First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 17, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 334
- +5 vs. Q2 2025
- Portfolio value
- $2.71B
- +$7.59M (+0.3%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CCOClear Channel Outdoor Holdings, Inc. | COM | 10,000 | $15.8K | <0.1% | 00.0% | Unchanged | History |
| HITIHigh Tide Inc. | COM NEW | 12,000 | $43.6K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 12,000 | $63.2K | <0.1% | 00.0% | Unchanged | History |
| ECCEagle Point Credit Co | COM | 13,000 | $85.9K | <0.1% | +755+6.2% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 20,202 | $99.4K | <0.1% | −32,792−61.9% | Reduced | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 12,393 | $110.2K | <0.1% | 00.0% | Unchanged | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 10,126 | $110.9K | <0.1% | +10,126 | New | History |
| OCSLOaktree Specialty Lending Corp | COM | 10,559 | $137.8K | <0.1% | 00.0% | Unchanged | History |
| PFNPIMCO Income Strategy Fund II | COM | 19,741 | $149.8K | <0.1% | +105+0.5% | Added | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 12,605 | $155.9K | <0.1% | −20,628−62.1% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 14,963 | $162.3K | <0.1% | +14,963 | New | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 10,000 | $182.4K | <0.1% | +10,000 | New | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 18,611 | $188.9K | <0.1% | 00.0% | Unchanged | History |
| DUKDuke Energy CORP | Stock | 1,617 | $200.1K | <0.1% | +1,617 | New | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,561 | $200.7K | <0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 6,903 | $200.9K | <0.1% | +6,903 | New | – |
| PNCPNC Financial Services Group, Inc. | Stock | 1,002 | $201.3K | <0.1% | −272−21.4% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 515 | $201.7K | <0.1% | 00.0% | Unchanged | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 345 | $205.6K | <0.1% | +345 | New | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 809 | $205.7K | <0.1% | +809 | New | – |
| NSCNorfolk Southern Corp | Stock | 704 | $211.5K | <0.1% | +704 | New | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 6,791 | $211.6K | <0.1% | +6,791 | New | – |
| SYKStryker Corp | Stock | 576 | $212.9K | <0.1% | −32−5.3% | Reduced | History |
| CBChubb Ltd | Stock | 773 | $218.2K | <0.1% | +773 | New | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 1,734 | $218.4K | <0.1% | +1,734 | New | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,600 | $224.1K | <0.1% | 00.0% | Unchanged | – |
| CARRCarrier Global Corp | Stock | 3,781 | $225.7K | <0.1% | −250−6.2% | Reduced | History |
| ARKBArk 21Shares Bitcoin ETF | SHS BEN INT | 6,030 | $229.3K | <0.1% | 00.0% | Unchanged | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 5,239 | $233.5K | <0.1% | 00.0% | Unchanged | – |
| LRCXLam Research Corp | Stock | 1,761 | $235.8K | <0.1% | +1,761 | New | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 3,444 | $235.8K | <0.1% | 00.0% | Unchanged | – |
| STXSeagate Technology Holdings plc | ORD SHS | 1,001 | $236.3K | <0.1% | +1,001 | New | History |
| BSXBoston Scientific Corp | Stock | 2,427 | $236.9K | <0.1% | +2,427 | New | History |
| SPGSimon Property Group Inc. | REIT | 1,307 | $245.3K | <0.1% | +3+0.2% | Added | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 6,430 | $248.0K | <0.1% | 00.0% | Unchanged | – |
| Fidelity High Dividend ETF316092840 | ETF | 4,500 | $250.7K | <0.1% | 00.0% | Unchanged | – |
| DSLDoubleLine Income Solutions Fund | COM | 20,553 | $252.4K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P 100 ETF464287101 | ETF | 761 | $253.3K | <0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 9,087 | $253.5K | <0.1% | +9,087 | New | – |
| iShares Flexible Income Active ETF092528603 | ETF | 4,790 | $255.0K | <0.1% | 00.0% | Unchanged | – |
| CEGConstellation Energy Corp | Stock | 792 | $260.6K | <0.1% | +68+9.4% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 4,845 | $262.5K | <0.1% | +11+0.2% | Added | – |
| OKEONEOK Inc | COM | 3,651 | $266.4K | <0.1% | +10.0% | Added | History |
| MDTMedtronic plc | Stock | 2,799 | $266.6K | <0.1% | −16,291−85.3% | Reduced | History |
| ETNEaton Corp plc | Stock | 715 | $267.6K | <0.1% | +1+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,443 | $269.1K | <0.1% | +55+1.0% | Added | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 964 | $269.2K | <0.1% | +964 | New | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,128 | $269.4K | <0.1% | +2,128 | New | – |
| ELVElevance Health, Inc. | Stock | 843 | $272.4K | <0.1% | −50−5.6% | Reduced | History |
| Capitol Ser Tr14064D550 | FAIRLEAD TACTICA | 9,161 | $274.9K | <0.1% | +9,161 | New | – |
| AMXAmerica Movil SAB de CV | SPON ADS RP CL B | 13,095 | $275.0K | <0.1% | 00.0% | Unchanged | History |
| MDLZMondelez International, Inc. | Stock | 4,488 | $280.4K | <0.1% | −1,775−28.3% | Reduced | History |
| TTTrane Technologies plc | SHS | 666 | $281.0K | <0.1% | +1+0.2% | Added | History |
| LEN.BLennar Corp | CL B | 2,366 | $283.9K | <0.1% | −126−5.1% | Reduced | History |
| PCQPIMCO California Municipal Income Fund | COM | 32,796 | $286.0K | <0.1% | −16,430−33.4% | Reduced | History |
| INTCIntel Corp | Stock | 8,638 | $289.8K | <0.1% | +8,638 | New | History |
| SONYSony Group Corp | SPONSORED ADR | 10,120 | $291.4K | <0.1% | −4,765−32.0% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 12,531 | $291.7K | <0.1% | 00.0% | Unchanged | – |
| ADPAutomatic Data Processing Inc | Stock | 1,019 | $299.1K | <0.1% | +57+5.9% | Added | History |
| FEFirstenergy Corp | COM | 6,591 | $302.0K | <0.1% | 00.0% | Unchanged | History |
| APPFAppfolio Inc | COM CL A | 1,098 | $302.7K | <0.1% | 00.0% | Unchanged | History |
| TGTTarget Corp | Stock | 3,440 | $308.6K | <0.1% | +12+0.4% | Added | History |
| WECWec Energy Group, Inc. | Stock | 2,698 | $309.2K | <0.1% | −4−0.1% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 6,755 | $317.0K | <0.1% | −113−1.6% | Reduced | – |
| SYYSysco Corp | Stock | 3,884 | $319.8K | <0.1% | −468−10.8% | Reduced | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 11,939 | $320.4K | <0.1% | +11,939 | New | – |
| UNPUnion Pacific Corp | Stock | 1,380 | $326.2K | <0.1% | +103+8.1% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,215 | $336.9K | <0.1% | 00.0% | Unchanged | – |
| EFSCEnterprise Financial Services Corp | COM | 5,870 | $340.3K | <0.1% | 00.0% | Unchanged | History |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 5,211 | $341.6K | <0.1% | 00.0% | Unchanged | – |
| KMIKinder Morgan, Inc. | Stock | 12,140 | $343.7K | <0.1% | −1,684−12.2% | Reduced | History |
| ECLEcolab Inc. | Stock | 1,277 | $349.7K | <0.1% | +7+0.6% | Added | History |
| YUMYum Brands Inc | Stock | 2,315 | $351.8K | <0.1% | −85−3.5% | Reduced | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 24,928 | $352.0K | <0.1% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 11,251 | $353.5K | <0.1% | −1,182−9.5% | Reduced | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 8,409 | $364.1K | <0.1% | −13,846−62.2% | Reduced | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 1,657 | $368.1K | <0.1% | 00.0% | Unchanged | – |
| FASTFastenal Co | Stock | 7,638 | $374.6K | <0.1% | +160+2.1% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 3,257 | $374.6K | <0.1% | 00.0% | Unchanged | – |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 7,850 | $387.7K | <0.1% | 00.0% | Unchanged | – |
| BXBlackstone Inc. | COM | 2,272 | $388.2K | <0.1% | +10.0% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 7,698 | $392.9K | <0.1% | −9,045−54.0% | Reduced | – |
| iShares Tr464288802 | ESG OPTIMIZED | 2,904 | $393.9K | <0.1% | −7,606−72.4% | Reduced | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 3,233 | $407.2K | <0.1% | 00.0% | Unchanged | – |
| WFCWells Fargo & Company | Stock | 4,927 | $413.0K | <0.1% | +924+23.1% | Added | History |
| PSAPublic Storage | COM | 1,482 | $428.1K | <0.1% | −51−3.3% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 15,878 | $433.5K | <0.1% | +484+3.1% | Added | – |
| MOHMolina Healthcare, Inc. | COM | 2,315 | $443.0K | <0.1% | +10.0% | Added | History |
| SRESempra | Stock | 4,942 | $444.7K | <0.1% | +4+0.1% | Added | History |
| SHOPShopify Inc. | Stock | 3,000 | $445.8K | <0.1% | −6−0.2% | Reduced | History |
| iShares Tr46434V290 | US SML CAP EQT | 6,021 | $447.7K | <0.1% | 00.0% | Unchanged | – |
| AGNCAGNC Investment Corp. | REIT | 45,946 | $449.8K | <0.1% | 00.0% | Unchanged | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 3,193 | $450.1K | <0.1% | 00.0% | Unchanged | – |
| GEVGE Vernova Inc. | Stock | 734 | $451.3K | <0.1% | +1+0.1% | Added | History |
| RSGRepublic Services, Inc. | COM | 1,975 | $453.2K | <0.1% | −40−2.0% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 1,039 | $464.7K | <0.1% | +242+30.4% | Added | History |
| BF.BBrown Forman Corp | Stock | 17,263 | $467.5K | <0.1% | −93−0.5% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 974 | $472.4K | <0.1% | −1,131−53.7% | Reduced | History |
| SOSouthern Co | Stock | 5,057 | $479.3K | <0.1% | +1,743+52.6% | Added | History |
| WMBWilliams Companies, Inc. | COM | 7,715 | $488.7K | <0.1% | −312−3.9% | Reduced | History |
Sold out since Q2 2025 (17)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| VanEck ETF Trust92189Y105 | MORNINGSTAR ESG | 227,881 | $6.32M | 0.2% | – |
| LULUlululemon athletica inc. | Stock | 17,353 | $4.12M | 0.2% | History |
| NVONovo Nordisk A S | ADR | 43,945 | $3.03M | 0.1% | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,136 | $2.00M | 0.1% | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 3,864 | $839.8K | <0.1% | – |
| WBSWebster Financial Corp | COM | 12,403 | $677.2K | <0.1% | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 5,902 | $597.5K | <0.1% | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 6,377 | $569.0K | <0.1% | – |
| IRIngersoll Rand Inc. | COM | 5,107 | $424.8K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 9,865 | $386.4K | <0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,743 | $382.5K | <0.1% | – |
| RLIRli Corp | COM | 4,910 | $354.6K | <0.1% | History |
| CNICanadian National Railway Co | Stock | 3,325 | $345.9K | <0.1% | History |
| ADIAnalog Devices Inc | Stock | 965 | $229.6K | <0.1% | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 9,254 | $228.6K | <0.1% | – |
| CTOCTO Realty Growth, Inc. | COM | 12,000 | $207.1K | <0.1% | History |
| NOVNOV Inc. | COM | 10,658 | $132.5K | <0.1% | History |