D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 28,623 | $2.99M | <0.1% | −64−0.2% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 23,196 | $3.00M | <0.1% | +15,688+209.0% | Added | – |
| MDLZMondelez International, Inc. | Stock | 45,407 | $3.01M | <0.1% | +1,703+3.9% | Added | History |
| BIIBBiogen Inc. | COM | 12,633 | $3.03M | <0.1% | +9,142+261.9% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 7,874 | $3.04M | <0.1% | −896−10.2% | Reduced | History |
| WATWaters Corp | COM | 8,160 | $3.04M | <0.1% | −86−1.0% | Reduced | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 48,700 | $3.04M | <0.1% | +2,981+6.5% | Added | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 20,161 | $3.04M | <0.1% | +484+2.5% | Added | History |
| COINCoinbase Global, Inc. | COM CL A | 12,148 | $3.07M | <0.1% | +1,933+18.9% | Added | History |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 67,478 | $3.09M | <0.1% | +382+0.6% | Added | – |
| iShares Tr46432F875 | MRNGSTR INC ETF | 129,513 | $3.11M | <0.1% | −5,024−3.7% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 69,352 | $3.14M | <0.1% | −472−0.7% | Reduced | – |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 199,294 | $3.15M | <0.1% | +8,376+4.4% | Added | History |
| VNOVornado Realty Trust | SH BEN INT | 75,808 | $3.17M | <0.1% | +934+1.2% | Added | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 16,588 | $3.18M | <0.1% | −892−5.1% | Reduced | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 55,757 | $3.18M | <0.1% | +5,778+11.6% | Added | – |
| ASTHAstrana Health, Inc. | COM NEW | 43,637 | $3.21M | <0.1% | −485−1.1% | Reduced | History |
| INTUIntuit Inc. | Stock | 4,987 | $3.21M | <0.1% | −120−2.3% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 58,458 | $3.25M | <0.1% | −7,955−12.0% | Reduced | – |
| Chiron Real Estate Inc.37954A204 | COM NEW | 185,801 | $3.30M | <0.1% | +12,246+7.1% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 65,493 | $3.31M | <0.1% | +3,757+6.1% | Added | – |
| MELIMercadolibre Inc | COM | 2,455 | $3.31M | <0.1% | +48+2.0% | Added | History |
| MSTRStrategy Inc | Stock | 6,233 | $3.39M | <0.1% | +42+0.7% | Added | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 129,282 | $3.41M | <0.1% | −28,507−18.1% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 88,612 | $3.46M | <0.1% | +2,728+3.2% | Added | – |
| TTETotalEnergies SE | SPONSORED ADS | 70,387 | $3.48M | <0.1% | +1,136+1.6% | Added | History |
| First Tr Exchange-Traded Alp33733C108 | SHS ISSUED FRST | 46,383 | $3.49M | <0.1% | −1,806−3.7% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 14,167 | $3.50M | <0.1% | −35−0.2% | Reduced | History |
| CCICrown Castle Inc. | REIT | 16,833 | $3.51M | <0.1% | +4,003+31.2% | Added | History |
| SORSource Capital | COM | 81,434 | $3.52M | <0.1% | +4,344+5.6% | Added | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 20,882 | $3.52M | <0.1% | +750+3.7% | Added | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 197,879 | $3.54M | <0.1% | +15,919+8.7% | Added | History |
| PAYXPaychex Inc | Stock | 26,265 | $3.58M | <0.1% | +498+1.9% | Added | History |
| ROSTRoss Stores, Inc. | COM | 31,813 | $3.64M | <0.1% | +139+0.4% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 40,585 | $3.65M | <0.1% | −1,358−3.2% | Reduced | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 82,384 | $3.65M | <0.1% | −2,672−3.1% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 61,253 | $3.66M | <0.1% | −1,185−1.9% | Reduced | – |
| OKEONEOK Inc | COM | 62,803 | $3.69M | <0.1% | −4,166−6.2% | Reduced | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 70,068 | $3.70M | <0.1% | +906+1.3% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 32,305 | $3.72M | <0.1% | +2,458+8.2% | Added | – |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 162,391 | $3.77M | <0.1% | −895−0.5% | Reduced | – |
| EXTRExtreme Networks Inc | COM | 240,259 | $3.77M | <0.1% | +8,136+3.5% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 280,537 | $3.79M | <0.1% | +24,485+9.6% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 12,502 | $3.80M | <0.1% | +5,301+73.6% | Added | History |
| CICigna Group | Stock | 16,584 | $3.81M | <0.1% | −279−1.7% | Reduced | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 18,643 | $3.82M | <0.1% | +3,672+24.5% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 107,878 | $3.84M | <0.1% | −7,723−6.7% | Reduced | – |
| CAGConagra Brands Inc. | Stock | 112,542 | $3.84M | <0.1% | +1,641+1.5% | Added | History |
| DHRDanaher Corp | Stock | 11,710 | $3.85M | <0.1% | +1,055+9.9% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 93,171 | $3.89M | <0.1% | +47,022+101.9% | Added | History |
| DOCUDocuSign, Inc. | Stock | 25,626 | $3.90M | <0.1% | +1,542+6.4% | Added | History |
| ENSGEnsign Group, Inc | COM | 46,904 | $3.94M | <0.1% | −120−0.3% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 90,894 | $3.94M | <0.1% | +1,019+1.1% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 49,053 | $3.96M | <0.1% | −1,564−3.1% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 76,136 | $4.05M | <0.1% | +710+0.9% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 15,423 | $4.08M | <0.1% | −91−0.6% | Reduced | – |
| CIOCity Office REIT, Inc. | COM | 207,058 | $4.08M | <0.1% | −22,696−9.9% | Reduced | History |
| SHWSherwin Williams Co | COM | 11,639 | $4.09M | <0.1% | +9+0.1% | Added | History |
| XYZBlock, Inc. | CL A | 25,326 | $4.09M | <0.1% | −2,218−8.1% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 9,301 | $4.10M | <0.1% | −489−5.0% | Reduced | History |
| iShares Tr46435G326 | CORE MSCI INTL | 61,146 | $4.13M | <0.1% | +523+0.9% | Added | – |
| AMWDAmerican Woodmark Corp | COM | 63,566 | $4.14M | <0.1% | −175−0.3% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 24,773 | $4.16M | <0.1% | +1,741+7.6% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 205,307 | $4.17M | <0.1% | +19,093+10.3% | Added | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 114,002 | $4.20M | <0.1% | +3,638+3.3% | Added | – |
| GEGeneral Electric Co | Stock | 44,733 | $4.23M | <0.1% | −4,026−8.3% | Reduced | History |
| AXPAmerican Express Co | Stock | 25,987 | $4.25M | <0.1% | −1,661−6.0% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 14,342 | $4.27M | <0.1% | −1,737−10.8% | Reduced | History |
| ETNEaton Corp plc | Stock | 24,833 | $4.29M | <0.1% | +1,076+4.5% | Added | History |
| ZTSZoetis Inc. | Stock | 17,615 | $4.30M | <0.1% | +625+3.7% | Added | History |
| DXCMDexcom Inc | COM | 8,093 | $4.35M | <0.1% | +43+0.5% | Added | History |
| DOCHealthpeak Properties, Inc. | COM | 120,996 | $4.37M | <0.1% | −11,967−9.0% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 12,206 | $4.39M | <0.1% | +473+4.0% | AddedConverted for a 3-for-1 split | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 45,383 | $4.41M | <0.1% | +530+1.2% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 81,903 | $4.41M | <0.1% | −6,625−7.5% | Reduced | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 226,605 | $4.44M | <0.1% | +2,255+1.0% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 44,791 | $4.45M | <0.1% | +1,156+2.6% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 41,019 | $4.45M | <0.1% | −586−1.4% | Reduced | – |
| FISFidelity National Information Services, Inc. | Stock | 41,172 | $4.49M | <0.1% | +6,065+17.3% | Added | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 131,695 | $4.50M | <0.1% | −2,807−2.1% | Reduced | – |
| SWKSSkyworks Solutions, Inc. | Stock | 29,132 | $4.52M | <0.1% | +4,197+16.8% | Added | History |
| IQVIQVIA Holdings Inc. | Stock | 16,025 | $4.53M | <0.1% | −61−0.4% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 114,875 | $4.53M | <0.1% | −6,118−5.1% | Reduced | – |
| TTDTrade Desk, Inc. | Stock | 49,510 | $4.54M | <0.1% | +2,860+6.1% | Added | History |
| PSXPhillips 66 | Stock | 63,188 | $4.58M | <0.1% | −2,213−3.4% | Reduced | History |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 65,807 | $4.60M | <0.1% | +3,167+5.1% | Added | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 44,273 | $4.62M | <0.1% | +1,147+2.7% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 25,400 | $4.62M | <0.1% | −885−3.4% | Reduced | – |
| UMPQUmpqua Holdings Corp | COM | 240,003 | $4.62M | <0.1% | −22,208−8.5% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 57,205 | $4.63M | <0.1% | −388−0.7% | Reduced | – |
| EXPDExpeditors International of Washington Inc | COM | 34,576 | $4.64M | <0.1% | −898−2.5% | Reduced | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 74,206 | $4.66M | <0.1% | +6,566+9.7% | Added | – |
| SOSouthern Co | Stock | 68,553 | $4.70M | 0.1% | +1,795+2.7% | Added | History |
| XYLXylem Inc. | COM | 39,469 | $4.73M | 0.1% | −592−1.5% | Reduced | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 41,949 | $4.77M | 0.1% | +4,500+12.0% | Added | – |
| MUMicron Technology Inc | Stock | 51,329 | $4.78M | 0.1% | −4,171−7.5% | Reduced | History |
| YUMYum Brands Inc | Stock | 34,983 | $4.84M | 0.1% | +403+1.2% | Added | History |
| AOSSmith A O Corp | COM | 56,467 | $4.85M | 0.1% | −4,851−7.9% | Reduced | History |
| Vanguard World FD921910733 | ESG US STK ETF | 55,285 | $4.86M | 0.1% | +5,636+11.4% | Added | – |
| ABNBAirbnb, Inc. | Stock | 29,462 | $4.91M | 0.1% | +1,825+6.6% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |