D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 16,082 | $1.09M | <0.1% | +1,830+12.8% | Added | – |
| EXCExelon Corp | Stock | 22,531 | $1.09M | <0.1% | −254−1.1% | Reduced | History |
| FSLRFirst Solar, Inc. | Stock | 11,427 | $1.09M | <0.1% | +3,888+51.6% | Added | History |
| CVBFCVB Financial Corp | COM | 53,750 | $1.09M | <0.1% | 00.0% | Unchanged | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 38,000 | $1.10M | <0.1% | +10,900+40.2% | Added | – |
| SNAPSnap Inc | Stock | 14,916 | $1.10M | <0.1% | −2,409−13.9% | Reduced | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 19,275 | $1.11M | <0.1% | +10,615+122.6% | Added | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 3,847 | $1.11M | <0.1% | +110+2.9% | Added | – |
| DNBDun & Bradstreet Holdings, Inc. | COM | 66,300 | $1.11M | <0.1% | +11,100+20.1% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 14,237 | $1.12M | <0.1% | +14,237 | New | – |
| PNRPENTAIR plc | SHS | 15,397 | $1.12M | <0.1% | −22−0.1% | Reduced | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 16,809 | $1.12M | <0.1% | −100−0.6% | Reduced | History |
| AXAxos Financial, Inc. | COM | 21,825 | $1.13M | <0.1% | +539+2.5% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 45,255 | $1.13M | <0.1% | +736+1.7% | Added | History |
| ASMLASML Holding NV | ADR | 1,522 | $1.13M | <0.1% | −117−7.1% | Reduced | History |
| Davis Fundamental ETF Tr23908L405 | SELCT INTL ETF | 57,725 | $1.14M | <0.1% | +17,825+44.7% | Added | – |
| SNVSynovus Financial Corp | COM NEW | 25,960 | $1.14M | <0.1% | +659+2.6% | Added | History |
| FEFirstenergy Corp | COM | 32,049 | $1.14M | <0.1% | −1,659−4.9% | Reduced | History |
| Vanguard Industrials ETF92204A603 | ETF | 6,084 | $1.14M | <0.1% | +179+3.0% | Added | – |
| PFGPrincipal Financial Group Inc | COM | 17,747 | $1.14M | <0.1% | −516−2.8% | Reduced | History |
| KKellanova | Stock | 17,953 | $1.15M | <0.1% | +897+5.3% | Added | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 12,250 | $1.15M | <0.1% | +1,533+14.3% | Added | History |
| URIUnited Rentals, Inc. | COM | 3,276 | $1.15M | <0.1% | +225+7.4% | Added | History |
| INGRIngredion Inc | COM | 12,933 | $1.15M | <0.1% | +323+2.6% | Added | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 14,859 | $1.16M | <0.1% | +1,493+11.2% | Added | – |
| QRVOQorvo, Inc. | Stock | 7,006 | $1.17M | <0.1% | −4,092−36.9% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 19,584 | $1.18M | <0.1% | +1,865+10.5% | Added | History |
| MNDTMandiant, Inc. | COM | 66,400 | $1.18M | <0.1% | −16,500−19.9% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 8,954 | $1.19M | <0.1% | −251−2.7% | Reduced | – |
| JCIJohnson Controls International plc | Stock | 17,541 | $1.19M | <0.1% | +54+0.3% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 10,555 | $1.20M | <0.1% | +3,068+41.0% | Added | – |
| EQHEquitable Holdings, Inc. | COM | 40,310 | $1.20M | <0.1% | +5,855+17.0% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 12,228 | $1.20M | <0.1% | +2,690+28.2% | Added | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 89,563 | $1.20M | <0.1% | +6,197+7.4% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 9,526 | $1.20M | <0.1% | +491+5.4% | Added | – |
| COUPCoupa Software Inc | COM | 5,498 | $1.21M | <0.1% | +795+16.9% | Added | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 45,724 | $1.22M | <0.1% | −483−1.0% | Reduced | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | +1,690+10.4% | Added | – |
| GWWW.W. Grainger, Inc. | Stock | 3,106 | $1.22M | <0.1% | +11+0.4% | Added | History |
| iShares Tr464288703 | MRNING SM CP ETF | 21,473 | $1.22M | <0.1% | +100+0.5% | Added | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 72,368 | $1.24M | <0.1% | +14,653+25.4% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 4,128 | $1.24M | <0.1% | +10+0.2% | Added | History |
| TSNTyson Foods, Inc. | Stock | 15,768 | $1.25M | <0.1% | +1,799+12.9% | Added | History |
| NUENucor Corp | COM | 12,648 | $1.25M | <0.1% | −148−1.2% | Reduced | History |
| TDOCTeladoc Health, Inc. | COM | 9,843 | $1.25M | <0.1% | +1,206+14.0% | Added | History |
| SPGSimon Property Group Inc. | REIT | 9,651 | $1.25M | <0.1% | +334+3.6% | Added | History |
| KEYKeycorp | COM | 58,155 | $1.26M | <0.1% | −1,600−2.7% | Reduced | History |
| CHWYChewy, Inc. | CL A | 18,471 | $1.26M | <0.1% | +1,172+6.8% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 28,845 | $1.26M | <0.1% | +1,054+3.8% | Added | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,947 | $1.26M | <0.1% | +497+11.2% | Added | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 35,331 | $1.27M | <0.1% | +3,187+9.9% | Added | – |
| INSEInspired Entertainment, Inc. | COM | 108,184 | $1.27M | <0.1% | +108,184 | New | History |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 48,186 | $1.27M | <0.1% | 00.0% | Unchanged | – |
| STEWSRH Total Return Fund, Inc. | COM | 97,207 | $1.27M | <0.1% | +2,691+2.8% | Added | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 15,354 | $1.29M | <0.1% | −593−3.7% | Reduced | – |
| USALiberty All Star Equity Fund | SH BEN INT | 150,408 | $1.29M | <0.1% | +156+0.1% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 21,645 | $1.30M | <0.1% | +3,946+22.3% | Added | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 135,000 | $1.31M | <0.1% | 00.0% | Unchanged | – |
| IVZInvesco Ltd. | Stock | 54,561 | $1.31M | <0.1% | −7,170−11.6% | Reduced | History |
| TPCTutor Perini Corp | COM | 101,478 | $1.32M | <0.1% | +3,937+4.0% | Added | History |
| TWSTTwist Bioscience Corp | COM | 12,364 | $1.32M | <0.1% | +994+8.7% | Added | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 49,335 | $1.33M | <0.1% | −6,274−11.3% | Reduced | – |
| PHParker-Hannifin Corp | Stock | 4,768 | $1.33M | <0.1% | −58−1.2% | Reduced | History |
| FLRFluor Corp | Stock | 83,866 | $1.34M | <0.1% | +45,300+117.5% | Added | History |
| PLDPrologis, Inc. | REIT | 10,681 | $1.34M | <0.1% | +1,066+11.1% | Added | History |
| RPMRPM International Inc | COM | 17,479 | $1.36M | <0.1% | 00.0% | Unchanged | History |
| BCEBce Inc | COM NEW | 27,184 | $1.36M | <0.1% | +20+0.1% | Added | History |
| PGRProgressive Corp | Stock | 15,093 | $1.36M | <0.1% | −473−3.0% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 14,488 | $1.37M | <0.1% | +40.0% | Added | – |
| HTGCHercules Capital, Inc. | COM | 82,616 | $1.37M | <0.1% | +82,616 | New | History |
| IIIInformation Services Group Inc. | COM | 191,211 | $1.37M | <0.1% | +191,211 | New | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 82,240 | $1.38M | <0.1% | +16,265+24.7% | Added | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 93,848 | $1.39M | <0.1% | +3,219+3.6% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 81,906 | $1.39M | <0.1% | +2,137+2.7% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 13,113 | $1.41M | <0.1% | +13,113 | New | – |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 23,524 | $1.41M | <0.1% | +1,052+4.7% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 8,760 | $1.42M | <0.1% | +55+0.6% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 21,714 | $1.42M | <0.1% | −158−0.7% | Reduced | – |
| WTRGEssential Utilities, Inc. | COM | 30,982 | $1.43M | <0.1% | +1,010+3.4% | Added | History |
| KHCKraft Heinz Co | Stock | 38,807 | $1.43M | <0.1% | −153−0.4% | Reduced | History |
| ZMZoom Communications, Inc. | Stock | 5,466 | $1.43M | <0.1% | −461−7.8% | Reduced | History |
| Vanguard Communication Services ETF92204A884 | ETF | 10,210 | $1.44M | <0.1% | +728+7.7% | Added | – |
| INVEINVE Technologies, Inc. | COM NEW | 76,452 | $1.44M | <0.1% | +76,452 | New | History |
| XELXcel Energy Inc | Stock | 23,114 | $1.45M | <0.1% | −3,505−13.2% | Reduced | History |
| ALLAllstate Corp | Stock | 11,374 | $1.45M | <0.1% | −2,791−19.7% | Reduced | History |
| SCYXScynexis Inc | COM NEW | 274,970 | $1.46M | <0.1% | +27,613+11.2% | Added | History |
| VCVInvesco California Value Municipal Income Trust | COM | 105,661 | $1.46M | <0.1% | +15,041+16.6% | Added | History |
| CSGPCostar Group, Inc. | COM | 16,936 | $1.46M | <0.1% | +3,290+24.1% | Added | History |
| HRBH&R Block Inc | COM | 58,746 | $1.47M | <0.1% | +6,854+13.2% | Added | History |
| EVRIEveri Holdings Inc. | COM | 61,053 | $1.48M | <0.1% | +61,053 | New | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 23,576 | $1.48M | <0.1% | −1,606−6.4% | ReducedConverted for a 6-for-1 split | – |
| PLYMPlymouth Industrial REIT, Inc. | COM | 65,301 | $1.49M | <0.1% | −29,941−31.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 16,632 | $1.49M | <0.1% | +200+1.2% | Added | – |
| VEEVVeeva Systems Inc | Stock | 5,168 | $1.49M | <0.1% | +217+4.4% | Added | History |
| TTEKTetra Tech Inc | COM | 10,000 | $1.49M | <0.1% | 00.0% | Unchanged | History |
| ROKURoku, Inc | COM CL A | 4,775 | $1.50M | <0.1% | +292+6.5% | Added | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 14,634 | $1.50M | <0.1% | +403+2.8% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 46,149 | $1.50M | <0.1% | +1,488+3.3% | Added | History |
| WAFDWafd Inc | Stock | 44,237 | $1.52M | <0.1% | +1,977+4.7% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 14,922 | $1.52M | <0.1% | +576+4.0% | Added | – |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |