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Livermore
Livermore
ZHEN

Gabelli Funds LLC

SEC CIK
0001081407
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,402
+43 vs. Q2 2021
Portfolio value
$15.1B
−$607.7M (−3.9%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Gabelli Funds LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Haymaker Acquisition Corp II42087R207UNIT 03/01/202625,500$252.0K<0.1%00.0%Unchanged–
Hudson Executive Inves III44376L206UNIT 02/22/202625,600$252.0K<0.1%00.0%Unchanged–
Boa Acquisition Corp05601A208UNIT 99/99/999925,631$253.0K<0.1%00.0%Unchanged–
Warburg Pincus Captal Corp IG9460M116UNIT 99/99/999925,500$253.0K<0.1%00.0%Unchanged–
CNICanadian National Railway CoStock2,200$254.0K<0.1%−375−14.6%ReducedHistory
WVVIWillamette Valley Vineyards IncCOM20,000$254.0K<0.1%00.0%UnchangedHistory
Flame Acquisition Corp33850F207UNIT 99/99/999925,500$257.0K<0.1%00.0%Unchanged–
CMAComerica IncCOM3,200$258.0K<0.1%00.0%UnchangedHistory
AFIArmstrong Flooring, Inc.COM83,000$260.0K<0.1%−85,000−50.6%ReducedHistory
Mcap Acquisition Corp55282T208UNIT 02/18/203025,500$260.0K<0.1%00.0%Unchanged–
RDIBReading International IncCL B11,700$266.0K<0.1%00.0%UnchangedHistory
BBDCBarings BDC, Inc.COM24,477$270.0K<0.1%−1,000−3.9%ReducedHistory
Jaws Hurricane Acquisitn Cor47201B202UNIT 06/08/202626,973$270.0K<0.1%00.0%Unchanged–
BOCHBank of Commerce HoldingsCOM18,000$273.0K<0.1%+4,000+28.6%AddedHistory
SANBanco Santander, S.A.ADR75,740$274.0K<0.1%00.0%UnchangedHistory
SRGSeritage Growth PropertiesCL A18,500$274.0K<0.1%+6,000+48.0%AddedHistory
APPSDigital Turbine, Inc.COM NEW4,000$275.0K<0.1%+4,000NewHistory
Poema Global Holdings CorpG7154B107CL A SHS28,014$276.0K<0.1%−21,100−43.0%Reduced–
SRPTSarepta Therapeutics, Inc.COM3,000$277.0K<0.1%00.0%UnchangedHistory
TLG Acquisition One Corp87257M207UNIT 99/99/999928,000$278.0K<0.1%+28,000New–
BBIOBridgeBio Pharma, Inc.COM6,000$281.0K<0.1%−2,500−29.4%ReducedHistory
IAInnovative Solutions & Support IncCOM40,000$281.0K<0.1%00.0%UnchangedHistory
CODICompass Diversified HoldingsSH BEN INT10,000$282.0K<0.1%+10,000NewHistory
Elliott Opportunity II Corp.G30092129UNIT 99/99/999928,100$284.0K<0.1%−108,191−79.4%Reduced–
EAElectronic Arts Inc.COM2,000$285.0K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM35,000$285.0K<0.1%+35,000NewHistory
HPQHP IncStock10,500$287.0K<0.1%+10,500NewHistory
GENCGencor Industries IncCOM26,000$288.0K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock3,700$290.0K<0.1%00.0%UnchangedHistory
WLYBJohn Wiley & Sons, Inc.CL B5,600$292.0K<0.1%00.0%UnchangedHistory
China Automotive Systems Inc/216936R105COM90,022$293.0K<0.1%+2,000+2.3%Added–
TEXTerex CorpStock7,000$295.0K<0.1%00.0%UnchangedHistory
MTRNMATERION CorpCOM4,300$295.0K<0.1%00.0%UnchangedHistory
JOUTJohnson Outdoors IncCL A2,800$296.0K<0.1%+2,800NewHistory
MLCOMelco Resorts & Entertainment LTDADR29,000$297.0K<0.1%00.0%UnchangedHistory
RXR Acquisition Corp74981W107CLASS A COM30,700$298.0K<0.1%+30,700New–
MSIMotorola Solutions, Inc.Stock1,300$302.0K<0.1%+100+8.3%AddedHistory
ATROAstronics CorpCOM21,500$302.0K<0.1%00.0%UnchangedHistory
MGNIMagnite, Inc.COM10,820$303.0K<0.1%00.0%UnchangedHistory
Orion Acquisition Corp68626A207UNIT 02/19/202630,626$303.0K<0.1%00.0%Unchanged–
TFSLTFS Financial CORPCOM16,000$305.0K<0.1%00.0%UnchangedHistory
CFMSConformis IncCOM231,429$308.0K<0.1%00.0%UnchangedHistory
WLDNWilldan Group, Inc.COM8,676$309.0K<0.1%+46+0.5%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR30,000$310.0K<0.1%00.0%UnchangedHistory
ICPTIntercept Pharmaceuticals, Inc.COM21,000$312.0K<0.1%00.0%UnchangedHistory
CZRCaesars Entertainment, Inc.COM2,800$314.0K<0.1%00.0%UnchangedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES27,000$316.0K<0.1%+27,000NewHistory
Churchill Capital Corp VII17144M201UNIT 99/99/999932,167$318.0K<0.1%+32,167New–
EUSGEuropean Sustainable Growth Acquisition Corp.CL A SHS33,300$330.0K<0.1%−11,000−24.8%ReducedHistory
AOUTAmerican Outdoor Brands, Inc.COM13,460$331.0K<0.1%+13,460NewHistory
ZUOZuora IncCOM CL A20,000$332.0K<0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock700$335.0K<0.1%−200−22.2%ReducedHistory
IPInternational Paper CoCOM6,000$336.0K<0.1%−2,000−25.0%ReducedHistory
Trepont Acquisition Corp IG9095M119UNIT 99/99/999933,000$338.0K<0.1%00.0%Unchanged–
HSBCHSBC Holdings PLCSPON ADR NEW13,000$340.0K<0.1%−6,000−31.6%ReducedHistory
One Equity Partners Open WTR68237L204UNIT 01/14/202634,400$341.0K<0.1%00.0%Unchanged–
TZP Strategies Acquistn CorpG91595127UNIT 01/06/202634,400$342.0K<0.1%00.0%Unchanged–
TTEKTetra Tech IncCOM2,300$343.0K<0.1%−3,200−58.2%ReducedHistory
CWCOConsolidated Water Co. Ltd.ORD30,200$344.0K<0.1%−4,000−11.7%ReducedHistory
GPNGlobal Payments IncStock2,200$347.0K<0.1%00.0%UnchangedHistory
Crucible Acquisition Corp22877P207UNIT 12/26/202534,700$347.0K<0.1%00.0%Unchanged–
Fortistar Sustainable Sol Co34962M205UNIT 01/14/202634,500$347.0K<0.1%00.0%Unchanged–
TACTTransact Technologies IncCOM25,000$348.0K<0.1%00.0%UnchangedHistory
EGIOEdgio, Inc.COM146,897$350.0K<0.1%+76,897+109.9%AddedHistory
SRGASurgalign Holdings, Inc.COM324,750$354.0K<0.1%−28,000−7.9%ReducedHistory
TPHSTrinity Place Holdings Inc.COM183,000$359.0K<0.1%−36,000−16.4%ReducedHistory
SNNSmith & Nephew PLCSPDN ADR NEW10,500$361.0K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM7,500$363.0K<0.1%−500−6.3%ReducedHistory
Global Partner Acqistn CorpG3934P110UNIT 01/06/202636,700$363.0K<0.1%00.0%Unchanged–
POWRUPowered BrandsUNIT 99/99/999936,607$363.0K<0.1%00.0%UnchangedHistory
HZOMarinemax IncCOM7,500$364.0K<0.1%00.0%UnchangedHistory
SVF Investment Corp.G8601L110UNIT 12/20/202536,607$364.0K<0.1%00.0%Unchanged–
EEAEuropean Equity Fund, IncCOM32,729$365.0K<0.1%00.0%UnchangedHistory
LKFTLakefront Biotherapeutics NVSPON ADR7,000$368.0K<0.1%+500+7.7%AddedHistory
Hudson Executive Invs Corp I443760202UNIT 01/31/202737,000$368.0K<0.1%00.0%Unchanged–
CURICuriosityStream Inc.COM CL A35,000$369.0K<0.1%−3,000−7.9%ReducedHistory
Marlin Technology Corp.G58411128UNIT 99/99/999936,900$369.0K<0.1%00.0%Unchanged–
SALMSalem Media Group, Inc.CL A100,000$371.0K<0.1%−5,000−4.8%ReducedHistory
Jack Creek Investment Corp.G4989X107UNIT 10/01/202336,900$371.0K<0.1%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202837,300$371.0K<0.1%00.0%Unchanged–
Frontier Acquisition Corp.G36826108CLASS A ORD SHS38,400$373.0K<0.1%+38,400New–
OCA Acquisition Corp.670865203UNIT 01/14/202636,900$374.0K<0.1%00.0%Unchanged–
PACKRanpak Holdings Corp.COM CL A14,034$376.0K<0.1%+234+1.7%AddedHistory
FDXFedEx CorpStock1,725$378.0K<0.1%00.0%UnchangedHistory
Arctos Northstar Acquis CorpG0477L118UNIT 99/99/999938,300$378.0K<0.1%00.0%Unchanged–
Atlantic Ave Acquisition Cor04906P101COM CL A38,900$381.0K<0.1%00.0%Unchanged–
PGTIPGT Innovations, Inc.COM20,000$382.0K<0.1%00.0%UnchangedHistory
JYACJiya Acquisition Corp.COM CL A39,400$384.0K<0.1%00.0%UnchangedHistory
Foxo Technologies Inc.24803C102COM CLS A39,000$385.0K<0.1%00.0%Unchanged–
FirstMark Horizon Acquisition Corp.33765Y101CL A COM39,400$386.0K<0.1%00.0%Unchanged–
YTRAYatra Online, Inc.ORD SHS191,521$387.0K<0.1%−28,384−12.9%ReducedHistory
TWTRTwitter, Inc.COM6,500$393.0K<0.1%+6,500NewHistory
KMBKimberly Clark CorpStock3,000$397.0K<0.1%−8,000−72.7%ReducedHistory
BALYBally's CorpCOM8,000$401.0K<0.1%+8,000NewHistory
Starz Entertainment Corp535919500CL B NON VTG31,545$410.0K<0.1%+1,000+3.3%Added–
LNWOLight & Wonder, Inc.COM5,000$415.0K<0.1%−400−7.4%ReducedHistory
TSTenaris SASPONSORED ADS20,000$422.0K<0.1%−4,000−16.7%ReducedHistory
CHWYChewy, Inc.CL A6,250$426.0K<0.1%+1,500+31.6%AddedHistory
Post Holdings Partnering Cor737465112*W EXP 04/12/202478,799$431.0K<0.1%+478,799New–
GENGen Digital Inc.Stock17,275$437.0K<0.1%−44,900−72.2%ReducedHistory

Sold out since Q2 2021 (126)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 126 by value last quarter.

Positions of Gabelli Funds LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NAVNavistar International CorpCOM1,790,875$79.7M0.5%History
ALXNAlexion Pharmaceuticals, Inc.COM295,915$54.4M0.3%History
WORKSlack Technologies, Inc.COM CL A815,860$36.1M0.2%History
PFPTProofpoint IncCOM200,538$34.8M0.2%History
HOMEAt Home Group Inc.COM918,285$33.8M0.2%History
LMNXLuminex CorpCOM638,931$23.5M0.1%History
MXIMMaxim Integrated Products IncCOM222,940$23.5M0.1%History
TLNDTalend S.A.ADS343,419$22.5M0.1%History
USCRU.S. Concrete, Inc.COM294,401$21.7M0.1%History
MSG Network Inc553573106CL A1,259,750$18.4M0.1%–
UBERUber Technologies, IncStock330,914$16.6M0.1%History
PRAHPRA Health Sciences, Inc.COM100,000$16.5M0.1%History
QTSQTS Realty Trust, Inc.COM CL A182,920$14.1M0.1%History
CNSTConstellation Pharmaceuticals IncCOM380,583$12.9M0.1%History
GRAW R Grace & CoCOM166,965$11.5M0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR663,888$11.2M0.1%–
ORBCOMM Inc.68555P100COM752,170$8.45M0.1%–
KINKindred Biosciences, Inc.COM848,344$7.78M<0.1%History
CBBCincinnati Bell IncCOM NEW503,495$7.76M<0.1%History
TERTeradyne, IncStock57,000$7.64M<0.1%History
SYKESykes Enterprises IncCOM125,708$6.75M<0.1%History
Sogou Inc83409V104ADR REPSTG A667,694$5.70M<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$5.50M<0.1%–
Chimera Invt Corp16934QAA7CONVERTIBLE BOND–$5.17M<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$5.00M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$4.78M<0.1%–
Just Eat Takeaway Com N V48214T305SPONSORED ADS247,711$4.52M<0.1%–
Watford Hldgs LtdG94787101SHS128,234$4.49M<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR215,000$4.00M<0.1%History
IAGIamgold CorpCOM1,290,000$3.81M<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$3.76M<0.1%–
Exfo Inc302046107SUB VTG SHS597,034$3.55M<0.1%–
SWISolarWinds CorpCOM197,000$3.33M<0.1%History
CORECore-Mark Holding Company, LLCCOM73,804$3.32M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$2.86M<0.1%–
Gores Hldgs V Inc382864106COM CL A282,000$2.85M<0.1%–
MMACMMA Capital Holdings, LLCCOM91,130$2.48M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN124,294$2.35M<0.1%–
CPNGCoupang, Inc.CL A49,634$2.08M<0.1%History
Knowles Corp49926DAB5NOTE 3.250%11/0–$2.01M<0.1%–
HFCHollyFrontier CorpCOM52,100$1.71M<0.1%History
Tech and Energy Transition87823R201UNIT 03/31/2028153,635$1.53M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028141,000$1.40M<0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028134,900$1.36M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999135,094$1.35M<0.1%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026133,600$1.33M<0.1%–
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/9999124,563$1.25M<0.1%–
Software Acquisitn Grup Inc83407F101COM CL A120,000$1.19M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026114,907$1.14M<0.1%–
ALSKAlaska Communications Systems Group IncCOM335,694$1.12M<0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026107,600$1.10M<0.1%–
Model Performance Acquisition CorpG6246M113UNIT 04/29/2026105,600$1.10M<0.1%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026109,577$1.09M<0.1%–
Colicity Inc194170205UNIT 02/24/2026106,882$1.08M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026107,000$1.07M<0.1%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026106,900$1.07M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028104,297$1.04M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999102,000$1.03M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999102,300$1.02M<0.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999102,200$1.02M<0.1%–
SHSPSharpSpring, Inc.COM55,279$934.0K<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999992,400$932.0K<0.1%–
Rice Acquisition Corp IIG75529118UNIT 99/99/999980,900$827.0K<0.1%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/202680,800$820.0K<0.1%History
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202678,577$794.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999976,700$763.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999976,476$763.0K<0.1%–
ARMKAramarkCOM20,000$745.0K<0.1%History
Moringa Acquisition CorpG6S23K116UNIT 02/16/202673,700$734.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202673,303$733.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A30,000$683.0K<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999962,400$632.0K<0.1%–
PROSProSight Global, Inc.COM49,500$632.0K<0.1%History
RTXRTX CorpStock7,000$597.0K<0.1%History
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202652,600$550.0K<0.1%–
Ace Global Business Acqu LtdG0083E128UNIT 03/26/202652,700$544.0K<0.1%–
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/202654,000$543.0K<0.1%–
SPK Aquisition Corp848651204UNIT 05/13/202653,700$538.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202851,300$513.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202850,900$512.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202850,900$510.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202851,000$509.0K<0.1%–
Sportstek Acquisition Corp849196209UNIT 02/16/202849,000$490.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999946,564$468.0K<0.1%–
INGNInogen IncCOM6,900$450.0K<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/202638,400$384.0K<0.1%–
UNPUnion Pacific CorpStock1,740$383.0K<0.1%History
DLTRDollar Tree, Inc.COM3,825$381.0K<0.1%History
Motive Capital CorpG6293A129UNIT 99/99/999934,700$348.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202530,700$306.0K<0.1%–
Blue WTR Acquisition Corp09607T104COM CL A26,513$267.0K<0.1%–
MRNAModerna, Inc.Stock1,095$257.0K<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/202625,500$256.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202825,631$256.0K<0.1%–
ABMDAbiomed IncCOM800$250.0K<0.1%History
Locust Walk Acquisition Corp54015L301UNIT 12/31/202524,400$249.0K<0.1%–
Healthcare Capital Corp42228C200UNIT 12/31/202524,600$246.0K<0.1%–
KNLKnoll IncCOM NEW9,000$234.0K<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS34,118$233.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM8,000$231.0K<0.1%History