D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AEEAmeren Corp | COM | 4,429 | $394.0K | <0.1% | −1,392−23.9% | Reduced | History |
| LVSLas Vegas Sands Corp | COM | 10,506 | $395.0K | <0.1% | +10,506 | New | History |
| MFCManulife Financial Corp | COM | 20,729 | $395.0K | <0.1% | +20,729 | New | History |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 17,179 | $395.0K | <0.1% | −3,428,648−99.5% | Reduced | – |
| FLOFlowers Foods Inc | COM | 14,375 | $395.0K | <0.1% | +2,800+24.2% | Added | History |
| RGTRoyce Global Trust, Inc. | COM | 30,308 | $397.0K | <0.1% | +199+0.7% | Added | History |
| PRIPrimerica, Inc. | Stock | 2,591 | $398.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Wellington FD921935409 | US MINIMUM | 3,735 | $398.0K | <0.1% | −150−3.9% | Reduced | – |
| LUVSouthwest Airlines Co | COM | 9,311 | $399.0K | <0.1% | −6,278−40.3% | Reduced | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 6,610 | $399.0K | <0.1% | 00.0% | Unchanged | History |
| EVAEnviva, LLC | COM UNIT | 5,678 | $400.0K | <0.1% | +500+9.7% | Added | History |
| GGGGraco Inc | COM | 5,007 | $402.0K | <0.1% | −126−2.5% | Reduced | History |
| AJGArthur J. Gallagher & Co. | COM | 2,372 | $402.0K | <0.1% | +79+3.4% | Added | History |
| MANHManhattan Associates Inc | Stock | 2,566 | $403.0K | <0.1% | 00.0% | Unchanged | History |
| AKAMAkamai Technologies Inc | COM | 3,449 | $404.0K | <0.1% | +385+12.6% | Added | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 6,513 | $406.0K | <0.1% | 00.0% | Unchanged | – |
| EPAMEPAM Systems, Inc. | COM | 608 | $408.0K | <0.1% | −30−4.7% | Reduced | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 15,400 | $409.0K | <0.1% | 00.0% | Unchanged | – |
| MWAMueller Water Products, Inc. | COM SER A | 28,429 | $409.0K | <0.1% | +66+0.2% | Added | History |
| VTRSViatris Inc | Stock | 30,256 | $410.0K | <0.1% | −20,991−41.0% | Reduced | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 10,439 | $410.0K | <0.1% | +320+3.2% | Added | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 30,300 | $411.0K | <0.1% | −400−1.3% | Reduced | History |
| MAAMid America Apartment Communities Inc. | COM | 1,800 | $413.0K | <0.1% | 00.0% | Unchanged | History |
| KLICKulicke & Soffa Industries Inc | COM | 6,814 | $413.0K | <0.1% | +2,350+52.6% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 2,983 | $414.0K | <0.1% | +707+31.1% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 3,647 | $415.0K | <0.1% | +650+21.7% | Added | – |
| ZNGAZynga Inc | CL A | 64,968 | $416.0K | <0.1% | +354+0.5% | Added | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 7,861 | $417.0K | <0.1% | −16−0.2% | Reduced | – |
| CORCencora, Inc. | Stock | 3,145 | $418.0K | <0.1% | +3,145 | New | History |
| iShares Tr464287788 | U.S. FINLS ETF | 4,835 | $419.0K | <0.1% | −134−2.7% | Reduced | – |
| CRVLCorvel Corp | COM | 2,021 | $423.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 16,919 | $425.0K | <0.1% | 00.0% | Unchanged | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 27,590 | $426.0K | <0.1% | 00.0% | Unchanged | History |
| HALHalliburton Co | Stock | 18,629 | $426.0K | <0.1% | −573−3.0% | Reduced | History |
| ZIONZions Bancorporation, National Association | COM | 6,756 | $427.0K | <0.1% | −4,949−42.3% | Reduced | History |
| PTCPTC Inc. | Stock | 3,530 | $428.0K | <0.1% | 00.0% | Unchanged | History |
| GOLFAcushnet Holdings Corp. | COM | 8,051 | $428.0K | <0.1% | 00.0% | Unchanged | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 10,241 | $430.0K | <0.1% | −2,606−20.3% | Reduced | – |
| DALDelta Air Lines, Inc. | COM NEW | 10,996 | $430.0K | <0.1% | −1,590−12.6% | Reduced | History |
| POSTPost Holdings, Inc. | COM | 3,834 | $432.0K | <0.1% | 00.0% | Unchanged | History |
| HWMHowmet Aerospace Inc. | Stock | 13,601 | $433.0K | <0.1% | −415−3.0% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 7,484 | $435.0K | <0.1% | −167−2.2% | Reduced | History |
| ICLRIcon PLC | COM | 1,409 | $436.0K | <0.1% | +415+41.8% | Added | History |
| iShares Tr46435G318 | IBONDS DEC2023 | 16,891 | $438.0K | <0.1% | 00.0% | Unchanged | – |
| PCQPIMCO California Municipal Income Fund | COM | 23,540 | $438.0K | <0.1% | −2,051−8.0% | Reduced | History |
| STESTERIS plc | SHS USD | 1,796 | $439.0K | <0.1% | −45−2.4% | Reduced | History |
| OTTROtter Tail Corp | COM | 6,200 | $442.0K | <0.1% | 00.0% | Unchanged | History |
| QSRRestaurant Brands International Inc. | COM | 7,321 | $443.0K | <0.1% | −747−9.3% | Reduced | History |
| EXASExact Sciences Corp | COM | 5,697 | $443.0K | <0.1% | −359−5.9% | Reduced | History |
| NVCRNovoCure Ltd | ORD SHS | 5,926 | $445.0K | <0.1% | −1,635−21.6% | Reduced | History |
| VALEVale S.A. | SPONSORED ADS | 31,818 | $446.0K | <0.1% | +7,847+32.7% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 4,799 | $446.0K | <0.1% | −40−0.8% | Reduced | – |
| PNTGPennant Group, Inc. | COM | 19,365 | $447.0K | <0.1% | −605−3.0% | Reduced | History |
| TRUTransUnion | COM | 3,769 | $447.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 8,111 | $448.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 7,678 | $449.0K | <0.1% | +314+4.3% | Added | – |
| WTSWatts Water Technologies Inc | CL A | 2,325 | $449.0K | <0.1% | 00.0% | Unchanged | History |
| IFNAberdeen India Fund, Inc. | COM | 21,432 | $452.0K | <0.1% | 00.0% | Unchanged | History |
| Nuveen High Income 2023 Targ67079F101 | COM | 45,250 | $452.0K | <0.1% | +8,750+24.0% | Added | – |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 26,000 | $455.0K | <0.1% | 00.0% | Unchanged | History |
| APPNAppian Corp | CL A | 7,051 | $460.0K | <0.1% | −470−6.2% | Reduced | History |
| EMEEMCOR Group, Inc. | Stock | 3,616 | $461.0K | <0.1% | 00.0% | Unchanged | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 11,138 | $463.0K | <0.1% | +11,138 | New | – |
| PFLPIMCO Income Strategy Fund | COM | 42,246 | $463.0K | <0.1% | −2,725−6.1% | Reduced | History |
| ABRArbor Realty Trust Inc | COM | 25,301 | $464.0K | <0.1% | +25,301 | New | History |
| DOCSDoximity, Inc. | CL A | 9,300 | $466.0K | <0.1% | +5,222+128.1% | Added | History |
| JJacobs Solutions Inc. | COM | 3,354 | $467.0K | <0.1% | +1,572+88.2% | Added | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 15,520 | $470.0K | <0.1% | +15,520 | New | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,653 | $470.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 6,930 | $473.0K | <0.1% | +180+2.7% | Added | – |
| MGRCMcGrath Rentcorp | COM | 5,900 | $474.0K | <0.1% | 00.0% | Unchanged | History |
| SITMSITIME Corp | COM | 1,628 | $476.0K | <0.1% | −472−22.5% | Reduced | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 3,491 | $481.0K | <0.1% | 00.0% | Unchanged | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 37,736 | $481.0K | <0.1% | +501+1.3% | Added | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 9,902 | $482.0K | <0.1% | +2,301+30.3% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,534 | $483.0K | <0.1% | +77+2.2% | Added | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 13,500 | $483.0K | <0.1% | −500−3.6% | Reduced | – |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 8,924 | $485.0K | <0.1% | 00.0% | Unchanged | History |
| QSQuantumScape Corp | COM CL A | 22,149 | $491.0K | <0.1% | +614+2.9% | Added | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 2,924 | $491.0K | <0.1% | +2,924 | New | – |
| HPQHP Inc | Stock | 13,058 | $492.0K | <0.1% | +1,324+11.3% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 395 | $493.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 10,304 | $494.0K | <0.1% | +1,479+16.8% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 16,752 | $496.0K | <0.1% | −300−1.8% | Reduced | – |
| Energizer29272W208 | Convertible Preferred | 5,722 | $497.0K | <0.1% | +5,722 | New | – |
| FAFFirst American Financial Corp | Stock | 6,401 | $500.0K | <0.1% | −39−0.6% | Reduced | History |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 31,908 | $500.0K | <0.1% | −300−0.9% | Reduced | History |
| MCKMcKesson Corp | Stock | 2,016 | $501.0K | <0.1% | −13−0.6% | Reduced | History |
| EXKEndeavour Silver Corp | COM | 119,000 | $502.0K | <0.1% | +119,000 | New | History |
| MPMP Materials Corp. | COM CL A | 11,070 | $503.0K | <0.1% | +11,070 | New | History |
| ADPTAdaptive Biotechnologies Corp | COM | 17,945 | $504.0K | <0.1% | +1,160+6.9% | Added | History |
| BTOJohn Hancock Financial Opportunities Fund | SH BEN INT NEW | 10,862 | $506.0K | <0.1% | +12+0.1% | Added | History |
| HRLHormel Foods Corp | COM | 10,429 | $509.0K | <0.1% | +10,429 | New | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 9,923 | $514.0K | <0.1% | +161+1.6% | Added | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 19,520 | $516.0K | <0.1% | +800+4.3% | Added | – |
| GHGuardant Health, Inc. | COM | 5,178 | $518.0K | <0.1% | +318+6.5% | Added | History |
| Swedish Expt CR Corp870297801 | ROG TTL ETN 22 | 75,219 | $520.0K | <0.1% | −3,499,192−97.9% | Reduced | – |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 40,609 | $520.0K | <0.1% | +1,992+5.2% | Added | History |
| EPREpr Properties | COM SH BEN INT | 10,999 | $522.0K | <0.1% | −2,880−20.8% | Reduced | History |
| SKYWSkywest Inc | COM | 13,280 | $522.0K | <0.1% | +725+5.8% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |