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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,505
+1 vs. Q3 2021
Portfolio value
$102.8B
+$9.80B (+10.5%) vs. Q3 2021
Filed
Feb 8, 2022
SEC
Holdings of First Trust Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SHAKShake Shack Inc.CL A6,403$462.0K<0.1%−15,801−71.2%ReducedHistory
EOIEaton Vance Enhanced Equity Income FundCOM22,995$464.0K<0.1%+345+1.5%AddedHistory
ALXOAlx Oncology Holdings IncCOM21,777$468.0K<0.1%+21,777NewHistory
ARBKArgo Blockchain PlcADS38,549$469.0K<0.1%+38,549NewHistory
NBHNeuberger Municipal Fund Inc.COM31,027$475.0K<0.1%−10,822−25.9%ReducedHistory
DYNDyne Therapeutics, Inc.COM40,122$477.0K<0.1%+5,128+14.7%AddedHistory
TIPTTiptree Inc.COM34,645$479.0K<0.1%+4,723+15.8%AddedHistory
ESTEEarthstone Energy IncCL A44,053$482.0K<0.1%−2,719−5.8%ReducedHistory
WIXWix.com Ltd.SHS3,069$484.0K<0.1%−29,701−90.6%ReducedHistory
BVSBioventus Inc.COM CL A33,746$489.0K<0.1%+22,070+189.0%AddedHistory
TGTredegar CorpCOM41,599$492.0K<0.1%+5,157+14.2%AddedHistory
AVNWAviat Networks, Inc.COM NEW15,418$495.0K<0.1%+1,927+14.3%AddedHistory
BDSIBiodelivery Sciences International IncCOM160,264$497.0K<0.1%+20,085+14.3%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,791$501.0K<0.1%−358−7.0%Reduced–
LGTYLogility Supply Chain Solutions, IncCL A19,191$502.0K<0.1%+1,869+10.8%AddedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM34,230$505.0K<0.1%+654+1.9%Added–
INFUInfuSystem Holdings, IncCOM29,695$506.0K<0.1%+3,795+14.7%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG50,365$509.0K<0.1%+50,365NewHistory
FRPTFreshpet, Inc.Stock5,356$510.0K<0.1%−46,365−89.6%ReducedHistory
MMSIMerit Medical Systems IncCOM8,249$514.0K<0.1%−26,470−76.2%ReducedHistory
SHOSunstone Hotel Investors, Inc.COM43,826$514.0K<0.1%+3,200+7.9%AddedHistory
LBRTLiberty Energy Inc.COM CL A52,970$514.0K<0.1%+52,970NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT6,827$517.0K<0.1%−35,470−83.9%ReducedHistory
HLHecla Mining CoCOM99,504$519.0K<0.1%−581,302−85.4%ReducedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS62,058$519.0K<0.1%+62,058NewHistory
VKTXViking Therapeutics, Inc.COM112,950$520.0K<0.1%+14,014+14.2%AddedHistory
VVNTVivint Smart Home, Inc.COM CL A53,160$520.0K<0.1%−7,728−12.7%ReducedHistory
FFWMFirst Foundation Inc.COM21,015$522.0K<0.1%+1,314+6.7%AddedHistory
AHCOAdaptHealth Corp.COMMON STOCK21,570$528.0K<0.1%−65,106−75.1%ReducedHistory
MPAAMotorcar Parts of America IncCOM31,154$532.0K<0.1%+3,972+14.6%AddedHistory
CLBCore Laboratories Inc.COM23,846$532.0K<0.1%+23,846NewHistory
PTCTPTC Therapeutics, Inc.COM13,501$538.0K<0.1%+13,501NewHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM35,840$538.0K<0.1%−68,485−65.6%ReducedHistory
PFCPremier Financial CorpCOM17,488$541.0K<0.1%+1,076+6.6%AddedHistory
FSBCFive Star BancorpCOM18,051$542.0K<0.1%+9,234+104.7%AddedHistory
ADVAdvantage Solutions Inc.COM CL A67,563$542.0K<0.1%+67,563NewHistory
CUROCURO Group Holdings Corp.COM34,122$546.0K<0.1%+3,493+11.4%AddedHistory
SCPLSciPlay CorpCL A39,803$548.0K<0.1%+5,050+14.5%AddedHistory
TWSTTwist Bioscience CorpCOM7,144$553.0K<0.1%−22,568−76.0%ReducedHistory
CYBECyberoptics CorpCOM11,933$555.0K<0.1%+1,533+14.7%AddedHistory
CRSCarpenter Technology CorpCOM19,068$557.0K<0.1%+3,216+20.3%AddedHistory
ALGTAllegiant Travel COCOM2,989$559.0K<0.1%+2,989NewHistory
BBBY20230930-DK-Butterfly-1, Inc.COM38,634$563.0K<0.1%−20,580−34.8%ReducedHistory
Dada Nexus Ltd23344D108ADS42,963$565.0K<0.1%+2,828+7.0%Added–
SPHRSphere Entertainment Co.CL A8,042$566.0K<0.1%−2,985−27.1%ReducedHistory
Northeast BK Portland Me66405S100COM15,837$566.0K<0.1%+1,670+11.8%Added–
FTITechnipFMC plcCOM95,801$567.0K<0.1%+17,136+21.8%AddedHistory
IQiQIYI, Inc.SPONSORED ADS124,415$567.0K<0.1%+53,686+75.9%AddedHistory
AXTIAxt IncCOM64,525$568.0K<0.1%+8,596+15.4%AddedHistory
YELPYelp IncCL A15,693$569.0K<0.1%+714+4.8%AddedHistory
FOURShift4 Payments, Inc.CL A9,858$571.0K<0.1%−343,992−97.2%ReducedHistory
DFHDream Finders Homes, Inc.COM CL A29,337$571.0K<0.1%+3,625+14.1%AddedHistory
PARRPar Pacific Holdings, Inc.COM NEW34,641$571.0K<0.1%+7,175+26.1%AddedHistory
PAGSPagSeguro Digital Ltd.COM CL A21,803$572.0K<0.1%−478,421−95.6%ReducedHistory
GBTGlobal Blood Therapeutics, Inc.COM19,717$577.0K<0.1%+19,717NewHistory
MUABlackRock Muniassets Fund, Inc.COM38,949$579.0K<0.1%+38,949NewHistory
TBCHTurtle Beach CorpCOM NEW26,029$579.0K<0.1%+3,189+14.0%AddedHistory
INFNInfinera CorpCOM60,381$579.0K<0.1%−159,705−72.6%ReducedHistory
STBAS&T Bancorp IncCOM18,439$581.0K<0.1%+1,350+7.9%AddedHistory
NUVANuvasive IncCOM11,089$582.0K<0.1%+11,089NewHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,203$583.0K<0.1%−3−0.1%Reduced–
LPGDorian LPG Ltd.SHS USD45,942$583.0K<0.1%+5,612+13.9%AddedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM41,894$585.0K<0.1%+42+0.1%AddedHistory
RDFNRedfin CorpCOM15,252$586.0K<0.1%+2,575+20.3%AddedHistory
ZHZhihu Inc.ADS106,204$588.0K<0.1%+106,204NewHistory
TALTAL Education GroupSPONSORED ADS149,875$589.0K<0.1%+124,629+493.7%AddedHistory
PCBPCB BancorpCOM26,870$590.0K<0.1%+2,968+12.4%AddedHistory
FVRRFiverr International Ltd.ORD SHS5,197$591.0K<0.1%−182−3.4%ReducedHistory
Farfetch Ltd30744W107ORD SH CL A17,674$591.0K<0.1%−4,807−21.4%Reduced–
TCBKTrico BancsharesCOM13,909$598.0K<0.1%+949+7.3%AddedHistory
Silvercrest Metals Inc828363101COM76,204$603.0K<0.1%+5,032+7.1%Added–
WBWEIBO CorpSPONSORED ADR19,501$604.0K<0.1%−6,924−26.2%ReducedHistory
ONCBeOne Medicines Ltd.ADR2,234$605.0K<0.1%−580−20.6%ReducedHistory
KBALKimball International IncCL B59,404$608.0K<0.1%+7,291+14.0%AddedHistory
NBPNovaBridge BiosciencesSPONSORED ADS12,841$609.0K<0.1%+12,841NewHistory
CNOBConnectOne Bancorp, Inc.COM18,639$610.0K<0.1%+1,067+6.1%AddedHistory
FPIFarmland Partners Inc.COM51,186$612.0K<0.1%+6,327+14.1%AddedHistory
AMKAssetMark Financial Holdings, Inc.COM23,499$616.0K<0.1%−386−1.6%ReducedHistory
Mogo Inc60800C109COM180,247$616.0K<0.1%+157,406+689.1%Added–
OCFCOceanfirst Financial CorpCOM27,820$618.0K<0.1%+1,596+6.1%AddedHistory
BRKLBrookline Bancorp IncCOM38,260$619.0K<0.1%−2,468−6.1%ReducedHistory
GTYGetty Realty CorpCOM19,315$620.0K<0.1%−119,178−86.1%ReducedHistory
SIDNational Steel CoSPONSORED ADR139,882$621.0K<0.1%+30,226+27.6%AddedHistory
Sapiens Intl Corp N VG7T16G103SHS18,026$621.0K<0.1%−4,507−20.0%Reduced–
EPACEnerpac Tool Group CorpCL A COM30,738$623.0K<0.1%+6,743+28.1%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM54,084$625.0K<0.1%+310+0.6%AddedHistory
ATLCAtlanticus Holdings CorpCOM8,815$629.0K<0.1%+298+3.5%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,938$638.0K<0.1%−310−7.3%Reduced–
MBINMerchants BancorpCOM13,557$642.0K<0.1%+927+7.3%AddedHistory
CHCOCity Holding CoCOM7,863$643.0K<0.1%−1,072−12.0%ReducedHistory
CVETCovetrus, Inc.COM32,217$643.0K<0.1%+2,448+8.2%AddedHistory
PTVEPactiv Evergreen Inc.COM50,895$645.0K<0.1%+50,895NewHistory
CALMCal-Maine Foods IncCOM NEW17,558$649.0K<0.1%−76,774−81.4%ReducedHistory
ZNGAZynga IncCL A101,481$649.0K<0.1%−762,446−88.3%ReducedHistory
HYHyster-Yale, Inc.CL A15,806$650.0K<0.1%−19,497−55.2%ReducedHistory
BGFVBig 5 Sporting Goods CorpCOM34,251$651.0K<0.1%+4,198+14.0%AddedHistory
ADTNADTRAN Holdings, Inc.COM28,839$658.0K<0.1%+1,131+4.1%AddedHistory
ACIWAci Worldwide, Inc.Stock19,017$660.0K<0.1%−2,623−12.1%ReducedHistory
CTOCTO Realty Growth, Inc.COM10,747$660.0K<0.1%+1,275+13.5%AddedHistory
LGNDLigand Pharmaceuticals IncCOM NEW4,270$660.0K<0.1%−8,279−66.0%ReducedHistory

Sold out since Q3 2021 (176)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,807,984$590.8M0.6%–
CLDRCloudera, Inc.COM4,779,653$76.3M0.1%History
First Tr Bick Index FD33733H107COM SHS1,551,822$53.0M0.1%–
PPDPPD, Inc.COM674,268$31.5M<0.1%History
FIVNFive9, Inc.COM158,048$25.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM136,478$20.5M<0.1%History
MDLAMedallia, Inc.COM564,299$19.1M<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW314,502$18.9M<0.1%–
ELANElanco Animal Health IncCOM518,166$16.5M<0.1%History
XECCimarex Energy CoCOM176,812$15.4M<0.1%History
CoreSite Realty Corp21870Q105COM106,964$14.8M<0.1%–
Zix Corp98974P100COM1,583,289$11.2M<0.1%–
NTRSNorthern Trust CorpCOM101,842$11.0M<0.1%History
SPCEVirgin Galactic Holdings, IncCOM407,236$10.3M<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM306,001$9.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM74,241$9.08M<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A356,045$8.76M<0.1%History
FOXFox CorpCL B COM229,065$8.50M<0.1%History
XMQualtrics International Inc.COM CL A184,708$7.89M<0.1%History
CVACovanta Holding CorpCOM385,566$7.76M<0.1%History
TRSTrimas CorpCOM NEW214,758$6.95M<0.1%History
BMBLBumble Inc.COM CL A131,680$6.58M<0.1%History
iShares Inc46434G764MSCI EMRG CHN107,251$6.50M<0.1%–
ANATAmerican National Group IncCOM NEW31,832$6.02M<0.1%History
MSAMSA Safety IncCOM40,292$5.87M<0.1%History
INVAInnoviva, Inc.COM349,317$5.84M<0.1%History
BYNDBeyond Meat, Inc.COM54,201$5.71M<0.1%History
MRTNMarten Transport LtdCOM363,108$5.70M<0.1%History
VRMVroom, Inc.COM255,927$5.65M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW291,799$5.55M<0.1%History
INOVInovalon Holdings, Inc.COM CL A131,963$5.32M<0.1%History
SSentinelOne, Inc.CL A95,127$5.10M<0.1%History
FTDRFrontdoor, Inc.COM120,998$5.07M<0.1%History
ALXAlexanders IncCOM19,291$5.03M<0.1%History
Vedanta Limited92242Y100SPONSORED ADR324,493$4.96M<0.1%–
WMKWeis Markets IncCOM91,286$4.80M<0.1%History
PBIPitney Bowes IncCOM645,924$4.66M<0.1%History
FRGFranchise Group, Inc.COM129,338$4.58M<0.1%History
DCBODocebo Inc.COM62,233$4.54M<0.1%History
GWBGreat Western Bancorp, Inc.COM137,939$4.52M<0.1%History
HTLDHeartland Express IncCOM280,655$4.50M<0.1%History
TRIPTripAdvisor, Inc.COM130,665$4.42M<0.1%History
CSODCornerstone OnDemand IncCOM75,538$4.33M<0.1%History
KSUKansas City SouthernCOM NEW15,862$4.29M<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD219,928$4.09M<0.1%History
GIIIG III Apparel Group LtdCOM142,309$4.03M<0.1%History
STMPStamps.com IncCOM NEW12,006$3.96M<0.1%History
CCCCC4 Therapeutics, Inc.COM STK86,952$3.88M<0.1%History
Kirkland Lake Gold Ltd49741E100COM92,463$3.85M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF119,195$3.83M<0.1%–
MATVMativ Holdings, Inc.COM110,249$3.82M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN439,559$3.57M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS165,331$3.49M<0.1%History
POLYPlantronics IncCOM134,729$3.46M<0.1%History
ZIPZiprecruiter, Inc.CL A123,945$3.42M<0.1%History
RPAIRetail Properties of America, Inc.CL A258,138$3.33M<0.1%History
GFFGriffon CorpCOM133,673$3.29M<0.1%History
MDPediatrix Medical Group, Inc.COM110,710$3.15M<0.1%History
HQYHealthequity, Inc.COM47,150$3.05M<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM110,227$2.94M<0.1%History
PACBPacific Biosciences of California, Inc.COM114,037$2.91M<0.1%History
SAFMSanderson Farms IncCOM14,988$2.82M<0.1%History
DRNADicerna Pharmaceuticals IncCOM134,599$2.71M<0.1%History
AMWDAmerican Woodmark CorpCOM41,432$2.71M<0.1%History
FATEFate Therapeutics IncCOM45,618$2.70M<0.1%History
ARNCArconic CorpCOM85,637$2.70M<0.1%History
AZZAzz IncCOM49,601$2.64M<0.1%History
AROCArchrock, Inc.COM318,618$2.63M<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS168,240$2.62M<0.1%–
HCCIHeritage-Crystal Clean, Inc.COM85,825$2.49M<0.1%History
GBXGreenbrier Companies IncStock57,679$2.48M<0.1%History
TUPTupperware Brands CorpCOM115,443$2.44M<0.1%History
HEIHeico CorpCOM18,385$2.42M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD66,790$2.37M<0.1%History
CNXNPC Connection IncCOM53,378$2.35M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR76,170$2.29M<0.1%History
NTGRNetgear, Inc.COM71,826$2.29M<0.1%History
TSEOQTrinseo PLCSHS41,914$2.26M<0.1%History
Echo Global Logistics, Inc.27875T101COM45,987$2.19M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM138,383$2.19M<0.1%–
SSPE.W. Scripps CoCL A NEW121,079$2.19M<0.1%History
ACLSAxcelis Technologies IncStock46,433$2.18M<0.1%History
AZPNASPENTECH CorpCOM17,677$2.17M<0.1%History
SRNESorrento Therapeutics, Inc.COM NEW282,917$2.16M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,231$2.08M<0.1%–
WWWW International, Inc.COM107,668$1.97M<0.1%History
VERVEREIT, Inc.COM42,555$1.93M<0.1%History
VCRAVocera Communications, Inc.COM41,381$1.89M<0.1%History
RGNXREGENXBIO Inc.COM43,067$1.80M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM28,754$1.79M<0.1%History
HURNHuron Consulting Group Inc.Stock31,065$1.61M<0.1%History
BRMKBroadmark Realty Capital Inc.COM158,342$1.56M<0.1%History
IDEXIdeanomics, Inc.COM790,443$1.56M<0.1%History
GESGuess IncCOM73,316$1.54M<0.1%History
LADRLadder Capital CorpCL A134,948$1.49M<0.1%History
MCFContango Oil & Gas CoCOM NEW319,488$1.46M<0.1%History
MTRNMATERION CorpCOM20,804$1.43M<0.1%History
TRTootsie Roll Industries IncCOM46,002$1.40M<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA28,875$1.36M<0.1%History
NBHCNational Bank Holdings CorpCL A33,441$1.35M<0.1%History