D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464288356 | CALIF MUN BD ETF | 6,513 | $404.0K | <0.1% | +2,385+57.8% | Added | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 8,375 | $404.0K | <0.1% | +2,513+42.9% | Added | – |
| MCKMcKesson Corp | Stock | 2,029 | $405.0K | <0.1% | +63+3.2% | Added | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 30,700 | $408.0K | <0.1% | 00.0% | Unchanged | History |
| GWRSGlobal Water Resources, Inc. | COM | 21,859 | $409.0K | <0.1% | +30.0% | Added | History |
| iShares Tr464287788 | U.S. FINLS ETF | 4,969 | $410.0K | <0.1% | 00.0% | Unchanged | – |
| TBCHTurtle Beach Corp | COM NEW | 14,728 | $410.0K | <0.1% | +17+0.1% | Added | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 26,000 | $410.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 15,400 | $415.0K | <0.1% | 00.0% | Unchanged | – |
| HALHalliburton Co | Stock | 19,202 | $415.0K | <0.1% | −348−1.8% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 7,821 | $415.0K | <0.1% | −51−0.6% | Reduced | – |
| VTRVentas, Inc. | REIT | 7,556 | $417.0K | <0.1% | −1,457−16.2% | Reduced | History |
| EMEEMCOR Group, Inc. | Stock | 3,616 | $417.0K | <0.1% | 00.0% | Unchanged | History |
| CAHCardinal Health Inc | Stock | 8,436 | $417.0K | <0.1% | −225−2.6% | Reduced | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 5,135 | $421.0K | <0.1% | +654+14.6% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 8,825 | $422.0K | <0.1% | −3,789−30.0% | Reduced | – |
| POSTPost Holdings, Inc. | COM | 3,834 | $422.0K | <0.1% | 00.0% | Unchanged | History |
| PTCPTC Inc. | Stock | 3,530 | $423.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 16,919 | $423.0K | <0.1% | −107−0.6% | Reduced | – |
| TRUTransUnion | COM | 3,769 | $423.0K | <0.1% | 00.0% | Unchanged | History |
| NWLNewell Brands Inc. | Stock | 19,154 | $424.0K | <0.1% | −22,681−54.2% | Reduced | History |
| First Tr Exchange-Traded FD33733E872 | LUNT US FACTOR | 12,465 | $424.0K | <0.1% | +4,975+66.4% | Added | – |
| MGRCMcGrath Rentcorp | COM | 5,900 | $425.0K | <0.1% | 00.0% | Unchanged | History |
| FDSFactset Research Systems Inc | Stock | 1,080 | $427.0K | <0.1% | −16−1.5% | Reduced | History |
| SITMSITIME Corp | COM | 2,100 | $429.0K | <0.1% | +500+31.3% | Added | History |
| LNGCheniere Energy, Inc. | COM NEW | 4,399 | $430.0K | <0.1% | +590+15.5% | Added | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 27,590 | $432.0K | <0.1% | +27,590 | New | History |
| FAFFirst American Financial Corp | Stock | 6,440 | $432.0K | <0.1% | 00.0% | Unchanged | History |
| MWAMueller Water Products, Inc. | COM SER A | 28,363 | $432.0K | <0.1% | +61+0.2% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 19,525 | $433.0K | <0.1% | +372+1.9% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 9,762 | $434.0K | <0.1% | +456+4.9% | Added | – |
| LITELumentum Holdings Inc. | COM | 5,220 | $436.0K | <0.1% | −350−6.3% | Reduced | History |
| HWMHowmet Aerospace Inc. | Stock | 14,016 | $437.0K | <0.1% | 00.0% | Unchanged | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,870 | $438.0K | <0.1% | +1,605+22.1% | Added | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 16,891 | $439.0K | <0.1% | +2,014+13.5% | Added | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 6,750 | $443.0K | <0.1% | +3,333+97.5% | Added | – |
| AZPNASPENTECH Corp | COM | 3,617 | $444.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 8,111 | $447.0K | <0.1% | 00.0% | Unchanged | – |
| AMPAmeriprise Financial Inc | COM | 1,703 | $450.0K | <0.1% | 00.0% | Unchanged | History |
| MFICMidCap Financial Investment Corp | COM NEW | 34,699 | $450.0K | <0.1% | +34,699 | New | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 25,586 | $453.0K | <0.1% | −3,550−12.2% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 2,945 | $454.0K | <0.1% | +265+9.9% | Added | History |
| SUMSummit Materials, Inc. | CL A | 14,292 | $457.0K | <0.1% | −3,108−17.9% | Reduced | History |
| MARMarriott International Inc | Stock | 3,094 | $458.0K | <0.1% | +68+2.2% | Added | History |
| BTOJohn Hancock Financial Opportunities Fund | SH BEN INT NEW | 10,850 | $461.0K | <0.1% | −203−1.8% | Reduced | History |
| OGSONE Gas, Inc. | COM | 7,324 | $464.0K | <0.1% | 00.0% | Unchanged | History |
| RGTRoyce Global Trust, Inc. | COM | 30,109 | $465.0K | <0.1% | 00.0% | Unchanged | History |
| EDConsolidated Edison Inc | Stock | 6,436 | $467.0K | <0.1% | +413+6.9% | Added | History |
| MTDMettler Toledo International Inc | COM | 340 | $468.0K | <0.1% | −10−2.9% | Reduced | History |
| AEEAmeren Corp | COM | 5,821 | $472.0K | <0.1% | +28+0.5% | Added | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,653 | $476.0K | <0.1% | +410+12.6% | Added | – |
| TRNTrinity Industries Inc | COM | 17,555 | $477.0K | <0.1% | 00.0% | Unchanged | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 37,235 | $477.0K | <0.1% | +669+1.8% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 395 | $478.0K | <0.1% | 00.0% | Unchanged | History |
| GOODGladstone Commercial Corp | COM | 22,772 | $479.0K | <0.1% | +2,046+9.9% | Added | History |
| LSTRLandstar System Inc | COM | 3,050 | $481.0K | <0.1% | 00.0% | Unchanged | History |
| FORMFormfactor Inc | COM | 12,905 | $482.0K | <0.1% | +6,575+103.9% | Added | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 14,000 | $483.0K | <0.1% | −1,600−10.3% | Reduced | – |
| PCQPIMCO California Municipal Income Fund | COM | 25,591 | $484.0K | <0.1% | +20+0.1% | Added | History |
| FCNFti Consulting, Inc | COM | 3,617 | $487.0K | <0.1% | 00.0% | Unchanged | History |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 32,208 | $487.0K | <0.1% | +3,525+12.3% | Added | History |
| ZNGAZynga Inc | CL A | 64,614 | $487.0K | <0.1% | +3,554+5.8% | Added | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 12,875 | $489.0K | <0.1% | −189−1.4% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 22,862 | $490.0K | <0.1% | +1,394+6.5% | Added | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 12,584 | $490.0K | <0.1% | −48−0.4% | Reduced | – |
| SARSaratoga Investment Corp. | COM NEW | 17,071 | $491.0K | <0.1% | +651+4.0% | Added | History |
| ZBRAZebra Technologies Corp | CL A | 959 | $494.0K | <0.1% | +19+2.0% | Added | History |
| QSRRestaurant Brands International Inc. | COM | 8,068 | $494.0K | <0.1% | +52+0.6% | Added | History |
| IFNAberdeen India Fund, Inc. | COM | 21,432 | $495.0K | <0.1% | +42+0.2% | Added | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 7,719 | $495.0K | <0.1% | +4,119+114.4% | Added | – |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 8,924 | $502.0K | <0.1% | +8,924 | New | History |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 18,720 | $503.0K | <0.1% | 00.0% | Unchanged | – |
| LULUlululemon athletica inc. | Stock | 1,245 | $504.0K | <0.1% | −11−0.9% | Reduced | History |
| OMCOmnicom Group Inc. | COM | 7,007 | $508.0K | <0.1% | +7,007 | New | History |
| CALXCalix, Inc | COM | 10,341 | $511.0K | <0.1% | 00.0% | Unchanged | History |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 11,060 | $516.0K | <0.1% | +350+3.3% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 17,052 | $520.0K | <0.1% | −85−0.5% | Reduced | – |
| PFLPIMCO Income Strategy Fund | COM | 44,971 | $523.0K | <0.1% | −1,914−4.1% | Reduced | History |
| LOGILogitech International S.A. | SHS | 5,941 | $524.0K | <0.1% | −126−2.1% | Reduced | History |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 14,005 | $525.0K | <0.1% | +191+1.4% | Added | – |
| First Tr MLP & Energy Incom33739B104 | COM | 72,859 | $525.0K | <0.1% | +3,809+5.5% | Added | – |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 38,617 | $525.0K | <0.1% | 00.0% | Unchanged | History |
| LECOLincoln Electric Holdings Inc | COM | 4,087 | $526.0K | <0.1% | −90−2.2% | Reduced | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 20,106 | $526.0K | <0.1% | 00.0% | Unchanged | History |
| QSQuantumScape Corp | COM CL A | 21,535 | $528.0K | <0.1% | +2,133+11.0% | Added | History |
| NARIInari Medical, Inc. | Stock | 6,521 | $529.0K | <0.1% | +546+9.1% | Added | History |
| TDYTeledyne Technologies Inc | COM | 1,231 | $529.0K | <0.1% | −395−24.3% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 21,938 | $536.0K | <0.1% | +21,938 | New | – |
| DALDelta Air Lines, Inc. | COM NEW | 12,586 | $536.0K | <0.1% | +1,467+13.2% | Added | History |
| AXSMAxsome Therapeutics, Inc. | COM | 16,325 | $538.0K | <0.1% | +6,990+74.9% | Added | History |
| PACWPacwest Bancorp | COM | 11,923 | $540.0K | <0.1% | −73−0.6% | Reduced | History |
| KRKroger Co | Stock | 13,380 | $541.0K | <0.1% | −1,152−7.9% | Reduced | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 20,926 | $542.0K | <0.1% | +20,926 | New | – |
| Alps Clean Energy ETF00162Q460 | ETF | 8,225 | $544.0K | <0.1% | 00.0% | Unchanged | – |
| OHIOmega Healthcare Investors Inc | COM | 18,220 | $546.0K | <0.1% | +8,437+86.2% | Added | History |
| MASMasco Corp | COM | 9,874 | $549.0K | <0.1% | +557+6.0% | Added | History |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | −75−3.4% | Reduced | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | −4,376−16.9% | Reduced | – |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 17,986 | $550.0K | <0.1% | +7,075+64.8% | Added | – |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |