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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 5, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
1,552
+45 vs. Q4 2025
Portfolio value
$16.5B
+$170.9M (+1.0%) vs. Q4 2025
Filed
May 5, 2026
SEC
Holdings of D.A. Davidson & Co. in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Utils Infrastructu09248D112RIGHT 04/02/202612,265$98<0.1%+12,265New–
ZONEZone Frontier Inc.CLASS B COM SHS11,493$4.09K<0.1%00.0%UnchangedHistory
VRMEVerifyMe, Inc.COM NEW10,424$8.44K<0.1%00.0%UnchangedHistory
BRCCBRC Inc.COM CL A11,170$8.67K<0.1%+11,170NewHistory
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$25.3K<0.1%–––
LPROOpen Lending CorpCOM20,821$26.0K<0.1%+2,526+13.8%AddedHistory
BZAIBlaize Holdings, Inc.COM16,500$30.0K<0.1%+2,000+13.8%AddedHistory
GNLXGENELUX CorpCOM21,779$52.7K<0.1%00.0%UnchangedHistory
LACLithium Americas Corp.Stock14,000$55.3K<0.1%−8,050−36.5%ReducedHistory
DCDakota Gold Corp.COM12,562$63.4K<0.1%−75−0.6%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM11,275$65.7K<0.1%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM14,874$69.0K<0.1%+14,874NewHistory
HIXWestern Asset High Income Fund II Inc.COM18,506$73.7K<0.1%00.0%UnchangedHistory
SOUNSoundhound AI, Inc.CLASS A COM10,814$74.3K<0.1%+343+3.3%AddedHistory
IGRCbre Global Real Estate Income FundCOM17,245$75.7K<0.1%−700−3.9%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT14,908$79.3K<0.1%00.0%UnchangedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT43,766$83.2K<0.1%+86+0.2%AddedHistory
BTEBaytex Energy Corp.COM19,195$85.8K<0.1%00.0%UnchangedHistory
UAMYUnited States Antimony CorpCOM10,070$87.9K<0.1%+10,070NewHistory
ENVXEnovix CorpCOM17,500$90.7K<0.1%00.0%UnchangedHistory
VIRCVirco Mfg CorporationCOM15,200$93.0K<0.1%−19,900−56.7%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM10,487$107.8K<0.1%+163+1.6%AddedHistory
LARLithium Argentina AGStock16,750$111.9K<0.1%−5,800−25.7%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM10,217$112.2K<0.1%+10,217NewHistory
ERICEricsson LM Telephone CoADR B SEK 1010,000$112.7K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM11,930$123.8K<0.1%00.0%UnchangedHistory
MHDBlackRock Muniholdings Fund, Inc.COM11,527$130.0K<0.1%+11,527NewHistory
QSQuantumScape CorpCOM CL A22,297$142.3K<0.1%−686−3.0%ReducedHistory
FPIFarmland Partners Inc.COM12,857$144.4K<0.1%+173+1.4%AddedHistory
MRCCMonroe Capital CorpCOM31,585$145.3K<0.1%+263+0.8%AddedHistory
NMRNomura Holdings IncSPONSORED ADR18,500$146.0K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM25,111$151.9K<0.1%+653+2.7%AddedHistory
JFRNuveen Floating Rate Income FundCOM20,312$152.7K<0.1%−2,664−11.6%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM14,306$160.7K<0.1%+38+0.3%AddedHistory
RGTIRigetti Computing, Inc.COMMON STOCK11,770$165.3K<0.1%+338+3.0%AddedHistory
GWRSGlobal Water Resources, Inc.COM21,946$166.6K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI10,775$174.2K<0.1%00.0%Unchanged–
NTSKNetskope IncCL A20,600$174.9K<0.1%+8,050+64.1%AddedHistory
NUVNuveen Municipal Value Fund IncCOM19,580$176.0K<0.1%−2,389−10.9%ReducedHistory
KSSKOHLS CorpStock13,735$177.2K<0.1%−2,352−14.6%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT17,051$177.5K<0.1%00.0%UnchangedHistory
ERIIEnergy Recovery, Inc.COM17,685$178.1K<0.1%−1,528−8.0%ReducedHistory
QBTSD-Wave Quantum Inc.Stock12,635$182.3K<0.1%+60+0.5%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,600$185.6K<0.1%00.0%UnchangedHistory
HLNHaleon plcADR18,600$186.2K<0.1%+299+1.6%AddedHistory
NUNu Holdings Ltd.ORD SHS CL A13,741$197.5K<0.1%−181−1.3%ReducedHistory
OGNOrganon & Co.Stock33,079$198.1K<0.1%−4,465−11.9%ReducedHistory
FCFFirst Commonwealth Financial CorpCOM11,273$198.2K<0.1%+11,273NewHistory
Dimensional ETF Trust25434V625US COR EQU 1 ETF2,775$200.0K<0.1%+9+0.3%Added–
IIIVi3 Verticals, Inc.COM CL A8,950$200.1K<0.1%−2,850−24.2%ReducedHistory
IBNIcici Bank LtdADR7,732$200.3K<0.1%−115−1.5%ReducedHistory
NUWNuveen AMT-Free Municipal Value FundCOM14,000$200.6K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock3,722$200.7K<0.1%−8,671−70.0%ReducedHistory
ELSEquity Lifestyle Properties IncCOM3,219$200.9K<0.1%+3,219NewHistory
Northern LTS FD Tr IV66538H633INSPIRE CORP BD8,433$201.2K<0.1%00.0%Unchanged–
RGCORGC Resources IncCOM9,126$201.2K<0.1%+9,126NewHistory
FLRFluor CorpStock4,324$201.7K<0.1%+4,324NewHistory
CNPCenterpoint Energy IncCOM4,676$201.8K<0.1%+4,676NewHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT8,000$202.2K<0.1%+8,000New–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH2,345$202.4K<0.1%+2,345New–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,000$202.5K<0.1%+4,000New–
BNSBank of Nova ScotiaCOM2,921$202.5K<0.1%−92−3.1%ReducedHistory
Vanguard Calif Tax Free FDS922021605TAX EXEMPT BD FD2,050$203.1K<0.1%+2,050New–
DYDycom Industries IncCOM600$203.3K<0.1%−100−14.3%ReducedHistory
KLARKlarna Group plcStock15,600$204.2K<0.1%+15,600NewHistory
TUTelus CorpCOM16,007$205.4K<0.1%+1,256+8.5%AddedHistory
STESTERIS plcSHS USD933$206.3K<0.1%−3−0.3%ReducedHistory
RMBSRambus IncCOM2,400$206.5K<0.1%00.0%UnchangedHistory
iShares Tr464288372GLB INFRASTR ETF3,084$206.7K<0.1%+3,084New–
UCTTUltra Clean Holdings, Inc.COM3,340$207.7K<0.1%+3,340NewHistory
ALLYAlly Financial Inc.Stock5,300$207.9K<0.1%−15−0.3%ReducedHistory
DASHDoorDash, Inc.Stock1,385$208.0K<0.1%+1,385NewHistory
NTRSNorthern Trust CorpCOM1,490$208.0K<0.1%−11−0.7%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J478BULSHS 2029 MUNI9,041$208.2K<0.1%−80−0.9%Reduced–
First Tr Exchange-Traded FD33733E708DIVIDEND STRNGTH3,467$209.2K<0.1%+3,467New–
Legg Mason ETF Invt52468L406FRANKLIN US LOW4,936$210.1K<0.1%+4,936New–
GATXGatx CorpCOM1,233$210.5K<0.1%−219−15.1%ReducedHistory
iShares Tr46435U713US INFRASTRUC3,701$211.7K<0.1%+3,701New–
ALSNAllison Transmission Holdings IncStock1,810$211.9K<0.1%+1,810NewHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT14,778$212.1K<0.1%+2,530+20.7%AddedHistory
CMCCommercial Metals CoStock3,461$212.6K<0.1%+3,461NewHistory
iShares Tr464288356CALIF MUN BD ETF3,741$212.7K<0.1%+3,741New–
GILGildan Activewear Inc.Stock3,823$212.8K<0.1%+433+12.8%AddedHistory
WSTWest Pharmaceutical Services IncCOM849$212.8K<0.1%−17−2.0%ReducedHistory
Putnam ETF Trust746729839FRANKLIN CALIF29,400$214.0K<0.1%+29,400New–
ACLSAxcelis Technologies IncStock2,300$214.1K<0.1%−337−12.8%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM17,834$215.1K<0.1%−3,614−16.9%ReducedHistory
ANDEAndersons, Inc.COM3,000$215.3K<0.1%+3,000NewHistory
NRGNRG Energy, Inc.Stock1,474$215.4K<0.1%+211+16.7%AddedHistory
iShares Tr464288612INTRM GOV CR ETF2,022$215.7K<0.1%00.0%Unchanged–
MANHManhattan Associates IncStock1,622$215.9K<0.1%+300+22.7%AddedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM19,089$216.3K<0.1%+1,272+7.1%AddedHistory
PJTPJT Partners Inc.COM CL A1,552$216.8K<0.1%00.0%UnchangedHistory
BCBrunswick CorpCOM2,984$217.2K<0.1%−82−2.7%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM11,025$217.9K<0.1%+271+2.5%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF2,967$220.6K<0.1%−801−21.3%Reduced–
DGDollar General CorpCOM1,858$220.7K<0.1%−555−23.0%ReducedHistory
SIGISelective Insurance Group IncCOM2,930$220.9K<0.1%00.0%UnchangedHistory
BIIBBiogen Inc.COM1,218$223.3K<0.1%+1,218NewHistory
Schwab Emerging Markets Equity ETF808524706ETF6,836$225.2K<0.1%−186−2.6%Reduced–

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2026
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$735.8K
MSFTMicrosoft CorpStock$130.1K–
iShares Tr46428743220 YR TR BD ETF$26.8K–
NVDANVIDIA CorpStock$10.1K$693
SPYSPDR S&P 500 ETF TrustETF$4.84K–
GOOGAlphabet Inc.Stock–$3.14K
RGTIRigetti Computing, Inc.COMMON STOCK$2.19K$105
AMZNAmazon Com IncStock–$2.16K
ORCLOracle CorpStock–$845
PSIXPower Solutions International, Inc.Stock–$840
EIXEdison InternationalStock–$560
TTDTrade Desk, Inc.Stock–$305
MDTMedtronic plcStock–$16

Sold out since Q4 2025 (71)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
American Centy ETF Tr025072406QUALITY DIVRSFED61,528$3.95M<0.1%–
MKTXMarketaxess Holdings IncCOM20,234$3.67M<0.1%History
ICLRIcon PLCCOM19,778$3.60M<0.1%History
American Centy ETF Tr025072307US QUALITY GROW27,160$3.11M<0.1%–
ANGOAngiodynamics IncCOM136,333$1.75M<0.1%History
CAECae IncCOM52,456$1.60M<0.1%History
PPTAPerpetua Resources Corp.COM55,076$1.33M<0.1%History
CMAComerica IncCOM13,491$1.17M<0.1%History
PSNLPersonalis, Inc.COM145,507$1.16M<0.1%History
LOGILogitech International S.A.SHS10,887$1.09M<0.1%History
THRThermon Group Holdings, Inc.COM28,678$1.07M<0.1%History
AHRTAH Realty Trust, Inc.COM158,685$1.05M<0.1%History
CHWYChewy, Inc.CL A28,724$949.3K<0.1%History
Schwab U.S. Mid-Cap ETF808524508ETF29,045$873.4K<0.1%–
ZSZscaler, Inc.Stock3,232$726.9K<0.1%History
EXASExact Sciences CorpCOM7,065$717.5K<0.1%History
MFS Active Exchange Traded F55286W405INTERNATINL ETF22,811$694.6K<0.1%–
PLYMPlymouth Industrial REIT, Inc.COM31,282$684.5K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM44,517$654.4K<0.1%History
ODDOddity Tech LtdSHS CL A15,953$641.0K<0.1%History
PCHPotlatchdeltic CorpCOM16,001$636.5K<0.1%History
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS39,943$609.5K<0.1%History
iShares Future AI & Tech ETF46435U556ETF12,630$608.5K<0.1%–
TAPMolson Coors Beverage CoCL B12,427$580.1K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE17,956$576.6K<0.1%–
WYNNWynn Resorts LtdCOM4,625$556.5K<0.1%History
ANVSAnnovis Bio, Inc.COM160,779$556.3K<0.1%History
DKNGDraftKings Inc.Stock15,424$531.5K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF10,826$519.6K<0.1%–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT7,910$427.3K<0.1%–
LADLithia Motors IncCOM1,245$413.8K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT38,412$412.5K<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK2,024$411.0K<0.1%History
Cyberark Software LtdM2682V108SHS904$403.2K<0.1%–
ELEstee Lauder Companies IncCL A3,705$388.1K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,121$381.2K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF12,895$377.6K<0.1%–
HUMHumana IncStock1,448$370.9K<0.1%History
American Centy ETF Tr025072877US SML CP VALU3,501$357.0K<0.1%–
WABCWestamerica BancorporationCOM7,459$356.8K<0.1%History
RACEFerrari N.V.COM849$313.8K<0.1%History
MCNXAI Madison Equity Premium Income FundCOM49,321$295.9K<0.1%History
BROBrown & Brown, Inc.Stock3,674$292.8K<0.1%History
SONYSony Group CorpSPONSORED ADR11,295$289.2K<0.1%History
BALLBALL CorpCOM5,420$287.1K<0.1%History
Profesionally Managed Portfo74316P579AKRE FOCUS ETF4,287$280.8K<0.1%–
Hartford FDS Exchange Traded41653L875STRAT INCOM ETF7,540$267.5K<0.1%–
LEUCentrus Energy CorpStock1,096$266.1K<0.1%History
Amplify ETF Tr032108649AMPLIFY JUNIOR S9,145$253.0K<0.1%–
HRBH&R Block IncCOM5,731$249.8K<0.1%History
PAYCPaycom Software, Inc.Stock1,553$247.5K<0.1%History
CPTCamden Property TrustREIT2,172$239.1K<0.1%History
BNBROOKFIELD CorpCL A LTD VT SH5,158$236.7K<0.1%History
FLSFlowserve CorpCOM3,340$231.7K<0.1%History
RGLDRoyal Gold IncStock1,041$231.4K<0.1%History
HTBKHeritage Commerce CorpCOM19,058$228.9K<0.1%History
SLABSilicon Laboratories Inc.Stock1,659$216.8K<0.1%History
MHKMohawk Industries IncCOM1,968$215.1K<0.1%History
UALUnited Airlines Holdings, Inc.COM1,885$210.8K<0.1%History
ULTAUlta Beauty, Inc.Stock340$205.7K<0.1%History
CIMChimera Investment CorpCOM SHS13,473$167.5K<0.1%History
Putnam ETF Trust746729789FRAN MU HI YI ET14,352$166.1K<0.1%–
GOODGladstone Commercial CorpCOM15,055$160.6K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,360$127.2K<0.1%History
PCQPIMCO California Municipal Income FundCOM14,467$126.3K<0.1%History
TRAKReposiTrak, Inc.COM NEW10,000$123.7K<0.1%History
EXKEndeavour Silver CorpCOM11,195$105.2K<0.1%History
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$49.8K<0.1%–
RPAYRepay Holdings CorpCOM CL A10,611$38.7K<0.1%History
COOKTraeger, Inc.COMMON STOCK35,300$38.1K<0.1%History
PLUGPlug Power IncStock11,703$23.1K<0.1%History