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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 10, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
433
+2 vs. Q4 2023
Portfolio value
$2.50B
+$304.6M (+13.9%) vs. Q4 2023
Filed
May 10, 2024
SEC
Holdings of First Foundation Advisors in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PCQPIMCO California Municipal Income FundCOM72,949$682.8K<0.1%00.0%UnchangedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$660.2K<0.1%00.0%Unchanged–
ELVElevance Health, Inc.Stock1,273$660.1K<0.1%−307−19.4%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM74,798$644.8K<0.1%00.0%UnchangedHistory
MSMorgan StanleyStock6,521$614.0K<0.1%−181−2.7%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$604.6K<0.1%00.0%Unchanged–
State Street Technology Select Sector SPDR ETF81369Y803ETF2,899$603.8K<0.1%−44−1.5%Reduced–
NKENIKE, Inc.Stock6,361$597.8K<0.1%−14−0.2%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM52,999$584.0K<0.1%−14,787−21.8%ReducedHistory
EMREmerson Electric CoStock5,075$575.6K<0.1%+521+11.4%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,548$572.9K<0.1%+172+3.9%Added–
Vanguard Total World Stock ETF922042742ETF5,105$564.1K<0.1%+6+0.1%Added–
INTCIntel CorpStock12,679$560.0K<0.1%−688−5.1%ReducedHistory
MSTRStrategy IncStock325$554.0K<0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock7,907$553.5K<0.1%+1,152+17.1%AddedHistory
SNPSSynopsys IncCOM962$549.8K<0.1%+12+1.3%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF9,290$544.3K<0.1%00.0%Unchanged–
COPConocoPhillipsStock4,258$542.0K<0.1%−497−10.5%ReducedHistory
LEN.BLennar CorpCL B3,499$539.5K<0.1%−429−10.9%ReducedHistory
BAXBaxter International IncStock12,600$538.5K<0.1%+12,600NewHistory
GEGeneral Electric CoStock3,034$532.6K<0.1%+137+4.7%AddedHistory
BACBank of America CorpStock13,776$522.4K<0.1%+3,431+33.2%AddedHistory
DEDeere & CoStock1,249$512.8K<0.1%+28+2.3%AddedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF3,608$507.0K<0.1%+635+21.4%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$497.9K<0.1%00.0%Unchanged–
Vanguard Ftse Developed Markets ETF921943858ETF9,713$487.3K<0.1%−148−1.5%Reduced–
PNCPNC Financial Services Group, Inc.Stock3,006$485.8K<0.1%+83+2.8%AddedHistory
SHELShell plcADR7,246$485.8K<0.1%−709−8.9%ReducedHistory
iShares Tr464288851US OIL GS EX ETF4,524$483.9K<0.1%−2,316−33.9%Reduced–
SYKStryker CorpStock1,343$480.6K<0.1%+445+49.6%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE5,987$478.4K<0.1%−815−12.0%Reduced–
TMOThermo Fisher Scientific Inc.Stock818$475.4K<0.1%−62−7.0%ReducedHistory
MCHPMicrochip Technology IncStock5,290$474.6K<0.1%+864+19.5%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$474.5K<0.1%00.0%UnchangedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,513$470.8K<0.1%00.0%Unchanged–
iShares Tr464288760US AER DEF ETF3,523$464.8K<0.1%−301−7.9%Reduced–
ETNEaton Corp plcStock1,397$436.8K<0.1%+230+19.7%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM13,427$432.2K<0.1%00.0%UnchangedHistory
iShares U.S. Healthcare Providers ETF464288828ETF7,850$428.1K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
WMBWilliams Companies, Inc.COM10,942$426.4K<0.1%−1,996−15.4%ReducedHistory
Dimensional ETF Trust25434V831US HIGH PROF ETF13,388$423.2K<0.1%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF4,423$417.6K<0.1%+109+2.5%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM41,605$416.5K<0.1%−491−1.2%ReducedHistory
XELXcel Energy IncStock7,735$415.8K<0.1%00.0%UnchangedHistory
MGMMGM Resorts InternationalStock8,684$410.0K<0.1%−342−3.8%ReducedHistory
VZVerizon Communications IncStock9,658$405.2K<0.1%−1,933−16.7%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS7,146$403.2K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR4,797$398.5K<0.1%+4,797New–
ELEstee Lauder Companies IncCL A2,541$391.7K<0.1%+66+2.7%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF699$388.9K<0.1%+155+28.5%AddedHistory
GDGeneral Dynamics CorpStock1,376$388.7K<0.1%+302+28.1%AddedHistory
HCAHCA Healthcare, Inc.COM1,165$388.5K<0.1%−21−1.8%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP8,128$385.8K<0.1%+35+0.4%Added–
ADPAutomatic Data Processing IncStock1,536$383.6K<0.1%+198+14.8%AddedHistory
RSGRepublic Services, Inc.COM2,002$383.3K<0.1%00.0%UnchangedHistory
iShares Tr46434V290US SML CAP EQT6,021$382.8K<0.1%00.0%Unchanged–
SONYSony Group CorpSPONSORED ADR4,447$381.3K<0.1%−1,177−20.9%ReducedHistory
BNYBank of New York Mellon CorpStock6,524$375.9K<0.1%00.0%UnchangedHistory
SLViShares Silver TrustETF16,468$374.6K<0.1%00.0%UnchangedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF6,900$374.3K<0.1%−4,092−37.2%Reduced–
PKGPackaging Corp of AmericaStock1,961$372.2K<0.1%+164+9.1%AddedHistory
ICEIntercontinental Exchange, Inc.Stock2,688$369.4K<0.1%−20−0.7%ReducedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,261$367.1K<0.1%00.0%Unchanged–
RLIRli CorpCOM2,471$366.9K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock4,517$366.7K<0.1%+674+17.5%AddedHistory
OKEONEOK IncCOM4,538$363.8K<0.1%−196−4.1%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,616$358.3K<0.1%−6,115−41.5%Reduced–
EFSCEnterprise Financial Services CorpCOM8,770$355.7K<0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock1,860$355.2K<0.1%−227−10.9%ReducedHistory
SRESempraStock4,945$355.2K<0.1%00.0%UnchangedHistory
OTISOtis Worldwide CorpStock3,536$351.0K<0.1%+41+1.2%AddedHistory
MCKMcKesson CorpStock642$344.7K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR3,501$338.7K<0.1%−120−3.3%ReducedHistory
TAT&T Inc.Stock18,860$331.9K<0.1%−1,487−7.3%ReducedHistory
CTVACorteva, Inc.Stock5,696$328.5K<0.1%−344−5.7%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF3,233$325.9K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$325.9K<0.1%00.0%Unchanged–
DSLDoubleLine Income Solutions FundCOM25,191$319.9K<0.1%−1,581−5.9%ReducedHistory
BKNGBooking Holdings Inc.Stock88$319.3K<0.1%−7−7.4%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM9,684$312.1K<0.1%−1,997−17.1%Reduced–
KRKroger CoStock5,395$308.2K<0.1%−271,809−98.1%ReducedHistory
UUnity Software Inc.COM11,349$303.0K<0.1%−1,793−13.6%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,238$299.9K<0.1%−212−14.6%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF7,136$298.1K<0.1%−8,845−55.3%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,003$295.9K<0.1%+451+29.1%Added–
FASTFastenal CoStock3,739$288.4K<0.1%+118+3.3%AddedHistory
ISRGIntuitive Surgical IncCOM NEW713$284.6K<0.1%−151−17.5%ReducedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP6,357$282.8K<0.1%−2,459−27.9%Reduced–
IQVIQVIA Holdings Inc.Stock1,118$282.7K<0.1%−27−2.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,527$278.8K<0.1%+4+0.3%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI19,450$278.5K<0.1%00.0%UnchangedHistory
iShares Tr464287515EXPANDED TECH3,255$277.6K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
WECWec Energy Group, Inc.Stock3,370$276.7K<0.1%−99−2.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,420$275.8K<0.1%−56−1.6%Reduced–
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,722$275.4K<0.1%+726+1.8%AddedHistory
APPFAppfolio IncCOM CL A1,098$270.9K<0.1%+1,098NewHistory
DGDollar General CorpCOM1,726$269.4K<0.1%−39−2.2%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B14,295$266.7K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q126RLTY INCOME ETF6,035$264.6K<0.1%+6,035New–
GSGoldman Sachs Group IncStock625$261.1K<0.1%+91+17.0%AddedHistory

Sold out since Q4 2023 (30)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
ACIAlbertsons Companies, Inc.COMMON STOCK73,479$1.69M0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT79,187$1.52M0.1%History
RRCRange Resources CorpCOM35,560$1.08M<0.1%History
FCNCAFirst Citizens Bancshares IncCL A605$858.5K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT29,375$734.1K<0.1%–
SIISprott Inc.COM NEW14,800$502.5K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,617$482.4K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF16,128$387.6K<0.1%–
BCSBarclays PLCADR46,000$362.5K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS11,656$352.0K<0.1%–
AALAmerican Airlines Group Inc.Stock18,554$254.9K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM20,614$226.8K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1601$226.5K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF4,271$201.8K<0.1%–
FAFFirst American Financial CorpStock3,106$200.2K<0.1%History
iShares Global Clean Energy ETF464288224ETF12,834$199.8K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A4,042$198.6K<0.1%History
SWAVShockwave Medical, Inc.COM1,000$190.6K<0.1%History
KMXCarMax IncCOM2,257$173.2K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM14,615$150.8K<0.1%History
AFTApollo Senior Floating Rate Fund Inc.COM11,018$146.0K<0.1%History
NBHNeuberger Municipal Fund Inc.COM13,602$140.8K<0.1%History
CHTRCharter Communications, Inc.CL A340$132.2K<0.1%History
SLBSLB LimitedStock1,492$77.6K<0.1%History
TRXTRX GOLD CorpCOM117,371$44.6K<0.1%History
GHGuardant Health, Inc.COM1,121$30.3K<0.1%History
TSCOTractor Supply CoCOM130$28.0K<0.1%History
WELLWelltower Inc.REIT303$27.3K<0.1%History
GOEVCanoo Inc.COM CL A20,000$5.14K<0.1%History
HUMHumana IncStock8$3.66K<0.1%History