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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 29, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
1,507
−2 vs. Q3 2025
Portfolio value
$16.3B
+$697.9M (+4.5%) vs. Q3 2025
Filed
Jan 29, 2026
SEC
Holdings of D.A. Davidson & Co. in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZONEZone Frontier Inc.CLASS B COM SHS11,493$2.99K<0.1%00.0%UnchangedHistory
VRMEVerifyMe, Inc.COM NEW10,424$6.26K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock11,703$23.1K<0.1%00.0%UnchangedHistory
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$24.9K<0.1%–––
BZAIBlaize Holdings, Inc.COM14,500$28.3K<0.1%−4,817−24.9%ReducedHistory
LPROOpen Lending CorpCOM18,295$28.4K<0.1%+18,295NewHistory
COOKTraeger, Inc.COMMON STOCK35,300$38.1K<0.1%−10,600−23.1%ReducedHistory
RPAYRepay Holdings CorpCOM CL A10,611$38.7K<0.1%−7,274−40.7%ReducedHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$49.8K<0.1%–––
BTEBaytex Energy Corp.COM19,195$62.0K<0.1%00.0%UnchangedHistory
FTFFranklin Ltd Duration Income TrustCOM11,275$69.3K<0.1%00.0%UnchangedHistory
DCDakota Gold Corp.COM12,637$71.8K<0.1%−9,737−43.5%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT14,908$76.9K<0.1%00.0%UnchangedHistory
HIXWestern Asset High Income Fund II Inc.COM18,506$77.0K<0.1%00.0%UnchangedHistory
IGRCbre Global Real Estate Income FundCOM17,945$78.6K<0.1%+3,500+24.2%AddedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT43,680$87.4K<0.1%+10,580+32.0%AddedHistory
GNLXGENELUX CorpCOM21,779$95.0K<0.1%00.0%UnchangedHistory
LACLithium Americas Corp.Stock22,050$96.1K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 1010,000$96.5K<0.1%00.0%UnchangedHistory
SOUNSoundhound AI, Inc.CLASS A COM10,471$104.4K<0.1%−4,130−28.3%ReducedHistory
EXKEndeavour Silver CorpCOM11,195$105.2K<0.1%+11,195NewHistory
MMUWestern Asset Managed Municipals Fund Inc.COM10,324$107.8K<0.1%+214+2.1%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR22,241$117.9K<0.1%+6,803+44.1%AddedHistory
NMZNuveen Municipal High Income Opportunity FundCOM11,930$121.6K<0.1%−3,219−21.2%ReducedHistory
FPIFarmland Partners Inc.COM12,684$122.9K<0.1%+2,664+26.6%AddedHistory
TRAKReposiTrak, Inc.COM NEW10,000$123.7K<0.1%00.0%UnchangedHistory
LARLithium Argentina AGStock22,550$125.8K<0.1%00.0%UnchangedHistory
PCQPIMCO California Municipal Income FundCOM14,467$126.3K<0.1%+103+0.7%AddedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,360$127.2K<0.1%00.0%UnchangedHistory
ENVXEnovix CorpCOM17,500$127.9K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM24,458$147.5K<0.1%+7,508+44.3%AddedHistory
NMRNomura Holdings IncSPONSORED ADR18,500$155.2K<0.1%00.0%UnchangedHistory
GOODGladstone Commercial CorpCOM15,055$160.6K<0.1%−13,736−47.7%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM14,268$165.9K<0.1%−1,723−10.8%ReducedHistory
Putnam ETF Trust746729789FRAN MU HI YI ET14,352$166.1K<0.1%+14,352New–
CIMChimera Investment CorpCOM SHS13,473$167.5K<0.1%−53,098−79.8%ReducedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI10,775$169.4K<0.1%+10,775New–
NXPNuveen Select Tax Free Income PortfolioSH BEN INT12,248$172.7K<0.1%+1,510+14.1%AddedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,910$179.7K<0.1%−380−3.4%Reduced–
JFRNuveen Floating Rate Income FundCOM22,976$179.9K<0.1%−5,211−18.5%ReducedHistory
BPREBluerock Private Real Estate FundCOM12,221$183.3K<0.1%+12,221NewHistory
EVNEaton Vance Municipal Income TrustSH BEN INT17,051$183.5K<0.1%−500−2.8%ReducedHistory
HLNHaleon plcADR18,301$185.0K<0.1%−6,406−25.9%ReducedHistory
GWRSGlobal Water Resources, Inc.COM21,946$185.4K<0.1%+946+4.5%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,516$192.3K<0.1%+118+0.8%Added–
TUTelus CorpCOM14,751$194.3K<0.1%+210+1.4%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,600$197.0K<0.1%00.0%UnchangedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM17,817$197.2K<0.1%+17,817NewHistory
NUVNuveen Municipal Value Fund IncCOM21,969$199.0K<0.1%+4,978+29.3%AddedHistory
MRCCMonroe Capital CorpCOM31,322$199.5K<0.1%+374+1.2%AddedHistory
SPDR Ser Tr78468R630S&P KENSHO FINAL2,354$200.3K<0.1%+2,354New–
NUWNuveen AMT-Free Municipal Value FundCOM14,000$200.3K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock1,263$201.1K<0.1%+1,263NewHistory
AMSCAmerican Superconductor CorpStock7,008$201.7K<0.1%+731+11.6%AddedHistory
PFLPIMCO Income Strategy FundCOM23,999$202.3K<0.1%+7,685+47.1%AddedHistory
Dimensional ETF Trust25434V625US COR EQU 1 ETF2,766$203.7K<0.1%+2,766New–
Northern LTS FD Tr IV66538H633INSPIRE CORP BD8,433$204.1K<0.1%00.0%Unchanged–
iShares Inc464286343US PWR INFRA ETF8,706$204.9K<0.1%+268+3.2%Added–
NTRSNorthern Trust CorpCOM1,501$205.1K<0.1%−66−4.2%ReducedHistory
ULTAUlta Beauty, Inc.Stock340$205.7K<0.1%+340NewHistory
PSTLPostal Realty Trust, Inc.CL A13,003$209.9K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM1,885$210.8K<0.1%+1,885NewHistory
Invesco Exch TRD SLF Idx FD46138J478BULSHS 2029 MUNI9,121$211.2K<0.1%+80+0.9%Added–
GILGildan Activewear Inc.Stock3,390$211.7K<0.1%+3,390NewHistory
ACLSAxcelis Technologies IncStock2,637$211.9K<0.1%00.0%UnchangedHistory
CLHClean Harbors IncCOM905$212.2K<0.1%−25−2.7%ReducedHistory
CWCurtiss Wright CorpStock386$212.8K<0.1%−1−0.3%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,754$213.6K<0.1%00.0%UnchangedHistory
iShares Tr464287572GLOBAL 100 ETF1,693$214.5K<0.1%+1,693New–
MHKMohawk Industries IncCOM1,968$215.1K<0.1%−2,470−55.7%ReducedHistory
CNICanadian National Railway CoStock2,183$215.9K<0.1%−33−1.5%ReducedHistory
SLABSilicon Laboratories Inc.Stock1,659$216.8K<0.1%+10+0.6%AddedHistory
iShares Tr464288612INTRM GOV CR ETF2,022$217.1K<0.1%00.0%Unchanged–
iShares Tr46434V274INTL EQTY FACTOR5,776$218.0K<0.1%+5,776New–
CRWVCoreWeave, Inc.Stock3,063$219.3K<0.1%−2,667−46.5%ReducedHistory
NTSKNetskope IncCL A12,550$220.1K<0.1%+12,550NewHistory
RMBSRambus IncCOM2,400$220.5K<0.1%−263−9.9%ReducedHistory
BNSBank of Nova ScotiaCOM3,013$222.1K<0.1%+3,013NewHistory
SEBSeaboard CorpCOM50$222.2K<0.1%+50NewHistory
ITTItt Inc.COM1,282$222.6K<0.1%+8+0.6%AddedHistory
SCWO374Water Inc.COM109,294$223.0K<0.1%+8,005+7.9%AddedConverted for a 1-for-10 splitHistory
BEBloom Energy CorpCOM CL A2,580$224.2K<0.1%−7,045−73.2%ReducedHistory
VIRCVirco Mfg CorporationCOM35,100$224.3K<0.1%+4,900+16.2%AddedHistory
Dimensional ETF Trust25434V823US REAL ESTA ETF9,807$224.6K<0.1%+9,807New–
PIImpinj IncCOM1,299$226.0K<0.1%+101+8.4%AddedHistory
BWBBridgewater Bancshares IncCOM12,900$226.1K<0.1%00.0%UnchangedHistory
FTAIFTAI Aviation Ltd.SHS1,150$226.4K<0.1%−100−8.0%ReducedHistory
COKECoca-Cola Consolidated, Inc.COM1,480$226.9K<0.1%+1,480NewHistory
BCBrunswick CorpCOM3,066$227.7K<0.1%+3,066NewHistory
SUNSunoco LPCOM UT REP LP4,348$227.9K<0.1%−283−6.1%ReducedHistory
HTBKHeritage Commerce CorpCOM19,058$228.9K<0.1%+8,848+86.7%AddedHistory
MANHManhattan Associates IncStock1,322$229.1K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM9,569$229.9K<0.1%−163−1.7%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF7,022$230.0K<0.1%−201−2.8%Reduced–
NINisource Inc.COM5,511$230.1K<0.1%+5,511NewHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF4,941$231.3K<0.1%+4,941New–
RGLDRoyal Gold IncStock1,041$231.4K<0.1%−282−21.3%ReducedHistory
FLSFlowserve CorpCOM3,340$231.7K<0.1%−31,574−90.4%ReducedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF5,641$232.5K<0.1%+5,641New–
ETREntergy CorpCOM2,520$233.0K<0.1%−342−11.9%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2025
SecurityClassPutsCalls
TSLATesla, Inc.Stock$6.80K$1.11M
PLTRPalantir Technologies Inc.Stock$73.5K–
MSFTMicrosoft CorpStock$34.5K–
GOOGAlphabet Inc.Stock–$5.50K
AMZNAmazon Com IncStock–$4.48K
ORCLOracle CorpStock–$4.20K
CCJCameco CorpStock–$3.62K
SPYSPDR S&P 500 ETF TrustETF$3.48K–
BROSDutch Bros Inc.CL A–$3.43K
RGTIRigetti Computing, Inc.COMMON STOCK$1.67K–
NVDANVIDIA CorpStock–$44

Sold out since Q3 2025 (83)

Positions held at the end of Q3 2025 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
FMCFMC CorpCOM NEW92,986$3.13M<0.1%History
CEVACeva IncCOM82,849$2.19M<0.1%History
ULUnilever PLCSPON ADR NEW35,247$2.09M<0.1%History
Northern LTS FD Tr IV66538H385STERLING CAPITAL62,665$2.06M<0.1%–
FBINFortune Brands Innovations, Inc.COM34,444$1.84M<0.1%History
SITMSITIME CorpCOM6,073$1.83M<0.1%History
BLZEBackblaze, Inc.COM CL A179,156$1.66M<0.1%History
CHTRCharter Communications, Inc.CL A5,864$1.61M<0.1%History
IDRIdaho Strategic Resources, Inc.COM NEW46,872$1.58M<0.1%History
KKellanovaStock18,762$1.54M<0.1%History
KGCKinross Gold CorpCOM58,285$1.45M<0.1%History
APTVAptiv PLCStock16,619$1.43M<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF50,112$1.39M<0.1%–
CRBGCorebridge Financial, Inc.COM35,928$1.15M<0.1%History
OCOwens CorningStock7,753$1.10M<0.1%History
PDEXPro Dex IncCOM NEW26,073$882.6K<0.1%History
RBB FD Inc74933W452F/M US TREASURY17,286$864.3K<0.1%–
PTONPeloton Interactive, Inc.CL A COM93,557$842.0K<0.1%History
PSIXPower Solutions International, Inc.Stock7,848$770.8K<0.1%History
LAKELakeland Industries IncCOM51,834$767.1K<0.1%History
WisdomTree Tr97717Y477US QUALITY GROW13,329$764.6K<0.1%–
MSTRStrategy IncStock2,213$713.1K<0.1%History
MOSMosaic CoCOM20,206$700.7K<0.1%History
ARGXArgenx SESPONSORED ADR899$663.1K<0.1%History
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund54,187$637.2K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM6,805$567.2K<0.1%History
