D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| XLNXXilinx Inc | COM | 1,030 | $219.0K | <0.1% | +1,030 | New | History |
| TRIPTripAdvisor, Inc. | COM | 8,086 | $220.0K | <0.1% | +8,086 | New | History |
| RYRoyal Bank of Canada | Stock | 2,078 | $221.0K | <0.1% | +30+1.5% | Added | History |
| WSMWilliams Sonoma Inc | COM | 1,305 | $221.0K | <0.1% | 00.0% | Unchanged | History |
| NSLNuveen Senior Income Fund | COM | 37,682 | $222.0K | <0.1% | +4,111+12.2% | Added | History |
| SYNASYNAPTICS Inc | Stock | 770 | $223.0K | <0.1% | +770 | New | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,942 | $223.0K | <0.1% | −14,513−88.2% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 10,196 | $223.0K | <0.1% | +10,196 | New | – |
| Schwab International Equity ETF808524805 | ETF | 5,758 | $224.0K | <0.1% | +5,758 | New | – |
| PLTRPalantir Technologies Inc. | Stock | 12,293 | $224.0K | <0.1% | −1,737−12.4% | Reduced | History |
| KDKyndryl Holdings, Inc. | Stock | 12,394 | $225.0K | <0.1% | +12,394 | New | History |
| NIONIO Inc. | ADR | 7,119 | $226.0K | <0.1% | −265−3.6% | Reduced | History |
| HPEHewlett Packard Enterprise Co | COM | 14,342 | $226.0K | <0.1% | +2,827+24.6% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,401 | $226.0K | <0.1% | +3,401 | New | History |
| DLTRDollar Tree, Inc. | COM | 1,607 | $226.0K | <0.1% | +1,607 | New | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 7,060 | $228.0K | <0.1% | +7,060 | New | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 5,000 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| INVHInvitation Homes Inc. | COM | 5,053 | $229.0K | <0.1% | +5,053 | New | History |
| COOKTraeger, Inc. | COMMON STOCK | 18,800 | $229.0K | <0.1% | +18,800 | New | History |
| INCYIncyte Corp | COM | 3,150 | $231.0K | <0.1% | −506−13.8% | Reduced | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 9,400 | $231.0K | <0.1% | +9,400 | New | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,845 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| TMToyota Motor Corp | ADS | 1,253 | $232.0K | <0.1% | +1,253 | New | History |
| BF.BBrown Forman Corp | Stock | 3,192 | $233.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 10,656 | $233.0K | <0.1% | −8,869−45.4% | Reduced | – |
| iShares U S ETF Tr46431W838 | SHOR MAT MUN ETF | 4,672 | $234.0K | <0.1% | −3,140−40.2% | Reduced | – |
| PBAPembina Pipeline Corp | COM | 7,710 | $234.0K | <0.1% | −929−10.8% | Reduced | History |
| ENREnergizer Holdings, Inc. | COM | 5,829 | $234.0K | <0.1% | −1,450−19.9% | Reduced | History |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 3,374 | $237.0K | <0.1% | 00.0% | Unchanged | – |
| SONOSonos Inc | COM | 7,969 | $237.0K | <0.1% | −775−8.9% | Reduced | History |
| CLFDClearfield, Inc. | COM | 2,824 | $238.0K | <0.1% | +2,824 | New | History |
| XUnited States Steel Corp | COM | 10,063 | $240.0K | <0.1% | +10,063 | New | History |
| LBTYALiberty Global Ltd. | SHS CL A | 8,634 | $240.0K | <0.1% | 00.0% | Unchanged | History |
| AAgilent Technologies, Inc. | COM | 1,507 | $241.0K | <0.1% | +1,507 | New | History |
| DRIDarden Restaurants Inc | COM | 1,600 | $241.0K | <0.1% | 00.0% | Unchanged | History |
| PIPRPiper Sandler Companies | COM | 1,352 | $241.0K | <0.1% | +1,352 | New | History |
| SPDR Ser Tr78468R630 | S&P KENSHO FINAL | 6,050 | $241.0K | <0.1% | 00.0% | Unchanged | – |
| ULTAUlta Beauty, Inc. | Stock | 589 | $243.0K | <0.1% | 00.0% | Unchanged | History |
| PIIPolaris Inc. | Stock | 2,209 | $243.0K | <0.1% | +2,209 | New | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 18,333 | $243.0K | <0.1% | −833−4.3% | Reduced | History |
| LNGCheniere Energy, Inc. | COM NEW | 2,392 | $243.0K | <0.1% | −2,007−45.6% | Reduced | History |
| SESea Ltd | SPONSORD ADS | 1,087 | $243.0K | <0.1% | +75+7.4% | Added | History |
| TWTRTwitter, Inc. | COM | 5,624 | $243.0K | <0.1% | +510+10.0% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 11,074 | $245.0K | <0.1% | 00.0% | Unchanged | History |
| Supernova Partners AcquistnG8T86C121 | *W EXP 99/99/999 | 104,000 | $245.0K | <0.1% | +104,000 | New | – |
| FRFirst Industrial Realty Trust Inc | COM | 3,727 | $246.0K | <0.1% | +3,727 | New | History |
| BANRBanner Corp | COM NEW | 4,058 | $246.0K | <0.1% | −20−0.5% | Reduced | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 4,683 | $247.0K | <0.1% | +4,683 | New | – |
| PSMTPricesmart Inc | COM | 3,392 | $247.0K | <0.1% | −889−20.8% | Reduced | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $249.0K | <0.1% | 00.0% | Unchanged | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 127,500 | $249.0K | <0.1% | 00.0% | Unchanged | History |
| EMNEastman Chemical Co | Stock | 2,070 | $250.0K | <0.1% | 00.0% | Unchanged | History |
| HIGHartford Insurance Group, Inc. | Stock | 3,622 | $250.0K | <0.1% | −225−5.8% | Reduced | History |
| SIGISelective Insurance Group Inc | COM | 3,050 | $250.0K | <0.1% | 00.0% | Unchanged | History |
| BWMNBowman Consulting Group Ltd. | COM | 11,750 | $250.0K | <0.1% | −1,250−9.6% | Reduced | History |
| LTCHLatch, Inc. | COM | 33,127 | $251.0K | <0.1% | +1,398+4.4% | Added | History |
| WRKWestRock Co | COM | 5,700 | $253.0K | <0.1% | +571+11.1% | Added | History |
| SONYSony Group Corp | SPONSORED ADR | 2,010 | $254.0K | <0.1% | +10.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,851 | $255.0K | <0.1% | +11,851 | New | – |
| CHGGChegg, Inc | COM | 8,322 | $255.0K | <0.1% | −2,411−22.5% | Reduced | History |
| ZSZscaler, Inc. | Stock | 798 | $256.0K | <0.1% | +798 | New | History |
| SNYSanofi | SPONSORED ADR | 5,118 | $256.0K | <0.1% | −150−2.8% | Reduced | History |
| TRNOTerreno Realty Corp | COM | 3,004 | $256.0K | <0.1% | +3,004 | New | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 7,666 | $257.0K | <0.1% | +664+9.5% | Added | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 5,410 | $259.0K | <0.1% | −2,965−35.4% | Reduced | – |
| TRPTC Energy Corp | COM | 5,588 | $260.0K | <0.1% | 00.0% | Unchanged | History |
| FTVFortive Corp | Stock | 3,419 | $261.0K | <0.1% | +3,419 | New | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,560 | $262.0K | <0.1% | +544+27.0% | Added | – |
| TWTradeweb Markets Inc. | Stock | 2,639 | $264.0K | <0.1% | 00.0% | Unchanged | History |
| FNBFNB Corp | COM | 21,802 | $264.0K | <0.1% | +21,802 | New | History |
| DOXAmdocs Ltd | SHS | 3,526 | $264.0K | <0.1% | +50+1.4% | Added | History |
| AMRSAmyris, Inc. | COM NEW | 48,724 | $264.0K | <0.1% | +23,455+92.8% | Added | History |
| RITMRithm Capital Corp. | REIT | 24,885 | $267.0K | <0.1% | −4,274−14.7% | Reduced | History |
| MCOMoodys Corp | Stock | 683 | $267.0K | <0.1% | −283−29.3% | Reduced | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,291 | $267.0K | <0.1% | +41+1.8% | Added | History |
| CNICanadian National Railway Co | Stock | 2,182 | $268.0K | <0.1% | 00.0% | Unchanged | History |
| TDYTeledyne Technologies Inc | COM | 615 | $268.0K | <0.1% | −616−50.0% | Reduced | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 9,946 | $268.0K | <0.1% | +102+1.0% | Added | History |
| CTRACoterra Energy Inc. | Stock | 14,205 | $270.0K | <0.1% | +14,205 | New | History |
| HASHasbro, Inc. | COM | 2,652 | $270.0K | <0.1% | −5,087−65.7% | Reduced | History |
| HOLXHologic Inc | COM | 3,525 | $270.0K | <0.1% | 00.0% | Unchanged | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 1,233 | $271.0K | <0.1% | −3−0.2% | Reduced | History |
| MKC.VMcCormick & Co Inc | COM VTG | 2,840 | $271.0K | <0.1% | 00.0% | Unchanged | History |
| EVRGEvergy, Inc. | Stock | 3,969 | $272.0K | <0.1% | +132+3.4% | Added | History |
| MTZMastec Inc | COM | 2,950 | $272.0K | <0.1% | −100−3.3% | Reduced | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 8,239 | $272.0K | <0.1% | +860+11.7% | Added | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 4,027 | $273.0K | <0.1% | −46−1.1% | Reduced | – |
| RBCRBC Bearings INC | COM | 1,387 | $280.0K | <0.1% | +327+30.8% | Added | History |
| CODICompass Diversified Holdings | SH BEN INT | 9,168 | $280.0K | <0.1% | +9,168 | New | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 16,802 | $281.0K | <0.1% | −48,532−74.3% | Reduced | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 4,654 | $282.0K | <0.1% | +4,654 | New | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 13,398 | $284.0K | <0.1% | −9,464−41.4% | Reduced | – |
| MDCSekisui House U.S., Inc. | COM | 5,100 | $285.0K | <0.1% | +5,100 | New | History |
| AVAAvista Corp | COM | 6,729 | $286.0K | <0.1% | 00.0% | Unchanged | History |
| MCMoelis & Co | CL A | 4,582 | $288.0K | <0.1% | 00.0% | Unchanged | History |
| KBHKB Home | COM | 6,446 | $288.0K | <0.1% | +513+8.6% | Added | History |
| AZOAutoZone Inc | COM | 138 | $289.0K | <0.1% | −72−34.3% | Reduced | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 20,097 | $289.0K | <0.1% | 00.0% | Unchanged | History |
| Neenah Inc640079109 | COM | 6,275 | $290.0K | <0.1% | +6,275 | New | – |
| Nushares ETF Tr67092P805 | NUVEEN ESG INTL | 9,406 | $291.0K | <0.1% | −69−0.7% | Reduced | – |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |