D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 8,953 | $764.0K | <0.1% | −473−5.0% | Reduced | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 51,591 | $765.0K | <0.1% | −2,398−4.4% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 48,365 | $769.0K | <0.1% | −696−1.4% | Reduced | – |
| LYFTLyft, Inc. | CL A COM | 14,415 | $772.0K | <0.1% | −149−1.0% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 1,897 | $775.0K | <0.1% | −28−1.5% | Reduced | History |
| STLDSteel Dynamics Inc | COM | 13,250 | $775.0K | <0.1% | −366−2.7% | Reduced | History |
| PAYCPaycom Software, Inc. | Stock | 1,566 | $776.0K | <0.1% | +24+1.6% | Added | History |
| GRMNGarmin Ltd | SHS | 4,989 | $776.0K | <0.1% | −19−0.4% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 8,853 | $781.0K | <0.1% | −1,567−15.0% | Reduced | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 65,356 | $782.0K | <0.1% | +20,685+46.3% | Added | – |
| SPROSpero Therapeutics, Inc. | COM | 43,000 | $792.0K | <0.1% | +9,000+26.5% | Added | History |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | 00.0% | Unchanged | History |
| SWKStanley Black & Decker, Inc. | COM | 4,551 | $798.0K | <0.1% | +105+2.4% | Added | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 16,970 | $800.0K | <0.1% | −120−0.7% | Reduced | – |
| WPCW. P. Carey Inc. | COM | 10,964 | $801.0K | <0.1% | −429−3.8% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 15,589 | $802.0K | <0.1% | −532−3.3% | Reduced | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 45,254 | $810.0K | <0.1% | +1,175+2.7% | Added | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 37,862 | $812.0K | <0.1% | −231−0.6% | Reduced | – |
| CTRECareTrust REIT, Inc. | COM | 39,987 | $813.0K | <0.1% | −1,015−2.5% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 57,339 | $816.0K | <0.1% | +16,211+39.4% | Added | History |
| Nuveen Enhanced Mun Value FD67074M101 | COM | 52,230 | $827.0K | <0.1% | 00.0% | Unchanged | – |
| PLUGPlug Power Inc | Stock | 32,460 | $829.0K | <0.1% | +2,453+8.2% | Added | History |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 20,944 | $835.0K | <0.1% | −318−1.5% | Reduced | – |
| APOApollo Global Management, Inc. | COM CL A | 13,568 | $836.0K | <0.1% | +994+7.9% | Added | History |
| HBIHanesbrands Inc. | COM | 48,739 | $836.0K | <0.1% | −215−0.4% | Reduced | History |
| JWNNordstrom Inc | Stock | 31,726 | $839.0K | <0.1% | −9,602−23.2% | Reduced | History |
| RNGRingCentral, Inc. | CL A | 3,858 | $839.0K | <0.1% | +478+14.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 55,906 | $840.0K | <0.1% | +756+1.4% | Added | – |
| MPCMarathon Petroleum Corp | Stock | 13,618 | $842.0K | <0.1% | +128+0.9% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,943 | $842.0K | <0.1% | +149+5.3% | Added | History |
| SGENSeagen Inc. | COM | 4,966 | $843.0K | <0.1% | +92+1.9% | Added | History |
| FVRRFiverr International Ltd. | ORD SHS | 4,633 | $846.0K | <0.1% | −2,192−32.1% | Reduced | History |
| SNPSSynopsys Inc | COM | 2,860 | $856.0K | <0.1% | −75−2.6% | Reduced | History |
| NNINelnet Inc | CL A | 10,842 | $859.0K | <0.1% | +964+9.8% | Added | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 13,750 | $862.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 20,663 | $862.0K | <0.1% | +1,283+6.6% | Added | – |
| TWLOTwilio Inc | CL A | 2,704 | $863.0K | <0.1% | +135+5.3% | Added | History |
| APGAPi Group Corp | COM STK | 42,500 | $865.0K | <0.1% | +42,500 | New | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 9,922 | $870.0K | <0.1% | −14,135−58.8% | Reduced | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 2,168 | $875.0K | <0.1% | +15+0.7% | Added | – |
| NVCRNovoCure Ltd | ORD SHS | 7,561 | $878.0K | <0.1% | +2,501+49.4% | Added | History |
| ATOAtmos Energy Corp | COM | 9,970 | $879.0K | <0.1% | +100+1.0% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 7,508 | $883.0K | <0.1% | +503+7.2% | Added | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 17,425 | $890.0K | <0.1% | −970−5.3% | Reduced | – |
| AAAlcoa Corp | Stock | 18,207 | $891.0K | <0.1% | −146−0.8% | Reduced | History |
| iShares Tr464288752 | US HOME CONS ETF | 13,482 | $892.0K | <0.1% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 30,284 | $892.0K | <0.1% | +2,917+10.7% | Added | – |
| TTCToro Co | COM | 9,172 | $894.0K | <0.1% | +203+2.3% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 9,659 | $895.0K | <0.1% | +128+1.3% | Added | – |
| BEAMBeam Therapeutics Inc. | COM | 10,298 | $896.0K | <0.1% | +10,298 | New | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | −840−0.9% | Reduced | – |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 22,928 | $897.0K | <0.1% | −351−1.5% | Reduced | – |
| AVYAvery Dennison Corp | COM | 4,354 | $902.0K | <0.1% | −9,497−68.6% | Reduced | History |
| LNTAlliant Energy Corp | Stock | 16,167 | $905.0K | <0.1% | −5,726−26.2% | Reduced | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 19,118 | $908.0K | <0.1% | −379−1.9% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,911 | $919.0K | <0.1% | −336−15.0% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 5,256 | $943.0K | <0.1% | +122+2.4% | Added | – |
| AONAon plc | CL A | 3,300 | $943.0K | <0.1% | −26−0.8% | Reduced | History |
| PHMPultegroup Inc | COM | 20,557 | $944.0K | <0.1% | +1,102+5.7% | Added | History |
| TSCOTractor Supply Co | COM | 4,669 | $946.0K | <0.1% | +597+14.7% | Added | History |
| ERIIEnergy Recovery, Inc. | COM | 49,820 | $948.0K | <0.1% | −6,793−12.0% | Reduced | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 42,053 | $953.0K | <0.1% | +4,827+13.0% | Added | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 15,665 | $955.0K | <0.1% | +4,243+37.1% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 36,685 | $962.0K | <0.1% | +13,168+56.0% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 8,299 | $964.0K | <0.1% | −234−2.7% | Reduced | – |
| IDXXIDEXX Laboratories Inc | COM | 1,550 | $964.0K | <0.1% | +3+0.2% | Added | History |
| TDToronto Dominion Bank | Stock | 14,607 | $966.0K | <0.1% | +70+0.5% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 38,370 | $972.0K | <0.1% | +200+0.5% | Added | – |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 8,226 | $979.0K | <0.1% | +154+1.9% | Added | – |
| BIIBBiogen Inc. | COM | 3,491 | $988.0K | <0.1% | −73−2.0% | Reduced | History |
| PDIPIMCO Dynamic Income Fund | SHS | 37,398 | $994.0K | <0.1% | −2,806−7.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 18,226 | $997.0K | <0.1% | −10−0.1% | Reduced | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 39,982 | $1.00M | <0.1% | +5,438+15.7% | Added | History |
| ADIAnalog Devices Inc | Stock | 5,977 | $1.00M | <0.1% | +1,015+20.5% | Added | History |
| TTTrane Technologies plc | SHS | 5,817 | $1.00M | <0.1% | +46+0.8% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 48,947 | $1.01M | <0.1% | +13,329+37.4% | Added | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 28,462 | $1.01M | <0.1% | −200−0.7% | Reduced | – |
| KLACKLA Corp | COM NEW | 3,021 | $1.01M | <0.1% | +260+9.4% | Added | History |
| SCIService Corp International | COM | 16,786 | $1.01M | <0.1% | −44,806−72.7% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 10,277 | $1.01M | <0.1% | +280+2.8% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 9,769 | $1.01M | <0.1% | +30+0.3% | Added | – |
| NXPINXP Semiconductors N.V. | COM | 5,190 | $1.02M | <0.1% | +1,962+60.8% | Added | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,330 | $1.02M | <0.1% | −175−1.3% | Reduced | – |
| BWABorgwarner Inc | COM | 23,583 | $1.02M | <0.1% | −408−1.7% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 5,086 | $1.02M | <0.1% | −87−1.7% | Reduced | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 43,937 | $1.02M | <0.1% | +4,608+11.7% | Added | – |
| STWDStarwood Property Trust, Inc. | COM | 42,064 | $1.03M | <0.1% | +2,029+5.1% | Added | History |
| OKTAOkta, Inc. | CL A | 4,353 | $1.03M | <0.1% | −987−18.5% | Reduced | History |
| OTISOtis Worldwide Corp | Stock | 12,692 | $1.04M | <0.1% | +159+1.3% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 65,334 | $1.04M | <0.1% | +3,456+5.6% | Added | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 6,044 | $1.05M | <0.1% | +810+15.5% | Added | – |
| BHPBHP Group Ltd | ADR | 19,799 | $1.06M | <0.1% | +2,000+11.2% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 67,874 | $1.06M | <0.1% | −1,720−2.5% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 1,744 | $1.07M | <0.1% | 00.0% | Unchanged | History |
| SLViShares Silver Trust | ETF | 52,158 | $1.07M | <0.1% | −2,100−3.9% | Reduced | History |
| BYNDBeyond Meat, Inc. | COM | 10,189 | $1.07M | <0.1% | +1,752+20.8% | Added | History |
| NXHNeighborhood Intelligence, Inc. | COM | 13,805 | $1.08M | <0.1% | −53−0.4% | Reduced | History |
| SFIXStitch Fix, Inc. | Stock | 27,180 | $1.09M | <0.1% | +2,188+8.8% | Added | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 26,980 | $1.09M | <0.1% | +5,227+24.0% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 42,187 | $1.09M | <0.1% | +12,657+42.9% | Added | History |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |