XNCRXencor IncCOM17,894$718.0K<0.1%+17,894NewHistory
ESRTEmpire State Realty Trust, Inc.CL A82,181$731.0K<0.1%−73,974−47.4%ReducedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT45,919$734.0K<0.1%+45,919NewHistory
VIRVir Biotechnology, Inc.COM17,558$735.0K<0.1%−32,814−65.1%ReducedHistory
PFGCPerformance Food Group CoCOM16,068$737.0K<0.1%+96+0.6%AddedHistory
RLXRLX Technology Inc.SPONSORED ADS188,893$737.0K<0.1%+99,696+111.8%AddedHistory
SBSISouthside Bancshares IncCOM17,634$737.0K<0.1%−2,649−13.1%ReducedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR351,290$738.0K<0.1%+252,672+256.2%AddedHistory
TMETencent Music Entertainment GroupSPON ADS107,976$740.0K<0.1%+43,898+68.5%AddedHistory
SABRSabre CorpCOM86,491$743.0K<0.1%+86,491NewHistory
LHCGLHC Group, IncCOM5,441$747.0K<0.1%+901+19.8%AddedHistory
HVTHaverty Furniture Companies IncCOM24,490$749.0K<0.1%+2,397+10.8%AddedHistory
FLOWSPX FLOW, Inc.COM8,718$754.0K<0.1%−1,072−10.9%ReducedHistory
LSPDLightspeed Commerce Inc.SUB VTG SHS18,733$757.0K<0.1%−286,389−93.9%ReducedHistory
VPGVishay Precision Group, Inc.COM20,444$759.0K<0.1%+2,526+14.1%AddedHistory
AVYAAvaya Holdings Corp.COM38,342$759.0K<0.1%−140,452−78.6%ReducedHistory
FBNCFirst BancorpCOM16,639$761.0K<0.1%−21,156−56.0%ReducedHistory
SUNWSunworks, Inc.COM NEW248,637$763.0K<0.1%+39,453+18.9%AddedHistory
QFINQfin Holdings, Inc.AMERICAN DEP33,348$765.0K<0.1%−2,585−7.2%ReducedHistory
PBAPembina Pipeline CorpCOM25,334$769.0K<0.1%+1,150+4.8%AddedHistory
First Tr Exchange-Traded Alp33735B108COM SHS7,489$770.0K<0.1%00.0%Unchanged–
UVEUniversal Insurance Holdings, Inc.COM45,575$775.0K<0.1%+5,494+13.7%AddedHistory
TNETTrinet Group, Inc.COM8,222$783.0K<0.1%−14,068−63.1%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF5,405$787.0K<0.1%+106+2.0%Added–
SYBTStock Yards Bancorp, Inc.COM12,337$788.0K<0.1%+841+7.3%AddedHistory
SDIGStronghold Digital Mining, Inc.CLASS A COM61,327$788.0K<0.1%+61,327NewHistory
NWLINational Western Life Group, Inc.CL A3,679$789.0K<0.1%+455+14.1%AddedHistory
CONNConns IncCOM33,726$793.0K<0.1%+6,594+24.3%AddedHistory
GVAGranite Construction IncCOM20,638$799.0K<0.1%+15,425+295.9%AddedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A95,639$803.0K<0.1%−74,495−43.8%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM89,098$804.0K<0.1%+11,093+14.2%AddedHistory
NPOEnpro Inc.COM7,313$805.0K<0.1%+756+11.5%AddedHistory
NEOGNeogen CorpCOM17,791$808.0K<0.1%−33,820−65.5%ReducedHistory
REXRex American Resources CorpCOM8,524$818.0K<0.1%+1,027+13.7%AddedHistory
HWMHowmet Aerospace Inc.Stock25,748$820.0K<0.1%−267,470−91.2%ReducedHistory
SFIXStitch Fix, Inc.Stock43,324$820.0K<0.1%−79,555−64.7%ReducedHistory
GOLDGold.com, Inc.COM13,443$821.0K<0.1%+1,885+16.3%AddedHistory
DCODucommun IncCOM17,600$823.0K<0.1%+2,269+14.8%AddedHistory
SAMBoston Beer Co IncCL A1,635$826.0K<0.1%−4,608−73.8%ReducedHistory
EBFEnnis, Inc.COM42,373$828.0K<0.1%+5,262+14.2%AddedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN29,859$829.0K<0.1%−26,255−46.8%Reduced–
SBOWSilverbow Resources, Inc.COM38,146$830.0K<0.1%+38,146NewHistory
NUVNuveen Municipal Value Fund IncCOM80,071$831.0K<0.1%−60,695−43.1%ReducedHistory
CENTCentral Garden & Pet CoCOM15,814$832.0K<0.1%+1,954+14.1%AddedHistory
CIFRCipher Digital Inc.COM179,973$833.0K<0.1%+167,470+1,339.4%AddedHistory
MPBMid Penn Bancorp IncCOM26,266$834.0K<0.1%+7,354+38.9%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM42,617$835.0K<0.1%+1,370+3.3%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR82,198$837.0K<0.1%+21,721+35.9%AddedHistory
SPWHSportsman's Warehouse Holdings, Inc.COM70,921$837.0K<0.1%+8,763+14.1%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock135,712$841.0K<0.1%+8,365+6.6%Added–
BBSIBarrett Business Services IncCOM12,174$841.0K<0.1%+1,429+13.3%AddedHistory
WSRWhitestone REITCOM83,242$843.0K<0.1%+14,055+20.3%AddedHistory
BZKanzhun LtdSPONSORED ADS24,276$847.0K<0.1%+24,276NewHistory
PCRXPacira BioSciences, Inc.COM14,077$847.0K<0.1%+8,551+154.7%AddedHistory
GHGuardant Health, Inc.COM8,519$852.0K<0.1%−10,445−55.1%ReducedHistory
ROCKGibraltar Industries, Inc.COM12,843$856.0K<0.1%−8,732−40.5%ReducedHistory
PETSPetmed Express IncCOM34,006$859.0K<0.1%+5,042+17.4%AddedHistory
RMRegional Management Corp.COM14,953$859.0K<0.1%+1,344+9.9%AddedHistory
CSTRCapStar Financial Holdings, Inc.COM40,852$859.0K<0.1%+4,486+12.3%AddedHistory
NARIInari Medical, Inc.Stock9,422$860.0K<0.1%−16,109−63.1%ReducedHistory
IMXIInternational Money Express, Inc.COM53,869$860.0K<0.1%+6,682+14.2%AddedHistory
HCATHealth Catalyst, Inc.COM21,731$861.0K<0.1%−93,262−81.1%ReducedHistory
UEICUniversal Electronics IncCOM21,254$866.0K<0.1%+2,083+10.9%AddedHistory
MCFTMasterCraft Boat Holdings, Inc.COM30,734$871.0K<0.1%+3,792+14.1%AddedHistory
VVXV2X, Inc.COM19,025$871.0K<0.1%+2,361+14.2%AddedHistory
RMRRMR Group Inc.CL A25,362$880.0K<0.1%+3,192+14.4%AddedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US14,519$881.0K<0.1%+408+2.9%Added–
LWLamb Weston Holdings, Inc.Stock13,968$885.0K<0.1%+2,352+20.2%AddedHistory
KEKimball Electronics, Inc.Stock40,718$886.0K<0.1%+5,236+14.8%AddedHistory

Sold out since Q3 2021 (176)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,807,984$590.8M0.6%–
CLDRCloudera, Inc.COM4,779,653$76.3M0.1%History
First Tr Bick Index FD33733H107COM SHS1,551,822$53.0M0.1%–
PPDPPD, Inc.COM674,268$31.5M<0.1%History
FIVNFive9, Inc.COM158,048$25.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM136,478$20.5M<0.1%History
MDLAMedallia, Inc.COM564,299$19.1M<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW314,502$18.9M<0.1%–
ELANElanco Animal Health IncCOM518,166$16.5M<0.1%History
XECCimarex Energy CoCOM176,812$15.4M<0.1%History
CoreSite Realty Corp21870Q105COM106,964$14.8M<0.1%–
Zix Corp98974P100COM1,583,289$11.2M<0.1%–
NTRSNorthern Trust CorpCOM101,842$11.0M<0.1%History
SPCEVirgin Galactic Holdings, IncCOM407,236$10.3M<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM306,001$9.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM74,241$9.08M<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A356,045$8.76M<0.1%History
FOXFox CorpCL B COM229,065$8.50M<0.1%History
XMQualtrics International Inc.COM CL A184,708$7.89M<0.1%History
CVACovanta Holding CorpCOM385,566$7.76M<0.1%History
TRSTrimas CorpCOM NEW214,758$6.95M<0.1%History
BMBLBumble Inc.COM CL A131,680$6.58M<0.1%History
iShares Inc46434G764MSCI EMRG CHN107,251$6.50M<0.1%–
ANATAmerican National Group IncCOM NEW31,832$6.02M<0.1%History
MSAMSA Safety IncCOM40,292$5.87M<0.1%History
INVAInnoviva, Inc.COM349,317$5.84M<0.1%History
BYNDBeyond Meat, Inc.COM54,201$5.71M<0.1%History
MRTNMarten Transport LtdCOM363,108$5.70M<0.1%History
VRMVroom, Inc.COM255,927$5.65M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW291,799$5.55M<0.1%History
INOVInovalon Holdings, Inc.COM CL A131,963$5.32M<0.1%History
SSentinelOne, Inc.CL A95,127$5.10M<0.1%History
FTDRFrontdoor, Inc.COM120,998$5.07M<0.1%History
ALXAlexanders IncCOM19,291$5.03M<0.1%History
Vedanta Limited92242Y100SPONSORED ADR324,493$4.96M<0.1%–
WMKWeis Markets IncCOM91,286$4.80M<0.1%History
PBIPitney Bowes IncCOM645,924$4.66M<0.1%History
FRGFranchise Group, Inc.COM129,338$4.58M<0.1%History
DCBODocebo Inc.COM62,233$4.54M<0.1%History
GWBGreat Western Bancorp, Inc.COM137,939$4.52M<0.1%History
HTLDHeartland Express IncCOM280,655$4.50M<0.1%History
TRIPTripAdvisor, Inc.COM130,665$4.42M<0.1%History
CSODCornerstone OnDemand IncCOM75,538$4.33M<0.1%History
KSUKansas City SouthernCOM NEW15,862$4.29M<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD219,928$4.09M<0.1%History
GIIIG III Apparel Group LtdCOM142,309$4.03M<0.1%History
STMPStamps.com IncCOM NEW12,006$3.96M<0.1%History
CCCCC4 Therapeutics, Inc.COM STK86,952$3.88M<0.1%History
Kirkland Lake Gold Ltd49741E100COM92,463$3.85M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF119,195$3.83M<0.1%–
MATVMativ Holdings, Inc.COM110,249$3.82M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN439,559$3.57M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS165,331$3.49M<0.1%History
POLYPlantronics IncCOM134,729$3.46M<0.1%History
ZIPZiprecruiter, Inc.CL A123,945$3.42M<0.1%History
RPAIRetail Properties of America, Inc.CL A258,138$3.33M<0.1%History
GFFGriffon CorpCOM133,673$3.29M<0.1%History
MDPediatrix Medical Group, Inc.COM110,710$3.15M<0.1%History
HQYHealthequity, Inc.COM47,150$3.05M<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM110,227$2.94M<0.1%History
PACBPacific Biosciences of California, Inc.COM114,037$2.91M<0.1%History
SAFMSanderson Farms IncCOM14,988$2.82M<0.1%History
DRNADicerna Pharmaceuticals IncCOM134,599$2.71M<0.1%History
AMWDAmerican Woodmark CorpCOM41,432$2.71M<0.1%History
FATEFate Therapeutics IncCOM45,618$2.70M<0.1%History
ARNCArconic CorpCOM85,637$2.70M<0.1%History
AZZAzz IncCOM49,601$2.64M<0.1%History
AROCArchrock, Inc.COM318,618$2.63M<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS168,240$2.62M<0.1%–
HCCIHeritage-Crystal Clean, Inc.COM85,825$2.49M<0.1%History
GBXGreenbrier Companies IncStock57,679$2.48M<0.1%History
TUPTupperware Brands CorpCOM115,443$2.44M<0.1%History
HEIHeico CorpCOM18,385$2.42M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD66,790$2.37M<0.1%History
CNXNPC Connection IncCOM53,378$2.35M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR76,170$2.29M<0.1%History
NTGRNetgear, Inc.COM71,826$2.29M<0.1%History
TSEOQTrinseo PLCSHS41,914$2.26M<0.1%History
Echo Global Logistics, Inc.27875T101COM45,987$2.19M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM138,383$2.19M<0.1%–
SSPE.W. Scripps CoCL A NEW121,079$2.19M<0.1%History
ACLSAxcelis Technologies IncStock46,433$2.18M<0.1%History
AZPNASPENTECH CorpCOM17,677$2.17M<0.1%History
SRNESorrento Therapeutics, Inc.COM NEW282,917$2.16M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,231$2.08M<0.1%–
WWWW International, Inc.COM107,668$1.97M<0.1%History
VERVEREIT, Inc.COM42,555$1.93M<0.1%History
VCRAVocera Communications, Inc.COM41,381$1.89M<0.1%History
RGNXREGENXBIO Inc.COM43,067$1.80M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM28,754$1.79M<0.1%History
HURNHuron Consulting Group Inc.Stock31,065$1.61M<0.1%History
BRMKBroadmark Realty Capital Inc.COM158,342$1.56M<0.1%History
IDEXIdeanomics, Inc.COM790,443$1.56M<0.1%History
GESGuess IncCOM73,316$1.54M<0.1%History
LADRLadder Capital CorpCL A134,948$1.49M<0.1%History
MCFContango Oil & Gas CoCOM NEW319,488$1.46M<0.1%History
MTRNMATERION CorpCOM20,804$1.43M<0.1%History
TRTootsie Roll Industries IncCOM46,002$1.40M<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA28,875$1.36M<0.1%History
NBHCNational Bank Holdings CorpCL A33,441$1.35M<0.1%History