First Trust Advisors LP
- SEC CIK
- 0001125816
- Latest filing
- Aug 11, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 2,407
- No 13F data for Q4 2020
- Portfolio value
- $82.6B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 3,929 | $8.00K | <0.1% | – | – | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 6,413 | $13.0K | <0.1% | – | – | History |
| PKEPark Aerospace Corp | COM | 15,617 | $31.0K | <0.1% | – | – | History |
| FSPFranklin Street Properties Corp | COM | 10,053 | $55.0K | <0.1% | – | – | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 27,875 | $56.0K | <0.1% | – | – | – |
| GGALGrupo Financiero Galicia SA | SPONSORED ADR | 31,614 | $63.0K | <0.1% | – | – | History |
| Vanguard S&P 500 ETF922908363 | ETF | 34,079 | $68.0K | <0.1% | – | – | – |
| ACCOAcco Brands Corp | COM | 11,941 | $101.0K | <0.1% | – | – | History |
| INNSummit Hotel Properties, Inc. | COM | 10,804 | $110.0K | <0.1% | – | – | History |
| BLPHBellerophon Therapeutics, Inc. | COM NEW | 21,238 | $110.0K | <0.1% | – | – | History |
| NCANuveen California Municipal Value Fund | COM STK | 11,517 | $118.0K | <0.1% | – | – | History |
| FOSLFossil Group, Inc. | COM | 10,047 | $125.0K | <0.1% | – | – | History |
| STSASatsuma Pharmaceuticals, Inc. | COM | 21,082 | $125.0K | <0.1% | – | – | History |
| JFRNuveen Floating Rate Income Fund | COM | 14,267 | $138.0K | <0.1% | – | – | History |
| CIGEnergy Co of Minas Gerais | SP ADR N-V PFD | 60,994 | $138.0K | <0.1% | – | – | History |
| LNAILunai Bioworks Inc. | COM | 38,935 | $138.0K | <0.1% | – | – | History |
| FTITechnipFMC plc | COM | 19,026 | $147.0K | <0.1% | – | – | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 16,402 | $159.0K | <0.1% | – | – | – |
| SFLSFL Corp Ltd. | SHS | 19,904 | $160.0K | <0.1% | – | – | History |
| SCPHscPharmaceuticals Inc. | COM | 24,437 | $163.0K | <0.1% | – | – | History |
| ECEcopetrol S.A. | SPONSORED ADS | 12,813 | $164.0K | <0.1% | – | – | History |
| DHTDHT Holdings, Inc. | SHS NEW | 27,692 | $164.0K | <0.1% | – | – | History |
| ICLICL Group Ltd. | SHS | 29,159 | $169.0K | <0.1% | – | – | History |
| Credit Suisse Group225401108 | SPONSORED ADR | 16,096 | $171.0K | <0.1% | – | – | – |
| FRSTPrimis Financial Corp. | COM | 11,858 | $172.0K | <0.1% | – | – | History |
| Enel Americas S A29274F104 | SPONSORED ADR | 20,332 | $172.0K | <0.1% | – | – | – |
| CARECarter Bankshares, Inc. | COM NEW | 12,840 | $179.0K | <0.1% | – | – | History |
| LPTHLightpath Technologies Inc | COM CL A | 58,660 | $182.0K | <0.1% | – | – | History |
| GGBGerdau S.A. | SPON ADR REP PFD | 35,061 | $187.0K | <0.1% | – | – | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 12,437 | $195.0K | <0.1% | – | – | History |
| BSRRSierra Bancorp | COM | 7,475 | $200.0K | <0.1% | – | – | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 100,643 | $201.0K | <0.1% | – | – | – |
| CCNECNB Financial Corp | COM | 8,192 | $202.0K | <0.1% | – | – | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 39,443 | $206.0K | <0.1% | – | – | History |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 22,643 | $208.0K | <0.1% | – | – | History |
| Petrochina Co Ltd71646E100 | SPONSORED ADR | 5,793 | $209.0K | <0.1% | – | – | – |
| PVHPVH Corp. | COM | 1,987 | $210.0K | <0.1% | – | – | History |
| SXIStandex International Corp | COM | 2,194 | $210.0K | <0.1% | – | – | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 14,873 | $210.0K | <0.1% | – | – | History |
| DBIDesigner Brands Inc. | CL A | 12,059 | $210.0K | <0.1% | – | – | History |
| LMATLemaitre Vascular Inc | COM | 4,330 | $211.0K | <0.1% | – | – | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 27,745 | $214.0K | <0.1% | – | – | History |
| AUDCAudiocodes Ltd | ORD | 8,023 | $216.0K | <0.1% | – | – | History |
| GNTYGuaranty Bancshares Inc | COM | 5,873 | $216.0K | <0.1% | – | – | History |
| EXTNExterran Corp | COM | 65,373 | $220.0K | <0.1% | – | – | History |
| KOSKosmos Energy Ltd. | COM | 72,005 | $221.0K | <0.1% | – | – | History |
| AXLAAxcella Health Inc. | COM | 46,413 | $221.0K | <0.1% | – | – | History |
| BWBBridgewater Bancshares Inc | COM | 13,764 | $222.0K | <0.1% | – | – | History |
| TXMDTherapeuticsMD, Inc. | COM | 170,412 | $228.0K | <0.1% | – | – | History |
| HBTHBT Financial, Inc. | COM | 13,361 | $229.0K | <0.1% | – | – | History |
| AEGAegon Ltd. | NY REGISTRY SHS | 49,629 | $235.0K | <0.1% | – | – | History |
| FISIFinancial Institutions Inc | COM | 7,806 | $236.0K | <0.1% | – | – | History |
| HSIIHeidrick & Struggles International Inc | COM | 6,625 | $237.0K | <0.1% | – | – | History |
| ZGNXZogenix, Inc. | COM NEW | 12,212 | $238.0K | <0.1% | – | – | History |
| CMLSQCumulus Media Inc | COM CL A | 26,241 | $239.0K | <0.1% | – | – | History |
| BFSTBusiness First Bancshares, Inc. | COM | 10,058 | $241.0K | <0.1% | – | – | History |
| CMTLComtech Telecommunications Corp | COM NEW | 9,683 | $241.0K | <0.1% | – | – | History |
| ACBIAtlantic Capital Bancshares, Inc. | COM | 10,112 | $244.0K | <0.1% | – | – | History |
| GPCGenuine Parts Co | Stock | 2,122 | $245.0K | <0.1% | – | – | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 13,800 | $246.0K | <0.1% | – | – | History |
| GAPGap Inc | COM | 8,403 | $250.0K | <0.1% | – | – | History |
| Echo Global Logistics, Inc.27875T101 | COM | 7,979 | $251.0K | <0.1% | – | – | – |
| FLRFluor Corp | Stock | 11,158 | $258.0K | <0.1% | – | – | History |
| BMRCBank of Marin Bancorp | COM | 6,625 | $259.0K | <0.1% | – | – | History |
| FCBCFirst Community Bankshares Inc | COM | 8,621 | $259.0K | <0.1% | – | – | History |
| LTCLTC Properties Inc | REIT | 6,160 | $261.0K | <0.1% | – | – | History |
| PARRPar Pacific Holdings, Inc. | COM NEW | 18,602 | $263.0K | <0.1% | – | – | History |
| ESPREsperion Therapeutics, Inc. | COM | 9,457 | $265.0K | <0.1% | – | – | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 35,741 | $272.0K | <0.1% | – | – | History |
| NBRNabors Industries Ltd | SHS | 2,934 | $274.0K | <0.1% | – | – | History |
| Sociedad Quimica Y Minera DE833636111 | RIGHT 04/19/2021 | 88,394 | $274.0K | <0.1% | – | – | – |
| ABSTAbsolute Software Corp | COM | 20,070 | $278.0K | <0.1% | – | – | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 217,669 | $279.0K | <0.1% | – | – | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 36,169 | $282.0K | <0.1% | – | – | History |
| CATCCambridge Bancorp | COM | 3,372 | $284.0K | <0.1% | – | – | History |
| PGCPeapack Gladstone Financial Corp | COM | 9,215 | $285.0K | <0.1% | – | – | History |
| SHOSunstone Hotel Investors, Inc. | COM | 23,141 | $288.0K | <0.1% | – | – | History |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 76,112 | $292.0K | <0.1% | – | – | History |
| FFICFlushing Financial Corp | COM | 13,792 | $293.0K | <0.1% | – | – | History |
| HAFCHanmi Financial Corp | COM NEW | 14,987 | $296.0K | <0.1% | – | – | History |
| ORANYOrange | SPONSORED ADR | 23,990 | $296.0K | <0.1% | – | – | History |
| MSBIMidland States Bancorp, Inc. | COM | 10,840 | $301.0K | <0.1% | – | – | History |
| UBSUBS Group AG | Stock | 55,145 | $302.0K | <0.1% | – | – | History |
| Rada Electr Inds LtdM81863124 | COM PAR NEW | 25,234 | $303.0K | <0.1% | – | – | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 5,880 | $304.0K | <0.1% | – | – | – |
| SBGISinclair, Inc. | CL A | 10,391 | $304.0K | <0.1% | – | – | History |
| CFRXCONTRAFECT Corp | COM NEW | 63,643 | $305.0K | <0.1% | – | – | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 5,235 | $311.0K | <0.1% | – | – | – |
| FONRFonar Corp | COM NEW | 17,239 | $312.0K | <0.1% | – | – | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 15,589 | $313.0K | <0.1% | – | – | History |
| QUADQuad/Graphics, Inc. | COM CL A | 88,874 | $314.0K | <0.1% | – | – | History |
| FNFabrinet | SHS | 3,469 | $316.0K | <0.1% | – | – | History |
| VNTVontier Corp | Stock | 10,481 | $317.0K | <0.1% | – | – | History |
| LFVNLifevantage Corp | COM NEW | 33,914 | $317.0K | <0.1% | – | – | History |
| WTIW&T Offshore Inc | COM | 89,196 | $320.0K | <0.1% | – | – | History |
| DRDDrdgold Ltd | SPON ADR REPSTG | 33,873 | $320.0K | <0.1% | – | – | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,883 | $321.0K | <0.1% | – | – | History |
| CASSCass Information Systems Inc | COM | 7,004 | $324.0K | <0.1% | – | – | History |
| EBIXEbix Inc | COM NEW | 10,112 | $324.0K | <0.1% | – | – | History |
| Via Renewables, Inc.846511103 | CL A COM | 30,397 | $325.0K | <0.1% | – | – | – |