EGOEldorado Gold CorpCOM18,930$546.9K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C8,414$534.6K<0.1%History
AGIAlamos Gold IncStock14,904$519.6K<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS21,806$509.5K<0.1%–
SWKSSkyworks Solutions, Inc.Stock6,113$470.6K<0.1%History
RBB FD Inc74933W460US TRSRY 6 MNTH9,045$454.0K<0.1%–
CCRDCoreCard CorpCOM16,668$448.7K<0.1%History
ROPRoper Technologies IncStock845$421.4K<0.1%History
SRADSportradar Group AGCLASS A ORD SHS15,084$405.8K<0.1%History
AGFirst Majestic Silver CorpCOM31,487$387.0K<0.1%History
RITMRithm Capital Corp.REIT33,867$385.8K<0.1%History
IAInnovative Solutions & Support IncCOM28,132$351.4K<0.1%History
AAAUGoldman Sachs Physical Gold ETFUNIT9,183$350.1K<0.1%History
SYMSymbotic Inc.Stock6,332$341.3K<0.1%History
FDSFactset Research Systems IncStock1,173$336.2K<0.1%History
EQTEQT CorpStock5,848$318.3K<0.1%History
Amplify ETF Tr032108409CWP ENHANCED DIV6,940$309.3K<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I4,697$294.5K<0.1%–
SMCISuper Micro Computer, Inc.Stock6,116$293.2K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS27,000$288.1K<0.1%History
FSBWFS Bancorp, Inc.COM6,994$279.2K<0.1%History
HPQHP IncStock9,866$268.7K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE2,636$261.0K<0.1%–
CMCLCaledonia Mining Corp PlcSHS NEW7,000$253.5K<0.1%History
NAGENiagen Bioscience, Inc.COM NEW26,942$251.4K<0.1%History
OLNOLIN CorpStock10,022$250.5K<0.1%History
IRENIREN LtdORDINARY SHARES5,226$245.3K<0.1%History
iShares Tr46432F875MRNGSTR INC ETF11,340$241.3K<0.1%–
TLNTalen Energy CorpCOM552$234.8K<0.1%History
ROOTRoot, Inc.CL A NEW2,620$234.5K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF5,238$234.1K<0.1%–
ACMAecomCOM1,789$233.4K<0.1%History
MBLYMobileye Global Inc.Stock16,420$231.8K<0.1%History
ITRIItron, Inc.COM1,823$227.1K<0.1%History
ADMAAdma Biologics, Inc.COM15,480$226.9K<0.1%History
Abrdn ETFs003261104BBRG ALL COMD K110,272$221.3K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET5,249$220.5K<0.1%–
ELSEquity Lifestyle Properties IncCOM3,589$217.9K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,135$212.0K<0.1%–
TYLTyler Technologies IncCOM392$205.1K<0.1%History
RGCORGC Resources IncCOM9,126$204.8K<0.1%History
FCFFirst Commonwealth Financial CorpCOM11,993$204.5K<0.1%History
NEUNewmarket CorpCOM245$202.9K<0.1%History
CALMCal-Maine Foods IncCOM NEW2,134$200.8K<0.1%History
ESSEssex Property Trust, Inc.COM750$200.7K<0.1%History
iShares Tr46435U713US INFRASTRUC3,799$200.7K<0.1%–
OXLCOxford Lane Capital Corp.COM11,236$190.2K<0.1%History
GOGrocery Outlet Holding Corp.COM11,202$179.8K<0.1%History
NXHNeighborhood Intelligence, Inc.COM15,490$151.6K<0.1%History
FLOFlowers Foods IncCOM10,120$132.1K<0.1%History
BGTBlackRock Floating Rate Income TrustCOM10,388$126.2K<0.1%History
EGYVaalco Energy IncCOM NEW16,100$64.7K<0.1%History
ALITAlight, Inc. / DelawareCOM CL A13,000$42.4K<0.1%History
GALTGalectin Therapeutics IncCOM NEW10,000$42.4K<0.1%History
SANASana Biotechnology, Inc.COM11,220$39.8K<0.1%History
HRTXHeron Therapeutics, Inc.COM13,500$17.0K<0.1%History
Clearbridge Energy Midstrm O18469P118RIGHT 10/10/202512,216$232<0.1%–