D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 1,509
- +79 vs. Q2 2025
- Portfolio value
- $15.6B
- +$1.43B (+10.0%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 15,009 | $2.27M | <0.1% | +5,091+51.3% | Added | – |
| HLHecla Mining Co | COM | 188,468 | $2.28M | <0.1% | +105,611+127.5% | Added | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 90,985 | $2.29M | <0.1% | +4,055+4.7% | Added | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 207,772 | $2.30M | <0.1% | −19,065−8.4% | Reduced | History |
| BEAMBeam Therapeutics Inc. | COM | 94,630 | $2.30M | <0.1% | +8,949+10.4% | Added | History |
| DOWDow Inc. | Stock | 100,192 | $2.30M | <0.1% | −23,903−19.3% | Reduced | History |
| MRNAModerna, Inc. | Stock | 89,821 | $2.32M | <0.1% | +10,217+12.8% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 20,378 | $2.32M | <0.1% | −591−2.8% | Reduced | – |
| BABAAlibaba Group Holding Ltd | ADR | 13,005 | $2.32M | <0.1% | −395−2.9% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 9,472 | $2.33M | <0.1% | +310+3.4% | Added | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 31,855 | $2.33M | <0.1% | +10,456+48.9% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 30,474 | $2.34M | <0.1% | −6,689−18.0% | Reduced | History |
| AXAxos Financial, Inc. | COM | 27,643 | $2.34M | <0.1% | +3,229+13.2% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 4,862 | $2.36M | <0.1% | +192+4.1% | Added | History |
| CLFCleveland-Cliffs Inc. | COM | 193,994 | $2.37M | <0.1% | −74,458−27.7% | Reduced | History |
| KBRKBR, Inc. | COM | 50,138 | $2.37M | <0.1% | −6,783−11.9% | Reduced | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 86,789 | $2.38M | <0.1% | −1,062−1.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 32,502 | $2.39M | <0.1% | +4,591+16.4% | Added | – |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 40,305 | $2.39M | <0.1% | +575+1.4% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 47,208 | $2.39M | <0.1% | −494−1.0% | Reduced | – |
| Etfis Ser Tr I26923G707 | VIRTUS NEWFLEET | 103,715 | $2.39M | <0.1% | +1,206+1.2% | Added | – |
| VALEVale S.A. | SPONSORED ADS | 221,085 | $2.40M | <0.1% | +171,400+345.0% | Added | History |
| NVTnVent Electric plc | SHS | 24,352 | $2.40M | <0.1% | −589−2.4% | Reduced | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 45,395 | $2.41M | <0.1% | +2,241+5.2% | Added | History |
| KRKroger Co | Stock | 35,821 | $2.41M | <0.1% | −3,547−9.0% | Reduced | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 35,463 | $2.43M | <0.1% | +1,296+3.8% | Added | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 244,589 | $2.45M | <0.1% | +7,687+3.2% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 48,452 | $2.46M | <0.1% | +2,105+4.5% | Added | – |
| MCOMoodys Corp | Stock | 5,164 | $2.46M | <0.1% | +184+3.7% | Added | History |
| METMetlife Inc | Stock | 30,030 | $2.47M | <0.1% | +716+2.4% | Added | History |
| VEEVVeeva Systems Inc | Stock | 8,309 | $2.48M | <0.1% | +1,083+15.0% | Added | History |
| VTRVentas, Inc. | REIT | 35,566 | $2.49M | <0.1% | +1,418+4.2% | Added | History |
| CAVACava Group, Inc. | COM | 41,296 | $2.49M | <0.1% | +6,954+20.2% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 2,675 | $2.50M | <0.1% | 00.0% | Unchanged | History |
| TYTRI-CONTINENTAL Corp | COM | 73,911 | $2.51M | <0.1% | +1,196+1.6% | Added | History |
| CCICrown Castle Inc. | REIT | 26,093 | $2.52M | <0.1% | +5,884+29.1% | Added | History |
| iShares Semiconductor ETF464287523 | ETF | 9,343 | $2.53M | <0.1% | −124−1.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 53,213 | $2.53M | <0.1% | −2,820−5.0% | Reduced | – |
| GLADGladstone Capital Corp | CEF | 115,951 | $2.54M | <0.1% | +2,711+2.4% | Added | History |
| CLXClorox Co | Stock | 20,611 | $2.54M | <0.1% | +607+3.0% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 415,209 | $2.57M | <0.1% | −44,672−9.7% | Reduced | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 37,084 | $2.58M | <0.1% | +11,616+45.6% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 11,002 | $2.59M | <0.1% | +123+1.1% | Added | History |
| WTWWillis Towers Watson PLC | SHS | 7,502 | $2.59M | <0.1% | +5,110+213.6% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 142,893 | $2.61M | <0.1% | −53,418−27.2% | Reduced | – |
| First Tr Exchange-Traded FD33738D879 | FT VEST RIS | 101,011 | $2.61M | <0.1% | +2,458+2.5% | Added | – |
| TCW ETF Trust29287L700 | FLEXIBLE INCOME | 65,684 | $2.61M | <0.1% | +65,684 | New | – |
| Thornburg ETF Tr88521L306 | INTL EQUITY ETF | 86,145 | $2.62M | <0.1% | +8,490+10.9% | Added | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 22,264 | $2.63M | <0.1% | −244−1.1% | Reduced | – |
| iShares Tr464288273 | EAFE SML CP ETF | 34,265 | $2.63M | <0.1% | −450−1.3% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 17,056 | $2.63M | <0.1% | +2,253+15.2% | Added | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 12,334 | $2.64M | <0.1% | −376−3.0% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 10,674 | $2.64M | <0.1% | +395+3.8% | Added | – |
| WECWec Energy Group, Inc. | Stock | 23,061 | $2.64M | <0.1% | +6,522+39.4% | Added | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 69,120 | $2.68M | <0.1% | +853+1.2% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 34,514 | $2.69M | <0.1% | +550+1.6% | Added | History |
| AMTAmerican Tower Corp | REIT | 14,012 | $2.69M | <0.1% | −828−5.6% | Reduced | History |
| BROSDutch Bros Inc. | CL A | 51,496 | $2.70M | <0.1% | +1,069+2.1% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 20,257 | $2.70M | <0.1% | +1,379+7.3% | Added | History |
| EPR.PCEpr Properties | PFD C CV 5.75% | 106,907 | $2.72M | <0.1% | −7,605−6.6% | Reduced | History |
| RSGRepublic Services, Inc. | COM | 11,946 | $2.74M | <0.1% | −2,017−14.4% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 3,622 | $2.75M | <0.1% | −114−3.1% | Reduced | History |
| DOCHealthpeak Properties, Inc. | COM | 144,054 | $2.76M | <0.1% | +39,279+37.5% | Added | History |
| ANETArista Networks, Inc. | Stock | 18,933 | $2.76M | <0.1% | −1,979−9.5% | Reduced | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 19,708 | $2.78M | <0.1% | +345+1.8% | Added | – |
| TPZTortoise Power & Energy Infrastructure Fund Inc | POWER ENRGY INFR | 132,373 | $2.78M | <0.1% | +2,631+2.0% | Added | History |
| EXTRExtreme Networks Inc | COM | 136,000 | $2.81M | <0.1% | 00.0% | Unchanged | History |
| SNPSSynopsys Inc | COM | 5,715 | $2.82M | <0.1% | +1,346+30.8% | Added | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 55,114 | $2.84M | <0.1% | +5,372+10.8% | Added | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 59,650 | $2.84M | <0.1% | +8,395+16.4% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 35,467 | $2.84M | <0.1% | −1,107−3.0% | Reduced | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 72,452 | $2.85M | <0.1% | +4,408+6.5% | Added | History |
| AWKAmerican Water Works Company, Inc. | Stock | 20,506 | $2.85M | <0.1% | −100.0% | Reduced | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 62,168 | $2.86M | <0.1% | +788+1.3% | Added | – |
| HSYHershey Co | COM | 15,344 | $2.87M | <0.1% | −1,249−7.5% | Reduced | History |
| EIXEdison International | Stock | 51,966 | $2.87M | <0.1% | +13,011+33.4% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 21,896 | $2.87M | <0.1% | +1,709+8.5% | Added | – |
| ZTSZoetis Inc. | Stock | 19,680 | $2.88M | <0.1% | −2,463−11.1% | Reduced | History |
| LPXLouisiana-Pacific Corp | COM | 32,424 | $2.88M | <0.1% | +855+2.7% | Added | History |
| NNINelnet Inc | CL A | 23,098 | $2.90M | <0.1% | +207+0.9% | Added | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 47,098 | $2.90M | <0.1% | −722−1.5% | Reduced | – |
| HWMHowmet Aerospace Inc. | Stock | 14,843 | $2.91M | <0.1% | +1,641+12.4% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 131,054 | $2.92M | <0.1% | +2,629+2.0% | Added | History |
| CSGPCostar Group, Inc. | COM | 34,668 | $2.92M | <0.1% | +272+0.8% | Added | History |
| WELLWelltower Inc. | REIT | 16,451 | $2.93M | <0.1% | +23+0.1% | Added | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,734 | $2.93M | <0.1% | +39+0.6% | Added | – |
| FLGFlagstar Bank, National Association | Stock | 256,250 | $2.96M | <0.1% | +1,500+0.6% | Added | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 31,401 | $2.96M | <0.1% | +1,239+4.1% | Added | – |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 74,385 | $2.97M | <0.1% | −4,970−6.3% | Reduced | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 9,713 | $2.97M | <0.1% | +1,131+13.2% | Added | History |
| CCKCrown Holdings, Inc. | COM | 30,723 | $2.97M | <0.1% | −1,001−3.2% | Reduced | History |
| SCCOSouthern Copper Corp | Stock | 24,457 | $2.97M | <0.1% | +139+0.6% | Added | History |
| Amplify ETF Tr032108664 | AMPLIFY CYBERSEC | 34,264 | $2.97M | <0.1% | +8,652+33.8% | Added | – |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 30,893 | $2.99M | <0.1% | +304+1.0% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 35,649 | $3.00M | <0.1% | +651+1.9% | Added | – |
| MARMarriott International Inc | Stock | 11,600 | $3.02M | <0.1% | +211+1.9% | Added | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 25,941 | $3.03M | <0.1% | −208−0.8% | Reduced | – |
| WisdomTree Tr97717X263 | DYNAMIC INTL EQT | 72,558 | $3.03M | <0.1% | +14,307+24.6% | Added | – |
| AMPAmeriprise Financial Inc | COM | 6,180 | $3.04M | <0.1% | +1,199+24.1% | Added | History |
| IRMIron Mountain Inc | COM | 29,870 | $3.05M | <0.1% | +338+1.1% | Added | History |
Options (23)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $21.0K | $1.11M |
| COFCapital One Financial Corp | Stock | $77.8K | – |
| PLTRPalantir Technologies Inc. | Stock | $77.3K | – |
| ALLYAlly Financial Inc. | Stock | $38.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $20.1K | – |
| PCARPaccar Inc | COM | $15.4K | – |
| STXSeagate Technology Holdings plc | ORD SHS | – | $14.2K |
| AAPLApple Inc. | Stock | $13.6K | – |
| DHIHorton D R Inc | COM | $12.5K | – |
| METAMeta Platforms, Inc. | Stock | $12.4K | – |
| SRADSportradar Group AG | CLASS A ORD SHS | – | $12.1K |
| GOOGAlphabet Inc. | Stock | – | $6.53K |
| CCJCameco Corp | Stock | – | $3.03K |
| SLViShares Silver Trust | ETF | – | $3.02K |
| BROSDutch Bros Inc. | CL A | – | $2.78K |
| NXHNeighborhood Intelligence, Inc. | COM | – | $2.50K |
| NVDANVIDIA Corp | Stock | – | $2.38K |
| SPYSPDR S&P 500 ETF Trust | ETF | – | $1.95K |
| NVONovo Nordisk A S | ADR | – | $710 |
| PSKYParamount Skydance Corp | COM CL B | – | $450 |
| EIXEdison International | Stock | – | $420 |
| FIGFigma, Inc. | Stock | – | $378 |
| ABTAbbott Laboratories | Stock | – | $6 |
Sold out since Q2 2025 (63)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| Chiron Real Estate Inc.37954A204 | COM NEW | 475,616 | $3.30M | <0.1% | – |
| CNCCentene Corp | Stock | 57,483 | $3.12M | <0.1% | History |
| Exchange Traded Concepts Tru301505475 | RANG NUCL RE ETF | 41,132 | $2.33M | <0.1% | – |
| KLGWK Kellogg Co | COM | 118,139 | $1.88M | <0.1% | History |
| AB Active ETFs Inc00039J509 | DISRUPTORS ETF | 20,230 | $1.82M | <0.1% | – |
| PRGOPERRIGO Co plc | SHS | 61,717 | $1.65M | <0.1% | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 205,550 | $1.48M | <0.1% | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 39,247 | $1.41M | <0.1% | History |
| MRXMarex Group Ltd | ORD | 34,557 | $1.36M | <0.1% | History |
| PSECProspect Capital Corp | COM | 351,494 | $1.12M | <0.1% | History |
| OLOOlo Inc. | CL A | 122,639 | $1.09M | <0.1% | History |
| CVICVR Energy Inc | COM | 38,790 | $1.04M | <0.1% | History |
| Paramount Global92556H206 | CL B | 74,501 | $961.1K | <0.1% | – |
| VCVisteon Corp | COM NEW | 9,565 | $892.4K | <0.1% | History |
| HESHess Corp | Stock | 6,036 | $836.3K | <0.1% | History |
| MSDLMorgan Stanley Direct Lending Fund | COM SHS | 40,731 | $762.5K | <0.1% | History |
| INMDInMode Ltd. | SHS | 47,853 | $691.0K | <0.1% | History |
| ALEAllete Inc | COM NEW | 10,778 | $690.6K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 15,330 | $686.6K | <0.1% | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 5,895 | $596.8K | <0.1% | – |
| ITGartner Inc | COM | 1,264 | $510.9K | <0.1% | History |
| PPBIPacific Premier Bancorp Inc | COM | 21,381 | $450.9K | <0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 22,447 | $404.9K | <0.1% | History |
| SCLStepan Co | COM | 6,932 | $378.3K | <0.1% | History |
| Trust for Professional Manag89834G752 | ACTIVEPASSIVE CR | 11,905 | $352.9K | <0.1% | – |
| FNBFNB Corp | COM | 21,956 | $320.1K | <0.1% | History |
| DXDynex Capital Inc | COM | 25,400 | $310.4K | <0.1% | History |
| GTLSChart Industries Inc | COM | 1,787 | $294.2K | <0.1% | History |
| IFFInternational Flavors & Fragrances Inc | COM | 3,823 | $281.2K | <0.1% | History |
| Amplify ETF Tr032108557 | ETHO CLI LEA ETF | 4,805 | $279.3K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 5,081 | $262.9K | <0.1% | History |
| CROXCrocs, Inc. | COM | 2,528 | $256.0K | <0.1% | History |
| Mag Silver Corp55903Q104 | COM | 11,900 | $251.4K | <0.1% | – |
| CWANClearwater Analytics Holdings, Inc. | CL A | 10,545 | $231.3K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,121 | $227.7K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 2,855 | $227.3K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,800 | $225.0K | <0.1% | – |
| CSRCenterspace | COM | 3,701 | $222.8K | <0.1% | History |
| MNDYmonday.com Ltd. | SHS | 692 | $217.6K | <0.1% | History |
| COHUCohu Inc | COM | 11,301 | $217.4K | <0.1% | History |
| SEZLSezzle Inc. | COM | 1,210 | $216.9K | <0.1% | History |
| BVNBuenaventura Mining Co Inc | SPONSORED ADR | 13,200 | $216.7K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,323 | $214.7K | <0.1% | History |
| EXELExelixis, Inc. | COM | 4,809 | $212.0K | <0.1% | History |
| SPHRSphere Entertainment Co. | CL A | 5,000 | $209.0K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 3,315 | $207.8K | <0.1% | History |
| EMBJEmbraer S.A. | ADR | 3,640 | $207.2K | <0.1% | History |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 3,443 | $205.7K | <0.1% | – |
| AMHAmerican Homes 4 Rent | CL A | 5,667 | $204.4K | <0.1% | History |
| WDFCWD 40 Co | COM | 895 | $204.1K | <0.1% | History |
| IMMRImmersion Corp | COM | 23,437 | $184.7K | <0.1% | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 12,921 | $161.6K | <0.1% | History |
| ATYRaTYR PHARMA INC | COM NEW | 31,650 | $160.5K | <0.1% | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 11,645 | $133.5K | <0.1% | History |
| APLDApplied Digital Corp. | COM NEW | 11,750 | $118.3K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 22,675 | $111.6K | <0.1% | History |
| PFNPIMCO Income Strategy Fund II | COM | 14,518 | $107.3K | <0.1% | History |
| AXIAYAXIA Energia S.A. | SPONSORED ADR | 13,500 | $100.3K | <0.1% | History |
| CIOCity Office REIT, Inc. | COM | 18,650 | $99.6K | <0.1% | History |
| EPSNEpsilon Energy Ltd. | COM | 10,500 | $77.5K | <0.1% | History |
| Arbor Realty Trust Inc038923BA5 | NOTE 7.500% 8/0 | – | $51.5K | <0.1% | – |
| SURGSurgePays, Inc. | COM NEW | 10,947 | $34.0K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 22,530 | $8.98K | <0.1% | History |