D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,368
- +15 vs. Q2 2024
- Portfolio value
- $12.1B
- +$829.0M (+7.3%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Gabelli Util Tr36240A184 | RIGHT 10/21/2024 | 15,475 | $426 | <0.1% | +15,475 | New | – |
| UAMYUnited States Antimony Corp | COM | 10,320 | $7.87K | <0.1% | 00.0% | Unchanged | History |
| WWWW International, Inc. | COM | 19,250 | $16.9K | <0.1% | 00.0% | Unchanged | History |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,500 | $23.5K | <0.1% | −500−4.5% | Reduced | History |
| Redwood Trust Inc758075AF2 | NOTE 7.750% 6/1 | – | $24.9K | <0.1% | – | – | – |
| OPTUOptimum Communications, Inc. | CL A | 13,060 | $32.1K | <0.1% | +13,060 | New | History |
| CVMCel Sci Corp | COM PAR NEW | 30,800 | $32.6K | <0.1% | −2,000−6.1% | Reduced | History |
| NATNordic American Tankers Ltd | COM | 10,000 | $36.7K | <0.1% | 00.0% | Unchanged | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 17,000 | $38.6K | <0.1% | +17,000 | New | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 15,438 | $48.2K | <0.1% | 00.0% | Unchanged | History |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $48.6K | <0.1% | – | – | – |
| ATYRaTYR PHARMA INC | COM NEW | 29,000 | $51.0K | <0.1% | +1,150+4.1% | Added | History |
| Arbor Realty Trust Inc038923BA5 | NOTE 7.500% 8/0 | – | $52.8K | <0.1% | – | – | – |
| DCDakota Gold Corp. | COM | 22,774 | $53.7K | <0.1% | 00.0% | Unchanged | History |
| BTEBaytex Energy Corp. | COM | 19,195 | $57.0K | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 27,409 | $61.9K | <0.1% | +2,100+8.3% | Added | History |
| VOXXVOXX International Corp | CL A | 10,900 | $69.3K | <0.1% | −500−4.4% | Reduced | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 15,000 | $71.4K | <0.1% | −63,800−81.0% | Reduced | History |
| BMBLBumble Inc. | COM CL A | 12,112 | $77.3K | <0.1% | +12,112 | New | History |
| GUTGabelli Utility Trust | COM | 15,470 | $80.4K | <0.1% | +70.0% | Added | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 17,946 | $80.9K | <0.1% | +17,946 | New | History |
| GALTGalectin Therapeutics Inc | COM NEW | 30,771 | $84.6K | <0.1% | −18,000−36.9% | Reduced | History |
| LACLithium Americas Corp. | Stock | 32,400 | $87.5K | <0.1% | −5,680−14.9% | Reduced | History |
| BRCCBRC Inc. | COM CL A | 26,740 | $91.5K | <0.1% | +26,740 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 10,166 | $91.7K | <0.1% | +16+0.2% | Added | History |
| Silvercrest Metals Inc828363101 | COM | 10,000 | $92.5K | <0.1% | +10,000 | New | – |
| NMRNomura Holdings Inc | SPONSORED ADR | 18,000 | $94.0K | <0.1% | 00.0% | Unchanged | History |
| CTOSCustom Truck One Source, Inc. | COM CL A | 29,240 | $100.9K | <0.1% | +4,975+20.5% | Added | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 33,950 | $110.7K | <0.1% | −5,680−14.3% | Reduced | – |
| CHWCalamos Global Dynamic Income Fund | COM | 16,000 | $114.7K | <0.1% | 00.0% | Unchanged | History |
| RKLBRocket Lab Corp | COM | 11,885 | $115.6K | <0.1% | +11,885 | New | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 15,518 | $117.2K | <0.1% | +465+3.1% | Added | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 27,758 | $118.8K | <0.1% | −4,750−14.6% | Reduced | History |
| FPIFarmland Partners Inc. | COM | 11,639 | $121.6K | <0.1% | +1,182+11.3% | Added | History |
| DHTDHT Holdings, Inc. | SHS NEW | 11,338 | $125.1K | <0.1% | −7,362−39.4% | Reduced | History |
| RIOTRiot Platforms, Inc. | COM | 16,860 | $125.1K | <0.1% | +2,750+19.5% | Added | History |
| SWNSouthwestern Energy Co | COM | 17,763 | $126.3K | <0.1% | 00.0% | Unchanged | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 16,258 | $131.2K | <0.1% | −700−4.1% | Reduced | History |
| SANASana Biotechnology, Inc. | COM | 31,580 | $131.4K | <0.1% | −4,000−11.2% | Reduced | History |
| PRPermian Resources Corp | CLASS A COM | 10,010 | $136.2K | <0.1% | 00.0% | Unchanged | History |
| NXHNeighborhood Intelligence, Inc. | COM | 13,725 | $138.3K | <0.1% | −1,510−9.9% | Reduced | History |
| IIMInvesco Value Municipal Income Trust | COM | 10,758 | $138.6K | <0.1% | 00.0% | Unchanged | History |
| OXLCOxford Lane Capital Corp. | COM | 27,266 | $142.9K | <0.1% | +3,865+16.5% | Added | History |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 11,311 | $146.1K | <0.1% | +157+1.4% | Added | History |
| EGYVaalco Energy Inc | COM NEW | 26,500 | $152.1K | <0.1% | +14,200+115.4% | Added | History |
| QSQuantumScape Corp | COM CL A | 26,497 | $152.4K | <0.1% | +1,349+5.4% | Added | History |
| NAVINavient Corp | COM | 10,000 | $155.9K | <0.1% | −1,500−13.0% | Reduced | History |
| CLVTClarivate PLC | ORD SHS | 22,442 | $159.3K | <0.1% | +22,442 | New | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 13,365 | $159.4K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286327 | MSCI GLB SLV&MTL | 12,200 | $161.8K | <0.1% | +12,200 | New | – |
| NGLNGL Energy Partners LP | COM UNIT REPST | 37,042 | $166.7K | <0.1% | +179+0.5% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 12,800 | $169.2K | <0.1% | −3,500−21.5% | Reduced | History |
| NCANuveen California Municipal Value Fund | COM STK | 19,256 | $175.6K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 14,676 | $175.7K | <0.1% | +625+4.4% | Added | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 15,149 | $176.6K | <0.1% | 00.0% | Unchanged | History |
| SHIPSeanergy Maritime Holdings Corp. | SHS | 14,450 | $179.5K | <0.1% | +14,450 | New | History |
| BWBBridgewater Bancshares Inc | COM | 12,900 | $182.8K | <0.1% | +12,900 | New | History |
| TRAKReposiTrak, Inc. | COM NEW | 10,000 | $184.7K | <0.1% | 00.0% | Unchanged | History |
| COOKTraeger, Inc. | COMMON STOCK | 50,200 | $184.7K | <0.1% | 00.0% | Unchanged | History |
| UTIUniversal Technical Institute Inc | COM | 11,450 | $186.2K | <0.1% | −10,080−46.8% | Reduced | History |
| ENVXEnovix Corp | COM | 20,000 | $186.8K | <0.1% | −162−0.8% | Reduced | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 12,000 | $188.2K | <0.1% | −200−1.6% | Reduced | History |
| MBLYMobileye Global Inc. | Stock | 13,800 | $189.1K | <0.1% | +13,800 | New | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 14,149 | $190.0K | <0.1% | +1,509+11.9% | Added | – |
| MGRCMcGrath Rentcorp | COM | 1,900 | $200.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 4,225 | $203.3K | <0.1% | +4,225 | New | – |
| iShares Tr464288521 | CRE U S REIT ETF | 3,317 | $204.2K | <0.1% | −975−22.7% | Reduced | – |
| ALLYAlly Financial Inc. | Stock | 5,750 | $204.6K | <0.1% | 00.0% | Unchanged | History |
| ALLEAllegion plc | ORD SHS | 1,406 | $204.9K | <0.1% | +1,406 | New | History |
| WDFCWD 40 Co | COM | 795 | $205.0K | <0.1% | +795 | New | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 17,300 | $206.7K | <0.1% | −475−2.7% | Reduced | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 15,261 | $207.4K | <0.1% | 00.0% | Unchanged | History |
| RDNTRadNet, Inc. | COM | 3,000 | $208.2K | <0.1% | +3,000 | New | History |
| EQTEQT Corp | Stock | 5,705 | $209.0K | <0.1% | +5,705 | New | History |
| CFGCitizens Financial Group Inc | COM | 5,093 | $209.2K | <0.1% | +5,093 | New | History |
| PSTLPostal Realty Trust, Inc. | CL A | 14,389 | $210.7K | <0.1% | +650+4.7% | Added | History |
| PFLPIMCO Income Strategy Fund | COM | 24,637 | $211.1K | <0.1% | +2,200+9.8% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J478 | BULSHS 2029 MUNI | 9,095 | $211.6K | <0.1% | −2,710−23.0% | Reduced | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 987 | $212.2K | <0.1% | +987 | New | History |
| FNVFranco Nevada Corp | Stock | 1,709 | $212.3K | <0.1% | −277−13.9% | Reduced | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 10,807 | $212.8K | <0.1% | −237−2.1% | Reduced | History |
| MCNXAI Madison Equity Premium Income Fund | COM | 29,903 | $212.9K | <0.1% | +29,903 | New | History |
| INCYIncyte Corp | COM | 3,225 | $213.2K | <0.1% | −250−7.2% | Reduced | History |
| SLABSilicon Laboratories Inc. | Stock | 1,845 | $213.2K | <0.1% | +25+1.4% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,180 | $213.4K | <0.1% | −14,935−74.2% | Reduced | – |
| CIOCity Office REIT, Inc. | COM | 36,544 | $213.4K | <0.1% | −12,016−24.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 1,782 | $214.4K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 4,915 | $215.2K | <0.1% | −1,094−18.2% | Reduced | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 9,129 | $216.1K | <0.1% | +9,129 | New | History |
| PFNPIMCO Income Strategy Fund II | COM | 28,411 | $216.5K | <0.1% | −2,575−8.3% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,629 | $218.1K | <0.1% | +2,629 | New | – |
| SFMSprouts Farmers Market, Inc. | COM | 1,989 | $219.6K | <0.1% | +1,989 | New | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 15,010 | $219.9K | <0.1% | +1,056+7.6% | Added | History |
| TEAMAtlassian Corp | CL A | 1,394 | $221.4K | <0.1% | −552−28.4% | Reduced | History |
| GWREGuidewire Software, Inc. | COM | 1,211 | $221.5K | <0.1% | −2,929−70.7% | Reduced | History |
| Northern LTS FD Tr IV66538H633 | INSPIRE CORP BD | 9,218 | $222.0K | <0.1% | +102+1.1% | Added | – |
| AMHAmerican Homes 4 Rent | CL A | 5,831 | $223.9K | <0.1% | +5,831 | New | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 2,231 | $224.7K | <0.1% | +2,231 | New | – |
| CLWClearwater Paper Corp | COM | 7,900 | $225.5K | <0.1% | +1,500+23.4% | Added | History |
| CSLCarlisle Companies Inc | COM | 502 | $226.1K | <0.1% | +502 | New | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | – | $402.0K |
| MSFTMicrosoft Corp | Stock | $26.6K | – |
| AAPLApple Inc. | Stock | $12.3K | – |
| GLDSPDR Gold Trust | ETF | – | $8.89K |
| SLViShares Silver Trust | ETF | – | $3.50K |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | – | $2.04K |
| BROSDutch Bros Inc. | CL A | – | $1.07K |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | – | $390 |
| MAMastercard Inc | Stock | $355 | – |
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| PAYCPaycom Software, Inc. | Stock | 20,103 | $2.88M | <0.1% | History |
| SCIService Corp International | COM | 20,145 | $1.43M | <0.1% | History |
| PINSPinterest, Inc. | CL A | 29,791 | $1.31M | <0.1% | History |
| SYMSymbotic Inc. | Stock | 31,468 | $1.11M | <0.1% | History |
| PAASPan American Silver Corp | Stock | 54,235 | $1.08M | <0.1% | History |
| Equity Commonwealth 6.5 Cum Conv PFD D294628201 | COM | 42,624 | $1.06M | <0.1% | – |
| BANDBandwidth Inc. | COM CL A | 55,640 | $939.2K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,549 | $863.2K | <0.1% | – |
| OPCHOption Care Health, Inc. | COM NEW | 28,300 | $783.9K | <0.1% | History |
| INDIindie Semiconductor, Inc. | CLASS A COM | 125,410 | $773.8K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 33,246 | $700.2K | <0.1% | – |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 20,486 | $694.1K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 10,107 | $540.7K | <0.1% | History |
| WIREEncore Wire Corp | COM | 1,696 | $491.6K | <0.1% | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 11,730 | $483.5K | <0.1% | History |
| LPGDorian LPG Ltd. | SHS USD | 11,205 | $470.2K | <0.1% | History |
| COCOVita Coco Company, Inc. | COM | 15,685 | $436.8K | <0.1% | History |
| SFLSFL Corp Ltd. | SHS | 31,290 | $434.3K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 4,034 | $430.7K | <0.1% | History |
| CWCOConsolidated Water Co. Ltd. | ORD | 16,066 | $426.4K | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 7,205 | $426.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 29,857 | $419.2K | <0.1% | History |
| WFRDWeatherford International plc | ORD SHS | 3,334 | $408.2K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 36,355 | $406.8K | <0.1% | History |
| APAAPA Corp | Stock | 12,726 | $374.7K | <0.1% | History |
| AEOAmerican Eagle Outfitters Inc | COM | 18,591 | $371.1K | <0.1% | History |
| SUSuncor Energy Inc | Stock | 9,692 | $369.3K | <0.1% | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 7,664 | $363.4K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 7,319 | $362.7K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,701 | $358.4K | <0.1% | History |
| BWMXBetterware de Mexico, S.A.P.I. de C.V | SHS | 23,920 | $349.5K | <0.1% | History |
| CDWCDW Corp | COM | 1,529 | $342.3K | <0.1% | History |
| BCBrunswick Corp | COM | 4,653 | $338.6K | <0.1% | History |
| ANAutonation, Inc. | COM | 2,119 | $337.7K | <0.1% | History |
| PIIPolaris Inc. | Stock | 4,150 | $325.0K | <0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 9,919 | $324.8K | <0.1% | History |
| RHIRobert Half Inc. | COM | 5,013 | $320.8K | <0.1% | History |
| ASCArdmore Shipping Corp | COM | 13,180 | $296.9K | <0.1% | History |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 3,939 | $292.2K | <0.1% | – |
| TIMBTim S.A. | SPONSORED ADR | 20,078 | $287.5K | <0.1% | History |
| FTITechnipFMC plc | COM | 10,948 | $286.3K | <0.1% | History |
| WRKWestRock Co | COM | 5,566 | $279.8K | <0.1% | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 7,000 | $275.0K | <0.1% | History |
| UUnity Software Inc. | COM | 16,340 | $265.7K | <0.1% | History |
| AGCOAGCO Corp | COM | 2,639 | $258.3K | <0.1% | History |
| ALSumisho Air Lease Corp | CL A | 5,400 | $256.7K | <0.1% | History |
| GGenpact LTD | SHS | 7,876 | $253.5K | <0.1% | History |
| EXEExpand Energy Corp | COM | 3,000 | $246.6K | <0.1% | History |
| HUBSHubSpot Inc | COM | 404 | $238.3K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 5,923 | $238.2K | <0.1% | – |
| ULBIUltralife Corp | COM | 22,010 | $233.7K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,254 | $226.9K | <0.1% | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 5,368 | $220.9K | <0.1% | – |
| DIODDiodes Inc | COM | 3,068 | $220.7K | <0.1% | History |
| SRPTSarepta Therapeutics, Inc. | COM | 1,383 | $218.5K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 788 | $215.5K | <0.1% | – |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 8,701 | $206.5K | <0.1% | – |
| FTAIFTAI Aviation Ltd. | SHS | 2,000 | $206.5K | <0.1% | History |
| Dimensional ETF Trust25434V864 | SHOR DUR FIX ETF | 4,290 | $201.6K | <0.1% | – |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 715 | $200.3K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 15,564 | $195.6K | <0.1% | History |
| PBR.APetrobras - Petroleo Brasileiro SA | SP ADR NON VTG | 12,820 | $174.9K | <0.1% | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 11,716 | $169.8K | <0.1% | History |
| VFCV F Corp | Stock | 11,888 | $160.5K | <0.1% | History |
| BIGGQFormer BL Stores Inc | COM | 75,000 | $129.8K | <0.1% | History |
| VIVTelefonica Brasil S.A. | SPONSORED ADS | 14,611 | $120.0K | <0.1% | History |
| ESOAEnergy Services of America CORP | COM | 14,830 | $106.2K | <0.1% | History |
| SOUNSoundhound AI, Inc. | CLASS A COM | 20,410 | $80.6K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 10,980 | $58.3K | <0.1% | History |
| RYAMRayonier Advanced Materials Inc. | COM | 10,567 | $57.5K | <0.1% | History |
| HBIHanesbrands Inc. | COM | 10,818 | $53.3K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 17,112 | $48.4K | <0.1% | History |
| BLNKBlink Charging Co. | COM | 12,200 | $33.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 10,744 | $28.8K | <0.1% | History |
| SLDPSolid Power, Inc. | CLASS A COM | 10,200 | $16.8K | <0.1% | History |
| ELBMElectra Battery Materials Corp | COM NEW | 18,000 | $7.56K | <0.1% | History |