D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPROSpero Therapeutics, Inc. | COM | 43,800 | $701.0K | <0.1% | +800+1.9% | Added | History |
| CWTCalifornia Water Service Group | COM | 9,762 | $702.0K | <0.1% | 00.0% | Unchanged | History |
| ABBNYABB Ltd | SPONSORED ADR | 18,403 | $702.0K | <0.1% | −189−1.0% | Reduced | History |
| LYFTLyft, Inc. | CL A COM | 16,442 | $703.0K | <0.1% | +2,027+14.1% | Added | History |
| WRBBerkley W R Corp | COM | 8,559 | $705.0K | <0.1% | 00.0% | Unchanged | History |
| MOSMosaic Co | COM | 17,939 | $705.0K | <0.1% | −2,401−11.8% | Reduced | History |
| MASMasco Corp | COM | 10,065 | $707.0K | <0.1% | +191+1.9% | Added | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 61,277 | $708.0K | <0.1% | +630+1.0% | Added | History |
| FVRRFiverr International Ltd. | ORD SHS | 6,293 | $716.0K | <0.1% | +1,660+35.8% | Added | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 4,229 | $717.0K | <0.1% | +187+4.6% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 31,214 | $720.0K | <0.1% | +1,588+5.4% | Added | – |
| RNGRingCentral, Inc. | CL A | 3,843 | $720.0K | <0.1% | −15−0.4% | Reduced | History |
| TWLOTwilio Inc | CL A | 2,734 | $720.0K | <0.1% | +30+1.1% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 1,738 | $722.0K | <0.1% | +172+11.0% | Added | History |
| EAElectronic Arts Inc. | COM | 5,479 | $723.0K | <0.1% | +5,479 | New | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 37,175 | $723.0K | <0.1% | +25,850+228.3% | Added | History |
| UBERUber Technologies, Inc | Stock | 17,258 | $724.0K | <0.1% | +887+5.4% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 7,464 | $724.0K | <0.1% | +942+14.4% | Added | – |
| DOVDOVER Corp | COM | 3,988 | $724.0K | <0.1% | −107−2.6% | Reduced | History |
| ILMNIllumina, Inc. | COM | 1,904 | $724.0K | <0.1% | +1,152+153.2% | Added | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,687 | $724.0K | <0.1% | −622−2.8% | Reduced | – |
| RBLXRoblox Corp | Stock | 7,024 | $725.0K | <0.1% | +1,705+32.1% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 13,243 | $727.0K | <0.1% | +571+4.5% | Added | – |
| TAPMolson Coors Beverage Co | CL B | 15,820 | $733.0K | <0.1% | +300+1.9% | Added | History |
| MDXGMimedx Group, Inc. | COM | 121,400 | $733.0K | <0.1% | 00.0% | Unchanged | History |
| GVAGranite Construction Inc | COM | 19,055 | $737.0K | <0.1% | +740+4.0% | Added | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 11,896 | $738.0K | <0.1% | +427+3.7% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 8,953 | $743.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,924 | $746.0K | <0.1% | 00.0% | Unchanged | – |
| SNAPSnap Inc | Stock | 15,873 | $747.0K | <0.1% | +957+6.4% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 6,859 | $748.0K | <0.1% | +188+2.8% | Added | – |
| First Tr Exchange-Traded FD33733E872 | LUNT US FACTOR | 21,162 | $752.0K | <0.1% | +8,697+69.8% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 9,140 | $754.0K | <0.1% | +400+4.6% | Added | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 45,691 | $755.0K | <0.1% | +2,651+6.2% | Added | History |
| SGENSeagen Inc. | COM | 4,886 | $755.0K | <0.1% | −80−1.6% | Reduced | History |
| STLDSteel Dynamics Inc | COM | 12,207 | $758.0K | <0.1% | −1,043−7.9% | Reduced | History |
| TTCToro Co | COM | 7,626 | $760.0K | <0.1% | −1,546−16.9% | Reduced | History |
| Nushares ETF Tr67092P870 | NUVEEN ESG US | 29,620 | $761.0K | <0.1% | +1,186+4.2% | Added | – |
| PPLPPL Corp | COM | 25,326 | $761.0K | <0.1% | −1,866−6.9% | Reduced | History |
| KKRKKR & Co. Inc. | COM | 10,465 | $780.0K | <0.1% | +650+6.6% | Added | History |
| DYDycom Industries Inc | COM | 8,319 | $780.0K | <0.1% | −791−8.7% | Reduced | History |
| SNOWSnowflake Inc. | Stock | 2,315 | $784.0K | <0.1% | +145+6.7% | Added | History |
| Pretium Res Inc74139C102 | COM | 55,612 | $784.0K | <0.1% | +55,612 | New | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 9,020 | $785.0K | <0.1% | +1,760+24.2% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 30,316 | $786.0K | <0.1% | −6,369−17.4% | Reduced | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 6,662 | $789.0K | <0.1% | +462+7.5% | Added | – |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 9,055 | $797.0K | <0.1% | −867−8.7% | Reduced | – |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 21,764 | $799.0K | <0.1% | −1,164−5.1% | Reduced | – |
| TXRHTexas Roadhouse, Inc. | COM | 8,968 | $801.0K | <0.1% | +625+7.5% | Added | History |
| KRKroger Co | Stock | 17,734 | $803.0K | <0.1% | +4,354+32.5% | Added | History |
| Nuveen Enhanced Mun Value FD67074M101 | COM | 52,230 | $813.0K | <0.1% | 00.0% | Unchanged | – |
| HLHecla Mining Co | COM | 155,875 | $814.0K | <0.1% | +155,875 | New | History |
| UFPIUfp Industries Inc | COM | 8,875 | $817.0K | <0.1% | +300+3.5% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 5,425 | $817.0K | <0.1% | +63+1.2% | Added | History |
| NVTAInvitae Corp | COM | 53,706 | $820.0K | <0.1% | −6,928−11.4% | Reduced | History |
| BEAMBeam Therapeutics Inc. | COM | 10,298 | $821.0K | <0.1% | 00.0% | Unchanged | History |
| NXHNeighborhood Intelligence, Inc. | COM | 14,053 | $829.0K | <0.1% | +248+1.8% | Added | History |
| COHUCohu Inc | COM | 21,920 | $835.0K | <0.1% | +4,635+26.8% | Added | History |
| HUMHumana Inc | Stock | 1,802 | $836.0K | <0.1% | 00.0% | Unchanged | History |
| AAAlcoa Corp | Stock | 14,030 | $836.0K | <0.1% | −4,177−22.9% | Reduced | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 9,944 | $841.0K | <0.1% | +4,809+93.7% | Added | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 52,382 | $841.0K | <0.1% | +791+1.5% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 32,847 | $843.0K | <0.1% | +19,632+148.6% | Added | – |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 57,339 | $846.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 38,608 | $849.0K | <0.1% | +746+2.0% | Added | – |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 3,559 | $851.0K | <0.1% | +221+6.6% | Added | – |
| PLUGPlug Power Inc | Stock | 30,625 | $865.0K | <0.1% | −1,835−5.7% | Reduced | History |
| CALXCalix, Inc | COM | 10,813 | $865.0K | <0.1% | +472+4.6% | Added | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 13,771 | $865.0K | <0.1% | +21+0.2% | Added | – |
| SCIService Corp International | COM | 12,190 | $865.0K | <0.1% | −4,596−27.4% | Reduced | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 1,978 | $868.0K | <0.1% | −190−8.8% | Reduced | – |
| WECWec Energy Group, Inc. | Stock | 9,023 | $876.0K | <0.1% | +170+1.9% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 13,713 | $877.0K | <0.1% | +95+0.7% | Added | History |
| GBDCGolub Capital BDC, Inc. | COM | 56,881 | $878.0K | <0.1% | +16,821+42.0% | Added | History |
| CEVACeva Inc | COM | 20,587 | $890.0K | <0.1% | +20,587 | New | History |
| COUPCoupa Software Inc | COM | 5,638 | $891.0K | <0.1% | +140+2.5% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 44,349 | $892.0K | <0.1% | −906−2.0% | Reduced | History |
| FLRFluor Corp | Stock | 36,166 | $896.0K | <0.1% | −47,700−56.9% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 60,130 | $902.0K | <0.1% | +4,224+7.6% | Added | – |
| ONTOOnto Innovation Inc. | COM | 8,910 | $902.0K | <0.1% | −515−5.5% | Reduced | History |
| FSLRFirst Solar, Inc. | Stock | 10,413 | $908.0K | <0.1% | −1,014−8.9% | Reduced | History |
| NVONovo Nordisk A S | ADR | 8,115 | $908.0K | <0.1% | +2,219+37.6% | Added | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 45,089 | $909.0K | <0.1% | −165−0.4% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 11,094 | $910.0K | <0.1% | +130+1.2% | Added | History |
| AVYAvery Dennison Corp | COM | 4,237 | $918.0K | <0.1% | −117−2.7% | Reduced | History |
| CTRECareTrust REIT, Inc. | COM | 40,338 | $921.0K | <0.1% | +351+0.9% | Added | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 10,325 | $928.0K | <0.1% | +10,325 | New | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 17,967 | $929.0K | <0.1% | +997+5.9% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 8,650 | $933.0K | <0.1% | −1,627−15.8% | Reduced | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 17,425 | $934.0K | <0.1% | 00.0% | Unchanged | – |
| FFIVF5, Inc. | Stock | 3,824 | $936.0K | <0.1% | +29+0.8% | Added | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 141,000 | $942.0K | <0.1% | +6,000+4.4% | Added | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 75,685 | $945.0K | <0.1% | +75,685 | New | – |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 15,727 | $954.0K | <0.1% | +62+0.4% | Added | – |
| Orla MNG Ltd New68634K106 | COM | 250,376 | $956.0K | <0.1% | +250,376 | New | – |
| ECLEcolab Inc. | Stock | 4,089 | $959.0K | <0.1% | +781+23.6% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 9,957 | $962.0K | <0.1% | +298+3.1% | Added | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 23,203 | $973.0K | <0.1% | +23,203 | New | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 36,500 | $977.0K | <0.1% | +9,500+35.2% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,889 | $978.0K | <0.1% | −22−1.2% | Reduced | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |