D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CTASCintas Corp | Stock | 660 | $292.0K | <0.1% | −10−1.5% | Reduced | History |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 6,220 | $293.0K | <0.1% | +500+8.7% | Added | – |
| ICHRIchor Holdings, Ltd. | SHS | 6,405 | $295.0K | <0.1% | +6,405 | New | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 24,706 | $295.0K | <0.1% | +5,555+29.0% | Added | – |
| IGRCbre Global Real Estate Income Fund | COM | 30,461 | $298.0K | <0.1% | +3,652+13.6% | Added | History |
| SWAVShockwave Medical, Inc. | COM | 1,675 | $299.0K | <0.1% | 00.0% | Unchanged | History |
| ZZillow Group, Inc. | CL C CAP STK | 4,696 | $300.0K | <0.1% | +2,208+88.7% | Added | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 20,620 | $300.0K | <0.1% | −2,257−9.9% | Reduced | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 26,941 | $301.0K | <0.1% | 00.0% | Unchanged | History |
| RVTYRevvity, Inc. | COM | 1,502 | $302.0K | <0.1% | +200+15.4% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 3,975 | $303.0K | <0.1% | 00.0% | Unchanged | – |
| VanEck Semiconductor ETF92189F676 | ETF | 992 | $306.0K | <0.1% | +992 | New | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 8,215 | $307.0K | <0.1% | +1,468+21.8% | Added | History |
| CTBICommunity Trust Bancorp Inc | COM | 7,048 | $307.0K | <0.1% | −256−3.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,887 | $307.0K | <0.1% | −20.0% | Reduced | – |
| RESRPC Inc | COM | 67,763 | $308.0K | <0.1% | +67,763 | New | History |
| DBX ETF Tr233051663 | XTRACK JAPAN JPX | 9,570 | $308.0K | <0.1% | +9,570 | New | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,689 | $310.0K | <0.1% | −321−5.3% | Reduced | – |
| APTSPreferred Apartment Communities Inc | COM | 17,140 | $310.0K | <0.1% | +118+0.7% | Added | History |
| NVMINova Ltd. | COM | 2,125 | $311.0K | <0.1% | 00.0% | Unchanged | History |
| NWNNorthwest Natural Holding Co | COM | 6,366 | $311.0K | <0.1% | −103−1.6% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 6,599 | $312.0K | <0.1% | +474+7.7% | Added | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 19,383 | $312.0K | <0.1% | −480−2.4% | Reduced | History |
| STRLSterling Infrastructure, Inc. | COM | 11,900 | $313.0K | <0.1% | −850−6.7% | Reduced | History |
| PNWPinnacle West Capital Corp | COM | 4,432 | $313.0K | <0.1% | +4,432 | New | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 498 | $314.0K | <0.1% | +15+3.1% | Added | History |
| SUSuncor Energy Inc | Stock | 12,578 | $315.0K | <0.1% | −580−4.4% | Reduced | History |
| SPTNSpartanNash Co | COM | 12,228 | $315.0K | <0.1% | +12,228 | New | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $316.0K | <0.1% | 00.0% | Unchanged | History |
| YAlleghany Corp | COM | 473 | $316.0K | <0.1% | 00.0% | Unchanged | History |
| UBSIUnited Bankshares Inc | COM | 8,728 | $317.0K | <0.1% | +8,728 | New | History |
| AERAerCap Holdings N.V. | SHS | 4,937 | $323.0K | <0.1% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,262 | $323.0K | <0.1% | +638+24.3% | Added | – |
| VRNAVerona Pharma plc | SPONSORED ADS | 48,000 | $323.0K | <0.1% | +8,000+20.0% | Added | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 20,411 | $326.0K | <0.1% | +20,411 | New | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 219 | $326.0K | <0.1% | +219 | New | History |
| RYNRayonier Inc | COM | 8,086 | $326.0K | <0.1% | −127−1.5% | Reduced | History |
| LBAILakeland Bancorp Inc | COM | 17,152 | $326.0K | <0.1% | +17,152 | New | History |
| OCFCOceanfirst Financial Corp | COM | 14,714 | $327.0K | <0.1% | +1,211+9.0% | Added | History |
| WPMWheaton Precious Metals Corp. | COM | 7,638 | $328.0K | <0.1% | +1,920+33.6% | Added | History |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 6,993 | $329.0K | <0.1% | −11−0.2% | Reduced | – |
| CASYCaseys General Stores Inc | COM | 1,672 | $330.0K | <0.1% | 00.0% | Unchanged | History |
| NRIMNorthrim Bancorp Inc | COM | 7,600 | $330.0K | <0.1% | 00.0% | Unchanged | History |
| MHKMohawk Industries Inc | COM | 1,815 | $331.0K | <0.1% | +30+1.7% | Added | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,861 | $332.0K | <0.1% | −188−6.2% | Reduced | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 12,697 | $332.0K | <0.1% | +1,050+9.0% | Added | History |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 2,600 | $332.0K | <0.1% | 00.0% | Unchanged | – |
| MEDMedifast Inc | COM | 1,591 | $333.0K | <0.1% | +1,591 | New | History |
| RMDResmed Inc | COM | 1,274 | $334.0K | <0.1% | −36−2.7% | Reduced | History |
| TRIThomson Reuters Corp | COM NEW | 2,802 | $335.0K | <0.1% | +261+10.3% | Added | History |
| INFOIHS Markit Ltd. | SHS | 2,518 | $335.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 6,324 | $337.0K | <0.1% | +440+7.5% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,741 | $339.0K | <0.1% | −18−0.5% | Reduced | – |
| FCFFirst Commonwealth Financial Corp | COM | 21,198 | $341.0K | <0.1% | +21,198 | New | History |
| TDSTelephone & Data Systems Inc | COM NEW | 17,053 | $344.0K | <0.1% | +2,641+18.3% | Added | History |
| DAVAEndava plc | ADS | 2,054 | $345.0K | <0.1% | +50+2.5% | Added | History |
| TBCHTurtle Beach Corp | COM NEW | 15,495 | $345.0K | <0.1% | +767+5.2% | Added | History |
| CGCCanopy Growth Corp | COM | 39,515 | $345.0K | <0.1% | −857−2.1% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,958 | $347.0K | <0.1% | −863−11.0% | Reduced | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 34,499 | $348.0K | <0.1% | +2,488+7.8% | Added | History |
| NVTnVent Electric plc | SHS | 9,172 | $349.0K | <0.1% | +388+4.4% | Added | History |
| WDCWestern Digital Corp | COM | 5,345 | $349.0K | <0.1% | +1,005+23.2% | Added | History |
| HUNHuntsman CORP | COM | 10,025 | $350.0K | <0.1% | −700−6.5% | Reduced | History |
| NAVINavient Corp | COM | 16,600 | $352.0K | <0.1% | 00.0% | Unchanged | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,635 | $353.0K | <0.1% | −235−2.6% | Reduced | – |
| BSXBoston Scientific Corp | Stock | 8,304 | $353.0K | <0.1% | +153+1.9% | Added | History |
| HWKNHawkins Inc | COM | 9,000 | $355.0K | <0.1% | 00.0% | Unchanged | History |
| IDAIdacorp Inc | COM | 3,134 | $355.0K | <0.1% | −54−1.7% | Reduced | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 5,846 | $355.0K | <0.1% | −200−3.3% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 12,021 | $356.0K | <0.1% | +599+5.2% | Added | History |
| FNFFidelity National Financial, Inc. | COM SHS | 6,850 | $357.0K | <0.1% | +80+1.2% | Added | History |
| SLRCSLR Investment Corp. | COM | 19,362 | $357.0K | <0.1% | +404+2.1% | Added | History |
| LPXLouisiana-Pacific Corp | COM | 4,575 | $358.0K | <0.1% | +200+4.6% | Added | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 11,848 | $363.0K | <0.1% | +164+1.4% | Added | History |
| NWLNewell Brands Inc. | Stock | 16,674 | $364.0K | <0.1% | −2,480−12.9% | Reduced | History |
| iShares Tr464287721 | U.S. TECH ETF | 3,181 | $365.0K | <0.1% | −297−8.5% | Reduced | – |
| EGEverest Group, Ltd. | COM | 1,334 | $366.0K | <0.1% | −18−1.3% | Reduced | History |
| BLFSBiolife Solutions Inc | COM NEW | 9,850 | $367.0K | <0.1% | +9,850 | New | History |
| FHBFirst Hawaiian, Inc. | COM | 13,585 | $368.0K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 13,625 | $370.0K | <0.1% | +2,177+19.0% | Added | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 12,963 | $371.0K | <0.1% | +754+6.2% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 8,876 | $373.0K | <0.1% | +482+5.7% | Added | – |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 4,102 | $373.0K | <0.1% | +861+26.6% | Added | – |
| PLABPhotronics Inc | COM | 19,850 | $374.0K | <0.1% | +5,600+39.3% | Added | History |
| GWRSGlobal Water Resources, Inc. | COM | 21,862 | $374.0K | <0.1% | +30.0% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 8,772 | $376.0K | <0.1% | +8,772 | New | – |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 10,192 | $377.0K | <0.1% | −6,133−37.6% | Reduced | – |
| SRSpire Inc | COM | 5,800 | $378.0K | <0.1% | +100+1.8% | Added | History |
| VTRVentas, Inc. | REIT | 7,405 | $379.0K | <0.1% | −151−2.0% | Reduced | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 32,436 | $380.0K | <0.1% | −32,920−50.4% | Reduced | – |
| CINFCincinnati Financial Corp | COM | 3,345 | $381.0K | <0.1% | 00.0% | Unchanged | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 19,538 | $381.0K | <0.1% | 00.0% | Unchanged | History |
| RACEFerrari N.V. | COM | 1,481 | $381.0K | <0.1% | −28−1.9% | Reduced | History |
| SLABSilicon Laboratories Inc. | Stock | 1,850 | $382.0K | <0.1% | 00.0% | Unchanged | History |
| LADLithia Motors Inc | COM | 1,291 | $383.0K | <0.1% | +67+5.5% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 2,350 | $384.0K | <0.1% | 00.0% | Unchanged | – |
| FDUSFidus Investment Corp | COM | 21,500 | $387.0K | <0.1% | +3,500+19.4% | Added | History |
| NMAINuveen Multi-Asset Income Fund | COM | 20,739 | $387.0K | <0.1% | +20,739 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 37,400 | $388.0K | <0.1% | +8,615+29.9% | Added | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 7,942 | $388.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |