D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 55,070 | $550.0K | <0.1% | +40,784+285.5% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,640 | $551.0K | <0.1% | −37−1.0% | Reduced | History |
| COHUCohu Inc | COM | 17,285 | $552.0K | <0.1% | +6,915+66.7% | Added | History |
| BGBunge Global SA | COM | 6,850 | $557.0K | <0.1% | −150−2.1% | Reduced | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | +313+1.2% | Added | – |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 12,847 | $559.0K | <0.1% | +3,868+43.1% | Added | – |
| PFNPIMCO Income Strategy Fund II | COM | 55,201 | $560.0K | <0.1% | −2,087−3.6% | Reduced | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 32,670 | $560.0K | <0.1% | +9,335+40.0% | Added | History |
| CGCCanopy Growth Corp | COM | 40,372 | $560.0K | <0.1% | +14,393+55.4% | Added | History |
| PNTGPennant Group, Inc. | COM | 19,970 | $561.0K | <0.1% | 00.0% | Unchanged | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 8,994 | $563.0K | <0.1% | −475−5.0% | Reduced | – |
| NVONovo Nordisk A S | ADR | 5,896 | $566.0K | <0.1% | +600+11.3% | Added | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 21,399 | $567.0K | <0.1% | +90+0.4% | Added | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 6,522 | $567.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 12,138 | $567.0K | <0.1% | +9+0.1% | Added | – |
| ADPTAdaptive Biotechnologies Corp | COM | 16,785 | $571.0K | <0.1% | +875+5.5% | Added | History |
| BMOBank of Montreal | COM | 5,758 | $574.0K | <0.1% | +24+0.4% | Added | History |
| CWTCalifornia Water Service Group | COM | 9,762 | $575.0K | <0.1% | +100+1.0% | Added | History |
| EXASExact Sciences Corp | COM | 6,056 | $578.0K | <0.1% | −418−6.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 3,175 | $579.0K | <0.1% | +55+1.8% | Added | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 7,354 | $581.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 17,824 | $582.0K | <0.1% | +2,056+13.0% | Added | – |
| MCHPMicrochip Technology Inc | Stock | 3,799 | $583.0K | <0.1% | −150−3.8% | Reduced | History |
| UFPIUfp Industries Inc | COM | 8,575 | $583.0K | <0.1% | −450−5.0% | Reduced | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 10,458 | $593.0K | <0.1% | −168−1.6% | ReducedConverted for a 6-for-1 split | – |
| PCHPotlatchdeltic Corp | COM | 11,521 | $594.0K | <0.1% | +345+3.1% | Added | History |
| KKRKKR & Co. Inc. | COM | 9,815 | $598.0K | <0.1% | +801+8.9% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 9,456 | $605.0K | <0.1% | +15+0.2% | Added | – |
| FASTFastenal Co | Stock | 11,790 | $608.0K | <0.1% | +130+1.1% | Added | History |
| GHGuardant Health, Inc. | COM | 4,860 | $608.0K | <0.1% | +348+7.7% | Added | History |
| EQIXEquinix Inc | COM | 771 | $609.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 16,325 | $613.0K | <0.1% | +1,058+6.9% | Added | – |
| SKYWSkywest Inc | COM | 12,555 | $619.0K | <0.1% | 00.0% | Unchanged | History |
| ABBNYABB Ltd | SPONSORED ADR | 18,592 | $620.0K | <0.1% | −5,772−23.7% | Reduced | History |
| WRBBerkley W R Corp | COM | 8,559 | $626.0K | <0.1% | 00.0% | Unchanged | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | +7,300+46.3% | Added | – |
| Vanguard Utilities ETF92204A876 | ETF | 4,542 | $632.0K | <0.1% | −42−0.9% | Reduced | – |
| GBDCGolub Capital BDC, Inc. | COM | 40,060 | $633.0K | <0.1% | +40,060 | New | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 7,260 | $635.0K | <0.1% | +1,216+20.1% | Added | – |
| Vanguard Wellington FD921935706 | US QUALITY | 5,435 | $635.0K | <0.1% | 00.0% | Unchanged | – |
| DOVDOVER Corp | COM | 4,095 | $637.0K | <0.1% | −100−2.4% | Reduced | History |
| ATIAti Inc | Stock | 38,495 | $640.0K | <0.1% | +245+0.6% | Added | History |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,495 | $642.0K | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 8,500 | $646.0K | <0.1% | 00.0% | Unchanged | – |
| DYDycom Industries Inc | COM | 9,110 | $649.0K | <0.1% | +2,514+38.1% | Added | History |
| KMXCarMax Inc | COM | 5,100 | $653.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 9,082 | $653.0K | <0.1% | −513−5.3% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 9,701 | $655.0K | <0.1% | +85+0.9% | Added | – |
| SNOWSnowflake Inc. | Stock | 2,170 | $656.0K | <0.1% | +700+47.6% | Added | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 22,309 | $662.0K | <0.1% | +3,950+21.5% | Added | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 34,975 | $663.0K | <0.1% | +2,578+8.0% | Added | – |
| ISBCInvestors Bancorp, Inc. | COM | 44,028 | $665.0K | <0.1% | +1,000+2.3% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 11,055 | $667.0K | <0.1% | +322+3.0% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 36,632 | $670.0K | <0.1% | −1,462−3.8% | Reduced | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 8,740 | $673.0K | <0.1% | +650+8.0% | Added | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 43,040 | $675.0K | <0.1% | +2,533+6.3% | Added | History |
| RYAMRayonier Advanced Materials Inc. | COM | 90,465 | $678.0K | <0.1% | +6,694+8.0% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 70,872 | $679.0K | <0.1% | +34,865+96.8% | Added | History |
| ONTOOnto Innovation Inc. | COM | 9,425 | $681.0K | <0.1% | −150−1.6% | Reduced | History |
| EPREpr Properties | COM SH BEN INT | 13,879 | $685.0K | <0.1% | +9,699+232.0% | Added | History |
| ECLEcolab Inc. | Stock | 3,308 | $690.0K | <0.1% | +426+14.8% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 6,200 | $690.0K | <0.1% | +325+5.5% | Added | – |
| HASHasbro, Inc. | COM | 7,739 | $691.0K | <0.1% | +201+2.7% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,924 | $693.0K | <0.1% | 00.0% | Unchanged | – |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 54,560 | $693.0K | <0.1% | +20,445+59.9% | Added | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 60,647 | $693.0K | <0.1% | +448+0.7% | Added | History |
| VTRSViatris Inc | Stock | 51,247 | $694.0K | <0.1% | +8,827+20.8% | Added | History |
| KTBKontoor Brands, Inc. | Stock | 13,894 | $694.0K | <0.1% | +955+7.4% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 12,672 | $694.0K | <0.1% | +3,612+39.9% | Added | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 17,997 | $694.0K | <0.1% | 00.0% | Unchanged | History |
| TERTeradyne, Inc | Stock | 6,373 | $696.0K | <0.1% | −757−10.6% | Reduced | History |
| APPNAppian Corp | CL A | 7,521 | $696.0K | <0.1% | +345+4.8% | Added | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | −1,200−7.1% | Reduced | History |
| HUMHumana Inc | Stock | 1,802 | $701.0K | <0.1% | 00.0% | Unchanged | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 70,571 | $705.0K | <0.1% | +19,986+39.5% | Added | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 11,469 | $708.0K | <0.1% | +587+5.4% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 14,056 | $709.0K | <0.1% | +3,030+27.5% | Added | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 29,626 | $714.0K | <0.1% | +7,700+35.1% | Added | – |
| iShares Global Clean Energy ETF464288224 | ETF | 33,033 | $715.0K | <0.1% | +1,505+4.8% | Added | – |
| OXYOccidental Petroleum Corp | Stock | 24,235 | $717.0K | <0.1% | −750−3.0% | Reduced | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | +108+0.8% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 5,362 | $717.0K | <0.1% | +458+9.3% | Added | History |
| TAPMolson Coors Beverage Co | CL B | 15,520 | $720.0K | <0.1% | −5,213−25.1% | Reduced | History |
| GVAGranite Construction Inc | COM | 18,315 | $724.0K | <0.1% | −475−2.5% | Reduced | History |
| ZIONZions Bancorporation, National Association | COM | 11,705 | $724.0K | <0.1% | −413−3.4% | Reduced | History |
| MOSMosaic Co | COM | 20,340 | $727.0K | <0.1% | −905−4.3% | Reduced | History |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 27,000 | $727.0K | <0.1% | 00.0% | Unchanged | – |
| CHGGChegg, Inc | COM | 10,733 | $730.0K | <0.1% | +761+7.6% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 7,438 | $732.0K | <0.1% | −1,084−12.7% | Reduced | – |
| UBERUber Technologies, Inc | Stock | 16,371 | $733.0K | <0.1% | −661−3.9% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 6,671 | $734.0K | <0.1% | +360+5.7% | Added | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 18,897 | $735.0K | <0.1% | −851−4.3% | Reduced | – |
| Nushares ETF Tr67092P870 | NUVEEN ESG US | 28,434 | $736.0K | <0.1% | +813+2.9% | Added | – |
| MDXGMimedx Group, Inc. | COM | 121,400 | $736.0K | <0.1% | −40,000−24.8% | Reduced | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 3,338 | $750.0K | <0.1% | +299+9.8% | Added | – |
| FFIVF5, Inc. | Stock | 3,795 | $754.0K | <0.1% | −6−0.2% | Reduced | History |
| ANETArista Networks, Inc. | COM | 2,193 | $754.0K | <0.1% | +40+1.9% | Added | History |
| PPLPPL Corp | COM | 27,192 | $758.0K | <0.1% | +4,365+19.1% | Added | History |
| TXRHTexas Roadhouse, Inc. | COM | 8,343 | $762.0K | <0.1% | +701+9.2% | Added | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 4,042 | $763.0K | <0.1% | +171+4.4% | Added | History |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |