D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 1,509
- +79 vs. Q2 2025
- Portfolio value
- $15.6B
- +$1.43B (+10.0%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Clearbridge Energy Midstrm O18469P118 | RIGHT 10/10/2025 | 12,216 | $232 | <0.1% | +12,216 | New | – |
| VRMEVerifyMe, Inc. | COM NEW | 10,424 | $9.25K | <0.1% | +10,424 | New | History |
| HRTXHeron Therapeutics, Inc. | COM | 13,500 | $17.0K | <0.1% | −18,000−57.1% | Reduced | History |
| ZONEZone Frontier Inc. | CLASS B COM SHS | 11,493 | $23.2K | <0.1% | +11,493 | New | History |
| Redwood Trust Inc758075AF2 | NOTE 7.750% 6/1 | – | $25.0K | <0.1% | – | – | – |
| PLUGPlug Power Inc | Stock | 11,703 | $27.3K | <0.1% | −7,498−39.1% | Reduced | History |
| SANASana Biotechnology, Inc. | COM | 11,220 | $39.8K | <0.1% | −2,000−15.1% | Reduced | History |
| GALTGalectin Therapeutics Inc | COM NEW | 10,000 | $42.4K | <0.1% | 00.0% | Unchanged | History |
| ALITAlight, Inc. / Delaware | COM CL A | 13,000 | $42.4K | <0.1% | +13,000 | New | History |
| BTEBaytex Energy Corp. | COM | 19,195 | $44.9K | <0.1% | 00.0% | Unchanged | History |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $49.9K | <0.1% | – | – | – |
| COOKTraeger, Inc. | COMMON STOCK | 45,900 | $56.0K | <0.1% | −3,000−6.1% | Reduced | History |
| EGYVaalco Energy Inc | COM NEW | 16,100 | $64.7K | <0.1% | 00.0% | Unchanged | History |
| BZAIBlaize Holdings, Inc. | COM | 19,317 | $66.6K | <0.1% | +1,317+7.3% | Added | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 33,100 | $68.2K | <0.1% | +33,100 | New | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 15,438 | $70.1K | <0.1% | 00.0% | Unchanged | History |
| FTFFranklin Ltd Duration Income Trust | COM | 11,275 | $71.8K | <0.1% | −4,000−26.2% | Reduced | History |
| IGRCbre Global Real Estate Income Fund | COM | 14,445 | $74.3K | <0.1% | +14,445 | New | History |
| LARLithium Argentina AG | Stock | 22,550 | $75.3K | <0.1% | 00.0% | Unchanged | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 14,908 | $76.9K | <0.1% | −1,000−6.3% | Reduced | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 18,506 | $80.5K | <0.1% | +179+1.0% | Added | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,000 | $82.7K | <0.1% | 00.0% | Unchanged | History |
| GNLXGENELUX Corp | COM | 21,779 | $91.5K | <0.1% | 00.0% | Unchanged | History |
| RPAYRepay Holdings Corp | COM CL A | 17,885 | $93.5K | <0.1% | +575+3.3% | Added | History |
| HTBKHeritage Commerce Corp | COM | 10,210 | $101.4K | <0.1% | +10,210 | New | History |
| DCDakota Gold Corp. | COM | 22,374 | $101.8K | <0.1% | 00.0% | Unchanged | History |
| GUTGabelli Utility Trust | COM | 16,950 | $102.9K | <0.1% | +70.0% | Added | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 10,110 | $104.5K | <0.1% | +10,110 | New | History |
| FPIFarmland Partners Inc. | COM | 10,020 | $109.0K | <0.1% | +10,020 | New | History |
| PCQPIMCO California Municipal Income Fund | COM | 14,364 | $125.3K | <0.1% | +14,364 | New | History |
| LACLithium Americas Corp. | Stock | 22,050 | $125.9K | <0.1% | 00.0% | Unchanged | History |
| BGTBlackRock Floating Rate Income Trust | COM | 10,388 | $126.2K | <0.1% | +10,388 | New | History |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 11,360 | $128.8K | <0.1% | 00.0% | Unchanged | History |
| FLOFlowers Foods Inc | COM | 10,120 | $132.1K | <0.1% | −949−8.6% | Reduced | History |
| NMRNomura Holdings Inc | SPONSORED ADR | 18,500 | $134.5K | <0.1% | 00.0% | Unchanged | History |
| PFLPIMCO Income Strategy Fund | COM | 16,314 | $139.0K | <0.1% | +5,063+45.0% | Added | History |
| TRAKReposiTrak, Inc. | COM NEW | 10,000 | $148.2K | <0.1% | 00.0% | Unchanged | History |
| NXHNeighborhood Intelligence, Inc. | COM | 15,490 | $151.6K | <0.1% | +15,490 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 16,991 | $152.6K | <0.1% | +19+0.1% | Added | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 10,738 | $155.3K | <0.1% | −2,469−18.7% | Reduced | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 15,149 | $160.4K | <0.1% | 00.0% | Unchanged | History |
| NGLNGL Energy Partners LP | COM UNIT REPST | 26,895 | $161.4K | <0.1% | −1,850−6.4% | Reduced | History |
| ENVXEnovix Corp | COM | 17,500 | $174.5K | <0.1% | 00.0% | Unchanged | History |
| GOGrocery Outlet Holding Corp. | COM | 11,202 | $179.8K | <0.1% | +127+1.1% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 15,991 | $182.1K | <0.1% | +5,065+46.4% | Added | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 12,226 | $184.0K | <0.1% | +388+3.3% | Added | – |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 11,290 | $184.0K | <0.1% | 00.0% | Unchanged | – |
| OXLCOxford Lane Capital Corp. | COM | 11,236 | $190.2K | <0.1% | −303−2.6% | ReducedConverted for a 1-for-5 split | History |
| VTRSViatris Inc | Stock | 19,480 | $192.9K | <0.1% | −983−4.8% | Reduced | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 14,398 | $193.4K | <0.1% | +318+2.3% | Added | – |
| EVNEaton Vance Municipal Income Trust | SH BEN INT | 17,551 | $194.3K | <0.1% | 00.0% | Unchanged | History |
| NUWNuveen AMT-Free Municipal Value Fund | COM | 14,000 | $198.5K | <0.1% | +14,000 | New | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 16,600 | $199.5K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435U713 | US INFRASTRUC | 3,799 | $200.7K | <0.1% | −1,143−23.1% | Reduced | – |
| ESSEssex Property Trust, Inc. | COM | 750 | $200.7K | <0.1% | 00.0% | Unchanged | History |
| CALMCal-Maine Foods Inc | COM NEW | 2,134 | $200.8K | <0.1% | +2,134 | New | History |
| CLWClearwater Paper Corp | COM | 9,700 | $201.4K | <0.1% | −300−3.0% | Reduced | History |
| NEUNewmarket Corp | COM | 245 | $202.9K | <0.1% | +245 | New | History |
| Northern LTS FD Tr IV66538H633 | INSPIRE CORP BD | 8,433 | $203.7K | <0.1% | +8,433 | New | – |
| INCYIncyte Corp | COM | 2,404 | $203.9K | <0.1% | +2,404 | New | History |
| PSTLPostal Realty Trust, Inc. | CL A | 13,003 | $204.0K | <0.1% | 00.0% | Unchanged | History |
| DYDycom Industries Inc | COM | 700 | $204.2K | <0.1% | +700 | New | History |
| FCFFirst Commonwealth Financial Corp | COM | 11,993 | $204.5K | <0.1% | +593+5.2% | Added | History |
| RGCORGC Resources Inc | COM | 9,126 | $204.8K | <0.1% | +9,126 | New | History |
| TYLTyler Technologies Inc | COM | 392 | $205.1K | <0.1% | +392 | New | History |
| ONTOOnto Innovation Inc. | COM | 1,590 | $205.5K | <0.1% | +1,590 | New | History |
| FIXComfort Systems USA Inc | COM | 249 | $205.5K | <0.1% | +249 | New | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 1,031 | $206.7K | <0.1% | −12−1.2% | Reduced | History |
| ALLYAlly Financial Inc. | Stock | 5,304 | $207.9K | <0.1% | +5,304 | New | History |
| RKLBRocket Lab Corp | COM | 4,346 | $208.2K | <0.1% | −42,698−90.8% | Reduced | History |
| FTAIFTAI Aviation Ltd. | SHS | 1,250 | $208.6K | <0.1% | +1,250 | New | History |
| Invesco Exch TRD SLF Idx FD46138J478 | BULSHS 2029 MUNI | 9,041 | $208.8K | <0.1% | +21+0.2% | Added | – |
| CNICanadian National Railway Co | Stock | 2,216 | $209.0K | <0.1% | −158−6.7% | Reduced | History |
| CWCurtiss Wright Corp | Stock | 387 | $210.1K | <0.1% | +387 | New | History |
| NTRSNorthern Trust Corp | COM | 1,567 | $211.1K | <0.1% | +1,567 | New | History |
| iShares Inc464286343 | US PWR INFRA ETF | 8,438 | $211.7K | <0.1% | −564−6.3% | Reduced | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 4,135 | $212.0K | <0.1% | −500−10.8% | Reduced | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 3,768 | $214.2K | <0.1% | +3,768 | New | – |
| CLHClean Harbors Inc | COM | 930 | $216.0K | <0.1% | +930 | New | History |
| SLABSilicon Laboratories Inc. | Stock | 1,649 | $216.2K | <0.1% | −25−1.5% | Reduced | History |
| GWRSGlobal Water Resources, Inc. | COM | 21,000 | $216.3K | <0.1% | 00.0% | Unchanged | History |
| PIImpinj Inc | COM | 1,198 | $216.5K | <0.1% | +1,198 | New | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 2,022 | $217.2K | <0.1% | −20−1.0% | Reduced | – |
| MRCCMonroe Capital Corp | COM | 30,948 | $217.3K | <0.1% | +30,948 | New | History |
| Amplify ETF Tr032108649 | AMPLIFY JUNIOR S | 9,420 | $217.5K | <0.1% | −5,758−37.9% | Reduced | – |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 5,196 | $217.7K | <0.1% | −1,169−18.4% | Reduced | – |
| ELSEquity Lifestyle Properties Inc | COM | 3,589 | $217.9K | <0.1% | 00.0% | Unchanged | History |
| BALLBALL Corp | COM | 4,326 | $218.1K | <0.1% | −8,774−67.0% | Reduced | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 1,937 | $219.0K | <0.1% | +12+0.6% | Added | History |
| Dimensional ETF Trust25434V690 | INTERNATIONAL | 5,358 | $219.4K | <0.1% | +5,358 | New | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 5,249 | $220.5K | <0.1% | +5,249 | New | – |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 10,272 | $221.3K | <0.1% | −1,555−13.1% | Reduced | – |
| HLNHaleon plc | ADR | 24,707 | $221.6K | <0.1% | −364−1.5% | Reduced | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 4,388 | $222.8K | <0.1% | 00.0% | Unchanged | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 3,266 | $224.0K | <0.1% | 00.0% | Unchanged | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 38,600 | $225.0K | <0.1% | +38,600 | New | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 8,739 | $225.9K | <0.1% | −1,642−15.8% | Reduced | – |
| ADMAAdma Biologics, Inc. | COM | 15,480 | $226.9K | <0.1% | −14,580−48.5% | Reduced | History |
| BWBBridgewater Bancshares Inc | COM | 12,900 | $227.0K | <0.1% | 00.0% | Unchanged | History |
| ITRIItron, Inc. | COM | 1,823 | $227.1K | <0.1% | +1,823 | New | History |
Options (23)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $21.0K | $1.11M |
| COFCapital One Financial Corp | Stock | $77.8K | – |
| PLTRPalantir Technologies Inc. | Stock | $77.3K | – |
| ALLYAlly Financial Inc. | Stock | $38.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $20.1K | – |
| PCARPaccar Inc | COM | $15.4K | – |
| STXSeagate Technology Holdings plc | ORD SHS | – | $14.2K |
| AAPLApple Inc. | Stock | $13.6K | – |
| DHIHorton D R Inc | COM | $12.5K | – |
| METAMeta Platforms, Inc. | Stock | $12.4K | – |
| SRADSportradar Group AG | CLASS A ORD SHS | – | $12.1K |
| GOOGAlphabet Inc. | Stock | – | $6.53K |
| CCJCameco Corp | Stock | – | $3.03K |
| SLViShares Silver Trust | ETF | – | $3.02K |
| BROSDutch Bros Inc. | CL A | – | $2.78K |
| NXHNeighborhood Intelligence, Inc. | COM | – | $2.50K |
| NVDANVIDIA Corp | Stock | – | $2.38K |
| SPYSPDR S&P 500 ETF Trust | ETF | – | $1.95K |
| NVONovo Nordisk A S | ADR | – | $710 |
| PSKYParamount Skydance Corp | COM CL B | – | $450 |
| EIXEdison International | Stock | – | $420 |
| FIGFigma, Inc. | Stock | – | $378 |
| ABTAbbott Laboratories | Stock | – | $6 |
Sold out since Q2 2025 (63)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| Chiron Real Estate Inc.37954A204 | COM NEW | 475,616 | $3.30M | <0.1% | – |
| CNCCentene Corp | Stock | 57,483 | $3.12M | <0.1% | History |
| Exchange Traded Concepts Tru301505475 | RANG NUCL RE ETF | 41,132 | $2.33M | <0.1% | – |
| KLGWK Kellogg Co | COM | 118,139 | $1.88M | <0.1% | History |
| AB Active ETFs Inc00039J509 | DISRUPTORS ETF | 20,230 | $1.82M | <0.1% | – |
| PRGOPERRIGO Co plc | SHS | 61,717 | $1.65M | <0.1% | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 205,550 | $1.48M | <0.1% | History |
| RPRXRoyalty Pharma plc | SHS CLASS A | 39,247 | $1.41M | <0.1% | History |
| MRXMarex Group Ltd | ORD | 34,557 | $1.36M | <0.1% | History |
| PSECProspect Capital Corp | COM | 351,494 | $1.12M | <0.1% | History |
| OLOOlo Inc. | CL A | 122,639 | $1.09M | <0.1% | History |
| CVICVR Energy Inc | COM | 38,790 | $1.04M | <0.1% | History |
| Paramount Global92556H206 | CL B | 74,501 | $961.1K | <0.1% | – |
| VCVisteon Corp | COM NEW | 9,565 | $892.4K | <0.1% | History |
| HESHess Corp | Stock | 6,036 | $836.3K | <0.1% | History |
| MSDLMorgan Stanley Direct Lending Fund | COM SHS | 40,731 | $762.5K | <0.1% | History |
| INMDInMode Ltd. | SHS | 47,853 | $691.0K | <0.1% | History |
| ALEAllete Inc | COM NEW | 10,778 | $690.6K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 15,330 | $686.6K | <0.1% | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 5,895 | $596.8K | <0.1% | – |
| ITGartner Inc | COM | 1,264 | $510.9K | <0.1% | History |
| PPBIPacific Premier Bancorp Inc | COM | 21,381 | $450.9K | <0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 22,447 | $404.9K | <0.1% | History |
| SCLStepan Co | COM | 6,932 | $378.3K | <0.1% | History |
| Trust for Professional Manag89834G752 | ACTIVEPASSIVE CR | 11,905 | $352.9K | <0.1% | – |
| FNBFNB Corp | COM | 21,956 | $320.1K | <0.1% | History |
| DXDynex Capital Inc | COM | 25,400 | $310.4K | <0.1% | History |
| GTLSChart Industries Inc | COM | 1,787 | $294.2K | <0.1% | History |
| IFFInternational Flavors & Fragrances Inc | COM | 3,823 | $281.2K | <0.1% | History |
| Amplify ETF Tr032108557 | ETHO CLI LEA ETF | 4,805 | $279.3K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 5,081 | $262.9K | <0.1% | History |
| CROXCrocs, Inc. | COM | 2,528 | $256.0K | <0.1% | History |
| Mag Silver Corp55903Q104 | COM | 11,900 | $251.4K | <0.1% | – |
| CWANClearwater Analytics Holdings, Inc. | CL A | 10,545 | $231.3K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,121 | $227.7K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 2,855 | $227.3K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,800 | $225.0K | <0.1% | – |
| CSRCenterspace | COM | 3,701 | $222.8K | <0.1% | History |
| MNDYmonday.com Ltd. | SHS | 692 | $217.6K | <0.1% | History |
| COHUCohu Inc | COM | 11,301 | $217.4K | <0.1% | History |
| SEZLSezzle Inc. | COM | 1,210 | $216.9K | <0.1% | History |
| BVNBuenaventura Mining Co Inc | SPONSORED ADR | 13,200 | $216.7K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,323 | $214.7K | <0.1% | History |
| EXELExelixis, Inc. | COM | 4,809 | $212.0K | <0.1% | History |
| SPHRSphere Entertainment Co. | CL A | 5,000 | $209.0K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 3,315 | $207.8K | <0.1% | History |
| EMBJEmbraer S.A. | ADR | 3,640 | $207.2K | <0.1% | History |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 3,443 | $205.7K | <0.1% | – |
| AMHAmerican Homes 4 Rent | CL A | 5,667 | $204.4K | <0.1% | History |
| WDFCWD 40 Co | COM | 895 | $204.1K | <0.1% | History |
| IMMRImmersion Corp | COM | 23,437 | $184.7K | <0.1% | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 12,921 | $161.6K | <0.1% | History |
| ATYRaTYR PHARMA INC | COM NEW | 31,650 | $160.5K | <0.1% | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 11,645 | $133.5K | <0.1% | History |
| APLDApplied Digital Corp. | COM NEW | 11,750 | $118.3K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 22,675 | $111.6K | <0.1% | History |
| PFNPIMCO Income Strategy Fund II | COM | 14,518 | $107.3K | <0.1% | History |
| AXIAYAXIA Energia S.A. | SPONSORED ADR | 13,500 | $100.3K | <0.1% | History |
| CIOCity Office REIT, Inc. | COM | 18,650 | $99.6K | <0.1% | History |
| EPSNEpsilon Energy Ltd. | COM | 10,500 | $77.5K | <0.1% | History |
| Arbor Realty Trust Inc038923BA5 | NOTE 7.500% 8/0 | – | $51.5K | <0.1% | – |
| SURGSurgePays, Inc. | COM NEW | 10,947 | $34.0K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 22,530 | $8.98K | <0.1% | History |