D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LBTYKLiberty Global Ltd. | SHS CL C | 51,901 | $1.53M | <0.1% | +3,609+7.5% | Added | History |
| FTNTFortinet, Inc. | Stock | 5,240 | $1.53M | <0.1% | +15+0.3% | Added | History |
| AMTAmerican Tower Corp | REIT | 5,784 | $1.53M | <0.1% | −339−5.5% | Reduced | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 15,782 | $1.54M | <0.1% | +1,253+8.6% | Added | – |
| WELLWelltower Inc. | REIT | 18,761 | $1.55M | <0.1% | +3,450+22.5% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 33,623 | $1.55M | <0.1% | −62−0.2% | Reduced | – |
| DVNDevon Energy Corp | Stock | 43,611 | $1.55M | <0.1% | +19,827+83.4% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 15,115 | $1.55M | <0.1% | +3,217+27.0% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 12,223 | $1.56M | <0.1% | +258+2.2% | Added | History |
| RHIRobert Half Inc. | COM | 15,570 | $1.56M | <0.1% | −474−3.0% | Reduced | History |
| CIMChimera Investment Corp | COM NEW | 105,247 | $1.56M | <0.1% | +9,543+10.0% | Added | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 25,759 | $1.57M | <0.1% | +430+1.7% | Added | – |
| ETSYEtsy Inc | COM | 7,538 | $1.57M | <0.1% | +375+5.2% | Added | History |
| FFord Motor Co | Stock | 111,263 | $1.57M | <0.1% | −11,662−9.5% | Reduced | History |
| AEPAmerican Electric Power Co Inc | Stock | 19,413 | $1.58M | <0.1% | −36−0.2% | Reduced | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 130,183 | $1.59M | <0.1% | +130,183 | New | History |
| ESEversource Energy | Stock | 19,557 | $1.60M | <0.1% | +2,303+13.3% | Added | History |
| SNASnap-on Inc | COM | 7,659 | $1.60M | <0.1% | −400−5.0% | Reduced | History |
| AXONAxon Enterprise, Inc. | COM | 9,155 | $1.60M | <0.1% | +426+4.9% | Added | History |
| TEAMAtlassian Corp | CL A | 4,092 | $1.60M | <0.1% | +113+2.8% | Added | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 67,996 | $1.61M | <0.1% | −621−0.9% | Reduced | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 31,370 | $1.61M | <0.1% | +15,930+103.2% | Added | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 58,784 | $1.61M | <0.1% | +1,730+3.0% | Added | – |
| BPBP PLC | ADR | 59,065 | $1.61M | <0.1% | +210.0% | Added | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 9,005 | $1.61M | <0.1% | +103+1.2% | Added | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 31,284 | $1.62M | <0.1% | +1,933+6.6% | Added | – |
| EIXEdison International | Stock | 29,464 | $1.63M | <0.1% | +1,747+6.3% | Added | History |
| WMBWilliams Companies, Inc. | COM | 63,180 | $1.64M | <0.1% | +5,161+8.9% | Added | History |
| FITBFifth Third Bancorp | COM | 38,652 | $1.64M | <0.1% | +1,901+5.2% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 2,262 | $1.65M | <0.1% | +57+2.6% | Added | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 44,669 | $1.66M | <0.1% | −14,102−24.0% | Reduced | – |
| CVNACarvana Co. | CL A | 5,500 | $1.66M | <0.1% | −637−10.4% | Reduced | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 24,178 | $1.66M | <0.1% | +364+1.5% | Added | – |
| IRMIron Mountain Inc | COM | 38,493 | $1.67M | <0.1% | +21,641+128.4% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 11,020 | $1.68M | <0.1% | +41+0.4% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 19,468 | $1.68M | <0.1% | +629+3.3% | Added | – |
| CSRCenterspace | COM | 17,787 | $1.68M | <0.1% | −273−1.5% | Reduced | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 11,627 | $1.70M | <0.1% | +47+0.4% | Added | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,430 | $1.72M | <0.1% | 00.0% | Unchanged | – |
| NVTAInvitae Corp | COM | 60,634 | $1.72M | <0.1% | +54,184+840.1% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 18,290 | $1.73M | <0.1% | +7,285+66.2% | Added | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 57,691 | $1.74M | <0.1% | −2,569−4.3% | Reduced | – |
| OGNOrganon & Co. | Stock | 52,993 | $1.74M | <0.1% | +2,635+5.2% | Added | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 39,168 | $1.74M | <0.1% | +1,231+3.2% | Added | – |
| Paramount Global92556H206 | CL B | 44,090 | $1.74M | <0.1% | +460+1.1% | Added | – |
| DEODiageo PLC | SPON ADR NEW | 9,080 | $1.75M | <0.1% | +311+3.5% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 81,448 | $1.75M | <0.1% | +57+0.1% | Added | – |
| CGCarlyle Group Inc. | COM | 37,200 | $1.76M | <0.1% | −6,800−15.5% | Reduced | History |
| MDUMdu Resources Group Inc | Stock | 59,571 | $1.77M | <0.1% | +1,025+1.8% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 23,807 | $1.77M | <0.1% | +3,273+15.9% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 82,873 | $1.80M | <0.1% | −500−0.6% | Reduced | – |
| METMetlife Inc | Stock | 29,281 | $1.81M | <0.1% | −503−1.7% | Reduced | History |
| GLADGladstone Capital Corp | COM | 160,052 | $1.81M | <0.1% | +4,161+2.7% | Added | History |
| QTRXQuanterix Corp | COM | 36,505 | $1.82M | <0.1% | +3,952+12.1% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 28,004 | $1.82M | <0.1% | −5,962−17.6% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 2,932 | $1.82M | <0.1% | +892+43.7% | Added | History |
| HRTXHeron Therapeutics, Inc. | COM | 170,702 | $1.82M | <0.1% | +3,026+1.8% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,409 | $1.83M | <0.1% | +21+0.4% | Added | History |
| AFLAflac Inc | Stock | 35,133 | $1.83M | <0.1% | +230+0.7% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 7,201 | $1.84M | <0.1% | +593+9.0% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 30,324 | $1.84M | <0.1% | −946−3.0% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 19,806 | $1.87M | <0.1% | −793−3.8% | Reduced | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 62,300 | $1.88M | <0.1% | +5,500+9.7% | Added | – |
| PSECProspect Capital Corp | COM | 244,724 | $1.88M | <0.1% | +34,531+16.4% | Added | History |
| CBRECbre Group, Inc. | CL A | 19,386 | $1.89M | <0.1% | −350−1.8% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 13,006 | $1.89M | <0.1% | +499+4.0% | Added | – |
| YUMCYum China Holdings, Inc. | COM | 32,636 | $1.90M | <0.1% | −191−0.6% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 16,455 | $1.90M | <0.1% | −16,620−50.2% | Reduced | – |
| EBAYeBay Inc | COM | 27,318 | $1.90M | <0.1% | −1,231−4.3% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 15,070 | $1.92M | <0.1% | +506+3.5% | Added | – |
| UUnity Software Inc. | COM | 15,190 | $1.92M | <0.1% | +1,488+10.9% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 57,456 | $1.92M | <0.1% | +6,995+13.9% | Added | History |
| EXPEExpedia Group, Inc. | Stock | 11,744 | $1.93M | <0.1% | −635−5.1% | Reduced | History |
| LWLamb Weston Holdings, Inc. | Stock | 31,620 | $1.94M | <0.1% | +694+2.2% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 21,830 | $1.95M | <0.1% | +313+1.5% | Added | – |
| PAYAPaya Holdings Inc. | COM CL A | 180,350 | $1.96M | <0.1% | +21,620+13.6% | Added | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 77,501 | $1.96M | <0.1% | −2,872−3.6% | Reduced | – |
| SRESempra | Stock | 15,547 | $1.97M | <0.1% | +327+2.1% | Added | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | +8,248+10.6% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 36,546 | $1.98M | <0.1% | +1,107+3.1% | Added | History |
| PINSPinterest, Inc. | CL A | 38,981 | $1.99M | <0.1% | −15,473−28.4% | Reduced | History |
| FRGFranchise Group, Inc. | COM | 56,218 | $1.99M | <0.1% | +13,979+33.1% | Added | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 142,938 | $1.99M | <0.1% | +142,938 | New | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 6,430 | $1.99M | <0.1% | +555+9.4% | Added | – |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 157,789 | $2.01M | <0.1% | −35,701−18.5% | Reduced | History |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 67,895 | $2.02M | <0.1% | +150+0.2% | Added | – |
| HSYHershey Co | COM | 12,024 | $2.04M | <0.1% | +1,400+13.2% | Added | History |
| RIORio Tinto PLC | ADR | 30,556 | $2.04M | <0.1% | +8,381+37.8% | Added | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | +5,110+9.9% | Added | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | −9,897−9.2% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 19,006 | $2.06M | <0.1% | −23−0.1% | Reduced | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 136,228 | $2.07M | <0.1% | −2,167−1.6% | Reduced | History |
| IIPRInnovative Industrial Properties Inc | COM | 8,958 | $2.07M | <0.1% | −360−3.9% | Reduced | History |
| MCYMercury General Corp | COM | 37,228 | $2.07M | <0.1% | −1,058−2.8% | Reduced | History |
| GOGrocery Outlet Holding Corp. | COM | 96,227 | $2.08M | <0.1% | −19,731−17.0% | Reduced | History |
| CLFCleveland-Cliffs Inc. | COM | 107,291 | $2.13M | <0.1% | +32,197+42.9% | Added | History |
| MRNAModerna, Inc. | Stock | 5,543 | $2.13M | <0.1% | +643+13.1% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 75,579 | $2.15M | <0.1% | +7,866+11.6% | Added | History |
| TELTE Connectivity plc | REG SHS | 15,852 | $2.17M | <0.1% | −73−0.5% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 123,109 | $2.19M | <0.1% | +2,323+1.9% | Added | History |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |