D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464287325 | GLOB HLTHCRE ETF | 15,279 | $1.38M | <0.1% | −75−0.5% | Reduced | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 17,243 | $1.38M | <0.1% | +3,006+21.1% | Added | – |
| BCEBce Inc | COM NEW | 26,673 | $1.38M | <0.1% | −511−1.9% | Reduced | History |
| JCIJohnson Controls International plc | Stock | 17,047 | $1.39M | <0.1% | −494−2.8% | Reduced | History |
| VEEVVeeva Systems Inc | Stock | 5,457 | $1.39M | <0.1% | +289+5.6% | Added | History |
| CSGPCostar Group, Inc. | COM | 17,646 | $1.40M | <0.1% | +710+4.2% | Added | History |
| EVRIEveri Holdings Inc. | COM | 65,649 | $1.40M | <0.1% | +4,596+7.5% | Added | History |
| HRBH&R Block Inc | COM | 59,568 | $1.40M | <0.1% | +822+1.4% | Added | History |
| ALLAllstate Corp | Stock | 12,044 | $1.42M | <0.1% | +670+5.9% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 11,603 | $1.42M | <0.1% | +1,048+9.9% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 21,589 | $1.42M | <0.1% | −1,987−8.4% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 13,290 | $1.42M | <0.1% | +5,852+78.7% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 13,497 | $1.43M | <0.1% | +1,269+10.4% | Added | – |
| KLACKLA Corp | COM NEW | 3,325 | $1.43M | <0.1% | +304+10.1% | Added | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 15,148 | $1.43M | <0.1% | −1,484−8.9% | Reduced | – |
| PHParker-Hannifin Corp | Stock | 4,512 | $1.44M | <0.1% | −256−5.4% | Reduced | History |
| Vanguard Communication Services ETF92204A884 | ETF | 10,610 | $1.44M | <0.1% | +400+3.9% | Added | – |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 82,240 | $1.46M | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 50,899 | $1.47M | <0.1% | +38,291+303.7% | Added | – |
| BHPBHP Group Ltd | ADR | 24,297 | $1.47M | <0.1% | +4,498+22.7% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 11,550 | $1.47M | <0.1% | −77−0.7% | Reduced | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 97,172 | $1.47M | <0.1% | +3,324+3.5% | Added | History |
| WAFDWafd Inc | Stock | 44,055 | $1.47M | <0.1% | −182−0.4% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 50,937 | $1.48M | <0.1% | +5,213+11.4% | Added | – |
| iShares Tr464287754 | US INDUSTRIALS | 13,109 | $1.48M | <0.1% | −40.0% | Reduced | – |
| DSLDoubleLine Income Solutions Fund | COM | 91,772 | $1.48M | <0.1% | −31,337−25.5% | Reduced | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 21,126 | $1.48M | <0.1% | +4,317+25.7% | Added | History |
| XELXcel Energy Inc | Stock | 21,867 | $1.49M | <0.1% | −1,247−5.4% | Reduced | History |
| QTRXQuanterix Corp | COM | 35,436 | $1.50M | <0.1% | −1,069−2.9% | Reduced | History |
| INSEInspired Entertainment, Inc. | COM | 116,304 | $1.51M | <0.1% | +8,120+7.5% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 4,103 | $1.52M | <0.1% | −25−0.6% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 15,078 | $1.52M | <0.1% | +590+4.1% | Added | – |
| RHIRobert Half Inc. | COM | 13,712 | $1.53M | <0.1% | −1,858−11.9% | Reduced | History |
| PGRProgressive Corp | Stock | 14,983 | $1.54M | <0.1% | −110−0.7% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 13,320 | $1.54M | <0.1% | +1,097+9.0% | Added | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 55,073 | $1.55M | <0.1% | +3,172+6.1% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 2,392 | $1.56M | <0.1% | +130+5.7% | Added | History |
| IIIInformation Services Group Inc. | COM | 205,344 | $1.56M | <0.1% | +14,133+7.4% | Added | History |
| SPGSimon Property Group Inc. | REIT | 9,825 | $1.57M | <0.1% | +174+1.8% | Added | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 26,472 | $1.59M | <0.1% | +7,197+37.3% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 14,792 | $1.59M | <0.1% | −130−0.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 74,676 | $1.60M | <0.1% | −6,772−8.3% | Reduced | – |
| SNASnap-on Inc | COM | 7,439 | $1.60M | <0.1% | −220−2.9% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 23,919 | $1.62M | <0.1% | +2,274+10.5% | Added | History |
| GWWW.W. Grainger, Inc. | Stock | 3,146 | $1.63M | <0.1% | +40+1.3% | Added | History |
| PRGSProgress Software Corp | COM | 33,765 | $1.63M | <0.1% | +33,765 | New | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 35,822 | $1.64M | <0.1% | +2,199+6.5% | Added | – |
| YUMCYum China Holdings, Inc. | COM | 32,836 | $1.64M | <0.1% | +200+0.6% | Added | History |
| OGNOrganon & Co. | Stock | 54,003 | $1.65M | <0.1% | +1,010+1.9% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 10,548 | $1.65M | <0.1% | −472−4.3% | Reduced | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 113,085 | $1.66M | <0.1% | −29,853−20.9% | Reduced | History |
| AXONAxon Enterprise, Inc. | COM | 10,552 | $1.66M | <0.1% | +1,397+15.3% | Added | History |
| WELLWelltower Inc. | REIT | 19,528 | $1.68M | <0.1% | +767+4.1% | Added | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 16,304 | $1.68M | <0.1% | +522+3.3% | Added | – |
| LWLamb Weston Holdings, Inc. | Stock | 26,538 | $1.68M | <0.1% | −5,082−16.1% | Reduced | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 17,593 | $1.69M | <0.1% | +17,593 | New | – |
| TTEKTetra Tech Inc | COM | 10,000 | $1.69M | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 68,500 | $1.71M | <0.1% | +504+0.7% | Added | – |
| ROKURoku, Inc | COM CL A | 7,498 | $1.71M | <0.1% | +2,723+57.0% | Added | History |
| VCVInvesco California Value Municipal Income Trust | COM | 123,641 | $1.72M | <0.1% | +17,980+17.0% | Added | History |
| WTRGEssential Utilities, Inc. | COM | 32,076 | $1.72M | <0.1% | +1,094+3.5% | Added | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 57,459 | $1.73M | <0.1% | −232−0.4% | Reduced | – |
| CIMChimera Investment Corp | COM NEW | 114,967 | $1.73M | <0.1% | +9,720+9.2% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 20,294 | $1.74M | <0.1% | +826+4.2% | Added | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 28,305 | $1.74M | <0.1% | +2,546+9.9% | Added | – |
| TEAMAtlassian Corp | CL A | 4,563 | $1.74M | <0.1% | +471+11.5% | Added | History |
| WMBWilliams Companies, Inc. | COM | 67,501 | $1.76M | <0.1% | +4,321+6.8% | Added | History |
| SCYXScynexis Inc | COM NEW | 288,085 | $1.76M | <0.1% | +13,115+4.8% | Added | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 25,801 | $1.76M | <0.1% | +2,277+9.7% | Added | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 47,653 | $1.76M | <0.1% | +2,984+6.7% | Added | – |
| AFLAflac Inc | Stock | 30,194 | $1.76M | <0.1% | −4,939−14.1% | Reduced | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 24,020 | $1.77M | <0.1% | −158−0.7% | Reduced | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 31,937 | $1.77M | <0.1% | +653+2.1% | Added | – |
| METMetlife Inc | Stock | 28,391 | $1.78M | <0.1% | −890−3.0% | Reduced | History |
| FITBFifth Third Bancorp | COM | 40,882 | $1.78M | <0.1% | +2,230+5.8% | Added | History |
| Paramount Global92556H206 | CL B | 59,482 | $1.79M | <0.1% | +15,392+34.9% | Added | – |
| BABAAlibaba Group Holding Ltd | ADR | 15,124 | $1.80M | <0.1% | −30,141−66.6% | Reduced | History |
| PLDPrologis, Inc. | REIT | 10,735 | $1.81M | <0.1% | +54+0.5% | Added | History |
| ETSYEtsy Inc | COM | 8,258 | $1.81M | <0.1% | +720+9.6% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 19,520 | $1.81M | <0.1% | −286−1.4% | Reduced | – |
| MRNAModerna, Inc. | Stock | 7,143 | $1.81M | <0.1% | +1,600+28.9% | Added | History |
| HTGCHercules Capital, Inc. | COM | 110,816 | $1.84M | <0.1% | +28,200+34.1% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 85,950 | $1.84M | <0.1% | +3,077+3.7% | Added | – |
| Crescent PT Energy Corp22576C101 | COM | 346,900 | $1.85M | <0.1% | +346,900 | New | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 27,061 | $1.86M | <0.1% | −3,263−10.8% | Reduced | – |
| HRTXHeron Therapeutics, Inc. | COM | 203,462 | $1.86M | <0.1% | +32,760+19.2% | Added | History |
| EBAYeBay Inc | COM | 27,959 | $1.86M | <0.1% | +641+2.3% | Added | History |
| ESEversource Energy | Stock | 20,643 | $1.88M | <0.1% | +1,086+5.6% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 37,019 | $1.88M | <0.1% | −5,981−13.9% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,172 | $1.88M | <0.1% | −237−4.4% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 13,071 | $1.88M | <0.1% | −2,044−13.5% | Reduced | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 24,773 | $1.89M | <0.1% | +3,059+14.1% | Added | – |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 64,565 | $1.89M | <0.1% | −3,330−4.9% | Reduced | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 24,472 | $1.89M | <0.1% | +20,354+494.3% | Added | – |
| CRNCCerence Inc. | COM | 24,726 | $1.90M | <0.1% | −334−1.3% | Reduced | History |
| RPMRPM International Inc | COM | 18,779 | $1.90M | <0.1% | +1,300+7.4% | Added | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 40,034 | $1.90M | <0.1% | +866+2.2% | Added | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 16,491 | $1.91M | <0.1% | +1,857+12.7% | Added | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 9,569 | $1.91M | <0.1% | +564+6.3% | Added | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 160,353 | $1.93M | <0.1% | +30,170+23.2% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |