D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PACWPacwest Bancorp | COM | 11,550 | $522.0K | <0.1% | −373−3.1% | Reduced | History |
| OSPNOneSpan Inc. | COM | 30,877 | $523.0K | <0.1% | +17,192+125.6% | Added | History |
| FDSFactset Research Systems Inc | Stock | 1,080 | $524.0K | <0.1% | 00.0% | Unchanged | History |
| Alps Clean Energy ETF00162Q460 | ETF | 8,220 | $527.0K | <0.1% | −5−0.1% | Reduced | – |
| LULUlululemon athletica inc. | Stock | 1,334 | $527.0K | <0.1% | +89+7.1% | Added | History |
| PFNPIMCO Income Strategy Fund II | COM | 55,237 | $528.0K | <0.1% | +36+0.1% | Added | History |
| TRNTrinity Industries Inc | COM | 17,555 | $530.0K | <0.1% | 00.0% | Unchanged | History |
| SWKStanley Black & Decker, Inc. | COM | 2,816 | $531.0K | <0.1% | −1,735−38.1% | Reduced | History |
| First Tr MLP & Energy Incom33739B104 | COM | 73,344 | $532.0K | <0.1% | +485+0.7% | Added | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 13,791 | $536.0K | <0.1% | −214−1.5% | Reduced | – |
| WYNNWynn Resorts Ltd | COM | 6,320 | $537.0K | <0.1% | +1,700+36.8% | Added | History |
| MFICMidCap Financial Investment Corp | COM NEW | 42,275 | $541.0K | <0.1% | +7,576+21.8% | Added | History |
| AXSMAxsome Therapeutics, Inc. | COM | 14,335 | $542.0K | <0.1% | −1,990−12.2% | Reduced | History |
| LSTRLandstar System Inc | COM | 3,050 | $544.0K | <0.1% | 00.0% | Unchanged | History |
| RYAMRayonier Advanced Materials Inc. | COM | 95,340 | $544.0K | <0.1% | +4,875+5.4% | Added | History |
| OMCOmnicom Group Inc. | COM | 7,423 | $546.0K | <0.1% | +416+5.9% | Added | History |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 10,973 | $546.0K | <0.1% | +10,973 | New | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 8,173 | $547.0K | <0.1% | +8,173 | New | – |
| SFIXStitch Fix, Inc. | Stock | 28,963 | $548.0K | <0.1% | +1,783+6.6% | Added | History |
| AZPNASPENTECH Corp | COM | 3,617 | $550.0K | <0.1% | 00.0% | Unchanged | History |
| ZBRAZebra Technologies Corp | CL A | 925 | $551.0K | <0.1% | −34−3.5% | Reduced | History |
| CAHCardinal Health Inc | Stock | 10,829 | $558.0K | <0.1% | +2,393+28.4% | Added | History |
| OGSONE Gas, Inc. | COM | 7,274 | $564.0K | <0.1% | −50−0.7% | Reduced | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 21,627 | $565.0K | <0.1% | +701+3.3% | Added | – |
| SUMSummit Materials, Inc. | CL A | 14,092 | $566.0K | <0.1% | −200−1.4% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 6,643 | $567.0K | <0.1% | +207+3.2% | Added | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 21,818 | $569.0K | <0.1% | +419+2.0% | Added | – |
| MTDMettler Toledo International Inc | COM | 336 | $571.0K | <0.1% | −4−1.2% | Reduced | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 34,807 | $575.0K | <0.1% | −1,825−5.0% | Reduced | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 23,900 | $575.0K | <0.1% | +23,900 | New | History |
| TTWOTake Two Interactive Software Inc | COM | 3,248 | $577.0K | <0.1% | +303+10.3% | Added | History |
| RIGTransocean Ltd. | REGISTERED SHS | 209,513 | $578.0K | <0.1% | +209,513 | New | History |
| STXSeagate Technology Holdings plc | ORD SHS | 5,124 | $579.0K | <0.1% | +673+15.1% | Added | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 15,064 | $586.0K | <0.1% | +2,189+17.0% | Added | – |
| RIVNRivian Automotive, Inc. | Stock | 5,661 | $587.0K | <0.1% | +5,661 | New | History |
| FCNFti Consulting, Inc | COM | 3,817 | $587.0K | <0.1% | +200+5.5% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 30,459 | $588.0K | <0.1% | +4,873+19.0% | Added | History |
| BKHBlack Hills Corp | COM | 8,363 | $590.0K | <0.1% | +8,363 | New | History |
| ATIAti Inc | Stock | 37,095 | $591.0K | <0.1% | −1,400−3.6% | Reduced | History |
| BMOBank of Montreal | COM | 5,524 | $592.0K | <0.1% | −234−4.1% | Reduced | History |
| BCCBoise Cascade Co | COM | 8,312 | $592.0K | <0.1% | +8,312 | New | History |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 11,560 | $594.0K | <0.1% | +500+4.5% | Added | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 10,341 | $596.0K | <0.1% | +2,622+34.0% | Added | – |
| LECOLincoln Electric Holdings Inc | COM | 4,287 | $598.0K | <0.1% | +200+4.9% | Added | History |
| LOGILogitech International S.A. | SHS | 7,272 | $600.0K | <0.1% | +1,331+22.4% | Added | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 3,137 | $601.0K | <0.1% | −38−1.2% | Reduced | – |
| FORMFormfactor Inc | COM | 13,190 | $603.0K | <0.1% | +285+2.2% | Added | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 19,981 | $603.0K | <0.1% | −125−0.6% | Reduced | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 18,375 | $603.0K | <0.1% | +551+3.1% | Added | – |
| PATHUiPath, Inc. | Stock | 14,010 | $605.0K | <0.1% | +14,010 | New | History |
| OXYOccidental Petroleum Corp | Stock | 20,892 | $606.0K | <0.1% | −3,343−13.8% | Reduced | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 34,395 | $610.0K | <0.1% | +1,725+5.3% | Added | History |
| TDOCTeladoc Health, Inc. | COM | 6,639 | $610.0K | <0.1% | −3,204−32.6% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 2,026 | $611.0K | <0.1% | +323+19.0% | Added | History |
| iShares Tr464287697 | U.S. UTILITS ETF | 6,929 | $613.0K | <0.1% | −425−5.8% | Reduced | – |
| MCHPMicrochip Technology Inc | Stock | 7,069 | $616.0K | <0.1% | −529−7.0% | ReducedConverted for a 2-for-1 split | History |
| LITELumentum Holdings Inc. | COM | 5,853 | $619.0K | <0.1% | +633+12.1% | Added | History |
| SARSaratoga Investment Corp. | COM NEW | 21,071 | $619.0K | <0.1% | +4,000+23.4% | Added | History |
| ADIAnalog Devices Inc | Stock | 3,572 | $628.0K | <0.1% | −2,405−40.2% | Reduced | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 9,756 | $628.0K | <0.1% | −702−6.7% | Reduced | – |
| BKNGBooking Holdings Inc. | Stock | 262 | $629.0K | <0.1% | +117+80.7% | Added | History |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 12,096 | $630.0K | <0.1% | −42−0.3% | Reduced | – |
| NARIInari Medical, Inc. | Stock | 6,913 | $631.0K | <0.1% | +392+6.0% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 59,496 | $633.0K | <0.1% | −11,075−15.7% | Reduced | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 50,731 | $634.0K | <0.1% | −3,829−7.0% | Reduced | History |
| COLBColumbia Banking System, Inc. | COM | 19,382 | $634.0K | <0.1% | +19,382 | New | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,662 | $637.0K | <0.1% | +22+0.6% | Added | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 63,667 | $645.0K | <0.1% | +8,597+15.6% | Added | History |
| KTBKontoor Brands, Inc. | Stock | 12,633 | $647.0K | <0.1% | −1,261−9.1% | Reduced | History |
| PSAPublic Storage | COM | 1,729 | $647.0K | <0.1% | +666+62.7% | Added | History |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 22,483 | $647.0K | <0.1% | +4,497+25.0% | Added | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 78,622 | $647.0K | <0.1% | +7,750+10.9% | Added | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 8,500 | $649.0K | <0.1% | 00.0% | Unchanged | – |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 26,342 | $660.0K | <0.1% | +4,404+20.1% | Added | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 16,997 | $662.0K | <0.1% | −1,000−5.6% | Reduced | History |
| TSLXSixth Street Specialty Lending, Inc. | COM | 28,461 | $666.0K | <0.1% | +10,834+61.5% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,969 | $667.0K | <0.1% | +5,623+105.2% | Added | – |
| GRMNGarmin Ltd | SHS | 4,899 | $667.0K | <0.1% | −90−1.8% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 9,140 | $669.0K | <0.1% | −561−5.8% | Reduced | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 36,350 | $670.0K | <0.1% | +36,350 | New | History |
| EQIXEquinix Inc | COM | 794 | $672.0K | <0.1% | +23+3.0% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 31,768 | $673.0K | <0.1% | −1,265−3.8% | Reduced | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 9,069 | $673.0K | <0.1% | −13−0.1% | Reduced | – |
| JWNNordstrom Inc | Stock | 29,783 | $674.0K | <0.1% | −1,943−6.1% | Reduced | History |
| KMXCarMax Inc | COM | 5,175 | $674.0K | <0.1% | +75+1.5% | Added | History |
| FASTFastenal Co | Stock | 10,555 | $676.0K | <0.1% | −1,235−10.5% | Reduced | History |
| Equity Commonwealth 6.5 Cum Conv PFD D294628201 | COM | 22,644 | $677.0K | <0.1% | +22,644 | New | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 11,690 | $679.0K | <0.1% | −4,392−27.3% | Reduced | – |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,495 | $682.0K | <0.1% | 00.0% | Unchanged | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 10,068 | $684.0K | <0.1% | +1,074+11.9% | Added | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 17,760 | $684.0K | <0.1% | −1,137−6.0% | Reduced | – |
| GOLDGold.com, Inc. | COM | 11,200 | $684.0K | <0.1% | +11,200 | New | History |
| LNTAlliant Energy Corp | Stock | 11,157 | $686.0K | <0.1% | −5,010−31.0% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 9,472 | $686.0K | <0.1% | +16+0.2% | Added | – |
| Vanguard Wellington FD921935706 | US QUALITY | 5,435 | $686.0K | <0.1% | 00.0% | Unchanged | – |
| ISBCInvestors Bancorp, Inc. | COM | 45,363 | $687.0K | <0.1% | +1,335+3.0% | Added | History |
| GNRCGenerac Holdings Inc. | Stock | 1,952 | $689.0K | <0.1% | +55+2.9% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 8,037 | $689.0K | <0.1% | +2,220+38.2% | Added | History |
| BYNDBeyond Meat, Inc. | COM | 10,571 | $689.0K | <0.1% | +382+3.7% | Added | History |
| GOODGladstone Commercial Corp | COM | 26,761 | $690.0K | <0.1% | +3,989+17.5% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |