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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 28, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,265
−16 vs. Q1 2022
Portfolio value
$7.96B
−$1.22B (−13.3%) vs. Q1 2022
Filed
Jul 28, 2022
SEC
Holdings of D.A. Davidson & Co. in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TLPHTalphera, Inc.COM13,500$3.00K<0.1%00.0%UnchangedHistory
TWAVTaoWeave, Inc.COM10,000$3.00K<0.1%00.0%UnchangedHistory
Quanergy Systems, Inc.74764U112*W EXP 02/01/20240,000$3.00K<0.1%−40,000−50.0%Reduced–
SPROSpero Therapeutics, Inc.COM10,800$8.00K<0.1%−33,000−75.3%ReducedHistory
QTNTQuotient LtdSHS40,000$10.0K<0.1%+20,000+100.0%AddedHistory
ONCSOncosec Medical IncCOM16,000$12.0K<0.1%−36,500−69.5%ReducedHistory
CYPHCypherpunk Technologies Inc.COM11,000$13.0K<0.1%−2,500−18.5%ReducedHistory
RDHLRedHill Biopharma Ltd.SPONSORED ADS14,500$13.0K<0.1%−2,300−13.7%ReducedHistory
TOONKartoon Studios, Inc.COM26,398$20.0K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$20.0K<0.1%–––
HUTHut 8 Corp.Common Stock17,450$23.0K<0.1%+6,814+64.1%AddedHistory
QNGYQuanergy Systems, Inc.COMMON STOCK60,000$25.0K<0.1%+60,000NewHistory
ATYRaTYR PHARMA INCCOM NEW10,800$31.0K<0.1%+10,800NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM11,094$32.0K<0.1%+119+1.1%AddedHistory
ELBMElectra Battery Materials CorpCOM NEW13,667$38.0K<0.1%+13,667NewHistory
NGLNGL Energy Partners LPCOM UNIT REPST27,840$42.0K<0.1%+3,603+14.9%AddedHistory
LTCHLatch, Inc.COM37,191$42.0K<0.1%+521+1.4%AddedHistory
ATIPATI Physical Therapy, Inc.COM CL A33,714$48.0K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS15,352$51.0K<0.1%+15,352NewHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$51.0K<0.1%+12,994NewHistory
UAMYUnited States Antimony CorpCOM135,343$55.0K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW45,335$59.0K<0.1%−9,975−18.0%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD14,400$62.0K<0.1%+14,400NewHistory
GUTGabelli Utility TrustCOM10,340$70.0K<0.1%+10,340NewHistory
OPENOpendoor Technologies Inc.COM15,000$71.0K<0.1%00.0%UnchangedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$76.0K<0.1%–––
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$76.0K<0.1%–New–
RYAMRayonier Advanced Materials Inc.COM29,632$78.0K<0.1%−57,078−65.8%ReducedHistory
Haemonetics Corp Mass405024AB6NOTE 3/0–$78.0K<0.1%–New–
FTFFranklin Ltd Duration Income TrustCOM12,055$81.0K<0.1%−7,600−38.7%ReducedHistory
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$81.0K<0.1%–––
RGTIWRigetti Computing, Inc.*W EXP 99/99/999125,000$81.0K<0.1%00.0%UnchangedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT10,100$82.0K<0.1%+10,100NewHistory
PCKPIMCO California Municipal Income Fund IICOM12,073$83.0K<0.1%00.0%UnchangedHistory
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$87.0K<0.1%–New–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0–$88.0K<0.1%–New–
Tidal ETF Tr886364728SONICSHARES AIR25,596$89.0K<0.1%+25,596New–
Imax Corp45245EAJ8NOTE 0.500% 4/0–$89.0K<0.1%–New–
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$90.0K<0.1%–New–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS17,553$94.0K<0.1%+1,103+6.7%AddedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$95.0K<0.1%–New–
Guess Inc401617AD7NOTE 2.000% 4/1–$98.0K<0.1%–––
VTGNVistagen Therapeutics, Inc.COM NEW114,000$100.0K<0.1%−13,500−10.6%ReducedHistory
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$101.0K<0.1%–––
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$103.0K<0.1%–––
SIRISirius XM Holdings Inc.COM17,235$106.0K<0.1%−50.0%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT11,766$108.0K<0.1%+11,766NewHistory
ALTGAlta Equipment Group Inc.COMMON STOCK12,307$110.0K<0.1%+12,307NewHistory
CCIFCarlyle Credit Income FundSHS BEN INT11,799$110.0K<0.1%+11,799NewHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT10,376$111.0K<0.1%−6,369−38.0%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN13,962$112.0K<0.1%−851−5.7%ReducedHistory
SRTSSensus Healthcare, Inc.COM14,550$112.0K<0.1%+14,550NewHistory
KAMAN Corp483548AF0NOTE 3.250% 5/0–$112.0K<0.1%–––
FLWS1 800 Flowers Com IncCL A12,071$115.0K<0.1%+12,071NewHistory
HBIHanesbrands Inc.COM11,231$116.0K<0.1%+519+4.8%AddedHistory
Chegg, Inc163092AD1NOTE 0.125% 3/1–$118.0K<0.1%–New–
Lci Inds501812AB7NOTE 1.125% 5/1–$118.0K<0.1%–––
STEMStem, Inc.CL A17,300$124.0K<0.1%00.0%UnchangedHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$124.0K<0.1%–––
Parsons Corp70202LAB8NOTE 0.250% 8/1–$126.0K<0.1%–––
IMBILegacy IMBDS, Inc.COM CL A109,111$132.0K<0.1%+87,593+407.1%AddedHistory
PLTRPalantir Technologies Inc.Stock14,764$134.0K<0.1%+185+1.3%AddedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$134.0K<0.1%–––
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$134.0K<0.1%–New–
Itron, Inc.465741AN6NOTE 3/1–$135.0K<0.1%–––
NSLNuveen Senior Income FundCOM28,666$137.0K<0.1%−13,254−31.6%ReducedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT14,233$139.0K<0.1%−2,900−16.9%ReducedHistory
BKCCBlackRock Capital Investment CorpCOM38,482$141.0K<0.1%+26,417+219.0%AddedHistory
NVTAInvitae CorpCOM58,132$142.0K<0.1%−631−1.1%ReducedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$144.0K<0.1%–New–
Ford MTR Co Del345370CZ1NOTE 3/1–$146.0K<0.1%–New–
ECEcopetrol S.A.SPONSORED ADS13,550$147.0K<0.1%+13,550NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN15,104$148.0K<0.1%+431+2.9%AddedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT10,877$148.0K<0.1%−117−1.1%Reduced–
AMRSAmyris, Inc.COM NEW80,676$149.0K<0.1%+10,918+15.7%AddedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,775$151.0K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS20,305$153.0K<0.1%−1,495−6.9%ReducedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM10,320$155.0K<0.1%+10,320NewHistory
DFSDiscover Financial ServicesCOM1,640$155.0K<0.1%+1,640NewHistory
TLSTelos CorpCOM19,476$157.0K<0.1%+19,476NewHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$159.0K<0.1%–New–
NIDNuveen Intermediate Duration Municipal Term FundCOM12,274$160.0K<0.1%+36+0.3%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM12,330$161.0K<0.1%−5,116−29.3%ReducedHistory
ESTEEarthstone Energy IncCL A11,895$162.0K<0.1%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM25,983$162.0K<0.1%+1,268+5.1%AddedHistory
FCFFirst Commonwealth Financial CorpCOM12,252$164.0K<0.1%−8,863−42.0%ReducedHistory
BWBBridgewater Bancshares IncCOM10,400$168.0K<0.1%00.0%UnchangedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,550$170.0K<0.1%−3,435−21.5%ReducedHistory
HPEHewlett Packard Enterprise CoCOM12,863$171.0K<0.1%−3,288−20.4%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR86,000$175.0K<0.1%00.0%UnchangedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI11,023$177.0K<0.1%+1,010+10.1%AddedHistory
PSTLPostal Realty Trust, Inc.CL A11,939$178.0K<0.1%00.0%UnchangedHistory
VRNAVerona Pharma plcSPONSORED ADS44,500$186.0K<0.1%−3,500−7.3%ReducedHistory
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM10,000$191.0K<0.1%−13,900−58.2%ReducedHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM11,074$195.0K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM68,666$196.0K<0.1%−360−0.5%ReducedHistory
First Tr Energy Income & Gro33738G104COM12,328$196.0K<0.1%+1,157+10.4%Added–
XUnited States Steel CorpCOM11,063$198.0K<0.1%+1,395+14.4%AddedHistory
TBCHTurtle Beach CorpCOM NEW16,270$199.0K<0.1%+177+1.1%AddedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC10,698$200.0K<0.1%−18,717−63.6%Reduced–

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2022
SecurityClassPutsCalls
AMZNAmazon Com IncStock–$221.0K
BNOUnited States Brent Oil Fund, LPETF–$87.0K
DFSDiscover Financial ServicesCOM$73.0K–
GLDSPDR Gold TrustETF–$59.0K
APPSDigital Turbine, Inc.COM NEW–$53.0K
LULUlululemon athletica inc.Stock$37.0K–
JWNNordstrom IncStock$21.0K–
WEATTeucrium Commodity TrustWHEAT FD–$18.0K
SYYSysco CorpStock$17.0K–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR–$5.00K
Alps ETF Tr00162Q452ALERIAN MLP–$4.00K
BPBP PLCADR$2.00K–
WELLWelltower Inc.REIT$2.00K–
INTCIntel CorpStock–$1.00K
ATIAti IncStock–$1.00K

Sold out since Q1 2022 (113)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of D.A. Davidson & Co. sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Pacer Trendpilot US Bond ETF69374H642ETF577,145$14.0M0.2%–
iShares Tr46435G417CR 5 10 YR ETF132,634$6.28M0.1%–
MSTRStrategy IncStock4,606$2.24M<0.1%History
LBTYKLiberty Global Ltd.SHS CL C57,487$1.49M<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF4,932$1.39M<0.1%–
SPDR Series Trust78464A755ST STR SP METAL21,204$1.30M<0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS13,518$1.24M<0.1%History
Global X Uranium ETF37954Y871ETF46,330$1.21M<0.1%–
OKTAOkta, Inc.CL A6,679$1.01M<0.1%History
PHMPultegroup IncCOM23,499$985.0K<0.1%History
KLICKulicke & Soffa Industries IncCOM12,870$721.0K<0.1%History
CVNACarvana Co.CL A5,768$688.0K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM52,230$680.0K<0.1%–
ISBCInvestors Bancorp, Inc.COM45,063$673.0K<0.1%History
BKHBlack Hills CorpCOM8,457$651.0K<0.1%History
Neenah Inc640079109COM14,673$582.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF9,354$576.0K<0.1%–
AZPNASPENTECH CorpCOM3,451$571.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT27,300$561.0K<0.1%–
J P Morgan Exchange Traded F46641Q324INTERNL GWT8,500$529.0K<0.1%–
WYNNWynn Resorts LtdCOM5,820$464.0K<0.1%History
EVAEnviva, LLCCOM5,828$461.0K<0.1%History
BXMTBlackstone Mortgage Trust, Inc.COM CL A14,272$454.0K<0.1%History
TDOCTeladoc Health, Inc.COM6,266$452.0K<0.1%History
YAlleghany CorpCOM527$446.0K<0.1%History
SLRCSLR Investment Corp.COM24,535$445.0K<0.1%History
EAElectronic Arts Inc.COM3,501$443.0K<0.1%History
LOGILogitech International S.A.SHS5,827$430.0K<0.1%History
APTSPreferred Apartment Communities IncCOM17,225$430.0K<0.1%History
TWLOTwilio IncCL A2,565$423.0K<0.1%History
EXASExact Sciences CorpCOM5,697$398.0K<0.1%History
NMCONuveen Municipal Credit Opportunities FundCOM29,209$394.0K<0.1%History
Fidelity High Dividend ETF316092840ETF9,268$386.0K<0.1%–
CHGGChegg, IncCOM10,088$366.0K<0.1%History
CALXCalix, IncCOM8,477$364.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF4,851$341.0K<0.1%–
SFIXStitch Fix, Inc.Stock33,004$332.0K<0.1%History
FMCFMC CorpCOM NEW2,523$332.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF6,674$332.0K<0.1%–
PFCPremier Financial CorpCOM10,432$316.0K<0.1%History
SKYWSkywest IncCOM10,830$312.0K<0.1%History
SPTNSpartanNash CoCOM9,460$312.0K<0.1%History
RIVNRivian Automotive, Inc.Stock6,176$310.0K<0.1%History
RBLXRoblox CorpStock6,585$304.0K<0.1%History
CMCOColumbus McKinnon CorpCOM7,146$303.0K<0.1%History
CTBICommunity Trust Bancorp IncCOM7,273$300.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A11,250$299.0K<0.1%History
ORIOld Republic International CorpCOM11,438$296.0K<0.1%History
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,600$290.0K<0.1%–
iShares Tr464288356CALIF MUN BD ETF4,761$277.0K<0.1%–
ZSZscaler, Inc.Stock1,130$273.0K<0.1%History
DAVAEndava plcADS2,054$273.0K<0.1%History
FNBFNB CorpCOM21,813$272.0K<0.1%History
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,350$267.0K<0.1%–
VVVValvoline IncCOM8,395$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT21,386$263.0K<0.1%History
AMEDAmedisys IncCOM1,518$262.0K<0.1%History
ALLYAlly Financial Inc.Stock6,005$261.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,850$256.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB12,157$256.0K<0.1%–
SIISprott Inc.COM NEW5,025$252.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,560$239.0K<0.1%–
PEverpure, Inc.CL A6,746$238.0K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF5,006$237.0K<0.1%–
RHRHCOM725$236.0K<0.1%History
MDCSekisui House U.S., Inc.COM6,200$235.0K<0.1%History
PMOFranklin Municipal Opportunities TrustSH BEN INT20,097$234.0K<0.1%History
TWTradeweb Markets Inc.Stock2,639$232.0K<0.1%History
NVMINova Ltd.COM2,125$231.0K<0.1%History
MATXMatson, Inc.COM1,918$231.0K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,583$230.0K<0.1%–
BKRBaker Hughes CoCL A6,305$230.0K<0.1%History
FRFirst Industrial Realty Trust IncCOM3,666$227.0K<0.1%History
HLTHilton Worldwide Holdings Inc.COM1,499$227.0K<0.1%History
VOYAVoya Financial, Inc.COM3,406$226.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,118$223.0K<0.1%History
WCNWaste Connections, Inc.COM1,590$222.0K<0.1%History
HASHasbro, Inc.COM2,702$221.0K<0.1%History
TRIPTripAdvisor, Inc.COM8,091$219.0K<0.1%History
DBXDropbox, Inc.CL A9,319$217.0K<0.1%History
CRCrane CoCOM1,999$217.0K<0.1%History
MCOMoodys CorpStock635$215.0K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,380$215.0K<0.1%–
TRNOTerreno Realty CorpCOM2,905$215.0K<0.1%History
NDSNNordson CorpCOM947$215.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD9,758$214.0K<0.1%History
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,000$214.0K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF1,177$212.0K<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,950$210.0K<0.1%History
QTRXQuanterix CorpCOM7,200$210.0K<0.1%History
FTVFortive CorpStock3,419$208.0K<0.1%History
LBTYALiberty Global Ltd.SHS CL A8,159$208.0K<0.1%History
SONYSony Group CorpSPONSORED ADR2,014$207.0K<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1007,068$205.0K<0.1%–
RSGRepublic Services, Inc.COM1,529$203.0K<0.1%History
ACVVirtus Diversified Income & Convertible FundCOM7,910$201.0K<0.1%History
FEFirstenergy CorpCOM4,362$200.0K<0.1%History
First BK Williamstown New Je31931U102COM11,894$169.0K<0.1%–
VKQInvesco Municipal TrustCOM14,509$167.0K<0.1%History
Meritor, Inc.59001KAF7NOTE 3.250%10/1–$164.0K<0.1%–